BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2004	⚥	SFC ID	Role	From	Until
1	Ha, Dzung-Sean			AJO220	Rep	2004-04-24	2005-11-04
2	Kwan, Jacqueline Wan Fung 關韻楓		F	AHM233	Rep		2004-11-19
					RO	2004-11-19	2011-03-31
3	Kwong, Anita Chi Yun 鄺子欣		F	AHN065	Rep		2004-03-24
4	Mak, Doris Sau Fong 麥秀芳			AIO497	Rep		2011-03-31
5	Tse, Joseph Siu Hung 謝少雄		M	AFE706	RO		2014-03-31
6	Wong, Lai San 王麗珊			AEZ574	Rep		2004-11-08
					RO	2004-11-08	2011-03-31

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