ICBC INTERNATIONAL CAPITAL LIMITED 工銀國際融資有限公司

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This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-11-04 14 40 54 74.07%
2025-10-31 14 42 56 75.00%
2025-09-30 14 43 57 75.44%
2025-08-31 14 43 57 75.44%
2025-07-31 14 43 57 75.44%
2025-06-30 14 41 55 74.55%
2025-05-31 14 41 55 74.55%
2025-04-30 15 40 55 72.73%
2025-03-31 16 40 56 71.43%
2025-02-28 16 43 59 72.88%
2025-01-31 17 44 61 72.13%
2024-12-31 17 41 58 70.69%
2024-11-30 17 42 59 71.19%
2024-10-31 17 42 59 71.19%
2024-09-30 17 42 59 71.19%
2024-08-31 16 43 59 72.88%
2024-07-31 16 43 59 72.88%
2024-06-30 17 43 60 71.67%
2024-05-31 17 42 59 71.19%
2024-04-30 17 42 59 71.19%
2024-03-31 18 43 61 70.49%
2024-02-29 18 43 61 70.49%
2024-01-31 18 44 62 70.97%
2023-12-31 18 44 62 70.97%
2023-11-30 18 46 64 71.88%
2023-10-31 18 46 64 71.88%
2023-09-30 16 49 65 75.38%
2023-08-31 16 49 65 75.38%
2023-07-31 16 49 65 75.38%
2023-06-30 16 49 65 75.38%
2023-05-31 16 49 65 75.38%
2023-04-30 16 49 65 75.38%
2023-03-31 16 48 64 75.00%
2023-02-28 16 47 63 74.60%
2023-01-31 16 48 64 75.00%
2022-12-31 16 48 64 75.00%
2022-11-30 16 49 65 75.38%
2022-10-31 15 50 65 76.92%
2022-09-30 15 49 64 76.56%
2022-08-31 15 49 64 76.56%
2022-07-31 15 50 65 76.92%
2022-06-30 16 52 68 76.47%
2022-05-31 16 55 71 77.46%
2022-04-30 16 53 69 76.81%
2022-03-31 17 52 69 75.36%
2022-02-28 17 49 66 74.24%
2022-01-31 17 49 66 74.24%
2021-12-31 17 49 66 74.24%
2021-11-30 14 51 65 78.46%
2021-10-31 14 48 62 77.42%
2021-09-30 14 49 63 77.78%
2021-08-31 15 49 64 76.56%
2021-07-31 15 51 66 77.27%
2021-06-30 16 50 66 75.76%
2021-05-31 16 47 63 74.60%
2021-04-30 16 48 64 75.00%
2021-03-31 16 52 68 76.47%
2021-02-28 16 54 70 77.14%
2021-01-31 17 56 73 76.71%
2020-12-31 17 58 75 77.33%
2020-11-30 18 59 77 76.62%
2020-10-31 17 64 81 79.01%
2020-09-30 15 65 80 81.25%
2020-08-31 15 68 83 81.93%
2020-07-31 15 68 83 81.93%
2020-06-30 14 66 80 82.50%
2020-05-31 14 66 80 82.50%
2020-04-30 14 70 84 83.33%
2020-03-31 14 71 85 83.53%
2020-02-29 14 71 85 83.53%
2020-01-31 14 71 85 83.53%
2019-12-31 14 69 83 83.13%
2019-11-30 14 69 83 83.13%
2019-10-31 13 71 84 84.52%
2019-09-30 13 69 82 84.15%
2019-08-31 12 72 84 85.71%
2019-07-31 12 70 82 85.37%
2019-06-30 10 72 82 87.80%
2019-05-31 11 75 86 87.21%
2019-04-30 11 77 88 87.50%
2019-03-31 12 77 89 86.52%
2019-02-28 12 77 89 86.52%
2019-01-31 12 75 87 86.21%
2018-12-31 12 74 86 86.05%
2018-11-30 12 73 85 85.88%
2018-10-31 12 73 85 85.88%
2018-09-30 11 74 85 87.06%
2018-08-31 10 67 77 87.01%
2018-07-31 10 68 78 87.18%
2018-06-30 10 68 78 87.18%
2018-05-31 11 69 80 86.25%
2018-04-30 10 70 80 87.50%
2018-03-31 10 69 79 87.34%
2018-02-28 9 70 79 88.61%
2018-01-31 8 69 77 89.61%
2017-12-31 8 71 79 89.87%
2017-11-30 8 69 77 89.61%
2017-10-31 7 70 77 90.91%
2017-09-30 7 70 77 90.91%
2017-08-31 4 69 73 94.52%
2017-07-31 4 64 68 94.12%
2017-06-30 4 62 66 93.94%
2017-05-31 4 67 71 94.37%
2017-04-30 4 69 73 94.52%
2017-03-31 4 64 68 94.12%
2017-02-28 4 64 68 94.12%
2017-01-31 4 62 66 93.94%
2016-12-31 5 61 66 92.42%
2016-11-30 5 60 65 92.31%
2016-10-31 4 58 62 93.55%
2016-09-30 4 60 64 93.75%
2016-08-31 4 60 64 93.75%
2016-07-31 5 57 62 91.94%
2016-06-30 5 56 61 91.80%
2016-05-31 5 55 60 91.67%
2016-04-30 5 57 62 91.94%
2016-03-31 6 58 64 90.63%
2016-02-29 6 57 63 90.48%
2016-01-31 7 58 65 89.23%
2015-12-31 7 57 64 89.06%
2015-11-30 8 56 64 87.50%
2015-10-31 8 52 60 86.67%
2015-09-30 9 49 58 84.48%
2015-08-31 10 48 58 82.76%
2015-07-31 13 45 58 77.59%
2015-06-30 13 42 55 76.36%
2015-05-31 13 44 57 77.19%
2015-04-30 12 46 58 79.31%
2015-03-31 12 42 54 77.78%
2015-02-28 11 44 55 80.00%
2015-01-31 11 45 56 80.36%
2014-12-31 12 44 56 78.57%
2014-11-30 9 46 55 83.64%
2014-10-31 9 46 55 83.64%
2014-09-30 9 45 54 83.33%
2014-08-31 10 43 53 81.13%
2014-07-31 9 47 56 83.93%
2014-06-30 9 47 56 83.93%
2014-05-31 9 48 57 84.21%
2014-04-30 9 52 61 85.25%
2014-03-31 9 49 58 84.48%
2014-02-28 9 47 56 83.93%
2014-01-31 9 47 56 83.93%
2013-12-31 9 47 56 83.93%
2013-11-30 9 48 57 84.21%
2013-10-31 9 47 56 83.93%
2013-09-30 10 45 55 81.82%
2013-08-31 9 44 53 83.02%
2013-07-31 9 45 54 83.33%
2013-06-30 8 51 59 86.44%
2013-05-31 8 49 57 85.96%
2013-04-30 7 50 57 87.72%
2013-03-31 11 56 67 83.58%
2013-02-28 11 53 64 82.81%
2013-01-31 10 54 64 84.38%
2012-12-31 10 55 65 84.62%
2012-11-30 11 56 67 83.58%
2012-10-31 11 55 66 83.33%
2012-09-30 12 51 63 80.95%
2012-08-31 13 50 63 79.37%
2012-07-31 14 51 65 78.46%
2012-06-30 16 51 67 76.12%
2012-05-31 17 54 71 76.06%
2012-04-30 15 56 71 78.87%
2012-03-31 16 56 72 77.78%
2012-02-29 14 59 73 80.82%
2012-01-31 13 59 72 81.94%
2011-12-31 13 58 71 81.69%
2011-11-30 12 58 70 82.86%
2011-10-31 12 57 69 82.61%
2011-09-30 12 53 65 81.54%
2011-08-31 11 49 60 81.67%
2011-07-31 8 48 56 85.71%
2011-06-30 6 47 53 88.68%
2011-05-31 6 42 48 87.50%
2011-04-30 7 43 50 86.00%
2011-03-31 6 41 47 87.23%
2011-02-28 6 41 47 87.23%
2011-01-31 9 40 49 81.63%
2010-12-31 9 40 49 81.63%
2010-11-30 8 42 50 84.00%
2010-10-31 8 40 48 83.33%
2010-09-30 8 40 48 83.33%
2010-08-31 8 39 47 82.98%
2010-07-31 8 39 47 82.98%
2010-06-30 9 36 45 80.00%
2010-05-31 9 34 43 79.07%
2010-04-30 9 32 41 78.05%
2010-03-31 9 31 40 77.50%
2010-02-28 9 28 37 75.68%
2010-01-31 10 29 39 74.36%
2009-12-31 10 23 33 69.70%
2009-11-30 10 22 32 68.75%
2009-10-31 10 22 32 68.75%
2009-09-30 11 22 33 66.67%
2009-08-31 11 22 33 66.67%
2009-07-31 9 21 30 70.00%
2009-06-30 9 18 27 66.67%
2009-05-31 6 20 26 76.92%
2009-04-30 4 18 22 81.82%
2009-03-31 3 7 10 70.00%
2009-02-28 3 7 10 70.00%
2009-01-31 3 7 10 70.00%
2008-12-31 3 6 9 66.67%
2008-11-30 3 6 9 66.67%
2008-10-31 3 6 9 66.67%
2008-09-30 2 6 8 75.00%
2008-08-31 2 5 7 71.43%
2008-07-31 2 0 2 0.00%
2008-06-30 2 0 2 0.00%
2008-05-31 2 0 2 0.00%
2008-04-30 0 0 0 0.00%

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