LEHMAN BROTHERS SECURITIES ASIA LIMITED 美國雷曼兄弟證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2004 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bowmer Iii, William Sterett | M | AEB024 | Rep | 2004-07-23 | ||
| 2 | Chan, Shirley Mei Fung 陳美鳳 | F | AEC087 | Rep | 2008-09-29 | ||
| 3 | Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 | ADZ871 | Rep | 2008-09-29 | |||
| 4 | Fok, Kee Hung 霍基雄 | ABC138 | Rep | 2007-08-29 | |||
| 5 | Highfield, Tucker Montana | AIQ970 | Rep | 2003-04-16 | 2004-05-25 | ||
| 6 | Holt, Sue Lin | F | AJK539 | Rep | 2004-02-18 | 2008-09-29 | |
| 7 | Kee, Tang Seng | AEC763 | Rep | 2003-08-20 | 2006-04-10 | ||
| 8 | Koh, Poh Soon (SFC:ACJ606) | ACJ606 | Rep | 2003-04-22 | |||
| 9 | Lai, Wai Tsz 黎慧慈 | ACU891 | Rep | 2003-10-13 | 2007-05-14 | ||
| 10 | Lam, David Tai Yuen 林大源 | M | ADJ557 | Rep | 2006-03-28 | ||
| 11 | Lance, Robert Waldo | M | AEL830 | Rep | 2003-04-23 | 2003-12-12 | |
| RO | 2003-12-12 | 2004-07-11 | |||||
| Rep | 2004-07-20 | 2005-06-24 | |||||
| 12 | Lee, Edward Yuan Tse 李淵智 | M | AGF152 | Rep | 2005-06-29 | ||
| 13 | Mar, Johnson | M | ADR669 | RO | 2008-09-29 | ||
| 14 | Nirmalananda, Logan Siva | AJO315 | Rep | 2004-03-19 | 2007-05-14 | ||
| 15 | O'Meara, Christopher James Sidney | M | AFQ412 | Rep | 2003-04-24 | 2006-04-28 | |
| 16 | Paine, David L | M | ADH929 | Rep | 2008-09-29 | ||
| 17 | Penton, Dominic Jon (SFC:ABM263) | M | ABM263 | RO | 2003-09-04 | ||
| Rep | 2003-09-10 | 2004-03-15 | |||||
| RO | 2004-03-15 | 2005-05-05 | |||||
| 18 | Perrett, Adam Nicholas 龐立德 | M | AKP035 | Rep | 2004-05-14 | 2006-04-11 | |
| 19 | Poon, Kenneth Sin Ming 潘羨明 | M | AAE547 | Rep | 2003-10-09 | ||
| 20 | Sweeney, Kirk Chester | M | AAN604 | RO | 2008-09-29 | ||
| 21 | Ventouras, Alexis | 37 | M | ADS012 | Rep | 2003-08-06 | |
| 22 | Watson, Alan James David | 46 | M | AEE163 | Rep | 2003-08-09 | |
| 23 | Yuen, Hoi See 袁凱詩 | AGN695 | Rep | 2004-07-21 | |||
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