T.F.S. Derivatives HK Limited

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This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-11-04 7 22 29 75.86%
2025-10-31 7 22 29 75.86%
2025-09-30 8 24 32 75.00%
2025-08-31 8 24 32 75.00%
2025-07-31 8 24 32 75.00%
2025-06-30 8 26 34 76.47%
2025-05-31 8 28 36 77.78%
2025-04-30 8 29 37 78.38%
2025-03-31 8 28 36 77.78%
2025-02-28 9 25 34 73.53%
2025-01-31 9 26 35 74.29%
2024-12-31 9 25 34 73.53%
2024-11-30 9 28 37 75.68%
2024-10-31 9 27 36 75.00%
2024-09-30 9 29 38 76.32%
2024-08-31 9 30 39 76.92%
2024-07-31 9 30 39 76.92%
2024-06-30 9 30 39 76.92%
2024-05-31 9 30 39 76.92%
2024-04-30 9 29 38 76.32%
2024-03-31 9 29 38 76.32%
2024-02-29 9 29 38 76.32%
2024-01-31 10 28 38 73.68%
2023-12-31 10 27 37 72.97%
2023-11-30 10 29 39 74.36%
2023-10-31 10 29 39 74.36%
2023-09-30 10 30 40 75.00%
2023-08-31 10 30 40 75.00%
2023-07-31 10 29 39 74.36%
2023-06-30 10 29 39 74.36%
2023-05-31 10 29 39 74.36%
2023-04-30 10 29 39 74.36%
2023-03-31 10 30 40 75.00%
2023-02-28 10 30 40 75.00%
2023-01-31 9 32 41 78.05%
2022-12-31 9 32 41 78.05%
2022-11-30 9 34 43 79.07%
2022-10-31 9 34 43 79.07%
2022-09-30 9 34 43 79.07%
2022-08-31 9 34 43 79.07%
2022-07-31 9 36 45 80.00%
2022-06-30 9 39 48 81.25%
2022-05-31 9 40 49 81.63%
2022-04-30 9 39 48 81.25%
2022-03-31 9 41 50 82.00%
2022-02-28 9 41 50 82.00%
2022-01-31 9 41 50 82.00%
2021-12-31 9 39 48 81.25%
2021-11-30 9 40 49 81.63%
2021-10-31 9 40 49 81.63%
2021-09-30 9 39 48 81.25%
2021-08-31 8 43 51 84.31%
2021-07-31 8 43 51 84.31%
2021-06-30 8 43 51 84.31%
2021-05-31 8 44 52 84.62%
2021-04-30 8 42 50 84.00%
2021-03-31 7 42 49 85.71%
2021-02-28 7 43 50 86.00%
2021-01-31 7 43 50 86.00%
2020-12-31 8 39 47 82.98%
2020-11-30 8 40 48 83.33%
2020-10-31 8 40 48 83.33%
2020-09-30 8 39 47 82.98%
2020-08-31 8 40 48 83.33%
2020-07-31 8 41 49 83.67%
2020-06-30 8 41 49 83.67%
2020-05-31 8 41 49 83.67%
2020-04-30 8 42 50 84.00%
2020-03-31 8 42 50 84.00%
2020-02-29 8 42 50 84.00%
2020-01-31 8 41 49 83.67%
2019-12-31 8 41 49 83.67%
2019-11-30 8 40 48 83.33%
2019-10-31 8 40 48 83.33%
2019-09-30 8 41 49 83.67%
2019-08-31 8 42 50 84.00%
2019-07-31 8 42 50 84.00%
2019-06-30 8 39 47 82.98%
2019-05-31 8 40 48 83.33%
2019-04-30 8 40 48 83.33%
2019-03-31 6 42 48 87.50%
2019-02-28 6 44 50 88.00%
2019-01-31 7 42 49 85.71%
2018-12-31 7 39 46 84.78%
2018-11-30 8 40 48 83.33%
2018-10-31 8 39 47 82.98%
2018-09-30 8 39 47 82.98%
2018-08-31 8 38 46 82.61%
2018-07-31 8 35 43 81.40%
2018-06-30 8 35 43 81.40%
2018-05-31 8 36 44 81.82%
2018-04-30 8 37 45 82.22%
2018-03-31 8 36 44 81.82%
2018-02-28 8 36 44 81.82%
2018-01-31 8 35 43 81.40%
2017-12-31 8 36 44 81.82%
2017-11-30 8 36 44 81.82%
2017-10-31 8 38 46 82.61%
2017-09-30 8 38 46 82.61%
2017-08-31 8 37 45 82.22%
2017-07-31 8 36 44 81.82%
2017-06-30 8 35 43 81.40%
2017-05-31 8 34 42 80.95%
2017-04-30 7 35 42 83.33%
2017-03-31 7 35 42 83.33%
2017-02-28 6 33 39 84.62%
2017-01-31 6 31 37 83.78%
2016-12-31 6 30 36 83.33%
2016-11-30 5 31 36 86.11%
2016-10-31 5 31 36 86.11%
2016-09-30 5 32 37 86.49%
2016-08-31 6 31 37 83.78%
2016-07-31 6 32 38 84.21%
2016-06-30 6 31 37 83.78%
2016-05-31 7 32 39 82.05%
2016-04-30 7 32 39 82.05%
2016-03-31 7 32 39 82.05%
2016-02-29 7 32 39 82.05%
2016-01-31 7 32 39 82.05%
2015-12-31 7 32 39 82.05%
2015-11-30 7 33 40 82.50%
2015-10-31 7 34 41 82.93%
2015-09-30 7 36 43 83.72%
2015-08-31 7 37 44 84.09%
2015-07-31 7 37 44 84.09%
2015-06-30 7 36 43 83.72%
2015-05-31 7 37 44 84.09%
2015-04-30 7 38 45 84.44%
2015-03-31 7 36 43 83.72%
2015-02-28 7 37 44 84.09%
2015-01-31 7 38 45 84.44%
2014-12-31 8 35 43 81.40%
2014-11-30 9 35 44 79.55%
2014-10-31 9 38 47 80.85%
2014-09-30 9 38 47 80.85%
2014-08-31 9 38 47 80.85%
2014-07-31 9 38 47 80.85%
2014-06-30 9 38 47 80.85%
2014-05-31 9 39 48 81.25%
2014-04-30 9 39 48 81.25%
2014-03-31 9 40 49 81.63%
2014-02-28 9 40 49 81.63%
2014-01-31 9 40 49 81.63%
2013-12-31 9 40 49 81.63%
2013-11-30 9 40 49 81.63%
2013-10-31 10 42 52 80.77%
2013-09-30 10 42 52 80.77%
2013-08-31 10 41 51 80.39%
2013-07-31 10 41 51 80.39%
2013-06-30 10 41 51 80.39%
2013-05-31 10 44 54 81.48%
2013-04-30 10 45 55 81.82%
2013-03-31 10 46 56 82.14%
2013-02-28 9 51 60 85.00%
2013-01-31 9 52 61 85.25%
2012-12-31 9 51 60 85.00%
2012-11-30 9 53 62 85.48%
2012-10-31 9 53 62 85.48%
2012-09-30 9 50 59 84.75%
2012-08-31 9 52 61 85.25%
2012-07-31 9 51 60 85.00%
2012-06-30 9 52 61 85.25%
2012-05-31 9 49 58 84.48%
2012-04-30 9 48 57 84.21%
2012-03-31 9 46 55 83.64%
2012-02-29 10 44 54 81.48%
2012-01-31 10 47 57 82.46%
2011-12-31 7 41 48 85.42%
2011-11-30 7 43 50 86.00%
2011-10-31 7 43 50 86.00%
2011-09-30 7 43 50 86.00%
2011-08-31 5 42 47 89.36%
2011-07-31 4 44 48 91.67%
2011-06-30 4 42 46 91.30%
2011-05-31 4 42 46 91.30%
2011-04-30 4 40 44 90.91%
2011-03-31 4 42 46 91.30%
2011-02-28 4 43 47 91.49%
2011-01-31 4 41 45 91.11%
2010-12-31 4 36 40 90.00%
2010-11-30 4 36 40 90.00%
2010-10-31 4 37 41 90.24%
2010-09-30 4 39 43 90.70%
2010-08-31 4 39 43 90.70%
2010-07-31 5 39 44 88.64%
2010-06-30 5 40 45 88.89%
2010-05-31 5 42 47 89.36%
2010-04-30 4 42 46 91.30%
2010-03-31 3 41 44 93.18%
2010-02-28 3 41 44 93.18%
2010-01-31 3 39 42 92.86%
2009-12-31 3 32 35 91.43%
2009-11-30 3 20 23 86.96%
2009-10-31 3 12 15 80.00%
2009-09-30 4 12 16 75.00%
2009-08-31 5 12 17 70.59%
2009-07-31 4 10 14 71.43%
2009-06-30 4 10 14 71.43%
2009-05-31 4 3 7 42.86%
2009-04-30 4 0 4 0.00%
2009-03-31 0 0 0 0.00%

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