Sun Life Financial Asia Services Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2004	⚥	SFC ID	Role	From	Until
1	Chan, Elex Shiu Yin 陳肇賢			AGE652	Rep	2003-07-22	2005-04-19
2	Chan, Kenneth Sze Lung 陳士龍		M	AJC104	Rep	2003-08-16	2006-01-17
3	Hui, Ricky Wai Kau 許衛球		M	AGH844	Rep	2004-02-19	2006-03-16
4	Lee, Bernard Yiu Man 李耀民		M	AJK726	Rep	2004-01-30	2005-08-09
5	Wood, Alan David (SFC:AID226)		M	AID226	RO		2005-04-19

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