LEHMAN BROTHERS FUTURES ASIA LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2003	⚥	SFC ID	Role	From	Until
1	Cooper, Kenneth Allen		M	ACW742	Rep		2003-05-19
2	O'Meara, Christopher James Sidney		M	AFQ412	Rep	2003-04-24	2005-04-27
3	Sweeney, Kirk Chester		M	AAN604	RO		2008-09-29

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