MELLON GLOBAL INVESTMENTS ASIA LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2004	⚥	SFC ID	Role	From	Until
1	Simon, Hugh Adam (SFC:AAG417)		M	AAG417	RO	2003-05-09	2005-04-14
2	Summerbell, Mark		M	AHJ897	RO		2006-05-02
3	Sun, Haifeng 孫海峰			AJL015	Rep	2004-02-05	2005-03-02
4	Yen, Nga Man 嚴雅雯			AEA830	Rep		2008-08-01

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