HSBC Global Asset Management (Hong Kong) Limited

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-11-05 19 183 202 90.59%
2025-10-31 19 182 201 90.55%
2025-09-30 19 180 199 90.45%
2025-08-31 19 177 196 90.31%
2025-07-31 20 173 193 89.64%
2025-06-30 20 172 192 89.58%
2025-05-31 20 176 196 89.80%
2025-04-30 20 176 196 89.80%
2025-03-31 20 174 194 89.69%
2025-02-28 20 174 194 89.69%
2025-01-31 19 173 192 90.10%
2024-12-31 19 169 188 89.89%
2024-11-30 19 171 190 90.00%
2024-10-31 19 173 192 90.10%
2024-09-30 19 171 190 90.00%
2024-08-31 19 166 185 89.73%
2024-07-31 17 168 185 90.81%
2024-06-30 15 170 185 91.89%
2024-05-31 16 172 188 91.49%
2024-04-30 16 169 185 91.35%
2024-03-31 16 170 186 91.40%
2024-02-29 15 171 186 91.94%
2024-01-31 14 167 181 92.27%
2023-12-31 14 160 174 91.95%
2023-11-30 14 161 175 92.00%
2023-10-31 15 158 173 91.33%
2023-09-30 15 152 167 91.02%
2023-08-31 15 151 166 90.96%
2023-07-31 16 151 167 90.42%
2023-06-30 16 149 165 90.30%
2023-05-31 16 149 165 90.30%
2023-04-30 15 146 161 90.68%
2023-03-31 14 150 164 91.46%
2023-02-28 13 150 163 92.02%
2023-01-31 13 148 161 91.93%
2022-12-31 13 147 160 91.88%
2022-11-30 13 146 159 91.82%
2022-10-31 13 146 159 91.82%
2022-09-30 14 146 160 91.25%
2022-08-31 14 144 158 91.14%
2022-07-31 15 146 161 90.68%
2022-06-30 15 148 163 90.80%
2022-05-31 15 147 162 90.74%
2022-04-30 14 145 159 91.19%
2022-03-31 14 143 157 91.08%
2022-02-28 13 146 159 91.82%
2022-01-31 12 144 156 92.31%
2021-12-31 12 143 155 92.26%
2021-11-30 13 140 153 91.50%
2021-10-31 14 141 155 90.97%
2021-09-30 15 128 143 89.51%
2021-08-31 15 135 150 90.00%
2021-07-31 14 131 145 90.34%
2021-06-30 13 132 145 91.03%
2021-05-31 13 134 147 91.16%
2021-04-30 12 135 147 91.84%
2021-03-31 12 123 135 91.11%
2021-02-28 11 123 134 91.79%
2021-01-31 12 121 133 90.98%
2020-12-31 11 122 133 91.73%
2020-11-30 10 123 133 92.48%
2020-10-31 9 126 135 93.33%
2020-09-30 9 125 134 93.28%
2020-08-31 9 122 131 93.13%
2020-07-31 9 129 138 93.48%
2020-06-30 9 130 139 93.53%
2020-05-31 9 132 141 93.62%
2020-04-30 9 132 141 93.62%
2020-03-31 9 129 138 93.48%
2020-02-29 9 126 135 93.33%
2020-01-31 9 125 134 93.28%
2019-12-31 9 127 136 93.38%
2019-11-30 10 126 136 92.65%
2019-10-31 10 127 137 92.70%
2019-09-30 10 128 138 92.75%
2019-08-31 10 127 137 92.70%
2019-07-31 11 126 137 91.97%
2019-06-30 11 122 133 91.73%
2019-05-31 11 123 134 91.79%
2019-04-30 11 120 131 91.60%
2019-03-31 11 118 129 91.47%
2019-02-28 11 115 126 91.27%
2019-01-31 11 119 130 91.54%
2018-12-31 11 115 126 91.27%
2018-11-30 11 113 124 91.13%
2018-10-31 11 115 126 91.27%
2018-09-30 11 114 125 91.20%
2018-08-31 11 113 124 91.13%
2018-07-31 11 114 125 91.20%
2018-06-30 9 114 123 92.68%
2018-05-31 9 117 126 92.86%
2018-04-30 10 117 127 92.13%
2018-03-31 10 119 129 92.25%
2018-02-28 10 121 131 92.37%
2018-01-31 10 121 131 92.37%
2017-12-31 10 121 131 92.37%
2017-11-30 10 123 133 92.48%
2017-10-31 10 120 130 92.31%
2017-09-30 10 118 128 92.19%
2017-08-31 10 118 128 92.19%
2017-07-31 10 123 133 92.48%
2017-06-30 10 124 134 92.54%
2017-05-31 10 126 136 92.65%
2017-04-30 10 126 136 92.65%
2017-03-31 10 125 135 92.59%
2017-02-28 9 120 129 93.02%
2017-01-31 9 121 130 93.08%
2016-12-31 9 121 130 93.08%
2016-11-30 9 124 133 93.23%
2016-10-31 9 122 131 93.13%
2016-09-30 8 123 131 93.89%
2016-08-31 8 123 131 93.89%
2016-07-31 8 123 131 93.89%
2016-06-30 8 124 132 93.94%
2016-05-31 8 123 131 93.89%
2016-04-30 8 124 132 93.94%
2016-03-31 8 120 128 93.75%
2016-02-29 8 119 127 93.70%
2016-01-31 7 120 127 94.49%
2015-12-31 7 119 126 94.44%
2015-11-30 7 120 127 94.49%
2015-10-31 7 118 125 94.40%
2015-09-30 7 116 123 94.31%
2015-08-31 7 114 121 94.21%
2015-07-31 7 110 117 94.02%
2015-06-30 7 109 116 93.97%
2015-05-31 7 107 114 93.86%
2015-04-30 8 105 113 92.92%
2015-03-31 8 104 112 92.86%
2015-02-28 9 104 113 92.04%
2015-01-31 11 101 112 90.18%
2014-12-31 10 102 112 91.07%
2014-11-30 11 101 112 90.18%
2014-10-31 11 102 113 90.27%
2014-09-30 11 102 113 90.27%
2014-08-31 11 101 112 90.18%
2014-07-31 12 104 116 89.66%
2014-06-30 13 109 122 89.34%
2014-05-31 12 105 117 89.74%
2014-04-30 12 103 115 89.57%
2014-03-31 13 98 111 88.29%
2014-02-28 13 98 111 88.29%
2014-01-31 13 98 111 88.29%
2013-12-31 13 98 111 88.29%
2013-11-30 13 99 112 88.39%
2013-10-31 13 100 113 88.50%
2013-09-30 13 103 116 88.79%
2013-08-31 13 101 114 88.60%
2013-07-31 13 103 116 88.79%
2013-06-30 13 103 116 88.79%
2013-05-31 13 103 116 88.79%
2013-04-30 13 100 113 88.50%
2013-03-31 13 103 116 88.79%
2013-02-28 13 103 116 88.79%
2013-01-31 13 106 119 89.08%
2012-12-31 14 105 119 88.24%
2012-11-30 14 105 119 88.24%
2012-10-31 14 102 116 87.93%
2012-09-30 14 100 114 87.72%
2012-08-31 14 98 112 87.50%
2012-07-31 14 98 112 87.50%
2012-06-30 14 97 111 87.39%
2012-05-31 14 98 112 87.50%
2012-04-30 14 96 110 87.27%
2012-03-31 15 95 110 86.36%
2012-02-29 14 92 106 86.79%
2012-01-31 14 93 107 86.92%
2011-12-31 14 92 106 86.79%
2011-11-30 14 98 112 87.50%
2011-10-31 15 101 116 87.07%
2011-09-30 14 97 111 87.39%
2011-08-31 13 100 113 88.50%
2011-07-31 13 100 113 88.50%
2011-06-30 15 98 113 86.73%
2011-05-31 15 100 115 86.96%
2011-04-30 15 105 120 87.50%
2011-03-31 15 102 117 87.18%
2011-02-28 15 96 111 86.49%
2011-01-31 15 92 107 85.98%
2010-12-31 15 93 108 86.11%
2010-11-30 15 94 109 86.24%
2010-10-31 15 89 104 85.58%
2010-09-30 15 91 106 85.85%
2010-08-31 14 89 103 86.41%
2010-07-31 14 90 104 86.54%
2010-06-30 12 81 93 87.10%
2010-05-31 9 74 83 89.16%
2010-04-30 9 73 82 89.02%
2010-03-31 10 74 84 88.10%
2010-02-28 10 72 82 87.80%
2010-01-31 10 71 81 87.65%
2009-12-31 10 69 79 87.34%
2009-11-30 10 72 82 87.80%
2009-10-31 10 72 82 87.80%
2009-09-30 10 72 82 87.80%
2009-08-31 10 72 82 87.80%
2009-07-31 10 72 82 87.80%
2009-06-30 10 72 82 87.80%
2009-05-31 10 73 83 87.95%
2009-04-30 10 73 83 87.95%
2009-03-31 10 72 82 87.80%
2009-02-28 10 71 81 87.65%
2009-01-31 10 71 81 87.65%
2008-12-31 10 71 81 87.65%
2008-11-30 10 71 81 87.65%
2008-10-31 10 76 86 88.37%
2008-09-30 10 77 87 88.51%
2008-08-31 10 84 94 89.36%
2008-07-31 11 83 94 88.30%
2008-06-30 10 83 93 89.25%
2008-05-31 10 82 92 89.13%
2008-04-30 10 81 91 89.01%
2008-03-31 9 79 88 89.77%
2008-02-29 9 79 88 89.77%
2008-01-31 9 75 84 89.29%
2007-12-31 9 73 82 89.02%
2007-11-30 9 72 81 88.89%
2007-10-31 9 72 81 88.89%
2007-09-30 9 72 81 88.89%
2007-08-31 9 69 78 88.46%
2007-07-31 9 63 72 87.50%
2007-06-30 8 59 67 88.06%
2007-05-31 8 60 68 88.24%
2007-04-30 9 64 73 87.67%
2007-03-31 9 65 74 87.84%
2007-02-28 10 67 77 87.01%
2007-01-31 10 67 77 87.01%
2006-12-31 11 67 78 85.90%
2006-11-30 11 68 79 86.08%
2006-10-31 11 64 75 85.33%
2006-09-30 11 62 73 84.93%
2006-08-31 11 62 73 84.93%
2006-07-31 11 60 71 84.51%
2006-06-30 11 62 73 84.93%
2006-05-31 11 63 74 85.14%
2006-04-30 11 62 73 84.93%
2006-03-31 9 60 69 86.96%
2006-02-28 8 60 68 88.24%
2006-01-31 8 57 65 87.69%
2005-12-31 5 58 63 92.06%
2005-11-30 5 58 63 92.06%
2005-10-31 6 60 66 90.91%
2005-09-30 6 65 71 91.55%
2005-08-31 6 63 69 91.30%
2005-07-31 7 61 68 89.71%
2005-06-30 7 62 69 89.86%
2005-05-31 7 64 71 90.14%
2005-04-30 7 64 71 90.14%
2005-03-31 7 64 71 90.14%
2005-02-28 7 63 70 90.00%
2005-01-31 7 62 69 89.86%
2004-12-31 7 61 68 89.71%
2004-11-30 7 59 66 89.39%
2004-10-31 7 59 66 89.39%
2004-09-30 7 58 65 89.23%
2004-08-31 6 59 65 90.77%
2004-07-31 6 55 61 90.16%
2004-06-30 6 55 61 90.16%
2004-05-31 6 56 62 90.32%
2004-04-30 6 57 63 90.48%
2004-03-31 6 57 63 90.48%
2004-02-29 5 57 62 91.94%
2004-01-31 5 59 64 92.19%
2003-12-31 5 58 63 92.06%
2003-11-30 4 60 64 93.75%
2003-10-31 4 58 62 93.55%
2003-09-30 5 58 63 92.06%
2003-08-31 5 57 62 91.94%
2003-07-31 5 59 64 92.19%
2003-06-30 4 59 63 93.65%
2003-05-31 4 61 65 93.85%
2003-04-30 4 59 63 93.65%
2003-03-31 5 58 63 92.06%

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