J.P. MORGAN SECURITIES (FAR EAST) LIMITED

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-11-05 17 155 172 90.12%
2025-10-31 17 155 172 90.12%
2025-09-30 17 154 171 90.06%
2025-08-31 17 151 168 89.88%
2025-07-31 17 151 168 89.88%
2025-06-30 18 148 166 89.16%
2025-05-31 18 150 168 89.29%
2025-04-30 18 150 168 89.29%
2025-03-31 17 151 168 89.88%
2025-02-28 17 159 176 90.34%
2025-01-31 17 159 176 90.34%
2024-12-31 16 160 176 90.91%
2024-11-30 16 159 175 90.86%
2024-10-31 16 160 176 90.91%
2024-09-30 16 160 176 90.91%
2024-08-31 16 158 174 90.80%
2024-07-31 16 159 175 90.86%
2024-06-30 16 161 177 90.96%
2024-05-31 16 161 177 90.96%
2024-04-30 16 173 189 91.53%
2024-03-31 14 174 188 92.55%
2024-02-29 15 175 190 92.11%
2024-01-31 15 179 194 92.27%
2023-12-31 15 178 193 92.23%
2023-11-30 15 175 190 92.11%
2023-10-31 15 177 192 92.19%
2023-09-30 15 179 194 92.27%
2023-08-31 15 185 200 92.50%
2023-07-31 15 179 194 92.27%
2023-06-30 14 182 196 92.86%
2023-05-31 15 202 217 93.09%
2023-04-30 16 203 219 92.69%
2023-03-31 16 207 223 92.83%
2023-02-28 16 210 226 92.92%
2023-01-31 15 233 248 93.95%
2022-12-31 15 235 250 94.00%
2022-11-30 16 236 252 93.65%
2022-10-31 16 241 257 93.77%
2022-09-30 16 237 253 93.68%
2022-08-31 16 233 249 93.57%
2022-07-31 17 224 241 92.95%
2022-06-30 17 220 237 92.83%
2022-05-31 16 225 241 93.36%
2022-04-30 17 222 239 92.89%
2022-03-31 17 226 243 93.00%
2022-02-28 16 219 235 93.19%
2022-01-31 17 222 239 92.89%
2021-12-31 17 221 238 92.86%
2021-11-30 17 222 239 92.89%
2021-10-31 16 219 235 93.19%
2021-09-30 16 216 232 93.10%
2021-08-31 16 217 233 93.13%
2021-07-31 16 212 228 92.98%
2021-06-30 15 202 217 93.09%
2021-05-31 16 198 214 92.52%
2021-04-30 16 195 211 92.42%
2021-03-31 16 201 217 92.63%
2021-02-28 15 203 218 93.12%
2021-01-31 15 212 227 93.39%
2020-12-31 14 215 229 93.89%
2020-11-30 13 217 230 94.35%
2020-10-31 14 216 230 93.91%
2020-09-30 14 218 232 93.97%
2020-08-31 14 225 239 94.14%
2020-07-31 14 217 231 93.94%
2020-06-30 15 213 228 93.42%
2020-05-31 13 212 225 94.22%
2020-04-30 13 215 228 94.30%
2020-03-31 13 215 228 94.30%
2020-02-29 13 216 229 94.32%
2020-01-31 13 219 232 94.40%
2019-12-31 13 219 232 94.40%
2019-11-30 13 219 232 94.40%
2019-10-31 11 217 228 95.18%
2019-09-30 11 210 221 95.02%
2019-08-31 11 209 220 95.00%
2019-07-31 10 198 208 95.19%
2019-06-30 11 191 202 94.55%
2019-05-31 11 185 196 94.39%
2019-04-30 11 175 186 94.09%
2019-03-31 11 173 184 94.02%
2019-02-28 10 173 183 94.54%
2019-01-31 10 182 192 94.79%
2018-12-31 10 185 195 94.87%
2018-11-30 10 188 198 94.95%
2018-10-31 10 185 195 94.87%
2018-09-30 10 178 188 94.68%
2018-08-31 10 166 176 94.32%
2018-07-31 8 151 159 94.97%
2018-06-30 6 147 153 96.08%
2018-05-31 7 146 153 95.42%
2018-04-30 8 145 153 94.77%
2018-03-31 8 146 154 94.81%
2018-02-28 8 153 161 95.03%
2018-01-31 8 154 162 95.06%
2017-12-31 8 154 162 95.06%
2017-11-30 8 156 164 95.12%
2017-10-31 7 155 162 95.68%
2017-09-30 7 157 164 95.73%
2017-08-31 7 159 166 95.78%
2017-07-31 6 156 162 96.30%
2017-06-30 6 144 150 96.00%
2017-05-31 6 146 152 96.05%
2017-04-30 8 147 155 94.84%
2017-03-31 8 152 160 95.00%
2017-02-28 8 154 162 95.06%
2017-01-31 8 153 161 95.03%
2016-12-31 8 153 161 95.03%
2016-11-30 8 153 161 95.03%
2016-10-31 8 152 160 95.00%
2016-09-30 8 155 163 95.09%
2016-08-31 9 160 169 94.67%
2016-07-31 10 130 140 92.86%
2016-06-30 10 128 138 92.75%
2016-05-31 10 130 140 92.86%
2016-04-30 10 132 142 92.96%
2016-03-31 9 136 145 93.79%
2016-02-29 11 145 156 92.95%
2016-01-31 11 148 159 93.08%
2015-12-31 11 151 162 93.21%
2015-11-30 11 148 159 93.08%
2015-10-31 9 150 159 94.34%
2015-09-30 9 146 155 94.19%
2015-08-31 9 148 157 94.27%
2015-07-31 9 137 146 93.84%
2015-06-30 9 140 149 93.96%
2015-05-31 10 141 151 93.38%
2015-04-30 11 147 158 93.04%
2015-03-31 13 152 165 92.12%
2015-02-28 13 157 170 92.35%
2015-01-31 13 159 172 92.44%
2014-12-31 13 156 169 92.31%
2014-11-30 13 154 167 92.22%
2014-10-31 13 153 166 92.17%
2014-09-30 13 155 168 92.26%
2014-08-31 14 155 169 91.72%
2014-07-31 14 139 153 90.85%
2014-06-30 15 139 154 90.26%
2014-05-31 14 135 149 90.60%
2014-04-30 14 133 147 90.48%
2014-03-31 14 136 150 90.67%
2014-02-28 15 142 157 90.45%
2014-01-31 14 144 158 91.14%
2013-12-31 14 143 157 91.08%
2013-11-30 14 145 159 91.19%
2013-10-31 14 142 156 91.03%
2013-09-30 13 144 157 91.72%
2013-08-31 13 144 157 91.72%
2013-07-31 15 134 149 89.93%
2013-06-30 15 135 150 90.00%
2013-05-31 15 139 154 90.26%
2013-04-30 15 142 157 90.45%
2013-03-31 17 147 164 89.63%
2013-02-28 16 152 168 90.48%
2013-01-31 14 156 170 91.76%
2012-12-31 14 158 172 91.86%
2012-11-30 14 163 177 92.09%
2012-10-31 13 171 184 92.93%
2012-09-30 12 172 184 93.48%
2012-08-31 11 175 186 94.09%
2012-07-31 11 165 176 93.75%
2012-06-30 12 164 176 93.18%
2012-05-31 12 168 180 93.33%
2012-04-30 12 172 184 93.48%
2012-03-31 11 172 183 93.99%
2012-02-29 5 178 183 97.27%
2012-01-31 8 150 158 94.94%
2011-12-31 8 18 26 69.23%
2011-11-30 7 19 26 73.08%
2011-10-31 7 20 27 74.07%
2011-09-30 7 20 27 74.07%
2011-08-31 7 20 27 74.07%
2011-07-31 6 18 24 75.00%
2011-06-30 6 18 24 75.00%
2011-05-31 6 18 24 75.00%
2011-04-30 6 18 24 75.00%
2011-03-31 6 19 25 76.00%
2011-02-28 6 19 25 76.00%
2011-01-31 6 21 27 77.78%
2010-12-31 6 23 29 79.31%
2010-11-30 5 23 28 82.14%
2010-10-31 5 23 28 82.14%
2010-09-30 5 23 28 82.14%
2010-08-31 4 21 25 84.00%
2010-07-31 4 19 23 82.61%
2010-06-30 4 18 22 81.82%
2010-05-31 4 16 20 80.00%
2010-04-30 5 15 20 75.00%
2010-03-31 5 15 20 75.00%
2010-02-28 5 14 19 73.68%
2010-01-31 5 14 19 73.68%
2009-12-31 5 15 20 75.00%
2009-11-30 5 14 19 73.68%
2009-10-31 6 14 20 70.00%
2009-09-30 5 15 20 75.00%
2009-08-31 5 15 20 75.00%
2009-07-31 5 15 20 75.00%
2009-06-30 5 15 20 75.00%
2009-05-31 5 16 21 76.19%
2009-04-30 5 18 23 78.26%
2009-03-31 6 19 25 76.00%
2009-02-28 5 20 25 80.00%
2009-01-31 5 21 26 80.77%
2008-12-31 5 21 26 80.77%
2008-11-30 4 22 26 84.62%
2008-10-31 4 22 26 84.62%
2008-09-30 4 21 25 84.00%
2008-08-31 4 21 25 84.00%
2008-07-31 4 20 24 83.33%
2008-06-30 4 22 26 84.62%
2008-05-31 4 22 26 84.62%
2008-04-30 4 23 27 85.19%
2008-03-31 4 24 28 85.71%
2008-02-29 4 24 28 85.71%
2008-01-31 4 25 29 86.21%
2007-12-31 4 25 29 86.21%
2007-11-30 4 25 29 86.21%
2007-10-31 5 25 30 83.33%
2007-09-30 5 23 28 82.14%
2007-08-31 4 19 23 82.61%
2007-07-31 4 15 19 78.95%
2007-06-30 4 15 19 78.95%
2007-05-31 4 16 20 80.00%
2007-04-30 4 14 18 77.78%
2007-03-31 5 14 19 73.68%
2007-02-28 5 16 21 76.19%
2007-01-31 5 17 22 77.27%
2006-12-31 7 16 23 69.57%
2006-11-30 7 16 23 69.57%
2006-10-31 7 15 22 68.18%
2006-09-30 7 15 22 68.18%
2006-08-31 7 15 22 68.18%
2006-07-31 7 15 22 68.18%
2006-06-30 7 16 23 69.57%
2006-05-31 7 16 23 69.57%
2006-04-30 7 16 23 69.57%
2006-03-31 7 15 22 68.18%
2006-02-28 7 14 21 66.67%
2006-01-31 7 14 21 66.67%
2005-12-31 7 14 21 66.67%
2005-11-30 7 15 22 68.18%
2005-10-31 7 13 20 65.00%
2005-09-30 7 18 25 72.00%
2005-08-31 7 18 25 72.00%
2005-07-31 7 17 24 70.83%
2005-06-30 7 17 24 70.83%
2005-05-31 7 17 24 70.83%
2005-04-30 5 20 25 80.00%
2005-03-31 5 19 24 79.17%
2005-02-28 5 19 24 79.17%
2005-01-31 5 19 24 79.17%
2004-12-31 5 19 24 79.17%
2004-11-30 5 19 24 79.17%
2004-10-31 5 20 25 80.00%
2004-09-30 5 19 24 79.17%
2004-08-31 5 19 24 79.17%
2004-07-31 3 20 23 86.96%
2004-06-30 3 19 22 86.36%
2004-05-31 3 20 23 86.96%
2004-04-30 3 22 25 88.00%
2004-03-31 3 23 26 88.46%
2004-02-29 3 22 25 88.00%
2004-01-31 3 23 26 88.46%
2003-12-31 3 23 26 88.46%
2003-11-30 3 23 26 88.46%
2003-10-31 4 33 37 89.19%
2003-09-30 4 34 38 89.47%
2003-08-31 4 34 38 89.47%
2003-07-31 4 34 38 89.47%
2003-06-30 4 35 39 89.74%
2003-05-31 4 36 40 90.00%
2003-04-30 5 38 43 88.37%
2003-03-31 5 38 43 88.37%

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