CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 中國國際金融香港資產管理有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-11-04 | 14 | 101 | 115 | 87.83% |
| 2024-12-31 | 16 | 91 | 107 | 85.05% |
| 2023-12-31 | 12 | 99 | 111 | 89.19% |
| 2022-12-31 | 13 | 92 | 105 | 87.62% |
| 2021-12-31 | 8 | 72 | 80 | 90.00% |
| 2020-12-31 | 9 | 49 | 58 | 84.48% |
| 2019-12-31 | 9 | 39 | 48 | 81.25% |
| 2018-12-31 | 7 | 29 | 36 | 80.56% |
| 2017-12-31 | 7 | 24 | 31 | 77.42% |
| 2016-12-31 | 4 | 20 | 24 | 83.33% |
| 2015-12-31 | 4 | 18 | 22 | 81.82% |
| 2014-12-31 | 3 | 13 | 16 | 81.25% |
| 2013-12-31 | 3 | 13 | 16 | 81.25% |
| 2012-12-31 | 6 | 15 | 21 | 71.43% |
| 2011-12-31 | 6 | 24 | 30 | 80.00% |
| 2010-12-31 | 4 | 15 | 19 | 78.95% |
| 2009-12-31 | 4 | 14 | 18 | 77.78% |
| 2008-12-31 | 6 | 12 | 18 | 66.67% |
| 2007-12-31 | 3 | 10 | 13 | 76.92% |
| 2006-12-31 | 2 | 5 | 7 | 71.43% |
| 2005-12-31 | 0 | 0 | 0 | 0.00% |
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