Guotai Junan FX Limited 國泰君安外匯有限公司

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This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-11-04 2 50 52 96.15%
2025-10-31 2 50 52 96.15%
2025-09-30 2 50 52 96.15%
2025-08-31 2 50 52 96.15%
2025-07-31 2 50 52 96.15%
2025-06-30 2 50 52 96.15%
2025-05-31 2 50 52 96.15%
2025-04-30 2 50 52 96.15%
2025-03-31 2 50 52 96.15%
2025-02-28 2 49 51 96.08%
2025-01-31 2 48 50 96.00%
2024-12-31 2 49 51 96.08%
2024-11-30 2 49 51 96.08%
2024-10-31 2 50 52 96.15%
2024-09-30 2 50 52 96.15%
2024-08-31 2 52 54 96.30%
2024-07-31 3 52 55 94.55%
2024-06-30 3 54 57 94.74%
2024-05-31 3 54 57 94.74%
2024-04-30 3 56 59 94.92%
2024-03-31 3 57 60 95.00%
2024-02-29 3 57 60 95.00%
2024-01-31 3 58 61 95.08%
2023-12-31 3 59 62 95.16%
2023-11-30 3 59 62 95.16%
2023-10-31 3 57 60 95.00%
2023-09-30 3 57 60 95.00%
2023-08-31 3 57 60 95.00%
2023-07-31 3 57 60 95.00%
2023-06-30 3 57 60 95.00%
2023-05-31 3 57 60 95.00%
2023-04-30 3 59 62 95.16%
2023-03-31 3 59 62 95.16%
2023-02-28 3 59 62 95.16%
2023-01-31 3 59 62 95.16%
2022-12-31 3 59 62 95.16%
2022-11-30 3 58 61 95.08%
2022-10-31 3 58 61 95.08%
2022-09-30 3 59 62 95.16%
2022-08-31 3 59 62 95.16%
2022-07-31 3 59 62 95.16%
2022-06-30 3 60 63 95.24%
2022-05-31 3 59 62 95.16%
2022-04-30 3 60 63 95.24%
2022-03-31 3 60 63 95.24%
2022-02-28 3 60 63 95.24%
2022-01-31 3 59 62 95.16%
2021-12-31 3 59 62 95.16%
2021-11-30 3 55 58 94.83%
2021-10-31 3 54 57 94.74%
2021-09-30 3 55 58 94.83%
2021-08-31 3 45 48 93.75%
2021-07-31 3 44 47 93.62%
2021-06-30 3 43 46 93.48%
2021-05-31 3 42 45 93.33%
2021-04-30 3 42 45 93.33%
2021-03-31 3 42 45 93.33%
2021-02-28 3 39 42 92.86%
2021-01-31 3 38 41 92.68%
2020-12-31 3 39 42 92.86%
2020-11-30 3 34 37 91.89%
2020-10-31 3 33 36 91.67%
2020-09-30 4 33 37 89.19%
2020-08-31 4 34 38 89.47%
2020-07-31 4 35 39 89.74%
2020-06-30 4 37 41 90.24%
2020-05-31 4 36 40 90.00%
2020-04-30 4 35 39 89.74%
2020-03-31 4 35 39 89.74%
2020-02-29 4 35 39 89.74%
2020-01-31 4 35 39 89.74%
2019-12-31 4 35 39 89.74%
2019-11-30 4 34 38 89.47%
2019-10-31 4 34 38 89.47%
2019-09-30 4 33 37 89.19%
2019-08-31 4 33 37 89.19%
2019-07-31 4 32 36 88.89%
2019-06-30 4 32 36 88.89%
2019-05-31 4 33 37 89.19%
2019-04-30 4 33 37 89.19%
2019-03-31 4 33 37 89.19%
2019-02-28 4 33 37 89.19%
2019-01-31 4 33 37 89.19%
2018-12-31 4 34 38 89.47%
2018-11-30 4 34 38 89.47%
2018-10-31 4 34 38 89.47%
2018-09-30 4 33 37 89.19%
2018-08-31 3 33 36 91.67%
2018-07-31 3 33 36 91.67%
2018-06-30 3 32 35 91.43%
2018-05-31 2 33 35 94.29%
2018-04-30 2 33 35 94.29%
2018-03-31 2 32 34 94.12%
2018-02-28 2 32 34 94.12%
2018-01-31 2 32 34 94.12%
2017-12-31 2 32 34 94.12%
2017-11-30 2 33 35 94.29%
2017-10-31 2 34 36 94.44%
2017-09-30 2 34 36 94.44%
2017-08-31 2 35 37 94.59%
2017-07-31 2 36 38 94.74%
2017-06-30 2 36 38 94.74%
2017-05-31 2 37 39 94.87%
2017-04-30 2 37 39 94.87%
2017-03-31 2 36 38 94.74%
2017-02-28 2 37 39 94.87%
2017-01-31 2 37 39 94.87%
2016-12-31 2 36 38 94.74%
2016-11-30 2 35 37 94.59%
2016-10-31 2 35 37 94.59%
2016-09-30 2 35 37 94.59%
2016-08-31 2 35 37 94.59%
2016-07-31 2 34 36 94.44%
2016-06-30 2 34 36 94.44%
2016-05-31 2 35 37 94.59%
2016-04-30 2 36 38 94.74%
2016-03-31 2 37 39 94.87%
2016-02-29 2 36 38 94.74%
2016-01-31 2 36 38 94.74%
2015-12-31 2 36 38 94.74%
2015-11-30 2 36 38 94.74%
2015-10-31 2 36 38 94.74%
2015-09-30 2 35 37 94.59%
2015-08-31 2 35 37 94.59%
2015-07-31 2 34 36 94.44%
2015-06-30 2 34 36 94.44%
2015-05-31 2 34 36 94.44%
2015-04-30 2 34 36 94.44%
2015-03-31 2 33 35 94.29%
2015-02-28 2 33 35 94.29%
2015-01-31 2 33 35 94.29%
2014-12-31 2 33 35 94.29%
2014-11-30 2 33 35 94.29%
2014-10-31 2 33 35 94.29%
2014-09-30 2 33 35 94.29%
2014-08-31 2 31 33 93.94%
2014-07-31 2 31 33 93.94%
2014-06-30 2 31 33 93.94%
2014-05-31 3 31 34 91.18%
2014-04-30 3 31 34 91.18%
2014-03-31 3 30 33 90.91%
2014-02-28 3 30 33 90.91%
2014-01-31 3 30 33 90.91%
2013-12-31 3 31 34 91.18%
2013-11-30 3 32 35 91.43%
2013-10-31 3 31 34 91.18%
2013-09-30 3 31 34 91.18%
2013-08-31 3 31 34 91.18%
2013-07-31 3 29 32 90.63%
2013-06-30 3 28 31 90.32%
2013-05-31 3 27 30 90.00%
2013-04-30 3 27 30 90.00%
2013-03-31 3 28 31 90.32%
2013-02-28 3 28 31 90.32%
2013-01-31 3 28 31 90.32%
2012-12-31 3 27 30 90.00%
2012-11-30 3 26 29 89.66%
2012-10-31 3 24 27 88.89%
2012-09-30 3 22 25 88.00%
2012-08-31 3 23 26 88.46%
2012-07-31 3 23 26 88.46%
2012-06-30 3 19 22 86.36%
2012-05-31 3 19 22 86.36%
2012-04-30 3 19 22 86.36%
2012-03-31 3 18 21 85.71%
2012-02-29 3 18 21 85.71%
2012-01-31 3 18 21 85.71%
2011-12-31 3 18 21 85.71%
2011-11-30 3 18 21 85.71%
2011-10-31 3 18 21 85.71%
2011-09-30 3 16 19 84.21%
2011-08-31 3 14 17 82.35%
2011-07-31 3 12 15 80.00%
2011-06-30 3 10 13 76.92%
2011-05-31 3 10 13 76.92%
2011-04-30 3 10 13 76.92%
2011-03-31 3 10 13 76.92%
2011-02-28 3 3 6 50.00%
2011-01-31 3 3 6 50.00%
2010-12-31 3 3 6 50.00%
2010-11-30 3 3 6 50.00%
2010-10-31 3 0 3 0.00%
2010-09-30 0 0 0 0.00%

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