JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-11-06 10 102 112 91.07%
2025-10-31 10 102 112 91.07%
2025-09-30 10 100 110 90.91%
2025-08-31 10 102 112 91.07%
2025-07-31 10 103 113 91.15%
2025-06-30 10 102 112 91.07%
2025-05-31 10 102 112 91.07%
2025-04-30 10 106 116 91.38%
2025-03-31 10 102 112 91.07%
2025-02-28 10 103 113 91.15%
2025-01-31 10 103 113 91.15%
2024-12-31 10 102 112 91.07%
2024-11-30 10 102 112 91.07%
2024-10-31 10 103 113 91.15%
2024-09-30 10 101 111 90.99%
2024-08-31 10 101 111 90.99%
2024-07-31 10 100 110 90.91%
2024-06-30 10 101 111 90.99%
2024-05-31 10 101 111 90.99%
2024-04-30 10 100 110 90.91%
2024-03-31 10 102 112 91.07%
2024-02-29 10 102 112 91.07%
2024-01-31 10 102 112 91.07%
2023-12-31 10 102 112 91.07%
2023-11-30 10 100 110 90.91%
2023-10-31 10 99 109 90.83%
2023-09-30 10 99 109 90.83%
2023-08-31 10 101 111 90.99%
2023-07-31 10 100 110 90.91%
2023-06-30 10 99 109 90.83%
2023-05-31 10 101 111 90.99%
2023-04-30 10 99 109 90.83%
2023-03-31 10 98 108 90.74%
2023-02-28 10 100 110 90.91%
2023-01-31 10 98 108 90.74%
2022-12-31 10 100 110 90.91%
2022-11-30 10 99 109 90.83%
2022-10-31 10 97 107 90.65%
2022-09-30 10 97 107 90.65%
2022-08-31 10 95 105 90.48%
2022-07-31 11 92 103 89.32%
2022-06-30 11 92 103 89.32%
2022-05-31 11 95 106 89.62%
2022-04-30 11 94 105 89.52%
2022-03-31 11 93 104 89.42%
2022-02-28 11 96 107 89.72%
2022-01-31 11 95 106 89.62%
2021-12-31 12 94 106 88.68%
2021-11-30 12 96 108 88.89%
2021-10-31 12 94 106 88.68%
2021-09-30 12 95 107 88.79%
2021-08-31 13 96 109 88.07%
2021-07-31 13 99 112 88.39%
2021-06-30 13 95 108 87.96%
2021-05-31 13 95 108 87.96%
2021-04-30 13 96 109 88.07%
2021-03-31 13 98 111 88.29%
2021-02-28 13 98 111 88.29%
2021-01-31 13 97 110 88.18%
2020-12-31 13 100 113 88.50%
2020-11-30 13 101 114 88.60%
2020-10-31 13 104 117 88.89%
2020-09-30 12 105 117 89.74%
2020-08-31 12 106 118 89.83%
2020-07-31 12 105 117 89.74%
2020-06-30 12 103 115 89.57%
2020-05-31 13 107 120 89.17%
2020-04-30 13 107 120 89.17%
2020-03-31 12 112 124 90.32%
2020-02-29 12 111 123 90.24%
2020-01-31 12 110 122 90.16%
2019-12-31 12 110 122 90.16%
2019-11-30 12 108 120 90.00%
2019-10-31 13 111 124 89.52%
2019-09-30 13 112 125 89.60%
2019-08-31 13 109 122 89.34%
2019-07-31 13 110 123 89.43%
2019-06-30 13 107 120 89.17%
2019-05-31 13 109 122 89.34%
2019-04-30 13 110 123 89.43%
2019-03-31 13 111 124 89.52%
2019-02-28 13 108 121 89.26%
2019-01-31 13 108 121 89.26%
2018-12-31 12 104 116 89.66%
2018-11-30 13 104 117 88.89%
2018-10-31 12 105 117 89.74%
2018-09-30 11 97 108 89.81%
2018-08-31 11 100 111 90.09%
2018-07-31 10 104 114 91.23%
2018-06-30 10 105 115 91.30%
2018-05-31 10 106 116 91.38%
2018-04-30 9 107 116 92.24%
2018-03-31 10 108 118 91.53%
2018-02-28 10 106 116 91.38%
2018-01-31 9 108 117 92.31%
2017-12-31 9 108 117 92.31%
2017-11-30 6 108 114 94.74%
2017-10-31 7 106 113 93.81%
2017-09-30 7 106 113 93.81%
2017-08-31 8 106 114 92.98%
2017-07-31 8 111 119 93.28%
2017-06-30 8 122 130 93.85%
2017-05-31 8 124 132 93.94%
2017-04-30 8 125 133 93.98%
2017-03-31 9 124 133 93.23%
2017-02-28 8 127 135 94.07%
2017-01-31 8 124 132 93.94%
2016-12-31 8 124 132 93.94%
2016-11-30 8 120 128 93.75%
2016-10-31 8 122 130 93.85%
2016-09-30 8 120 128 93.75%
2016-08-31 6 119 125 95.20%
2016-07-31 7 117 124 94.35%
2016-06-30 7 120 127 94.49%
2016-05-31 7 120 127 94.49%
2016-04-30 7 117 124 94.35%
2016-03-31 7 118 125 94.40%
2016-02-29 9 116 125 92.80%
2016-01-31 8 119 127 93.70%
2015-12-31 8 117 125 93.60%
2015-11-30 7 117 124 94.35%
2015-10-31 7 113 120 94.17%
2015-09-30 6 108 114 94.74%
2015-08-31 7 106 113 93.81%
2015-07-31 7 106 113 93.81%
2015-06-30 7 105 112 93.75%
2015-05-31 8 106 114 92.98%
2015-04-30 8 109 117 93.16%
2015-03-31 8 103 111 92.79%
2015-02-28 8 103 111 92.79%
2015-01-31 8 101 109 92.66%
2014-12-31 9 101 110 91.82%
2014-11-30 9 101 110 91.82%
2014-10-31 9 100 109 91.74%
2014-09-30 8 104 112 92.86%
2014-08-31 8 105 113 92.92%
2014-07-31 7 108 115 93.91%
2014-06-30 7 106 113 93.81%
2014-05-31 7 104 111 93.69%
2014-04-30 6 107 113 94.69%
2014-03-31 6 105 111 94.59%
2014-02-28 7 110 117 94.02%
2014-01-31 7 110 117 94.02%
2013-12-31 7 109 116 93.97%
2013-11-30 7 107 114 93.86%
2013-10-31 7 108 115 93.91%
2013-09-30 6 109 115 94.78%
2013-08-31 6 107 113 94.69%
2013-07-31 7 107 114 93.86%
2013-06-30 7 109 116 93.97%
2013-05-31 7 111 118 94.07%
2013-04-30 7 110 117 94.02%
2013-03-31 8 110 118 93.22%
2013-02-28 8 111 119 93.28%
2013-01-31 8 109 117 93.16%
2012-12-31 8 108 116 93.10%
2012-11-30 9 107 116 92.24%
2012-10-31 9 108 117 92.31%
2012-09-30 9 104 113 92.04%
2012-08-31 9 104 113 92.04%
2012-07-31 8 103 111 92.79%
2012-06-30 8 99 107 92.52%
2012-05-31 9 101 110 91.82%
2012-04-30 9 103 112 91.96%
2012-03-31 9 104 113 92.04%
2012-02-29 9 108 117 92.31%
2012-01-31 9 109 118 92.37%
2011-12-31 9 109 118 92.37%
2011-11-30 9 108 117 92.31%
2011-10-31 9 105 114 92.11%
2011-09-30 9 105 114 92.11%
2011-08-31 9 104 113 92.04%
2011-07-31 9 101 110 91.82%
2011-06-30 8 101 109 92.66%
2011-05-31 8 100 108 92.59%
2011-04-30 8 104 112 92.86%
2011-03-31 9 103 112 91.96%
2011-02-28 9 98 107 91.59%
2011-01-31 9 100 109 91.74%
2010-12-31 9 101 110 91.82%
2010-11-30 9 101 110 91.82%
2010-10-31 9 101 110 91.82%
2010-09-30 9 98 107 91.59%
2010-08-31 9 95 104 91.35%
2010-07-31 9 89 98 90.82%
2010-06-30 9 84 93 90.32%
2010-05-31 9 83 92 90.22%
2010-04-30 9 83 92 90.22%
2010-03-31 8 82 90 91.11%
2010-02-28 8 82 90 91.11%
2010-01-31 8 80 88 90.91%
2009-12-31 8 82 90 91.11%
2009-11-30 8 81 89 91.01%
2009-10-31 8 82 90 91.11%
2009-09-30 8 82 90 91.11%
2009-08-31 8 83 91 91.21%
2009-07-31 8 83 91 91.21%
2009-06-30 8 84 92 91.30%
2009-05-31 8 85 93 91.40%
2009-04-30 8 84 92 91.30%
2009-03-31 8 83 91 91.21%
2009-02-28 8 85 93 91.40%
2009-01-31 8 85 93 91.40%
2008-12-31 8 85 93 91.40%
2008-11-30 8 85 93 91.40%
2008-10-31 8 88 96 91.67%
2008-09-30 8 87 95 91.58%
2008-08-31 8 87 95 91.58%
2008-07-31 8 86 94 91.49%
2008-06-30 8 83 91 91.21%
2008-05-31 8 83 91 91.21%
2008-04-30 8 85 93 91.40%
2008-03-31 8 86 94 91.49%
2008-02-29 8 88 96 91.67%
2008-01-31 8 87 95 91.58%
2007-12-31 8 84 92 91.30%
2007-11-30 8 83 91 91.21%
2007-10-31 8 84 92 91.30%
2007-09-30 7 80 87 91.95%
2007-08-31 7 79 86 91.86%
2007-07-31 7 74 81 91.36%
2007-06-30 7 71 78 91.03%
2007-05-31 7 73 80 91.25%
2007-04-30 7 72 79 91.14%
2007-03-31 6 72 78 92.31%
2007-02-28 5 74 79 93.67%
2007-01-31 5 74 79 93.67%
2006-12-31 5 70 75 93.33%
2006-11-30 5 66 71 92.96%
2006-10-31 5 63 68 92.65%
2006-09-30 5 64 69 92.75%
2006-08-31 5 61 66 92.42%
2006-07-31 6 53 59 89.83%
2006-06-30 7 51 58 87.93%
2006-05-31 7 50 57 87.72%
2006-04-30 6 53 59 89.83%
2006-03-31 5 53 58 91.38%
2006-02-28 6 52 58 89.66%
2006-01-31 6 51 57 89.47%
2005-12-31 5 49 54 90.74%
2005-11-30 5 49 54 90.74%
2005-10-31 5 47 52 90.38%
2005-09-30 5 49 54 90.74%
2005-08-31 5 48 53 90.57%
2005-07-31 5 46 51 90.20%
2005-06-30 5 46 51 90.20%
2005-05-31 5 48 53 90.57%
2005-04-30 5 47 52 90.38%
2005-03-31 5 43 48 89.58%
2005-02-28 5 44 49 89.80%
2005-01-31 5 45 50 90.00%
2004-12-31 2 48 50 96.00%
2004-11-30 3 46 49 93.88%
2004-10-31 2 47 49 95.92%
2004-09-30 2 46 48 95.83%
2004-08-31 2 46 48 95.83%
2004-07-31 2 47 49 95.92%
2004-06-30 2 49 51 96.08%
2004-05-31 2 51 53 96.23%
2004-04-30 2 52 54 96.30%
2004-03-31 2 52 54 96.30%
2004-02-29 2 51 53 96.23%
2004-01-31 2 52 54 96.30%
2003-12-31 2 49 51 96.08%
2003-11-30 2 48 50 96.00%
2003-10-31 2 47 49 95.92%
2003-09-30 2 49 51 96.08%
2003-08-31 2 47 49 95.92%
2003-07-31 2 47 49 95.92%
2003-06-30 2 46 48 95.83%
2003-05-31 2 46 48 95.83%
2003-04-30 2 46 48 95.83%
2003-03-31 2 45 47 95.74%

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