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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2003	⚥	SFC ID	Role	From	Until
1	So, David (SFC:AIL383) 蘇俠雲		M	AIL383	Rep		2006-05-30
2	Wheeler, Charles Austin		M	AIC762	RO		2005-02-08
3	Wong, Sze Chuen 黃思全			ADV529	RO		2003-12-01

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