CSOP Asset Management Limited 南方東英資產管理有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-11-04 6 60 66 90.91%
2025-10-31 6 60 66 90.91%
2025-09-30 6 58 64 90.63%
2025-08-31 6 59 65 90.77%
2025-07-31 6 58 64 90.63%
2025-06-30 6 56 62 90.32%
2025-05-31 6 54 60 90.00%
2025-04-30 6 54 60 90.00%
2025-03-31 6 53 59 89.83%
2025-02-28 6 53 59 89.83%
2025-01-31 6 52 58 89.66%
2024-12-31 6 51 57 89.47%
2024-11-30 6 50 56 89.29%
2024-10-31 6 49 55 89.09%
2024-09-30 6 48 54 88.89%
2024-08-31 6 49 55 89.09%
2024-07-31 6 49 55 89.09%
2024-06-30 6 47 53 88.68%
2024-05-31 6 45 51 88.24%
2024-04-30 6 43 49 87.76%
2024-03-31 6 43 49 87.76%
2024-02-29 6 43 49 87.76%
2024-01-31 6 43 49 87.76%
2023-12-31 5 43 48 89.58%
2023-11-30 5 45 50 90.00%
2023-10-31 5 45 50 90.00%
2023-09-30 5 46 51 90.20%
2023-08-31 5 44 49 89.80%
2023-07-31 5 44 49 89.80%
2023-06-30 5 44 49 89.80%
2023-05-31 5 44 49 89.80%
2023-04-30 5 43 48 89.58%
2023-03-31 5 42 47 89.36%
2023-02-28 6 41 47 87.23%
2023-01-31 6 41 47 87.23%
2022-12-31 6 41 47 87.23%
2022-11-30 6 41 47 87.23%
2022-10-31 6 41 47 87.23%
2022-09-30 6 40 46 86.96%
2022-08-31 6 39 45 86.67%
2022-07-31 7 38 45 84.44%
2022-06-30 7 38 45 84.44%
2022-05-31 5 39 44 88.64%
2022-04-30 6 40 46 86.96%
2022-03-31 6 40 46 86.96%
2022-02-28 6 41 47 87.23%
2022-01-31 5 41 46 89.13%
2021-12-31 5 41 46 89.13%
2021-11-30 5 39 44 88.64%
2021-10-31 5 38 43 88.37%
2021-09-30 6 35 41 85.37%
2021-08-31 6 34 40 85.00%
2021-07-31 6 33 39 84.62%
2021-06-30 6 33 39 84.62%
2021-05-31 5 34 39 87.18%
2021-04-30 5 34 39 87.18%
2021-03-31 5 32 37 86.49%
2021-02-28 5 33 38 86.84%
2021-01-31 5 32 37 86.49%
2020-12-31 5 31 36 86.11%
2020-11-30 5 32 37 86.49%
2020-10-31 5 33 38 86.84%
2020-09-30 5 34 39 87.18%
2020-08-31 5 33 38 86.84%
2020-07-31 5 35 40 87.50%
2020-06-30 5 35 40 87.50%
2020-05-31 5 37 42 88.10%
2020-04-30 5 37 42 88.10%
2020-03-31 6 37 43 86.05%
2020-02-29 6 38 44 86.36%
2020-01-31 6 36 42 85.71%
2019-12-31 6 37 43 86.05%
2019-11-30 6 37 43 86.05%
2019-10-31 6 37 43 86.05%
2019-09-30 6 37 43 86.05%
2019-08-31 6 39 45 86.67%
2019-07-31 6 40 46 86.96%
2019-06-30 6 38 44 86.36%
2019-05-31 6 38 44 86.36%
2019-04-30 6 37 43 86.05%
2019-03-31 6 38 44 86.36%
2019-02-28 6 39 45 86.67%
2019-01-31 6 39 45 86.67%
2018-12-31 6 39 45 86.67%
2018-11-30 6 39 45 86.67%
2018-10-31 6 38 44 86.36%
2018-09-30 6 42 48 87.50%
2018-08-31 5 37 42 88.10%
2018-07-31 5 38 43 88.37%
2018-06-30 5 38 43 88.37%
2018-05-31 6 39 45 86.67%
2018-04-30 6 40 46 86.96%
2018-03-31 7 40 47 85.11%
2018-02-28 7 39 46 84.78%
2018-01-31 7 35 42 83.33%
2017-12-31 8 35 43 81.40%
2017-11-30 7 36 43 83.72%
2017-10-31 6 35 41 85.37%
2017-09-30 5 36 41 87.80%
2017-08-31 5 38 43 88.37%
2017-07-31 5 38 43 88.37%
2017-06-30 5 38 43 88.37%
2017-05-31 5 38 43 88.37%
2017-04-30 5 38 43 88.37%
2017-03-31 5 38 43 88.37%
2017-02-28 5 39 44 88.64%
2017-01-31 5 38 43 88.37%
2016-12-31 5 38 43 88.37%
2016-11-30 4 36 40 90.00%
2016-10-31 4 33 37 89.19%
2016-09-30 4 34 38 89.47%
2016-08-31 4 34 38 89.47%
2016-07-31 5 33 38 86.84%
2016-06-30 4 35 39 89.74%
2016-05-31 4 33 37 89.19%
2016-04-30 4 33 37 89.19%
2016-03-31 4 33 37 89.19%
2016-02-29 4 33 37 89.19%
2016-01-31 4 33 37 89.19%
2015-12-31 4 28 32 87.50%
2015-11-30 4 29 33 87.88%
2015-10-31 4 28 32 87.50%
2015-09-30 4 29 33 87.88%
2015-08-31 4 29 33 87.88%
2015-07-31 4 27 31 87.10%
2015-06-30 4 28 32 87.50%
2015-05-31 4 28 32 87.50%
2015-04-30 4 29 33 87.88%
2015-03-31 4 32 36 88.89%
2015-02-28 4 31 35 88.57%
2015-01-31 4 31 35 88.57%
2014-12-31 4 30 34 88.24%
2014-11-30 4 30 34 88.24%
2014-10-31 4 30 34 88.24%
2014-09-30 4 27 31 87.10%
2014-08-31 4 28 32 87.50%
2014-07-31 4 29 33 87.88%
2014-06-30 4 27 31 87.10%
2014-05-31 4 27 31 87.10%
2014-04-30 4 26 30 86.67%
2014-03-31 4 26 30 86.67%
2014-02-28 4 26 30 86.67%
2014-01-31 4 24 28 85.71%
2013-12-31 3 25 28 89.29%
2013-11-30 3 24 27 88.89%
2013-10-31 3 21 24 87.50%
2013-09-30 3 19 22 86.36%
2013-08-31 3 19 22 86.36%
2013-07-31 3 18 21 85.71%
2013-06-30 3 19 22 86.36%
2013-05-31 3 21 24 87.50%
2013-04-30 3 20 23 86.96%
2013-03-31 3 21 24 87.50%
2013-02-28 4 20 24 83.33%
2013-01-31 4 20 24 83.33%
2012-12-31 4 20 24 83.33%
2012-11-30 4 20 24 83.33%
2012-10-31 3 20 23 86.96%
2012-09-30 3 20 23 86.96%
2012-08-31 3 17 20 85.00%
2012-07-31 3 17 20 85.00%
2012-06-30 3 16 19 84.21%
2012-05-31 3 15 18 83.33%
2012-04-30 3 12 15 80.00%
2012-03-31 3 11 14 78.57%
2012-02-29 3 10 13 76.92%
2012-01-31 3 9 12 75.00%
2011-12-31 3 10 13 76.92%
2011-11-30 3 10 13 76.92%
2011-10-31 3 9 12 75.00%
2011-09-30 3 9 12 75.00%
2011-08-31 3 9 12 75.00%
2011-07-31 3 9 12 75.00%
2011-06-30 3 10 13 76.92%
2011-05-31 3 10 13 76.92%
2011-04-30 3 8 11 72.73%
2011-03-31 3 8 11 72.73%
2011-02-28 3 8 11 72.73%
2011-01-31 3 8 11 72.73%
2010-12-31 2 8 10 80.00%
2010-11-30 2 7 9 77.78%
2010-10-31 2 6 8 75.00%
2010-09-30 2 6 8 75.00%
2010-08-31 2 6 8 75.00%
2010-07-31 2 5 7 71.43%
2010-06-30 3 7 10 70.00%
2010-05-31 3 6 9 66.67%
2010-04-30 2 7 9 77.78%
2010-03-31 2 5 7 71.43%
2010-02-28 3 5 8 62.50%
2010-01-31 4 5 9 55.56%
2009-12-31 4 5 9 55.56%
2009-11-30 4 4 8 50.00%
2009-10-31 4 4 8 50.00%
2009-09-30 4 3 7 42.86%
2009-08-31 4 2 6 33.33%
2009-07-31 4 2 6 33.33%
2009-06-30 4 2 6 33.33%
2009-05-31 4 2 6 33.33%
2009-04-30 4 1 5 20.00%
2009-03-31 4 1 5 20.00%
2009-02-28 4 0 4 0.00%
2009-01-31 4 0 4 0.00%
2008-12-31 4 0 4 0.00%
2008-11-30 4 0 4 0.00%
2008-10-31 4 0 4 0.00%
2008-09-30 4 0 4 0.00%
2008-08-31 0 0 0 0.00%

Copyright & disclaimer, Privacy policy

Back to top