ROSA SECURITIES LIMITED 羅沙證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2005	⚥	SFC ID	Role	From	Until
1	Chan, Kin Tong 陳健棠			AAK369	Rep		2009-11-30
2	Chan, Tai Yue 陳大譽			AAI130	Rep		2023-08-16
3	Da Rosa, David Augusto		M	AAK363	RO		2023-08-16
4	Da Rosa, Jose Augusto Maria		F	AAK360	RO		2022-12-19
5	Da Rosa, Rosa Fatima Pereira		F	AAK362	RO		2023-08-16
6	Lam, Chi Yuen (SFC:ALP915) 林志遠			ALP915	Rep	2005-03-14	2006-12-31

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