REGENT FINANCIAL SERVICES LIMITED 勵晶財務顧問有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2003	⚥	SFC ID	Role	From	Until
1	Mayo, Julian Peter	42	M	ADL741	RO		2005-11-17
2	Tse, Annie Win Yee 謝永怡		F	ACR126	Rep		2003-09-17

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