GFI (HK) SECURITIES L.L.C.

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2004	⚥	SFC ID	Role	From	Until
1	Crossan, Robert Emmit		M	ADA458	Rep		2003-06-30
2	Halper, Brady Seth		M	AHC187	Rep		2004-09-22
3	Hine, Peter John		M	ADR773	Rep		2005-03-23
4	Mariano, Timothy Charles		M	AHC188	Rep		2005-03-09

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