GFI (HK) SECURITIES L.L.C.

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2005	⚥	SFC ID	Role	From	Until
1	Bradford, David John		M	ADO053	Rep	2004-11-22	2007-07-24
2	Chew, Philip Guy (SFC:ALN622)		M	ALN622	Rep	2004-12-08	2008-07-01
3	Hine, Peter John		M	ADR773	Rep		2005-03-23
4	Mariano, Timothy Charles		M	AHC188	Rep		2005-03-09
5	Nesbitt, Jonathan Michael		M	ALK388	Rep	2004-11-19	2009-12-25
6	Peard, Andrew Davis Lozada		M	AHA360	Rep	2004-11-19	2012-09-14
7	White, Paul George		M	ALQ641	Rep	2005-01-19	2012-01-05

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