GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 國泰君安期貨(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-11-07 6 160 166 96.39%
2025-10-31 6 160 166 96.39%
2025-09-30 7 160 167 95.81%
2025-08-31 7 158 165 95.76%
2025-07-31 7 158 165 95.76%
2025-06-30 7 159 166 95.78%
2025-05-31 7 159 166 95.78%
2025-04-30 7 158 165 95.76%
2025-03-31 7 156 163 95.71%
2025-02-28 7 155 162 95.68%
2025-01-31 7 155 162 95.68%
2024-12-31 7 157 164 95.73%
2024-11-30 7 159 166 95.78%
2024-10-31 7 160 167 95.81%
2024-09-30 7 159 166 95.78%
2024-08-31 7 160 167 95.81%
2024-07-31 7 158 165 95.76%
2024-06-30 7 162 169 95.86%
2024-05-31 8 157 165 95.15%
2024-04-30 8 159 167 95.21%
2024-03-31 8 161 169 95.27%
2024-02-29 8 162 170 95.29%
2024-01-31 8 162 170 95.29%
2023-12-31 10 160 170 94.12%
2023-11-30 10 160 170 94.12%
2023-10-31 10 158 168 94.05%
2023-09-30 10 157 167 94.01%
2023-08-31 10 157 167 94.01%
2023-07-31 10 158 168 94.05%
2023-06-30 10 158 168 94.05%
2023-05-31 10 157 167 94.01%
2023-04-30 11 158 169 93.49%
2023-03-31 11 158 169 93.49%
2023-02-28 11 159 170 93.53%
2023-01-31 12 160 172 93.02%
2022-12-31 12 160 172 93.02%
2022-11-30 13 161 174 92.53%
2022-10-31 12 163 175 93.14%
2022-09-30 12 163 175 93.14%
2022-08-31 12 165 177 93.22%
2022-07-31 12 166 178 93.26%
2022-06-30 12 166 178 93.26%
2022-05-31 10 169 179 94.41%
2022-04-30 9 169 178 94.94%
2022-03-31 9 168 177 94.92%
2022-02-28 10 165 175 94.29%
2022-01-31 10 161 171 94.15%
2021-12-31 11 163 174 93.68%
2021-11-30 11 163 174 93.68%
2021-10-31 11 162 173 93.64%
2021-09-30 12 163 175 93.14%
2021-08-31 11 161 172 93.60%
2021-07-31 11 162 173 93.64%
2021-06-30 11 164 175 93.71%
2021-05-31 11 162 173 93.64%
2021-04-30 12 161 173 93.06%
2021-03-31 12 154 166 92.77%
2021-02-28 12 152 164 92.68%
2021-01-31 12 151 163 92.64%
2020-12-31 12 151 163 92.64%
2020-11-30 12 151 163 92.64%
2020-10-31 12 149 161 92.55%
2020-09-30 13 144 157 91.72%
2020-08-31 13 146 159 91.82%
2020-07-31 13 145 158 91.77%
2020-06-30 13 148 161 91.93%
2020-05-31 13 151 164 92.07%
2020-04-30 13 151 164 92.07%
2020-03-31 12 152 164 92.68%
2020-02-29 12 150 162 92.59%
2020-01-31 12 145 157 92.36%
2019-12-31 12 144 156 92.31%
2019-11-30 12 145 157 92.36%
2019-10-31 12 142 154 92.21%
2019-09-30 11 140 151 92.72%
2019-08-31 11 134 145 92.41%
2019-07-31 11 131 142 92.25%
2019-06-30 12 129 141 91.49%
2019-05-31 11 131 142 92.25%
2019-04-30 11 131 142 92.25%
2019-03-31 11 127 138 92.03%
2019-02-28 11 124 135 91.85%
2019-01-31 10 121 131 92.37%
2018-12-31 7 124 131 94.66%
2018-11-30 7 125 132 94.70%
2018-10-31 7 117 124 94.35%
2018-09-30 7 102 109 93.58%
2018-08-31 4 98 102 96.08%
2018-07-31 4 95 99 95.96%
2018-06-30 4 93 97 95.88%
2018-05-31 4 94 98 95.92%
2018-04-30 4 94 98 95.92%
2018-03-31 4 89 93 95.70%
2018-02-28 4 86 90 95.56%
2018-01-31 4 84 88 95.45%
2017-12-31 4 82 86 95.35%
2017-11-30 4 81 85 95.29%
2017-10-31 4 82 86 95.35%
2017-09-30 4 81 85 95.29%
2017-08-31 4 81 85 95.29%
2017-07-31 4 82 86 95.35%
2017-06-30 4 84 88 95.45%
2017-05-31 4 85 89 95.51%
2017-04-30 4 85 89 95.51%
2017-03-31 4 85 89 95.51%
2017-02-28 4 85 89 95.51%
2017-01-31 4 85 89 95.51%
2016-12-31 4 83 87 95.40%
2016-11-30 4 83 87 95.40%
2016-10-31 3 83 86 96.51%
2016-09-30 3 82 85 96.47%
2016-08-31 3 77 80 96.25%
2016-07-31 3 76 79 96.20%
2016-06-30 3 75 78 96.15%
2016-05-31 3 76 79 96.20%
2016-04-30 3 75 78 96.15%
2016-03-31 3 75 78 96.15%
2016-02-29 3 72 75 96.00%
2016-01-31 3 72 75 96.00%
2015-12-31 3 71 74 95.95%
2015-11-30 3 69 72 95.83%
2015-10-31 3 68 71 95.77%
2015-09-30 3 68 71 95.77%
2015-08-31 3 67 70 95.71%
2015-07-31 3 65 68 95.59%
2015-06-30 3 63 66 95.45%
2015-05-31 3 60 63 95.24%
2015-04-30 3 60 63 95.24%
2015-03-31 3 59 62 95.16%
2015-02-28 3 58 61 95.08%
2015-01-31 3 58 61 95.08%
2014-12-31 3 58 61 95.08%
2014-11-30 3 57 60 95.00%
2014-10-31 3 59 62 95.16%
2014-09-30 3 59 62 95.16%
2014-08-31 3 57 60 95.00%
2014-07-31 3 57 60 95.00%
2014-06-30 3 56 59 94.92%
2014-05-31 3 56 59 94.92%
2014-04-30 3 56 59 94.92%
2014-03-31 3 56 59 94.92%
2014-02-28 3 55 58 94.83%
2014-01-31 3 54 57 94.74%
2013-12-31 3 56 59 94.92%
2013-11-30 3 56 59 94.92%
2013-10-31 3 56 59 94.92%
2013-09-30 3 56 59 94.92%
2013-08-31 3 56 59 94.92%
2013-07-31 3 52 55 94.55%
2013-06-30 3 51 54 94.44%
2013-05-31 3 51 54 94.44%
2013-04-30 3 52 55 94.55%
2013-03-31 3 54 57 94.74%
2013-02-28 3 52 55 94.55%
2013-01-31 3 52 55 94.55%
2012-12-31 3 51 54 94.44%
2012-11-30 3 50 53 94.34%
2012-10-31 3 49 52 94.23%
2012-09-30 3 46 49 93.88%
2012-08-31 3 47 50 94.00%
2012-07-31 3 47 50 94.00%
2012-06-30 3 44 47 93.62%
2012-05-31 3 45 48 93.75%
2012-04-30 2 46 48 95.83%
2012-03-31 2 44 46 95.65%
2012-02-29 2 44 46 95.65%
2012-01-31 2 44 46 95.65%
2011-12-31 2 44 46 95.65%
2011-11-30 2 44 46 95.65%
2011-10-31 2 44 46 95.65%
2011-09-30 2 43 45 95.56%
2011-08-31 2 42 44 95.45%
2011-07-31 2 41 43 95.35%
2011-06-30 2 41 43 95.35%
2011-05-31 2 41 43 95.35%
2011-04-30 2 39 41 95.12%
2011-03-31 2 40 42 95.24%
2011-02-28 2 41 43 95.35%
2011-01-31 2 41 43 95.35%
2010-12-31 2 42 44 95.45%
2010-11-30 2 41 43 95.35%
2010-10-31 2 41 43 95.35%
2010-09-30 2 40 42 95.24%
2010-08-31 2 40 42 95.24%
2010-07-31 2 40 42 95.24%
2010-06-30 2 40 42 95.24%
2010-05-31 2 40 42 95.24%
2010-04-30 2 39 41 95.12%
2010-03-31 2 38 40 95.00%
2010-02-28 2 37 39 94.87%
2010-01-31 2 36 38 94.74%
2009-12-31 2 35 37 94.59%
2009-11-30 2 35 37 94.59%
2009-10-31 2 34 36 94.44%
2009-09-30 2 34 36 94.44%
2009-08-31 2 33 35 94.29%
2009-07-31 2 33 35 94.29%
2009-06-30 2 33 35 94.29%
2009-05-31 2 33 35 94.29%
2009-04-30 2 33 35 94.29%
2009-03-31 2 33 35 94.29%
2009-02-28 2 32 34 94.12%
2009-01-31 2 32 34 94.12%
2008-12-31 2 28 30 93.33%
2008-11-30 2 26 28 92.86%
2008-10-31 2 26 28 92.86%
2008-09-30 2 26 28 92.86%
2008-08-31 2 27 29 93.10%
2008-07-31 2 26 28 92.86%
2008-06-30 2 26 28 92.86%
2008-05-31 2 26 28 92.86%
2008-04-30 2 25 27 92.59%
2008-03-31 2 25 27 92.59%
2008-02-29 2 25 27 92.59%
2008-01-31 2 24 26 92.31%
2007-12-31 2 25 27 92.59%
2007-11-30 2 26 28 92.86%
2007-10-31 2 24 26 92.31%
2007-09-30 2 24 26 92.31%
2007-08-31 2 24 26 92.31%
2007-07-31 2 23 25 92.00%
2007-06-30 2 23 25 92.00%
2007-05-31 2 23 25 92.00%
2007-04-30 2 23 25 92.00%
2007-03-31 2 23 25 92.00%
2007-02-28 2 23 25 92.00%
2007-01-31 2 23 25 92.00%
2006-12-31 2 23 25 92.00%
2006-11-30 2 23 25 92.00%
2006-10-31 2 22 24 91.67%
2006-09-30 2 22 24 91.67%
2006-08-31 2 22 24 91.67%
2006-07-31 2 22 24 91.67%
2006-06-30 2 21 23 91.30%
2006-05-31 2 22 24 91.67%
2006-04-30 2 22 24 91.67%
2006-03-31 2 21 23 91.30%
2006-02-28 2 20 22 90.91%
2006-01-31 2 18 20 90.00%
2005-12-31 2 19 21 90.48%
2005-11-30 2 20 22 90.91%
2005-10-31 2 20 22 90.91%
2005-09-30 2 20 22 90.91%
2005-08-31 2 20 22 90.91%
2005-07-31 2 18 20 90.00%
2005-06-30 2 18 20 90.00%
2005-05-31 2 18 20 90.00%
2005-04-30 2 18 20 90.00%
2005-03-31 2 18 20 90.00%
2005-02-28 2 19 21 90.48%
2005-01-31 2 19 21 90.48%
2004-12-31 2 20 22 90.91%
2004-11-30 2 19 21 90.48%
2004-10-31 2 19 21 90.48%
2004-09-30 2 19 21 90.48%
2004-08-31 2 19 21 90.48%
2004-07-31 2 19 21 90.48%
2004-06-30 2 18 20 90.00%
2004-05-31 2 19 21 90.48%
2004-04-30 2 19 21 90.48%
2004-03-31 2 18 20 90.00%
2004-02-29 2 17 19 89.47%
2004-01-31 2 17 19 89.47%
2003-12-31 2 18 20 90.00%
2003-11-30 2 20 22 90.91%
2003-10-31 2 19 21 90.48%
2003-09-30 2 19 21 90.48%
2003-08-31 2 18 20 90.00%
2003-07-31 2 18 20 90.00%
2003-06-30 2 17 19 89.47%
2003-05-31 2 17 19 89.47%
2003-04-30 2 17 19 89.47%
2003-03-31 2 17 19 89.47%

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