S&P Global Ratings Hong Kong Limited

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This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-11-06 8 96 104 92.31%
2025-10-31 8 96 104 92.31%
2025-09-30 8 96 104 92.31%
2025-08-31 8 95 103 92.23%
2025-07-31 8 95 103 92.23%
2025-06-30 8 96 104 92.31%
2025-05-31 8 97 105 92.38%
2025-04-30 8 97 105 92.38%
2025-03-31 8 97 105 92.38%
2025-02-28 9 96 105 91.43%
2025-01-31 9 104 113 92.04%
2024-12-31 9 106 115 92.17%
2024-11-30 9 105 114 92.11%
2024-10-31 9 107 116 92.24%
2024-09-30 9 107 116 92.24%
2024-08-31 9 108 117 92.31%
2024-07-31 9 108 117 92.31%
2024-06-30 9 105 114 92.11%
2024-05-31 8 108 116 93.10%
2024-04-30 8 105 113 92.92%
2024-03-31 8 105 113 92.92%
2024-02-29 8 106 114 92.98%
2024-01-31 8 106 114 92.98%
2023-12-31 8 105 113 92.92%
2023-11-30 8 107 115 93.04%
2023-10-31 8 107 115 93.04%
2023-09-30 8 107 115 93.04%
2023-08-31 8 106 114 92.98%
2023-07-31 8 106 114 92.98%
2023-06-30 8 106 114 92.98%
2023-05-31 8 105 113 92.92%
2023-04-30 8 105 113 92.92%
2023-03-31 8 106 114 92.98%
2023-02-28 8 106 114 92.98%
2023-01-31 8 106 114 92.98%
2022-12-31 8 106 114 92.98%
2022-11-30 8 107 115 93.04%
2022-10-31 8 105 113 92.92%
2022-09-30 8 106 114 92.98%
2022-08-31 8 107 115 93.04%
2022-07-31 8 108 116 93.10%
2022-06-30 8 105 113 92.92%
2022-05-31 7 108 115 93.91%
2022-04-30 7 107 114 93.86%
2022-03-31 7 105 112 93.75%
2022-02-28 7 104 111 93.69%
2022-01-31 7 104 111 93.69%
2021-12-31 7 103 110 93.64%
2021-11-30 7 100 107 93.46%
2021-10-31 7 95 102 93.14%
2021-09-30 8 93 101 92.08%
2021-08-31 8 91 99 91.92%
2021-07-31 8 88 96 91.67%
2021-06-30 8 89 97 91.75%
2021-05-31 8 93 101 92.08%
2021-04-30 9 95 104 91.35%
2021-03-31 9 100 109 91.74%
2021-02-28 9 101 110 91.82%
2021-01-31 9 100 109 91.74%
2020-12-31 9 100 109 91.74%
2020-11-30 9 100 109 91.74%
2020-10-31 9 100 109 91.74%
2020-09-30 9 102 111 91.89%
2020-08-31 9 103 112 91.96%
2020-07-31 7 105 112 93.75%
2020-06-30 7 107 114 93.86%
2020-05-31 7 104 111 93.69%
2020-04-30 7 104 111 93.69%
2020-03-31 7 105 112 93.75%
2020-02-29 8 107 115 93.04%
2020-01-31 8 109 117 93.16%
2019-12-31 8 109 117 93.16%
2019-11-30 8 110 118 93.22%
2019-10-31 7 112 119 94.12%
2019-09-30 7 114 121 94.21%
2019-08-31 7 104 111 93.69%
2019-07-31 7 106 113 93.81%
2019-06-30 7 107 114 93.86%
2019-05-31 7 109 116 93.97%
2019-04-30 7 111 118 94.07%
2019-03-31 7 112 119 94.12%
2019-02-28 7 118 125 94.40%
2019-01-31 6 112 118 94.92%
2018-12-31 6 110 116 94.83%
2018-11-30 6 112 118 94.92%
2018-10-31 6 107 113 94.69%
2018-09-30 6 105 111 94.59%
2018-08-31 6 104 110 94.55%
2018-07-31 6 96 102 94.12%
2018-06-30 5 91 96 94.79%
2018-05-31 5 90 95 94.74%
2018-04-30 5 85 90 94.44%
2018-03-31 5 86 91 94.51%
2018-02-28 4 91 95 95.79%
2018-01-31 4 93 97 95.88%
2017-12-31 4 92 96 95.83%
2017-11-30 4 94 98 95.92%
2017-10-31 4 91 95 95.79%
2017-09-30 4 91 95 95.79%
2017-08-31 4 86 90 95.56%
2017-07-31 4 83 87 95.40%
2017-06-30 4 83 87 95.40%
2017-05-31 4 78 82 95.12%
2017-04-30 4 75 79 94.94%
2017-03-31 4 74 78 94.87%
2017-02-28 4 74 78 94.87%
2017-01-31 4 74 78 94.87%
2016-12-31 3 74 77 96.10%
2016-11-30 2 76 78 97.44%
2016-10-31 2 72 74 97.30%
2016-09-30 2 72 74 97.30%
2016-08-31 2 63 65 96.92%
2016-07-31 3 58 61 95.08%
2016-06-30 3 57 60 95.00%
2016-05-31 3 59 62 95.16%
2016-04-30 3 61 64 95.31%
2016-03-31 3 63 66 95.45%
2016-02-29 3 64 67 95.52%
2016-01-31 3 62 65 95.38%
2015-12-31 3 59 62 95.16%
2015-11-30 3 56 59 94.92%
2015-10-31 3 51 54 94.44%
2015-09-30 2 53 55 96.36%
2015-08-31 2 53 55 96.36%
2015-07-31 2 51 53 96.23%
2015-06-30 2 49 51 96.08%
2015-05-31 2 50 52 96.15%
2015-04-30 2 48 50 96.00%
2015-03-31 2 43 45 95.56%
2015-02-28 2 41 43 95.35%
2015-01-31 2 41 43 95.35%
2014-12-31 2 43 45 95.56%
2014-11-30 3 42 45 93.33%
2014-10-31 3 41 44 93.18%
2014-09-30 3 40 43 93.02%
2014-08-31 3 41 44 93.18%
2014-07-31 4 43 47 91.49%
2014-06-30 4 42 46 91.30%
2014-05-31 4 42 46 91.30%
2014-04-30 4 41 45 91.11%
2014-03-31 4 41 45 91.11%
2014-02-28 4 40 44 90.91%
2014-01-31 4 39 43 90.70%
2013-12-31 4 39 43 90.70%
2013-11-30 4 38 42 90.48%
2013-10-31 4 36 40 90.00%
2013-09-30 4 35 39 89.74%
2013-08-31 5 35 40 87.50%
2013-07-31 5 34 39 87.18%
2013-06-30 6 29 35 82.86%
2013-05-31 6 25 31 80.65%
2013-04-30 6 23 29 79.31%
2013-03-31 6 21 27 77.78%
2013-02-28 6 20 26 76.92%
2013-01-31 6 22 28 78.57%
2012-12-31 6 21 27 77.78%
2012-11-30 6 22 28 78.57%
2012-10-31 6 20 26 76.92%
2012-09-30 6 22 28 78.57%
2012-08-31 6 22 28 78.57%
2012-07-31 6 22 28 78.57%
2012-06-30 7 22 29 75.86%
2012-05-31 7 21 28 75.00%
2012-04-30 7 21 28 75.00%
2012-03-31 7 21 28 75.00%
2012-02-29 7 21 28 75.00%
2012-01-31 7 21 28 75.00%
2011-12-31 7 20 27 74.07%
2011-11-30 7 19 26 73.08%
2011-10-31 7 18 25 72.00%
2011-09-30 7 17 24 70.83%
2011-08-31 7 16 23 69.57%
2011-07-31 7 16 23 69.57%
2011-06-30 7 15 22 68.18%
2011-05-31 0 0 0 0.00%

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