CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-11-04 | 16 | 243 | 259 | 93.82% |
| 2024-12-31 | 14 | 203 | 217 | 93.55% |
| 2023-12-31 | 11 | 205 | 216 | 94.91% |
| 2022-12-31 | 12 | 194 | 206 | 94.17% |
| 2021-12-31 | 10 | 192 | 202 | 95.05% |
| 2020-12-31 | 9 | 169 | 178 | 94.94% |
| 2019-12-31 | 6 | 175 | 181 | 96.69% |
| 2018-12-31 | 9 | 162 | 171 | 94.74% |
| 2017-12-31 | 9 | 172 | 181 | 95.03% |
| 2016-12-31 | 12 | 228 | 240 | 95.00% |
| 2015-12-31 | 12 | 242 | 254 | 95.28% |
| 2014-12-31 | 14 | 238 | 252 | 94.44% |
| 2013-12-31 | 18 | 222 | 240 | 92.50% |
| 2012-12-31 | 18 | 211 | 229 | 92.14% |
| 2011-12-31 | 14 | 201 | 215 | 93.49% |
| 2010-12-31 | 12 | 195 | 207 | 94.20% |
| 2009-12-31 | 13 | 172 | 185 | 92.97% |
| 2008-12-31 | 11 | 160 | 171 | 93.57% |
| 2007-12-31 | 9 | 172 | 181 | 95.03% |
| 2006-12-31 | 7 | 155 | 162 | 95.68% |
| 2005-12-31 | 6 | 154 | 160 | 96.25% |
| 2004-12-31 | 6 | 164 | 170 | 96.47% |
| 2003-12-31 | 6 | 101 | 107 | 94.39% |
| 2003-03-31 | 5 | 66 | 71 | 92.96% |
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