PFP Capital Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2005	⚥	SFC ID	Role	From	Until
1	Au, Yu Ching 區裕正			ABT384	RO	2004-08-30	2007-08-01
2	Bhatia, Manish (SFC:AGL970)			AGL970	Rep		2005-05-18
3	Li, Cong (SFC:ALQ324) 李匆			ALQ324	Rep	2005-01-12	2006-03-01
4	Simon, Hugh Adam (SFC:AAG417)		M	AAG417	RO		2025-08-21

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