Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date	ROs	Reps	Total	Reps v total
2025-11-05	16	87	103	84.47%
2025-10-31	16	87	103	84.47%
2025-09-30	16	88	104	84.62%
2025-08-31	16	87	103	84.47%
2025-07-31	15	88	103	85.44%
2025-06-30	14	89	103	86.41%
2025-05-31	14	90	104	86.54%
2025-04-30	16	90	106	84.91%
2025-03-31	15	94	109	86.24%
2025-02-28	16	92	108	85.19%
2025-01-31	16	92	108	85.19%
2024-12-31	16	93	109	85.32%
2024-11-30	15	93	108	86.11%
2024-10-31	15	92	107	85.98%
2024-09-30	16	93	109	85.32%
2024-08-31	16	91	107	85.05%
2024-07-31	16	93	109	85.32%
2024-06-30	16	88	104	84.62%
2024-05-31	16	87	103	84.47%
2024-04-30	17	88	105	83.81%
2024-03-31	17	86	103	83.50%
2024-02-29	17	100	117	85.47%
2024-01-31	17	98	115	85.22%
2023-12-31	17	95	112	84.82%
2023-11-30	17	96	113	84.96%
2023-10-31	17	98	115	85.22%
2023-09-30	17	97	114	85.09%
2023-08-31	19	95	114	83.33%
2023-07-31	19	93	112	83.04%
2023-06-30	19	90	109	82.57%
2023-05-31	20	88	108	81.48%
2023-04-30	20	87	107	81.31%
2023-03-31	20	92	112	82.14%
2023-02-28	19	97	116	83.62%
2023-01-31	19	95	114	83.33%
2022-12-31	19	92	111	82.88%
2022-11-30	20	98	118	83.05%
2022-10-31	20	99	119	83.19%
2022-09-30	20	96	116	82.76%
2022-08-31	20	98	118	83.05%
2022-07-31	18	102	120	85.00%
2022-06-30	16	102	118	86.44%
2022-05-31	17	101	118	85.59%
2022-04-30	17	100	117	85.47%
2022-03-31	18	101	119	84.87%
2022-02-28	18	102	120	85.00%
2022-01-31	17	106	123	86.18%
2021-12-31	17	105	122	86.07%
2021-11-30	17	101	118	85.59%
2021-10-31	18	102	120	85.00%
2021-09-30	17	102	119	85.71%
2021-08-31	18	107	125	85.60%
2021-07-31	18	103	121	85.12%
2021-06-30	18	98	116	84.48%
2021-05-31	18	99	117	84.62%
2021-04-30	18	101	119	84.87%
2021-03-31	18	103	121	85.12%
2021-02-28	18	101	119	84.87%
2021-01-31	18	101	119	84.87%
2020-12-31	18	101	119	84.87%
2020-11-30	18	102	120	85.00%
2020-10-31	18	101	119	84.87%
2020-09-30	18	102	120	85.00%
2020-08-31	19	103	122	84.43%
2020-07-31	19	102	121	84.30%
2020-06-30	17	101	118	85.59%
2020-05-31	17	101	118	85.59%
2020-04-30	17	101	118	85.59%
2020-03-31	17	101	118	85.59%
2020-02-29	17	104	121	85.95%
2020-01-31	17	106	123	86.18%
2019-12-31	17	105	122	86.07%
2019-11-30	17	103	120	85.83%
2019-10-31	16	104	120	86.67%
2019-09-30	16	103	119	86.55%
2019-08-31	16	104	120	86.67%
2019-07-31	16	103	119	86.55%
2019-06-30	17	105	122	86.07%
2019-05-31	17	103	120	85.83%
2019-04-30	18	99	117	84.62%
2019-03-31	18	99	117	84.62%
2019-02-28	18	102	120	85.00%
2019-01-31	18	101	119	84.87%
2018-12-31	18	100	118	84.75%
2018-11-30	18	96	114	84.21%
2018-10-31	18	91	109	83.49%
2018-09-30	18	90	108	83.33%
2018-08-31	18	91	109	83.49%
2018-07-31	17	94	111	84.68%
2018-06-30	17	93	110	84.55%
2018-05-31	17	94	111	84.68%
2018-04-30	17	95	112	84.82%
2018-03-31	17	94	111	84.68%
2018-02-28	17	96	113	84.96%
2018-01-31	17	98	115	85.22%
2017-12-31	16	98	114	85.96%
2017-11-30	15	98	113	86.73%
2017-10-31	15	100	115	86.96%
2017-09-30	14	99	113	87.61%
2017-08-31	12	103	115	89.57%
2017-07-31	11	99	110	90.00%
2017-06-30	11	97	108	89.81%
2017-05-31	11	95	106	89.62%
2017-04-30	12	96	108	88.89%
2017-03-31	12	98	110	89.09%
2017-02-28	12	98	110	89.09%
2017-01-31	12	98	110	89.09%
2016-12-31	12	95	107	88.79%
2016-11-30	12	95	107	88.79%
2016-10-31	12	94	106	88.68%
2016-09-30	12	92	104	88.46%
2016-08-31	13	99	112	88.39%
2016-07-31	13	98	111	88.29%
2016-06-30	13	95	108	87.96%
2016-05-31	12	99	111	89.19%
2016-04-30	11	102	113	90.27%
2016-03-31	12	103	115	89.57%
2016-02-29	13	104	117	88.89%
2016-01-31	12	112	124	90.32%
2015-12-31	13	118	131	90.08%
2015-11-30	13	120	133	90.23%
2015-10-31	13	123	136	90.44%
2015-09-30	14	128	142	90.14%
2015-08-31	13	130	143	90.91%
2015-07-31	14	132	146	90.41%
2015-06-30	13	134	147	91.16%
2015-05-31	13	130	143	90.91%
2015-04-30	13	132	145	91.03%
2015-03-31	14	132	146	90.41%
2015-02-28	15	136	151	90.07%
2015-01-31	15	136	151	90.07%
2014-12-31	16	137	153	89.54%
2014-11-30	14	141	155	90.97%
2014-10-31	14	142	156	91.03%
2014-09-30	13	142	155	91.61%
2014-08-31	13	142	155	91.61%
2014-07-31	13	142	155	91.61%
2014-06-30	13	145	158	91.77%
2014-05-31	13	149	162	91.98%
2014-04-30	13	154	167	92.22%
2014-03-31	14	155	169	91.72%
2014-02-28	16	157	173	90.75%
2014-01-31	15	159	174	91.38%
2013-12-31	15	153	168	91.07%
2013-11-30	15	148	163	90.80%
2013-10-31	15	145	160	90.63%
2013-09-30	15	144	159	90.57%
2013-08-31	14	146	160	91.25%
2013-07-31	13	150	163	92.02%
2013-06-30	12	153	165	92.73%
2013-05-31	12	158	170	92.94%
2013-04-30	11	162	173	93.64%
2013-03-31	11	168	179	93.85%
2013-02-28	11	176	187	94.12%
2013-01-31	11	175	186	94.09%
2012-12-31	10	177	187	94.65%
2012-11-30	9	183	192	95.31%
2012-10-31	9	182	191	95.29%
2012-09-30	9	185	194	95.36%
2012-08-31	9	185	194	95.36%
2012-07-31	11	204	215	94.88%
2012-06-30	12	212	224	94.64%
2012-05-31	11	220	231	95.24%
2012-04-30	11	223	234	95.30%
2012-03-31	11	226	237	95.36%
2012-02-29	13	235	248	94.76%
2012-01-31	14	268	282	95.04%
2011-12-31	14	271	285	95.09%
2011-11-30	13	271	284	95.42%
2011-10-31	14	269	283	95.05%
2011-09-30	15	270	285	94.74%
2011-08-31	16	300	316	94.94%
2011-07-31	16	295	311	94.86%
2011-06-30	15	294	309	95.15%
2011-05-31	13	285	298	95.64%
2011-04-30	13	274	287	95.47%
2011-03-31	14	264	278	94.96%
2011-02-28	15	259	274	94.53%
2011-01-31	15	254	269	94.42%
2010-12-31	17	240	257	93.39%
2010-11-30	17	231	248	93.15%
2010-10-31	17	180	197	91.37%
2010-09-30	18	175	193	90.67%
2010-08-31	18	162	180	90.00%
2010-07-31	18	154	172	89.53%
2010-06-30	18	144	162	88.89%
2010-05-31	16	139	155	89.68%
2010-04-30	16	135	151	89.40%
2010-03-31	15	127	142	89.44%
2010-02-28	12	123	135	91.11%
2010-01-31	13	118	131	90.08%
2009-12-31	13	116	129	89.92%
2009-11-30	13	117	130	90.00%
2009-10-31	13	112	125	89.60%
2009-09-30	12	119	131	90.84%
2009-08-31	12	120	132	90.91%
2009-07-31	12	90	102	88.24%
2009-06-30	12	90	102	88.24%
2009-05-31	10	91	101	90.10%
2009-04-30	10	90	100	90.00%
2009-03-31	11	90	101	89.11%
2009-02-28	11	90	101	89.11%
2009-01-31	11	90	101	89.11%
2008-12-31	12	95	107	88.79%
2008-11-30	12	96	108	88.89%
2008-10-31	12	93	105	88.57%
2008-09-30	12	91	103	88.35%
2008-08-31	12	89	101	88.12%
2008-07-31	12	87	99	87.88%
2008-06-30	13	84	97	86.60%
2008-05-31	11	86	97	88.66%
2008-04-30	10	87	97	89.69%
2008-03-31	9	88	97	90.72%
2008-02-29	9	85	94	90.43%
2008-01-31	9	82	91	90.11%
2007-12-31	10	80	90	88.89%
2007-11-30	10	80	90	88.89%
2007-10-31	9	72	81	88.89%
2007-09-30	9	66	75	88.00%
2007-08-31	9	63	72	87.50%
2007-07-31	9	57	66	86.36%
2007-06-30	10	54	64	84.38%
2007-05-31	10	53	63	84.13%
2007-04-30	11	54	65	83.08%
2007-03-31	11	49	60	81.67%
2007-02-28	10	47	57	82.46%
2007-01-31	10	47	57	82.46%
2006-12-31	9	50	59	84.75%
2006-11-30	7	52	59	88.14%
2006-10-31	7	51	58	87.93%
2006-09-30	8	49	57	85.96%
2006-08-31	8	49	57	85.96%
2006-07-31	6	50	56	89.29%
2006-06-30	6	48	54	88.89%
2006-05-31	6	46	52	88.46%
2006-04-30	5	44	49	89.80%
2006-03-31	6	44	50	88.00%
2006-02-28	6	43	49	87.76%
2006-01-31	6	42	48	87.50%
2005-12-31	6	42	48	87.50%
2005-11-30	6	40	46	86.96%
2005-10-31	6	40	46	86.96%
2005-09-30	6	41	47	87.23%
2005-08-31	5	39	44	88.64%
2005-07-31	5	36	41	87.80%
2005-06-30	4	37	41	90.24%
2005-05-31	4	39	43	90.70%
2005-04-30	4	37	41	90.24%
2005-03-31	4	36	40	90.00%
2005-02-28	5	36	41	87.80%
2005-01-31	5	37	42	88.10%
2004-12-31	5	37	42	88.10%
2004-11-30	4	35	39	89.74%
2004-10-31	5	37	42	88.10%
2004-09-30	5	35	40	87.50%
2004-08-31	5	35	40	87.50%
2004-07-31	5	36	41	87.80%
2004-06-30	5	37	42	88.10%
2004-05-31	3	39	42	92.86%
2004-04-30	5	40	45	88.89%
2004-03-31	4	42	46	91.30%
2004-02-29	3	40	43	93.02%
2004-01-31	3	40	43	93.02%
2003-12-31	3	39	42	92.86%
2003-11-30	3	37	40	92.50%
2003-10-31	3	40	43	93.02%
2003-09-30	3	41	44	93.18%
2003-08-31	3	40	43	93.02%
2003-07-31	3	42	45	93.33%
2003-06-30	3	39	42	92.86%
2003-05-31	3	39	42	92.86%
2003-04-30	3	39	42	92.86%
2003-03-31	3	35	38	92.11%

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