PI INVESTMENT MANAGEMENT LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2003	⚥	SFC ID	Role	From	Until
1	Barbezat, Alain			AFP198	RO		2007-09-28
2	Luk, Caesar Man Wa 陸文華			AAV934	RO		2007-09-28
3	Tse, Nissim 謝納新		M	ACT176	RO		2007-09-28

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