CSOP Asset Management Limited 南方東英資產管理有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-11-04 | 6 | 60 | 66 | 90.91% |
| 2024-12-31 | 6 | 51 | 57 | 89.47% |
| 2023-12-31 | 5 | 43 | 48 | 89.58% |
| 2022-12-31 | 6 | 41 | 47 | 87.23% |
| 2021-12-31 | 5 | 41 | 46 | 89.13% |
| 2020-12-31 | 5 | 31 | 36 | 86.11% |
| 2019-12-31 | 6 | 37 | 43 | 86.05% |
| 2018-12-31 | 6 | 39 | 45 | 86.67% |
| 2017-12-31 | 8 | 35 | 43 | 81.40% |
| 2016-12-31 | 5 | 38 | 43 | 88.37% |
| 2015-12-31 | 4 | 28 | 32 | 87.50% |
| 2014-12-31 | 4 | 30 | 34 | 88.24% |
| 2013-12-31 | 3 | 25 | 28 | 89.29% |
| 2012-12-31 | 4 | 20 | 24 | 83.33% |
| 2011-12-31 | 3 | 10 | 13 | 76.92% |
| 2010-12-31 | 2 | 8 | 10 | 80.00% |
| 2009-12-31 | 4 | 5 | 9 | 55.56% |
| 2008-12-31 | 4 | 0 | 4 | 0.00% |
| 2007-12-31 | 0 | 0 | 0 | 0.00% |
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