BGC SECURITIES (HONG KONG) LLC

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2003	⚥	SFC ID	Role	From	Until
1	Aldeen, Andrew George		M	AGD988	Rep		2016-07-31
2	Chau, Lester Rory Kwok Chung 周國頌			ACR631	Rep	2003-11-17	2016-12-31
3	Hall, Jon (SFC:AGK991)			AGK991	Rep		2004-12-22
4	Hardman, Thomas Charles		M	AHX013	Rep		2010-04-07
5	Work, David Lyall		M	AFD445	RO		2009-11-30

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