CHI CAPITAL SECURITIES LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2005	⚥	SFC ID	Role	From	Until
1	Du, Trinh C 謝昭程			ADI099	RO	2004-09-07	2004-10-29
2	Giang, Maryanne Phung Van 江鳳文			AEL911	RO	2005-02-16	2005-12-07
3	Wat, Chi Ming 屈志銘			ADU895	RO	2004-09-07	2005-05-09

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