Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED Zhang, Guanghao 張广浩 +Rep 2026-10-20
2 AA Investment Management Limited Fan, Wai Kin 范偉建 +Rep 2026-10-09
3 Admiralty Harbour Capital Limited Chan, Yu Hin (SFC:BYU458) 陳宇軒 +Rep 2026-10-16
4 ADVENT CORPORATE FINANCE LIMITED (GBEN) Chan, Sau Lim 陳守廉 -Rep 2026-06-30 2026-10-20
5     +RO 2026-10-20
6 Affluence Capital Limited Liu, Yu (SFC:BYR125) 刘雨 +Rep 2026-10-14
7 Ahead Asset Management Limited Zhang, Xiaoyu (SFC:BMQ071) 张晓宇 -Rep 2026-10-02 2026-10-20
8     +RO 2026-10-20
9 AK Capital Limited Liu, Ka Ho (SFC:BYJ800) 廖嘉豪 -Rep 2026-08-24 2026-10-20
10     +RO 2026-10-20
11 Albamen Capital Partners (Hong Kong) Limited Lo, Shuk Yi (SFC:BVU149) -Rep 2025-03-21 2026-10-13
12 Alchemist Capital Limited Chu, Tai Wai 朱大衛 +RO 2026-10-15
13   Wong, Chung (SFC:ADQ116) 黃眾 +RO 2026-10-15
14 Aletheia Analyst Network Limited Chang, Hsun-Chih 張玄志 -Rep 2025-09-04 2026-10-09
15 AllianceBernstein Hong Kong Limited Fan, Yun-Chieh 樊蘊婕 +Rep 2026-10-09
16   Pryor, Luke Christopher -Rep 2026-10-21 2026-10-22
17 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Chan, Maggie Chi Ying 陳芝煐 +Rep 2026-10-20
18 Alpha Asset Management (HK) Limited Sin, Man Kai 冼文佳 +Rep 2026-10-09
19 AMPLE CAPITAL LIMITED Lee, Chyuan Ching 李泉慶 -Rep 2018-09-17 2026-10-12
20 Amto Capital Management Limited Tsao, Ching Tsung 曹清宗 -Rep 2026-09-18 2026-10-20
21     +RO 2026-10-20
22 Amundi Hong Kong Limited Lepine, Julien Paul Manuel +Rep 2026-10-09
23 Anchor Equity Partners (Asia) Limited Wang, Mengzhi 王夢之 -Rep 2018-08-09 2026-10-09
24 Apollo Management Asia Pacific Limited Lee, Juhyung (SFC:BTE965) +Rep 2026-10-16
25 Aquilius Investment Partners (HK) Limited Qian, Chen (SFC:BHM199) 錢沉 +RO 2026-10-09
26   Wolff, Bastian +RO 2026-10-09
27   Yung, Martin Kwing Cheung 容烱祥 +RO 2026-10-09
28 Ares Management Asia (Hong Kong) Limited Li, Peishu 李佩紓 -Rep 2025-02-21 2026-10-09
29 Ark Group Holdings (Hong Kong) Limited Mao, Qifeng 茅琦峰 -Rep 2023-12-14 2026-10-09
30     +RO 2026-10-09
31   Ni, Huayang 倪華阳 -Rep 2025-11-12 2026-10-19
32   Tam, Cheung Wan 譚翔尹 -Rep 2022-12-23 2026-10-17
33   Tang, Loi Sik 鄧來息 +Rep 2026-10-20
34   Zhou, Qian (SFC:BQH378) 周倩 -RO 2026-03-12 2026-10-09
35   Zhu, Ping (SFC:BYN702) 祝平 -Rep 2026-09-01 2026-10-10
36 Arrano Asset Management Limited Acquilla, Avaneesh John +RO 2026-10-09
37   Cheung, Christopher Ka Tsun 張家俊 +RO 2026-10-09
38 Arrowpoint Investment Partners (Hong Kong) Limited Li, Chunhong (SFC:BPN121) 李春宏 +Rep 2026-10-12
39   Seo, Sangmin (SFC:BVI593) -Rep 2025-07-31 2026-10-19
40 Arta Global Markets Limited Ma, Shuk Yee Ayishah 馬淑儀 -Rep 2022-06-17 2026-10-14
41 ARTE Capital Management Limited Wan, Tik Man 溫迪雯 -Rep 2024-09-24 2026-10-12
42 ASCENDANT SECURITIES (HK) LIMITED Huang, Fang (SFC:BYN641) 黃芳 +Rep 2026-10-12
43   Liu, Tao (SFC:BYQ468) 劉濤 +Rep 2026-10-21
44 Asia Pacific Asset Management Limited Lam, Sing Kuen 林城乾 -RO 2026-06-11 2026-10-23
45 Asia Pacific Securities Limited   -RO 2026-06-11 2026-10-23
46 ASSET MANAGEMENT GROUP LIMITED Yi, Jian (SFC:BXB820) 易簡 +Rep 2026-10-12
47 Atlas Capital Asset Management (HK) Limited Deng, Yi (SFC:BAT630) 鄧詣 -Rep 2021-10-26 2026-10-13
48 Attention Research Capital Asia Limited Jin, Yujia 靳聿佳 +Rep 2026-10-20
49   Tan, Shuyue (SFC:AWP011) 譚姝玥 +Rep 2026-10-09
50 Aurelius Financial Group Limited Lo, Sammy Kwok Loong 羅國龍 +Rep 2026-10-13
51 Austrax Asset Management Limited Fung, Hin Wai (SFC:AUH265) 馮顯威 +Rep 2026-10-14
52 Austrax Capital Limited Au, Chun Tung 區鎮東 +Rep 2026-10-12
53   Lung, Tak Shing 龍德誠 +Rep 2026-10-20
54 AWM Asset Management Limited Ngan, Chiu Kit 顏招傑 -Rep 2026-10-20 2026-10-21
55     +RO 2026-10-21
56 Azure Lion International Asset Management Company Limited Chan, Ka Wai (SFC:BLR954) 陳嘉威 -RO 2025-09-02 2026-10-15
57   Wong, Kin Cheong (SFC:BGX282) 黃建昌 +RO 2026-10-22
58 Azure Lion International Securities Company Limited Chan, Ka Wai (SFC:BLR954) 陳嘉威 -RO 2025-09-02 2026-10-15
59   Shi, Wenjie 史文杰 +Rep 2026-10-15
60   Wong, Kin Cheong (SFC:BGX282) 黃建昌 +RO 2026-10-22
61 BARCLAYS CAPITAL ASIA LIMITED Naji, Ramin +Rep 2026-10-20
62   Somji, Alykhan Nurudeen -Rep 2022-05-06 2026-10-09
63   Wong, Jonathan Pak Tung 黃栢通 +Rep 2026-10-13
64   Wu, Yang (SFC:BHY416) 吳洋 +Rep 2026-10-22
65 Barentsz Asset Management Limited Liu, Jiahao (SFC:BYE544) 劉家豪 -Rep 2026-07-31 2026-10-12
66   Niu, Yuanye 牛原野 -RO 2026-10-07 2026-10-15
67 BARING ASSET MANAGEMENT (ASIA) LIMITED Xu, Yingxin (SFC:BHH504) 徐穎昕 +Rep 2026-10-15
68 Barrenjoey Asia Limited Aurel-Smith, Timothy Charles -Rep 2026-10-13 2026-10-16
69   Bellofiore, Mark John +Rep 2026-10-12
70   Masters, Joanne Michelle -Rep 2026-10-07 2026-10-09
71   Monaghan, Izabella Willow Bay -Rep 2026-10-13 2026-10-16
72 BC Global Asset Management Limited Ruan, Shuhua (SFC:BYS434) 阮数化 +Rep 2026-10-15
73 BCT Financial Limited Tsui, King Wai 徐敬偉 -Rep 2019-08-07 2026-10-11
74 BETA INTERNATIONAL SECURITIES LIMITED Wu, Zhanrong 吴湛榕 +Rep 2026-10-15
75 BFAM Partners (Hong Kong) Limited Tse, Shing Hin 謝承軒 +Rep 2026-10-20
76 BlackRock Asset Management North Asia Limited Cho, Ki Woong 趙基雄 -Rep 2021-08-24 2026-10-21
77   Gupta, Ashutosh (SFC:ATW073) 阿瑟 +Rep 2026-10-16
78   Lu, Yue (SFC:AGX670) 逯悅 -Rep 2023-09-28 2026-10-16
79     +RO 2026-10-16
80   Shum, Sze Ching Ellie 岑思晴 +Rep 2026-10-20
81   Wang, Andi (SFC:BRY296) 王安迪 +Rep 2026-10-12
82   Wirawan, Karen +Rep 2026-10-12
83 BLACKSTONE GROUP (HK) LIMITED (THE) Agarwal, Anuj J -Rep 2026-10-12 2026-10-16
84   Fang, Yan (SFC:BYR485) -Rep 2026-10-12 2026-10-16
85 Blue Horizon Partners Capital Management Company Limited Yuan, Zhongyi 袁中一 +RO 2026-10-22
86   Zhao, Weice 趙韋策 +RO 2026-10-22
87 Blue Owl Capital HK Limited Mei, Qianwen 梅倩雯 -Rep 2022-03-03 2026-10-16
88 BMI FUNDS MANAGEMENT LIMITED Chan, Chun Keung (SFC:BSU733) 陳鎮強 +Rep 2026-10-13
89 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Bellemin, Velik Alexandre +Rep 2026-10-22
90   Houle, Robert James +Rep 2026-10-22
91   Pastant, Marie-Sophie +Rep 2026-10-16
92 BNP PARIBAS SECURITIES (ASIA) LIMITED Eom, Ui Lim -RO 2019-04-24 2026-10-09
93   Leroy, Alexandre Guillaume +Rep 2026-10-14
94   Mounsey, Jonathan Robert -Rep 2026-10-08 2026-10-09
95   Tianello, Aubrey Leland -Rep 2026-10-02 2026-10-14
96   Vasilescu, Laurent Andre -Rep 2026-10-06 2026-10-13
97   Xu, Yihan (SFC:BYT495) 徐易寒 -Rep 2026-10-12 2026-10-16
98 BNY Mellon Investment Management Hong Kong Limited Chan, Mo Yan (SFC:BCI303) 陳慕恩 -Rep 2022-03-23 2026-10-12
99 BOCI ASIA LIMITED Guo, Ziyu (SFC:BQS942) 郭子育 -Rep 2021-03-08 2026-10-13
100     +RO 2026-10-13
101   Pang, Ka Yin (SFC:APP351) 彭嘉妍 +Rep 2026-10-22
102   Zhang, Ruishu 張瑞書 -Rep 2025-02-17 2026-10-09
103 BOCI COMMODITIES & FUTURES LIMITED Yip, Mei Na 葉美娜 +Rep 2026-10-15
104 BOCI SECURITIES LIMITED Chan, Hoi Man (SFC:BJG873) 陳凱文 +Rep 2026-10-13
105   Pang, Ka Yin (SFC:APP351) 彭嘉妍 +Rep 2026-10-22
106   Zhang, Jinqin (SFC:BQB103) 張金芹 -Rep 2020-09-30 2026-10-12
107     +RO 2026-10-12
108   Zhang, Ruishu 張瑞書 -Rep 2025-02-17 2026-10-09
109 BOCOM International (Asia) Limited Wen, Yi (SFC:BSQ986) 文奕 -Rep 2025-04-25 2026-10-10
110 BOCOM International Asset Management Limited Song, Jiazheng 宋家正 +Rep 2026-10-14
111   Tang, Zijie 湯梓杰 +Rep 2026-10-22
112   Yang, Jiawei (SFC:BGO424) 楊家威 -Rep 2026-09-30 2026-10-12
113 BOCOM International Securities Limited Hui, Wing Haap 許荣洽 +Rep 2026-10-13
114   Liang, Zhengqi 梁政其 +Rep 2026-10-22
115   Qi, Peng (SFC:AZH628) 齊朋 +Rep 2026-10-13
116   Qu, Huaqiang 曲华强 +Rep 2026-10-13
117   Tse, Kay Chung 謝騏聰 -Rep 2015-02-25 2026-10-09
118   Wen, Yi (SFC:BSQ986) 文奕 -Rep 2025-04-25 2026-10-10
119   Xu, Chao (SFC:BOG720) 徐超 +Rep 2026-10-12
120   Yuan, Hui (SFC:BRV859) 袁辉 +Rep 2026-10-22
121 BOCOM MPF & Financial Services Company Limited Tsang, Yin Shan 曾燕珊 +Rep 2026-10-12
122 Bosera Asset Management (International) Co., Limited Yu, Menglin (SFC:BRV436) 俞夢琳 +Rep 2026-10-15
123 BREVAN HOWARD (HONG KONG) LIMITED Ngai, Ka Chun 魏嘉俊 +Rep 2026-10-16
124 BridgeWood Alternatives Limited Chau, Devan Sze Wan 鄒思韻 -Rep 2024-09-19 2026-10-15
125 Bright Moon Securities Limited Choi, Coey Ho Yin 蔡可然 +Rep 2026-10-12
126 Brightus Management Limited Sung, Ronald Hiu Fai 宋曉輝 -RO 2022-07-15 2026-10-13
127 Brilliance Asset Management Limited Xiao, Ruiqi 肖瑞琪 -Rep 2023-05-17 2026-10-13
128 Brookfield Advisors (Hong Kong) Limited Yick, Vicky Wai Sze 易煒思 +Rep 2026-10-13
129 CAMBRIAN FINANCE LIMITED Jann, Maelwa (SFC:BSQ102) 陳美樺 +Rep 2026-10-12
130 Capital International, Inc. Funaki, Maya +Rep 2026-10-16
131 Carret Private Capital Limited Ha, Jing Yee Angel (SFC:BYT760) 何靜怡 +Rep 2026-10-15
132   Yin, Tianyi 殷天怡 +Rep 2026-10-14
133 CASH ASSET MANAGEMENT LIMITED Mack, Andrew Kar Lung 麥嘉龍 -RO 2025-10-24 2026-10-10
134 CCB INTERNATIONAL SECURITIES LIMITED Sun, Bin (SFC:BWK956) 孫斌 +RO 2026-10-21
135 CCB Principal Asset Management (Hong Kong) Co., Limited Li, Bohan (SFC:BOW746) 李博涵 -RO 2020-07-07 2026-10-12
136 CEB International Capital Corporation Limited Kam, Kai Ki 甘佳其 +Rep 2026-10-14
137 Cederberg Capital Asia Limited Zhang, da Wei (SFC:BST639) -RO 2023-09-13 2026-10-15
138 CENTALINE WEALTH MANAGEMENT LIMITED Tsang, Wai Kwan (SFC:BYO316) 曾煒坤 +Rep 2026-10-16
139 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED Zhang, Qin Jia 張欽家 -Rep 2025-07-24 2026-10-21
140 CES Commodities (HK) Limited Wong, Katina Kwai Ting 黃桂婷 -RO 2015-09-01 2026-10-16
141 CFS CAPITAL LIMITED Kong, Lei 孔磊 +Rep 2026-10-16
142 CGS International Securities Hong Kong Limited Wong, Jason Peter Chun Keed +Rep 2026-10-14
143 CGWS International Financial Limited Yang, Yong (SFC:AYJ431) 楊勇 +RO 2026-10-14
144 Changjiang Corporate Finance (HK) Limited Lei, Mingyuan 雷鳴遠 +Rep 2026-10-13
145 Changjiang Securities Brokerage (HK) Limited Xiao, Baihuan 肖百桓 +Rep 2026-10-13
146   Yang, Jihu 楊繼虎 +Rep 2026-10-20
147 CHG ASSET MANAGEMENT LIMITED Guo, Xinxin 過欣欣 -RO 2024-11-19 2026-10-13
148   Ng, Ka Kin (SFC:ACF722) 吳家健 -Rep 2026-10-08 2026-10-15
149     +RO 2026-10-15
150 CHG INVESTMENT CONSULTANT LIMITED Guo, Xinxin 過欣欣 -RO 2024-11-19 2026-10-13
151   Ng, Ka Kin (SFC:ACF722) 吳家健 -Rep 2026-10-08 2026-10-15
152     +RO 2026-10-15
153 CHG SECURITIES LIMITED Guo, Xinxin 過欣欣 -RO 2024-11-19 2026-10-13
154   Ng, Ka Kin (SFC:ACF722) 吳家健 -Rep 2026-10-08 2026-10-15
155     +RO 2026-10-15
156 CHIEF SECURITIES LIMITED Feng, Ziyang (SFC:BYR293) 馮紫阳 +Rep 2026-10-22
157   Fung, Ka Lai (SFC:BYR292) 馮嘉麗 +Rep 2026-10-22
158   Li, Yu Syun 李雨璇 +Rep 2026-10-09
159   Mao, Guanjun 毛冠軍 +Rep 2026-10-20
160   Tao, Sijing 陶斯靜 +Rep 2026-10-14
161 China Alpha Fund Management (HK) Limited Pang, Ho Chuen 彭浩銓 -Rep 2021-02-02 2026-10-13
162 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Wong, Katina Kwai Ting 黃桂婷 -RO 2021-11-01 2026-10-16
163 China Galaxy International Futures (Hong Kong) Co., Limited Chan, Chung Leung (SFC:AEF867) 陳仲良 -Rep 2018-12-05 2026-10-16
164 China Galaxy International Securities (Hong Kong) Co., Limited   -Rep 2018-12-05 2026-10-16
165   Cheung, Ivan Kin 張健 +Rep 2026-10-09
166 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED Zhang, Chuxin 张楚欣 -Rep 2024-10-24 2026-10-20
167 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Chen, Xiaotong (SFC:BYU034) 陈晓童 +Rep 2026-10-20
168   Cheng, Yuen Lam 鄭炫琳 -Rep 2015-04-13 2026-10-20
169     +RO 2026-10-20
170   Wang, Xinyi (SFC:BYU339) 王心儀 +Rep 2026-10-20
171 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED Chen, Xiaotong (SFC:BYU034) 陈晓童 +Rep 2026-10-20
172   Cheng, Yuen Lam 鄭炫琳 -Rep 2015-04-13 2026-10-20
173     +RO 2026-10-20
174 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Liu, Taiwen 劉太文 -Rep 2022-05-26 2026-10-16
175   Xu, Xinchang (SFC:BWU646) 徐新昌 +Rep 2026-10-22
176   Zhou, Zewen 周澤雯 -Rep 2021-11-01 2026-10-16
177 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Han, Lingxiao 韓凌霄 -Rep 2022-03-02 2026-10-09
178   Huang, Weixi 黃瑋茜 +Rep 2026-10-22
179   Ji, Shuting 嵇舒婷 -Rep 2024-03-25 2026-10-15
180   Jin, Tao (SFC:BTQ880) 金韜 -Rep 2023-04-24 2026-10-09
181   Lin, Yu Hong 林妤虹 -Rep 2011-07-14 2026-10-12
182     +RO 2026-10-12
183   Liu, Siyuan (SFC:BWJ857) 劉思遠 -Rep 2025-06-06 2026-10-20
184   Liu, Taiwen 劉太文 -Rep 2022-05-26 2026-10-16
185   Liu, Tao (SFC:BVT277) 劉濤 -Rep 2025-01-13 2026-10-13
186   Mao, Shuhan 毛書涵 -Rep 2025-11-17 2026-10-16
187   Mu, Di 穆笛 +Rep 2026-10-09
188   Ng, Kai Pong (SFC:AOB433) 伍啟邦 +RO 2026-10-12
189   Qin, Liangliang 秦亮亮 -Rep 2026-08-05 2026-10-12
190     +RO 2026-10-12
191   Wang, Chen (SFC:BPY810) 王琛 -Rep 2020-09-01 2026-10-23
192   Xu, Xinchang (SFC:BWU646) 徐新昌 +Rep 2026-10-22
193   Yan, Jia (SFC:BUX903) 嚴佳 -Rep 2024-06-04 2026-10-09
194   Zhou, Zewen 周澤雯 -Rep 2021-11-01 2026-10-16
195 CHINA INTERNATIONAL CAPITAL LIMITED Li, Chengze 李承澤 +Rep 2026-10-15
196 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED Leung, Chung Ping (SFC:ARV063) 梁仲平 +Rep 2026-10-15
197 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Chan, Sunny Tit Leung 陳鐵樑 -Rep 2026-08-31 2026-10-21
198     +RO 2026-10-21
199   Luk, Wai Sum 陸偉琛 +Rep 2026-10-15
200   Ni, Yifan 倪伊凡 +Rep 2026-10-20
201   Wang, Lan (SFC:ASW638) 王嵐 -Rep 2026-08-19 2026-10-15
202     +RO 2026-10-15
203 China Re Asset Management (Hong Kong) Company Limited Hu, Qianlin 胡倩琳 -Rep 2021-09-07 2026-10-15
204     +RO 2026-10-15
205   Song, Qichao 宋启超 -Rep 2023-01-17 2026-10-15
206     +RO 2026-10-15
207   Tan, Min (SFC:BKR644) 譚敏 -Rep 2017-09-01 2026-10-15
208     +RO 2026-10-15
209 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED Choi, Man Fai 蔡文輝 +Rep 2026-10-20
210   Yu, Ki Ki 余棋棋 +Rep 2026-10-20
211 China Securities (International) Brokerage Company Limited Du, Xinran 杜欣然 +Rep 2026-10-22
212   Lyu, Sheng 呂晟 +Rep 2026-10-22
213   Tong, Szeyu 汤思宇 -Rep 2026-05-20 2026-10-20
214   Wang, Jing (SFC:BHF506) 王璟 -Rep 2022-09-30 2026-10-21
215   Yan, Guicheng 阎贵成 -Rep 2018-10-24 2026-10-16
216   Zhang, Xinyi (SFC:BRR414) 張心怡 +Rep 2026-10-12
217   Zhu, Shuocun 朱硕存 +Rep 2026-10-12
218 China Securities (International) Corporate Finance Company Limited Chen, Chen (SFC:BYS172) 陈忱 +Rep 2026-10-15
219   Deng, Guanfang 邓冠方 +Rep 2026-10-12
220   Du, Xinran 杜欣然 +Rep 2026-10-22
221   Jiang, Chuan (SFC:BYS260) 姜川 +Rep 2026-10-12
222   Li, Yazhe (SFC:BYO912) 李亞哲 +Rep 2026-10-12
223   Liang, Baosheng 梁宝升 +Rep 2026-10-12
224   Liu, Haojie (SFC:BYR581) 刘豪杰 +Rep 2026-10-12
225   Liu, Mengzhu 刘蒙竹 +Rep 2026-10-12
226   Miao, Zehui 缪泽惠 +Rep 2026-10-12
227   Sun, Jinyu 孙瑾瑜 +Rep 2026-10-12
228   Tan, Gu 谭谷 -Rep 2025-06-06 2026-10-16
229   Wu, Yuanchang 武源长 +Rep 2026-10-12
230   Xiao, He (SFC:BRR464) 肖荷 +Rep 2026-10-21
231   Zhang, Shen (SFC:BWP408) 张伸 -Rep 2025-08-25 2026-10-20
232   Zhong, Mingcheng 鐘明衡 -Rep 2022-09-15 2026-10-23
233   Zhou, Rui (SFC:BYS538) 周锐 +Rep 2026-10-12
234 CHINA SKY SECURITIES LIMITED Ma, Yuan (SFC:BYN302) 馬原 +Rep 2026-10-12
235 China Sunrise Asset Management Limited Lau, Chi Ching (SFC:APF062) 劉智菁 +Rep 2026-10-21
236 Chubb Investment Management (HK) Limited Yan, Kwok Wah 殷國華 +Rep 2026-10-16
237 CICC US Securities (Hong Kong) Limited Lin, Yu Hong 林妤虹 -Rep 2016-05-05 2026-10-12
238     +RO 2026-10-12
239   Mu, Di 穆笛 +Rep 2026-10-09
240 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED Qiu, Shiyu 邱诗雨 +Rep 2026-10-15
241 CINDA INTERNATIONAL SECURITIES LIMITED Tsang, Wai Lam 曾偉霖 -Rep 2013-01-29 2026-10-22
242 Citadel Asia Limited Baudewyn, Liesbeth Ann -RO 2023-08-18 2026-10-12
243     +Rep 2026-10-12
244   Prescott, Lewis Edward -RO 2023-08-14 2026-10-12
245     +Rep 2026-10-12
246 Citadel Securities (Hong Kong) Limited Cohen, Shira Dawn +Rep 2026-10-13
247   Huang, Chin Lun 黃敬倫 +Rep 2026-10-12
248   Perselay, Ashley Elizabeth +Rep 2026-10-16
249   Sehgal, Kira Nell +Rep 2026-10-09
250 CITIC CLSA Capital Partners HK Limited Sun, Zemao 孙泽茂 +Rep 2026-10-14
251 CITIC Securities (Hong Kong) Limited Li, Yi (SFC:BNJ999) 李奕 +Rep 2026-10-22
252   Sarwar, Shejuti Shehreen 蘇思敏 +Rep 2026-10-22
253   Shi, Jiazheng 石家崢 -Rep 2025-08-07 2026-10-13
254   Su, Chang (SFC:BYQ140) 蘇暢 +Rep 2026-10-22
255 CITIC Securities Asset Management (HK) Limited Liu, Sishuo 劉思鑠 +Rep 2026-10-15
256   Yang, Xiaoqin (SFC:BGX202) 楊瀟欽 +Rep 2026-10-22
257   Zhang, Yu (SFC:BTV282) 張玉 +Rep 2026-10-14
258 CITIC Securities Brokerage (HK) Limited Bai, Yue (SFC:BYQ567) 白越 +Rep 2026-10-21
259   Cheung, Chun Kit (SFC:APO195) 張駿傑 -Rep 2021-01-29 2026-10-12
260   Feng, Beixu 馮蓓栩 +Rep 2026-10-21
261   Fong, Yuk Hang 方煜恒 +Rep 2026-10-12
262   Zao, Chenfeng 棗晨峰 +Rep 2026-10-13
263   Zhao, Yu (SFC:BYS481) 趙宇 +Rep 2026-10-20
264 CITIC Securities Futures (HK) Limited Bai, Yue (SFC:BYQ567) 白越 +Rep 2026-10-21
265   Cheung, Chun Kit (SFC:APO195) 張駿傑 -Rep 2021-01-29 2026-10-12
266   Feng, Beixu 馮蓓栩 +Rep 2026-10-21
267   Zao, Chenfeng 棗晨峰 +Rep 2026-10-13
268 CITIC Securities International Global Markets Limited Cheung, Tai Fan 張大凡 +Rep 2026-10-20
269   Zhang, Yu (SFC:BTV282) 張玉 +Rep 2026-10-14
270   Zou, Lu (SFC:BVO340) 鄒魯 -Rep 2024-11-13 2026-10-09
271 Citigroup Global Markets Asia Limited Chao, Evan +Rep 2026-10-22
272   Chen, Chia-Yi (SFC:AOB718) 陳佳儀 +Rep 2026-10-16
273   Cheng, Ho Chung (SFC:BYU167) 鄭浩忠 +Rep 2026-10-14
274   Choi, Shui Lung 蔡瑞隆 -Rep 2006-07-26 2026-10-09
275   Choonnawat, Kaseedit -Rep 2026-10-06 2026-10-09
276   Er, Wilson 余偉勝 +Rep 2026-10-12
277   Gao, Jianfei 高健飛 +Rep 2026-10-21
278   Handa, Saurabh -Rep 2026-10-06 2026-10-09
279   Hsu, Hui-Chao 徐慧釗 +Rep 2026-10-20
280   Hung, Jaw Wei 洪肇偉 +Rep 2026-10-16
281   Jha, Pooja (SFC:BSN520) -Rep 2026-10-14 2026-10-16
282   Jung, Jae Won +Rep 2026-10-13
283   Lam, Hoi Tung (SFC:BYT202) 林凱桐 +Rep 2026-10-14
284   Leung, Yat Ming (SFC:BYT922) 梁一鳴 +Rep 2026-10-13
285   Li, Yi (SFC:BUL434) 李熠 +Rep 2026-10-09
286   Li, Zhiyi (SFC:BSS153) 李致儀 +Rep 2026-10-22
287   Liao, Haoshuang 廖皓爽 +Rep 2026-10-22
288   Liu, Yuqing (SFC:BYS549) 劉語晴 +Rep 2026-10-21
289   Liu, Zijia (SFC:BYS551) 劉梓嘉 +Rep 2026-10-21
290   Raman, Harish -Rep 2011-06-30 2026-10-13
291     +RO 2026-10-13
292   Redding, Stephen Derek +Rep 2026-10-20
293   Russell, Henry Alden Verplanck -Rep 2026-10-07 2026-10-09
294   Sakagami, Ryota -Rep 2026-10-12 2026-10-16
295   Seow, Samuel Liang Jun -Rep 2026-10-06 2026-10-09
296   Takashima, Osamu -Rep 2026-10-13 2026-10-16
297   Wada, Mariko -Rep 2020-10-22 2026-10-15
298   Wang, Liang-Feng 王良豐 +Rep 2026-10-22
299   Wang, Tianyu (SFC:BYS546) 王天宇 +Rep 2026-10-21
300   Wilkie, Martin (SFC:BVC358) -Rep 2026-10-12 2026-10-15
301   Xue, Siyao 薛斯耀 +Rep 2026-10-21
302   Yoshikawa, Ken -Rep 2026-10-07 2026-10-09
303   Zhang, Hanyue 張瀚月 +Rep 2026-10-21
304   Zhang, Qianjiao 張芊嬌 +Rep 2026-10-22
305   Zhao, Yinyu 趙寅宇 +Rep 2026-10-21
306 CLSA LIMITED Chen, Bingcheng 陈炳丞 +Rep 2026-10-09
307   Li, Yi (SFC:BNJ999) 李奕 +Rep 2026-10-22
308   Sarwar, Shejuti Shehreen 蘇思敏 +Rep 2026-10-22
309   Shi, Jiazheng 石家崢 -Rep 2025-08-07 2026-10-13
310   Shin, Dong Cheol -Rep 2023-09-07 2026-10-19
311   Su, Chang (SFC:BYQ140) 蘇暢 +Rep 2026-10-22
312   Zhan, Qiaoyan 詹巧妍 -Rep 2022-12-12 2026-10-16
313   Zhang, Yu (SFC:BTV282) 張玉 +Rep 2026-10-14
314 CMB International Capital Limited Chang, Ximeng 常希萌 -Rep 2019-10-10 2026-10-22
315 CMB International Securities Limited Gong, Shu (SFC:BHN018) 龔舒 -Rep 2023-05-19 2026-10-13
316     +RO 2026-10-13
317   Liao, Zichai 廖紫釵 +Rep 2026-10-14
318   Wang, Hui (SFC:BYP834) 王慧 +Rep 2026-10-09
319 CMB WING LUNG (TRUSTEE) LIMITED Meng, Fanfan 孟凡凡 +RO 2026-10-20
320   Wong, Yuk Yin (SFC:BYL078) 黃旭然 +Rep 2026-10-13
321 CMBC ASSET MANAGEMENT COMPANY LIMITED Wang, Yuxuan (SFC:BXI427) 王雨萱 +Rep 2026-10-12
322 CMBC INTERNATIONAL FUTURES COMPANY LIMITED Yau, Ka Chi (SFC:AMA951) 邱家智 -Rep 2024-08-26 2026-10-23
323 CMBC SECURITIES COMPANY LIMITED Han, Fang (SFC:BNJ538) 韓放 -Rep 2025-02-24 2026-10-16
324   Wang, Yuxuan (SFC:BXI427) 王雨萱 +Rep 2026-10-12
325   Yau, Ka Chi (SFC:AMA951) 邱家智 -Rep 2024-05-23 2026-10-23
326   Zhang, Chenduo 張宸鐸 +Rep 2026-10-16
327 CNCB (Hong Kong) Capital Limited Guo, Yang (SFC:AMA891) 郭洋 -RO 2022-05-16 2026-10-09
328   Yang, Yiwei (SFC:BPO889) 楊依維 -Rep 2020-04-24 2026-10-13
329   Zhou, Lin (SFC:BKI929) 周霖 -Rep 2022-06-06 2026-10-12
330   Zhuang, Weibin 庄偉斌 +Rep 2026-10-09
331 Conrad Investment Services Limited Liang, Shaofeng 梁紹鋒 +Rep 2026-10-15
332 CoreBridge Capital Limited Leung, Hiu Lam Kristie 梁曉琳 +Rep 2026-10-15
333   Wang, Yanan (SFC:AVE602) 王亞南 +Rep 2026-10-15
334 CoreView Capital Management Limited Chow, Kit Fung +Rep 2026-10-20
335 Cosmos One Capital Limited Sun, Yuxi (SFC:BYO628) 孫宇曦 +Rep 2026-10-15
336 CPIC Investment Management (H.K.) Company Limited Li, Bin (SFC:AVH674) 李彬 +Rep 2026-10-12
337 CPP Investments APAC Limited Huang, Sisi (SFC:BOJ037) 黃斯斯 -Rep 2022-03-22 2026-10-09
338   Rubin, Geoffrey Mark +RO 2026-10-15
339 CPP Investments Asia Pacific Limited   +RO 2026-10-15
340 CPPIB Asia Inc.   +RO 2026-10-15
341 CPPIB Credit Investments Asia Limited   +RO 2026-10-15
342 CPPIB RA Investments Asia Limited   +RO 2026-10-15
343 CreditEase Wealth Management (HK) Limited Gu, Bingze 谷秉泽 -RO 2026-01-12 2026-10-12
344 CS Wealth Asset Management Limited Zhang, Yixi 張一兮 +Rep 2026-10-22
345 CSOP Asset Management Limited Liang, Yingxi 梁颖茜 +Rep 2026-10-13
346   Lu, Ching Ho Jalen Howell 呂正鎬 +Rep 2026-10-20
347   Wu, Chengyu 伍騁宇 -Rep 2021-04-14 2026-10-09
348 CTI Capital Hong Kong Limited Dong, Haoyu 董昊煜 +Rep 2026-10-20
349 CVC Asia Pacific Limited Xu, Shouqi 徐守琦 +Rep 2026-10-15
350 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED Tan, Yong Rui Bryant 陈勇瑞 +Rep 2026-10-14
351 Daiwa Capital Markets Hong Kong Limited Kang, Min Seok -Rep 2026-09-28 2026-10-09
352   Lau, Sin Yu (SFC:BAF288) 劉善渝 +Rep 2026-10-21
353   Nie, Zhuofei 聶卓非 -Rep 2021-01-04 2026-10-16
354   Yamaguchi, Yusuke 山口悠介 -RO 2022-02-23 2026-10-16
355   Yeo, Newton Chiong -Rep 2026-10-13 2026-10-20
356 DATANG FINANCIAL HOLDING CO., LIMITED Yang, Xinlin (SFC:APG517) 楊昕琳 +Rep 2026-10-15
357 Dawning Asset Management Limited Lau, Pui Shan (SFC:BPY752) 劉珮珊 -Rep 2026-09-01 2026-10-09
358     +RO 2026-10-09
359 DBS ASIA CAPITAL LIMITED Huang, Baoshu 黃宝樹 +Rep 2026-10-21
360 DELTA ASIA SECURITIES LIMITED Ip, Raymond Wai Cheuk 葉偉焯 +Rep 2026-10-09
361 Demeter Investment Management Limited Chu, Wing Chun 朱永進 +Rep 2026-10-21
362 Derivatives China (Hong Kong) Limited Ho, Sai Chik 何世稷 +Rep 2026-10-21
363 DEUTSCHE SECURITIES ASIA LIMITED Wong, Chun Ho (SFC:BXF154) 黃俊豪 -Rep 2025-12-08 2026-10-15
364 DL SECURITIES (HK) LIMITED Wong, Chor Tung 王楚彤 +Rep 2026-10-20
365 dLab Asset Management Limited Lee, Michel Kai Tai 李啟泰 +Rep 2026-10-15
366 Dongxing Securities (Hong Kong) Asset Management Company Limited Hui, Siu Chit 許小哲 +Rep 2026-10-16
367 DONVEX CAPITAL LIMITED Wen, Lidu 温麗都 -Rep 2026-05-18 2026-10-09
368 Duration Capital Limited Lin, Yayun (SFC:BWB927) 林雅芸 +RO 2026-10-22
369 Eagle Asset Management (CP) Limited Lau, Yvonne Yee Tong 劉綺棠 +RO 2026-10-13
370 EAST ASIA SECURITIES COMPANY LIMITED Wong, Wai Chak 王瑋澤 -Rep 2024-03-05 2026-10-20
371 Eastfort Asset Management Private Limited Wat, Daniel 屈廸翹 +Rep 2026-10-21
372   Yu, Tsz Kwan 余梓君 -Rep 2026-03-12 2026-10-16
373 Edwance Capital (Hong Kong) Limited Shi, Wangheng +RO 2026-10-12
374   Yan, Wei (SFC:BWZ334) 嚴巍 +RO 2026-10-12
375 Emperor Asset Management Limited Wong, Sau Yip 黃守業 +Rep 2026-10-14
376 EMPEROR SECURITIES LIMITED (HK)   +Rep 2026-10-14
377 Emperor Wealth Management Limited   +Rep 2026-10-14
378 Everbright Securities Investment Services (HK) Limited Wong, Katina Kwai Ting 黃桂婷 -RO 2015-09-01 2026-10-16
379 ExodusPoint Capital Management Hong Kong, Limited Luo, Yi (SFC:BPQ501) 羅义 +Rep 2026-10-15
380   Weng, Ze Fu (SFC:BYT908) +Rep 2026-10-22
381 Far East Horizon Asset Management Limited Zhao, Kemeng (SFC:BTS046) 赵可萌 -Rep 2023-05-29 2026-10-15
382 FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED   -Rep 2023-05-29 2026-10-15
383 FCS Capital Limited Li, Yushan (SFC:BVZ512) 李雨珊 -Rep 2025-03-03 2026-10-22
384     +RO 2026-10-22
385 FIRST BEIJING INVESTMENT LIMITED Di, Guangnan 狄广楠 +Rep 2026-10-21
386 FIRST SHANGHAI CAPITAL LIMITED Chiu, Man Wai Janice 趙文慧 -Rep 2019-07-12 2026-10-12
387     +RO 2026-10-12
388 FITCH (HONG KONG) LIMITED Gold, Tania Louise (SFC:BTQ607) +Rep 2026-10-13
389 FLOW TRADERS HONG KONG LIMITED Drouet, Frank Gerard Maurice +RO 2026-10-20
390   Han, Fujin -Rep 2025-06-19 2026-10-12
391     +RO 2026-10-12
392 Forshine Asset Management Limited Kuang, Tingting 鄺婷婷 -RO 2022-08-24 2026-10-15
393 FORTHRIGHT SECURITIES COMPANY LIMITED Chan, Po Ming (SFC:BYU280) 陳寶明 +Rep 2026-10-15
394   Chan, Wai Chung (SFC:API024) 陳煒聰 +Rep 2026-10-15
395   Chen, Bohan 陳泊翰 +Rep 2026-10-09
396   Ding, Mohan 丁沫菡 +Rep 2026-10-15
397   He, Xin (SFC:BYT967) 何鑫 +Rep 2026-10-09
398   Huang, Zhenpeng (SFC:BYT987) 黃展鹏 +Rep 2026-10-09
399   Ma, Yanjuan (SFC:BVY673) 馬艷娟 -Rep 2025-02-21 2026-10-20
400   Yang, Shangjie 楊尚洁 +Rep 2026-10-22
401   Yip, Kwan Tak 葉君德 -Rep 2026-06-16 2026-10-20
402   You, Ziqi 尤梓琦 +Rep 2026-10-13
403   Zheng, Xing 鄭興 -Rep 2026-09-14 2026-10-19
404 FORTUNE VISION CAPITAL LIMITED Zhang, Chunrong (SFC:BYF711) 張春荣 +RO 2026-10-21
405 Fosun International Capital Limited Sun, He (SFC:AWF650) 孫鶴 -Rep 2023-05-16 2026-10-15
406 Fosun International Securities Limited Cheng, Suk Ching (SFC:ADI448) 鄭淑貞 -Rep 2026-10-09
407   Li, Renxiang (SFC:BYS091) 李仁翔 +Rep 2026-10-09
408   Liu, Kedi 劉珂弟 -Rep 2021-03-01 2026-10-21
409     +RO 2026-10-21
410   Ng, Siu Hang (SFC:ATL550) 吳紹恒 -Rep 2020-02-14 2026-10-20
411     +RO 2026-10-20
412   Sun, He (SFC:AWF650) 孫鶴 -Rep 2023-05-16 2026-10-15
413   Xia, Wuyong 夏武勇 +Rep 2026-10-09
414 FountainVest Capital Limited Wei, Chuyun 韋楚韵 +Rep 2026-10-13
415 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Baglien, Jerome Stephen -Rep 2026-10-12 2026-10-14
416   Cheung, Shu Ting 張舒婷 +Rep 2026-10-16
417   McCulloch, Evan Scott -Rep 2026-10-02 2026-10-09
418 FTFT International Securities and Futures Limited Leung, Chi Yung (SFC:BKN718) 梁志勇 +Rep 2026-10-22
419 FUBON SECURITIES (HONG KONG) LIMITED Fung, Ching Cheung 馮正祥 +Rep 2026-10-14
420   Kuo, Chia Hsuan 郭家瑄 -Rep 2023-10-27 2026-10-16
421 FULLGOAL ASSET MANAGEMENT (HK) LIMITED Fang, Min (SFC:BYJ699) 方旻 +Rep 2026-10-22
422 Futu Securities International (HONG KONG) Limited He, Jiacheng 何佳成 +Rep 2026-10-16
423 Future Securities Limited (HK) Liu, Xin (SFC:BOD614) 劉欣 +Rep 2026-10-09
424 FWD Financial Planning Limited (HK) Cheng, Ya Wei Alice 鄭雅蔚 +Rep 2026-10-22
425   Lau, Chun Kit (SFC:BOM892) 劉鎮杰 +Rep 2026-10-14
426   Law, Tsz Hei 羅芷唏 +Rep 2026-10-16
427 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED Lau, Kin Ming 劉建明 +Rep 2026-10-22
428 GAOYU SECURITIES LIMITED Lam, Pan 林斌 +Rep 2026-10-22
429 Gentleman Capital Limited Zhang, Minjie 張敏杰 -Rep 2024-10-29 2026-10-16
430 GEO Securities Limited Yau, Winson Chak Fung 邱澤峯 +Rep 2026-10-20
431 GF Capital (Hong Kong) Limited Liang, Jinkai 梁晋愷 +Rep 2026-10-12
432   Pang, Liyuan 庞力源 +Rep 2026-10-13
433   Song, Ce 宋策 +Rep 2026-10-16
434   Ying, Zhijie 應之杰 -Rep 2025-09-11 2026-10-09
435 GF FUTURES (HONG KONG) CO., LIMITED Kang, Taicheng 康泰誠 +Rep 2026-10-20
436 GF International Investment Management Limited Li, Gengshuo 李耕碩 +Rep 2026-10-09
437 GF Securities (Hong Kong) Brokerage Limited Huang, Xiaoyi (SFC:BOM845) 黃曉儀 -Rep 2023-02-15 2026-10-16
438   Li, Wenjie (SFC:BYI532) 李文洁 +Rep 2026-10-12
439   Liang, Jinkai 梁晋愷 +Rep 2026-10-12
440   Ma, Chenxi (SFC:BYK133) 马晨晰 +Rep 2026-10-20
441   Mao, Jianmin 毛剑敏 +Rep 2026-10-16
442   Song, Ce 宋策 +Rep 2026-10-16
443   Wang, Boyun 王柏匀 +Rep 2026-10-21
444   Wang, Zhengguang 王争光 +Rep 2026-10-16
445   Xie, Yingwu 謝應武 +Rep 2026-10-15
446   Ying, Zhijie 應之杰 -Rep 2025-09-11 2026-10-09
447 GigaMoney Limited Zhao, Ming (SFC:BWU894) +RO 2026-10-16
448 Gobi Admiralty Limited Chen, Tianyi (SFC:BXO377) 陳天翊 +Rep 2026-10-09
449 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED Liu, Wanxin 劉宛欣 -Rep 2026-04-09 2026-10-13
450 Goldhorse Securities Limited   -Rep 2025-12-01 2026-10-13
451 GOLDMAN SACHS (ASIA) L.L.C. Bansal, Praveen Kumar +Rep 2026-10-12
452   Chen, Meijia (SFC:BYU102) 陳美伽 +Rep 2026-10-15
453   Gao, Jingxing 高景行 +Rep 2026-10-22
454   Hao, Wei (SFC:BVC505) +Rep 2026-10-12
455   He, Jia (SFC:AOJ239) 賀佳 +Rep 2026-10-22
456   He, Mengting (SFC:BYU810) 何夢庭 +Rep 2026-10-22
457   Jalan, Mayank +Rep 2026-10-12
458   Jeon, Hye Jin +Rep 2026-10-16
459   Lam, Chak Kai 林澤鍇 +Rep 2026-10-15
460   Law, Sing Hoi 羅星海 +Rep 2026-10-22
461   Li, Jingyi (SFC:BNN754) 李靜怡 -Rep 2021-07-07 2026-10-10
462   Qi, Kelly Fan +Rep 2026-10-15
463   Schrantz, Alexander (SFC:AFF166) +Rep 2026-10-13
464   Tahilramani, Rysa +Rep 2026-10-12
465   Tandiono, Aiden 陳學燊 +Rep 2026-10-16
466   Tsai, Jia-Wei 蔡家維 +Rep 2026-10-16
467   Wang, Weiran 王未然 +Rep 2026-10-22
468   Whittaker, Ross Andrew +Rep 2026-10-14
469   Yang, Linna 楊琳娜 +Rep 2026-10-16
470   Zhang, Jiayi (SFC:BYU435) 张嘉仪 +Rep 2026-10-16
471 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Bansal, Praveen Kumar +Rep 2026-10-12
472   Hao, Wei (SFC:BVC505) +Rep 2026-10-12
473   He, Jia (SFC:AOJ239) 賀佳 +Rep 2026-10-22
474   Jalan, Mayank +Rep 2026-10-12
475   Jeon, Hye Jin +Rep 2026-10-16
476   Lam, Chak Kai 林澤鍇 +Rep 2026-10-15
477   Qi, Kelly Fan +Rep 2026-10-15
478   Tahilramani, Rysa +Rep 2026-10-12
479   Wang, Weiran 王未然 +Rep 2026-10-22
480   Whittaker, Ross Andrew +Rep 2026-10-14
481 Goldman Sachs Asset Management (Hong Kong) Limited Chan, Alexander Kin Yung 陳健勇 +Rep 2026-10-12
482   Ip, Ka Lok 葉家樂 +Rep 2026-10-12
483   Kuo, Anthony Chuanjie 郭傳捷 -Rep 2022-11-18 2026-10-16
484   Li, Yingjun (SFC:BVG219) 李应君 -Rep 2024-08-01 2026-10-16
485   See, Yuk Nam Horace 施旭楠 +Rep 2026-10-16
486 Grandview Wealth Management Limited Choy, Peter Wong Hoi 蔡王凱 +RO 2026-10-12
487   Tong, San Mong 唐新望 +RO 2026-10-12
488 Grit Capital Limited Chan, Yuk Nam 陳沃楠 +Rep 2026-10-16
489 Grit Securities Limited   +Rep 2026-10-16
490 GTN Hong Kong Financial Services Limited Ma, Xiyuan 馬璽源 -RO 2025-10-09 2026-10-09
491 GUOTAI JUNAN CAPITAL LIMITED Fu, Tianmin 付天民 +Rep 2026-10-12
492   Ge, Junjie 葛俊杰 +Rep 2026-10-16
493   Liu, Jingyu (SFC:BYR777) 刘婧昱 +Rep 2026-10-16
494   Qin, Mingliang 秦銘良 +Rep 2026-10-22
495   Song, Chao (SFC:BYS534) 宋超 +Rep 2026-10-14
496   Sun, Jinliang 孙金良 +Rep 2026-10-16
497   Tang, Wenyu 汤文宇 +Rep 2026-10-16
498   Tian, Ruixin 田瑞忻 +Rep 2026-10-14
499   Wang, Siyao (SFC:BYT256) 王思瑶 +Rep 2026-10-20
500 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Fu, Tianmin 付天民 +Rep 2026-10-12
501   Lau, Wai Kit (SFC:APR878) 劉唯杰 -Rep 2013-12-10 2026-10-13
502   Tian, Ruixin 田瑞忻 +Rep 2026-10-14
503   Xie, Yiming (SFC:BWX210) 謝一銘 +Rep 2026-10-12
504   Yang, Liu (SFC:BTH918) 杨柳 -Rep 2023-01-06 2026-10-17
505 H.I.G. Capital Hong Kong, Limited Choi, Younghee 崔英喜 +Rep 2026-10-14
506 HAITONG INTERNATIONAL CAPITAL LIMITED Liang, Yuan (SFC:BMK627) 梁媛 +Rep 2026-10-09
507   Sun, Jianjun (SFC:BSU385) 孙健钧 +Rep 2026-10-15
508 HAITONG INTERNATIONAL FUTURES LIMITED Chong, Yue Yu 莊育瑜 -Rep 2026-02-13 2026-10-16
509 HAITONG INTERNATIONAL RESEARCH LIMITED Luo, Yali 骆雅丽 -Rep 2022-02-15 2026-10-20
510   Sun, Bowen (SFC:BYN743) 孫博文 +Rep 2026-10-14
511   Yu, Xiaoli (SFC:AXK331) 余小麗 +Rep 2026-10-13
512 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Cheung, Kit (SFC:AZV239) 張傑 +Rep 2026-10-16
513   Chong, Yue Yu 莊育瑜 -Rep 2026-02-13 2026-10-16
514   Liang, Yuan (SFC:BMK627) 梁媛 +Rep 2026-10-09
515   Sun, Jianjun (SFC:BSU385) 孙健钧 +Rep 2026-10-15
516   Tang, Kam Tao 鄧錦滔 +Rep 2026-10-16
517   Wong, Hoi Shun (SFC:BUE246) 黃鍇淳 -Rep 2023-10-11 2026-10-20
518   Wu, Qingyi (SFC:BYS370) 吴清怡 +Rep 2026-10-21
519 Harvest Global Capital Investments Limited Sun, Ran (SFC:AUZ782) 孫然 -Rep 2020-12-16 2026-10-14
520 HARVEST GLOBAL INVESTMENTS LIMITED Liao, Lin (SFC:BUI749) 廖琳 +Rep 2026-10-21
521 HashKey Capital Limited Wu, Yucen 吳禹岑 +Rep 2026-10-15
522 HC International Asset Management Co., Limited Li, Yanting (SFC:BOB078) 李燕婷 -RO 2019-09-06 2026-10-13
523 HELIX CAPITAL PARTNERS LIMITED Lau, Wai Keung (SFC:BRN964) 劉偉強 +Rep 2026-10-15
524 HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED Gu, Bingze 谷秉泽 -RO 2026-01-12 2026-10-12
525 Hexflow Asset Management Limited Cheung, Chun Fai (SFC:AQD310) 張振輝 +RO 2026-10-22
526 Hexflow Securities Limited   +RO 2026-10-16
527 HighBlock Securities Limited Luo, Han (SFC:BYQ561) 羅晗 +Rep 2026-10-14
528   Tian, Tingfeng 田廷枫 +Rep 2026-10-14
529   Xu, Chunfeng (SFC:BYQ588) 徐春風 +Rep 2026-10-12
530 HK CAI FU JU ASSET MANAGEMENT LIMITED Liu, Jingjing (SFC:BPY361) 劉晶晶 -Rep 2025-04-03 2026-10-09
531 HKSTP Co Acceleration Management Limited Tung, Wo Hon 董和瀚 +RO 2026-10-15
532 Hong Kong Oriental Focus Investment Management Limited Lo, Yuen Lai (SFC:BVQ941) 羅元禮 +Rep 2026-10-12
533   Wu, Walter Chi Keung 鄔智強 +RO 2026-10-12
534   Ye, Wenli (SFC:AVL281) 葉文莉 +RO 2026-10-12
535 Hong Kong ZH Capital Co., Limited Li, Yunxiao (SFC:BVN073) 李耘霄 +Rep 2026-10-09
536 HongKong Yangtze River Asset Management Company Limited Ma, Yami 馬亞宓 +Rep 2026-10-21
537 HONOR CAPITAL (HK) LIMITED Chan, Sze Chung (SFC:BGH364) 陳思聰 -RO 2026-04-08 2026-10-19
538 Hope Securities Limited (HK) Au Yeung, Wing Lam 歐陽詠楠 +RO 2026-10-14
539 Hopewings Asset Management Hong Kong Limited Nie, Jin 聂金 +RO 2026-10-20
540 Houlihan Lokey (China) Limited Gong, Shiqi 龚世棋 +Rep 2026-10-12
541   Kataruka, Rishit +Rep 2026-10-22
542   Mak, Tsz Kin (SFC:BXA738) 麥子健 +Rep 2026-10-20
543 Howbuy Hong Kong Limited Zhou, Anli 周安麗 +Rep 2026-10-09
544 HSBC Corporate Finance (Hong Kong) Limited Qu, Wenqi 屈汶奇 +Rep 2026-10-21
545 HSBC Global Asset Management (Hong Kong) Limited Boulind, Oliver Amadeus +Rep 2026-10-16
546   Carter, Luther Bryan (SFC:BVI744) +Rep 2026-10-09
547   Green, Thomas Alistair -Rep 2026-10-02 2026-10-16
548   Kakkar, Sana -Rep 2024-09-24 2026-10-13
549 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Boulind, Oliver Amadeus +Rep 2026-10-16
550   Carter, Luther Bryan (SFC:BVI744) +Rep 2026-10-09
551   Green, Thomas Alistair -Rep 2026-10-02 2026-10-16
552   Kakkar, Sana -Rep 2024-09-24 2026-10-13
553 HSBC SECURITIES BROKERS (ASIA) LIMITED Chandler, Michael Lee Jr -RO 2018-09-03 2026-10-15
554     +Rep 2026-10-15
555   Chow, Chun Man (SFC:BXN600) 周俊旻 +Rep 2026-10-12
556   Ho, Kai Chung (SFC:AJD791) 何啟聰 +Rep 2026-10-14
557   Park, Min +Rep 2026-10-15
558 Huaan Securities (Hong Kong) Asset Management Limited Tong, Mengshi 童夢石 -RO 2022-12-05 2026-10-16
559 Huaan Securities (Hong Kong) Brokerage Limited Liu, Rongming (SFC:BXU164) 劉容銘 +Rep 2026-10-22
560 Huaan Securities (Hong Kong) Corporate Finance Limited   +Rep 2026-10-22
561 Huafu International Finance Limited Choi, Wai Lam 蔡偉霖 +Rep 2026-10-15
562 Huafu International Securities Limited   +Rep 2026-10-15
563 Huatai (Hong Kong) Futures Limited Ng, Jason Kim Fung 吳劍峰 -Rep 2024-07-08 2026-10-16
564     +RO 2026-10-16
565   Zhang, Honghe (SFC:BYI944) 張洪赫 +Rep 2026-10-21
566 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Cai, Xiujuan 蔡秀娟 +Rep 2026-10-09
567   Chang, Danni 常丹妮 +Rep 2026-10-20
568   Ding, Tao (SFC:BXN694) 丁弢 +Rep 2026-10-09
569   Gao, Mingyao 高名垚 -Rep 2024-03-05 2026-10-19
570   He, Wanwan 何彎彎 +Rep 2026-10-09
571   Huang, Jia (SFC:BYN746) 黃嘉 +Rep 2026-10-09
572   Jiang, Peiyu 蒋沛余 +Rep 2026-10-09
573   Jing, Xin (SFC:BYM960) 经信 +Rep 2026-10-09
574   Lau, Victor (SFC:BSH739) 劉偉德 -Rep 2022-04-01 2026-10-14
575   Lei, Hao 雷昊 +Rep 2026-10-09
576   Li, Yuheng (SFC:BSW947) 李宇恒 -Rep 2022-08-26 2026-10-09
577   Luo, Yulin 羅玉琳 +Rep 2026-10-12
578   Ren, Yifan 任怡帆 +Rep 2026-10-09
579   Song, Xinhang 宋欣航 +Rep 2026-10-09
580   Sun, Guoju 孙国举 +Rep 2026-10-09
581   Tang, Zheng (SFC:BVW695) 唐征 -Rep 2025-02-11 2026-10-16
582   Wang, Chen (SFC:BAB904) 王琛 +Rep 2026-10-09
583   Wang, Lixian (SFC:BYN242) 王立献 +Rep 2026-10-09
584   Wang, Tao (SFC:BYQ333) 王韬 +Rep 2026-10-09
585   Wen, Beibei 温⻉⻉ +Rep 2026-10-09
586   Xu, Zheng (SFC:BXI391) 徐征 -Rep 2026-01-30 2026-10-16
587   Yan, Qiuyu 閆秋羽 +Rep 2026-10-09
588   Yang, Jingcheng (SFC:BYM979) 楊景程 +Rep 2026-10-09
589   Yao, Jack Hsin-Chou 姚信州 -RO 2022-01-06 2026-10-14
590   Yao, Zijian 姚子健 +Rep 2026-10-09
591   Ye, Simin 叶思敏 +Rep 2026-10-09
592   Yi, Chuyan 易楚妍 -Rep 2026-01-05 2026-10-09
593   Yuan, Lang 袁朗 +Rep 2026-10-12
594   Yue, Boxiong 岳铂雄 +Rep 2026-10-09
595   Zhan, Bingzi 戰冰姿 +Rep 2026-10-09
596   Zhang, Lingxi (SFC:BQO411) 張玲西 -Rep 2022-03-03 2026-10-09
597   Zhang, Minghan (SFC:BYP181) 张名函 +Rep 2026-10-09
598   Zhang, Yuexin (SFC:BXM367) 张跃新 +Rep 2026-10-09
599   Zhou, Yuanzheng 周元正 -Rep 2022-12-29 2026-10-19
600 HUIJIN SECURITIES INTERNATIONAL LIMITED Cheng, Ka Wing (SFC:AEW325) 鄭家榮 +RO 2026-10-14
601 I Win Asset Management Limited Chan, Chi Hung (SFC:ART808) 陳志鴻 -Rep 2024-10-04 2026-10-20
602 I WIN SECURITIES LIMITED Yip, Wai Shan +Rep 2026-10-14
603 ICBC INTERNATIONAL FUTURES LIMITED Li, Lap Sun 李立新 +Rep 2026-10-09
604   Meng, Bingyu 孟冰玉 -Rep 2018-02-21 2026-10-09
605 ICBC INTERNATIONAL SECURITIES LIMITED Li, Lap Sun 李立新 +Rep 2026-10-09
606   Meng, Bingyu 孟冰玉 -Rep 2017-09-13 2026-10-09
607 INFINI CAPITAL MANAGEMENT LIMITED Lai, Kwok Kei 黎國基 -RO 2025-11-11 2026-10-19
608 INFINITY ASSET MANAGEMENT LIMITED Liao, Weicong 廖維聰 -Rep 2023-06-05 2026-10-09
609 INSTINET PACIFIC LIMITED McClymont, Emma -Rep 2026-10-02 2026-10-14
610   Podar, Shreya +Rep 2026-10-15
611 Interactive Brokers Hong Kong Limited Chan, Chun Yin (SFC:BYS397) 陳俊賢 +Rep 2026-10-14
612 Invar Capital (HK) Limited Mak, Cheuk Hong 麥卓康 +RO 2026-10-22
613 INVESCO HONG KONG LIMITED Huang, Siyun (SFC:BSQ935) 黃思韵 +Rep 2026-10-20
614 J-Stone Capital Limited Cheung, Chun Mei 張臻美 +Rep 2026-10-12
615 J.P. MORGAN BROKING (HONG KONG) LIMITED Bertrandias-Perret, Ferdinando Pierre +Rep 2026-10-16
616   Christanto, Nicholas +Rep 2026-10-22
617   Gu, Junjie (SFC:BYR501) 顧駿杰 +Rep 2026-10-20
618   Li, Gang (SFC:BVF829) 李罡 +Rep 2026-10-16
619   Lin, Ke (SFC:BRS682) 林軻 +Rep 2026-10-09
620   Lin, Long Hei 連朗希 +Rep 2026-10-14
621   Lin, Zuodong 林作棟 -Rep 2026-10-02 2026-10-12
622   Ng, Ching Kwan Clinton 吳政鋆 +Rep 2026-10-09
623   Seebaluck, Jung Mi -Rep 2026-10-05 2026-10-16
624 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Jain, Moksh +Rep 2026-10-12
625   Jiang, Ning (SFC:BYR199) 江宁 +Rep 2026-10-09
626   Li, Junjie (SFC:BYR504) 李俊杰 +Rep 2026-10-22
627   Merentitis, Evangelos +Rep 2026-10-20
628   Peng, Liangqiao 彭亮乔 +Rep 2026-10-20
629   Wang, Yan (SFC:BYR376) 王严 +Rep 2026-10-20
630   Wu, Yuxiao (SFC:BYR499) 吴宇骁 +Rep 2026-10-22
631   Yao, Hong Cheng 姚弘成 +Rep 2026-10-20
632   Zhang, Tianlin 張田霖 +Rep 2026-10-20
633 Jain Global (Hong Kong) Limited Wright, Jake Robert (SFC:AYA323) +Rep 2026-10-15
634 JAKOTA ASSET MANAGEMENT LIMITED Ho, Kin Man (SFC:AWG976) 何健文 -Rep 2021-11-29 2026-10-20
635     +RO 2026-10-20
636 Jane Street Asia Pacific Limited Mak, Gladys Wing Yan 麥穎昕 +Rep 2026-10-16
637   Sahoo, Pratik +Rep 2026-10-20
638   Tsoutsman, Klimenty +Rep 2026-10-16
639 JANE STREET HONG KONG LIMITED Mak, Gladys Wing Yan 麥穎昕 +Rep 2026-10-16
640   Sahoo, Pratik +Rep 2026-10-20
641   Tsoutsman, Klimenty +Rep 2026-10-16
642 Jefferies Hong Kong Limited Li, Zehuan (SFC:BQO834) 李澤環 +Rep 2026-10-14
643   Wong, Wai Kin (SFC:BOB036) 王維健 +Rep 2026-10-16
644   Yoshida, Shintaro 吉田慎太郎 +Rep 2026-10-12
645   Zhang, Yu (SFC:BNH447) 張宇 +Rep 2026-10-14
646 JQ Investments (HK) Limited Chan, Wai (SFC:AXD889) 陳威 -RO 2024-02-26 2026-10-11
647 JS CRESVALE CAPITAL LIMITED Kuo, Chia Hsuan 郭家瑄 -Rep 2024-04-18 2026-10-16
648 JS CRESVALE SECURITIES INTERNATIONAL LIMITED   -Rep 2024-04-18 2026-10-16
649 JVSakk Asia Limited Wong, Yau Ming (SFC:AYI434) 王祐明 -Rep 2019-04-15 2026-10-09
650 JVSakk Asset Management Limited   -RO 2016-11-08 2026-10-09
651 Kai Yin Securities Limited Tong, Hing Lung 湯慶龍 -Rep 2026-09-28 2026-10-16
652     +RO 2026-10-16
653 Kaifeng Investment Management (Hong Kong) Limited Wu, Xing (SFC:BPM061) 吳星 -RO 2021-12-29 2026-10-09
654 KAISER CAPITAL MANAGEMENT LIMITED Zhao, Li (SFC:BJI974) 趙利 +Rep 2026-10-12
655 KGI ASIA LIMITED Chan, Chau Yu 陳秋諭 +Rep 2026-10-21
656   Lau, Muk Hoi 柳木海 +Rep 2026-10-09
657   Yeung, See Ah 楊思雅 -Rep 2026-05-08 2026-10-11
658 KGI FUTURES (HONG KONG) LIMITED Lau, Muk Hoi 柳木海 +Rep 2026-10-09
659   Yeung, See Ah 楊思雅 -Rep 2026-07-28 2026-10-11
660 Kindle Wood Capital Limited Leung, Ka Yau (SFC:AEF848) 梁家祐 +RO 2026-10-22
661   Wong, Hiu Man (SFC:AMJ982) 王曉敏 +RO 2026-10-22
662 Kings Securities Limited Tang, Siu Kong 鄧兆江 -Rep 2026-04-13 2026-10-14
663     +RO 2026-10-14
664 KKR Capital Markets Asia II Limited Ku, Justin Cheng-Cheng +Rep 2026-10-20
665 KOREA INVESTMENT & SECURITIES ASIA LIMITED Lee, Chungjai -Rep 2026-10-12 2026-10-14
666 KR Securities (Hong Kong) Limited Yang, Zihan (SFC:BXB398) 羊梓翰 +Rep 2026-10-20
667 Kriteria Ratings Limited Chen, Ke (SFC:BLI895) 陳科 +RO 2026-10-09
668   Ha, Vincent Sui Man 哈穗民 +RO 2026-10-09
669 Kuark Capital Limited Lam, Loretta Shau Ting 林秀婷 -Rep 2026-08-17 2026-10-20
670     +RO 2026-10-20
671 KunPeng Securities Limited Deng, Hanchi 鄧寒池 +Rep 2026-10-12
672 L&R CAPITAL LIMITED Li, Baohong 李宝弘 -Rep 2019-07-23 2026-10-15
673 Lake Bleu Capital (Hong Kong) Limited Liu, Jian (SFC:AZR740) 劉見 -Rep 2025-08-27 2026-10-09
674 Legal & General Investment Management Asia Limited Henderson, Jessica (SFC:BVB583) -Rep 2024-07-02 2026-10-20
675 Lego Corporate Finance Limited Lee, Lok Hin (SFC:BXN679) 李樂軒 -Rep 2026-01-29 2026-10-13
676 Leland Management Limited Hsu, Tony Dan 許心達 +RO 2026-10-21
677   Zhou, Chang (SFC:BXW911) 周畅 +RO 2026-10-21
678 Lianlian StarFX Company Limited Lai, Ming Him 黎銘謙 +Rep 2026-10-16
679   Lam, Ka Ho (SFC:AXP757) 林家豪 +Rep 2026-10-09
680 Light & Salt Capital Management Limited Fong, Ngan Alice 馮雁 +Rep 2026-10-15
681 Lighthouse Capital (HK) Financial Limited Lau, Wing Chi Vincci 刘颖芝 +Rep 2026-10-12
682 Liquidity Finance (Hong Kong) Limited Kambar, Adel -Rep 2026-07-22 2026-10-18
683 LMR Partners Limited Cheung, Chun Xin 張駿昇 +Rep 2026-10-12
684   Cheung, Leo Chun Kit 張浚杰 +Rep 2026-10-15
685 Lochpine Capital Limited Zhang, Yujian 張宇健 +Rep 2026-10-21
686 Long Bridge HK Limited Zhong, Jingcheng 鍾竟誠 +Rep 2026-10-16
687 Longqi Scientific (Hong Kong) Limited Cai, Cheng Han Ronald 蔡承翰 +Rep 2026-10-12
688 LQ Pacific Partners Limited Chan, Yuk Hang 陳毓恆 -Rep 2022-04-08 2026-10-12
689 M&G Investments (Hong Kong) Limited Liao, Jung Tsen 廖容岑 -Rep 2025-02-17 2026-10-16
690 Macquarie Asia Securities Limited Tang, Jia (SFC:BYS196) 唐佳 +Rep 2026-10-21
691 MACQUARIE CAPITAL LIMITED   +Rep 2026-10-21
692   Yeung, Yee Ting 楊依婷 +Rep 2026-10-21
693   Yip, Man Hon 葉文瀚 +Rep 2026-10-12
694 MAGIC COMPASS SECURITIES LIMITED Tam, Chiu Kin 譚超鍵 +Rep 2026-10-12
695 Mahimahi Capital Limited Chu, Fong Kwan 朱方群 +RO 2026-10-21
696   Kwan, Chi Hang 關智恆 +RO 2026-10-21
697 MANGO FINANCIAL LIMITED Chen, Yuguo (SFC:BFY404) 陳宇果 -RO 2020-09-16 2026-10-13
698   Lau, Wan Ki (1985) 劉運祺 -RO 2025-02-11 2026-10-14
699   Ying, Chi Kwan 邢紫君 -RO 2025-06-12 2026-10-19
700 Manulife Investment Management (Hong Kong) Limited Lee, Pui Kuen 李沛權 -Rep 2026-07-14 2026-10-17
701   Luk, Kwan Ho 陸鈞浩 +Rep 2026-10-22
702 Marex Financial Services Hong Kong Limited Cheeseman, Robert Ross +Rep 2026-10-16
703 Marex Hong Kong Limited Or, Ying Choi 柯英財 +Rep 2026-10-14
704 Market Securities (Hong Kong) Limited Ngan, Siu Hang 顏肇亨 +Rep 2026-10-15
705 Marsh Investment Solutions (HK) Limited Dorney, Fergus Ian +Rep 2026-10-15
706 Masan Capital Limited Leung, Thomas Chun Wai 梁俊偉 -RO 2026-04-22 2026-10-15
707 MBK Partners HK Limited Min, Bryan Byungsuk -RO 2019-06-18 2026-10-20
708 MCM Asia Limited Pan, Miner 潘敏兒 +Rep 2026-10-15
709 MCM INVESTMENT PARTNERS LIMITED   +Rep 2026-10-15
710 Mega Global Securities Limited Lau, Chun Sing (SFC:AMF586) 劉振昇 +Rep 2026-10-12
711   Pat, Hon Kit 畢漢杰 -Rep 2026-05-21 2026-10-16
712 Merit Asset Management Limited Peng, Lu 彭璐 +Rep 2026-10-20
713 Merrill Lynch (Asia Pacific) Limited Aizawa, Mayako -Rep 2026-10-07 2026-10-09
714   Akutsu, Masashi -Rep 2026-10-06 2026-10-09
715   Chiba, Kyoji -Rep 2026-10-06 2026-10-09
716   Dhamale, Kiran +Rep 2026-10-13
717   Enomoto, Takashi -Rep 2026-10-06 2026-10-09
718   Fenske, Brian Andrew -Rep 2026-10-12 2026-10-16
719   Hirakawa, Mikio -Rep 2026-10-06 2026-10-09
720   Ho, Ting Him 何定謙 -Rep 2022-11-08 2026-10-14
721   Hotta, Kenjin Tom -Rep 2026-10-06 2026-10-09
722   Ikeda, Koji Paul -Rep 2026-10-13 2026-10-15
723   Kao, Lin-Ya 高琳雅 +Rep 2026-10-16
724   Kobayashi, Yuji (SFC:BYS415) -Rep 2026-10-06 2026-10-09
725   Komura, Niima -Rep 2026-10-06 2026-10-09
726   Kubota, Masashi -Rep 2026-10-06 2026-10-09
727   Lee, Jisun -Rep 2026-10-09 2026-10-13
728   Lee, Sun Jung -Rep 2026-10-09 2026-10-13
729   Loach, Joseph Francis +Rep 2026-10-13
730   Manpuria, Neha -Rep 2026-10-14 2026-10-16
731   Nagao, Yoshitaka -Rep 2026-10-06 2026-10-09
732   Nakamura, Shinichiro -Rep 2026-10-06 2026-10-09
733   Nishizaki, Yusuke -Rep 2026-10-06 2026-10-09
734   Prithyani, Gunjan -Rep 2026-10-09 2026-10-16
735   Raedler, Georg Sebastian (SFC:BTY483) -Rep 2026-10-16 2026-10-20
736   Tanaka, Hideaki (SFC:BLX818) -Rep 2026-10-06 2026-10-09
737   Tiron, Adrian Cesar -Rep 2026-10-02 2026-10-20
738   Xu, Lingjue 許齡珏 -Rep 2014-07-28 2026-10-09
739   Xu, Mengmeng (SFC:BPQ333) 徐萌萌 -Rep 2020-05-25 2026-10-12
740   Yang, Che-Wei 楊哲瑋 -Rep 2026-10-09 2026-10-16
741 Merrill Lynch Far East Limited Chui, Hing Cheung Ronald 徐慶彰 +Rep 2026-10-13
742   Dhamale, Kiran +Rep 2026-10-13
743   Fenske, Brian Andrew -Rep 2026-10-12 2026-10-16
744   Loach, Joseph Francis +Rep 2026-10-13
745 MicroBit Capital Management Limited Liu, Ze Shu +Rep 2026-10-20
746   Tan, Yang (SFC:BYT331) 譚洋 +Rep 2026-10-12
747   Yan, Leo Kei Shui 甄祺瑞 +Rep 2026-10-21
748 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Kwak, Jin Woo -Rep 2019-07-09 2026-10-13
749   Liu, Lihua (SFC:BYO219) 刘利华 +Rep 2026-10-12
750   Sun, Denghui 孫登輝 +Rep 2026-10-22
751   Tiwari, Sudhir Kumar +Rep 2026-10-20
752   Wu, Chengyu 伍騁宇 +Rep 2026-10-12
753 Mint Capital Limited (HK) Yu, Xiaoyan (SFC:BWZ627) 余小艷 -Rep 2025-11-26 2026-10-20
754 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Lam, Sin Yi 林善懿 +Rep 2026-10-09
755   Wong, Hiu Tung (SFC:BTY586) 王曉彤 +Rep 2026-10-22
756 Mirae Asset Securities (HK) Limited Lau, Wai Tung (SFC:BEF816) 劉偉東 +Rep 2026-10-16
757   Wong, Wai Kwan (SFC:AWA381) 黃偉琨 +Rep 2026-10-21
758   Wu, Yilin (SFC:BOA252) 吳亦琳 -Rep 2026-07-17 2026-10-15
759   Ye, Ziqi (SFC:BVM459) 叶子齊 -Rep 2026-04-23 2026-10-20
760 MIZUHO SECURITIES ASIA LIMITED Ho, Chun Ming Kenneth 何浚銘 -Rep 2022-09-30 2026-10-13
761   Okabe, Jo +Rep 2026-10-09
762   Wan, Ka Ho (SFC:BYU381) 温家豪 +Rep 2026-10-21
763   Watanabe, Hidekatsu -Rep 2013-09-18 2026-10-16
764   Zhu, Hongji 朱宏基 +Rep 2026-10-12
765 MOELIS & COMPANY ASIA LIMITED Jin, Zhiyi (SFC:BYQ836) 金芷伊 +Rep 2026-10-15
766 Moody's Investors Service Hong Kong Limited Kim, Min Sun (SFC:BWW573) -Rep 2025-09-29 2026-10-15
767   Koe, Lionel Keat Hock +Rep 2026-10-22
768 Moore Ocean Capital Limited Fong, Vivian Wai Ying 方韋盈 +RO 2026-10-12
769   Wong, Mun Yee (SFC:APU633) 王敏儀 +RO 2026-10-12
770 Morgan Stanley Asia Limited Arumugam, Navin Prasad -Rep 2026-10-02 2026-10-10
771   Baxter, Melinda Kate -Rep 2026-10-20 2026-10-21
772   Caron, James Arthur +Rep 2026-10-22
773   Chun, King Hang 秦景恒 +Rep 2026-10-13
774   Cui, Kayla Chuxin +Rep 2026-10-21
775   Cuthbertson, Charles Willem Rushbrooke -Rep 2026-10-09 2026-10-14
776   Eom, Su Bin -Rep 2026-10-09 2026-10-13
777   Fu, Ehsernta Wai Ling 符韡寧 -Rep 2021-07-02 2026-10-14
778   Harashima, Sota -Rep 2026-10-09 2026-10-14
779   Hung, Jen-Yi 洪任毅 -Rep 2026-10-05 2026-10-09
780   Jham, Archana Menon -Rep 2026-10-09 2026-10-14
781   Kitaura, Takeshi -Rep 2026-10-06 2026-10-11
782   Lee, Jaeheon -Rep 2026-10-02 2026-10-09
783   Leung, Cho Yee (SFC:BYT304) 梁祖儀 +Rep 2026-10-16
784   Li, Zebang 李澤邦 +Rep 2026-10-16
785   Liu, Chen (SFC:BYU084) 刘晨 +Rep 2026-10-14
786   Napier, Kelly Anne -Rep 2026-10-09 2026-10-13
787   Nassur, Andrew Adnan -Rep 2026-10-13 2026-10-18
788   Oxenhorn, Connor Mathew -Rep 2026-10-13 2026-10-18
789   Pauker, Andrew Brown +Rep 2026-10-20
790   Sato, Takuya -Rep 2026-10-09 2026-10-14
791   Slimmon, Andrew Hovey -Rep 2026-10-05 2026-10-12
792   Talwar, Pranav +Rep 2026-10-14
793   Tng, Louis Yixu -Rep 2026-10-12 2026-10-16
794   Wang, Chii-Ming 王啓明 +Rep 2026-10-14
795   Xing, Wentong +Rep 2026-10-16
796   Yang, Haojun -Rep 2023-08-04 2026-10-16
797   Yuan, Xinyi (SFC:BWW660) 袁昕怡 +Rep 2026-10-21
798 Morgan Stanley Hong Kong Securities Limited Chun, King Hang 秦景恒 +Rep 2026-10-13
799   Cuthbertson, Charles Willem Rushbrooke -Rep 2026-10-09 2026-10-14
800   Eom, Su Bin -Rep 2026-10-09 2026-10-13
801   Leung, Cho Yee (SFC:BYT304) 梁祖儀 +Rep 2026-10-16
802   Li, Zebang 李澤邦 +Rep 2026-10-16
803   Nassur, Andrew Adnan -Rep 2026-10-13 2026-10-18
804   Oxenhorn, Connor Mathew -Rep 2026-10-13 2026-10-18
805   Talwar, Pranav +Rep 2026-10-14
806 Morningstar Investment Management Asia Limited Guo, Xu (SFC:BYU568) 郭旭 +Rep 2026-10-20
807 MUFG Securities Asia Limited Chee, Alan Wei Feng 徐位丰 +Rep 2026-10-22
808   Kim, Vincent Taeho -Rep 2022-03-28 2026-10-14
809   Li, Brendon 李天炘 +Rep 2026-10-20
810   Loeffler, Klemens -Rep 2025-10-13 2026-10-09
811   Yeo, Yih Peng 杨誉鹏 -Rep 2025-05-19 2026-10-16
812 Mulana Investment Management Limited Broer, Jeffrey Ellis +Rep 2026-10-20
813 NATIXIS ASIA LIMITED Xu, Cecile Olivia 徐倩雯 +Rep 2026-10-20
814 Natixis Investment Managers Hong Kong Limited Lim, Johan Yoeng Unn +Rep 2026-10-21
815 NeoSpective Capital Limited Xiao, Xiao (SFC:BWT637) +Rep 2026-10-20
816 NEW PROSPECT CAPITAL LIMITED Ho, Ting Kay 何定錤 -RO 2022-04-13 2026-10-09
817 Nice Talent Asset Management Limited Chan, Ngai Fun 陳藝分 -RO 2023-08-17 2026-10-14
818 Nomura Asset Management Hong Kong Limited Kawamura, Takahiro -RO 2011-08-29 2026-10-16
819 NOMURA INTERNATIONAL (HONG KONG) LIMITED Chan, Ka Ying (SFC:AQM051) 陳嘉盈 -Rep 2009-02-25 2026-10-09
820   Huang, Yuxing 黄宇星 -Rep 2026-10-05 2026-10-17
821   Lee, Ka Yan (SFC:BYT983) 李嘉恩 +Rep 2026-10-20
822   Lee, Marilyn Stephanie 李美齡 +Rep 2026-10-21
823   Phua, Boon Keng -Rep 2023-12-08 2026-10-13
824   Semba, Masahiro +Rep 2026-10-14
825   Xie, Yuhong (SFC:BLR085) 謝雨泓 +Rep 2026-10-16
826   Yuen, Hiu Lan 阮曉蘭 +Rep 2026-10-09
827   Zhang, Junqi (SFC:BYU006) 張浚淇 +Rep 2026-10-15
828   Zhu, Yiqian (SFC:BRX125) 朱一谦 +Rep 2026-10-20
829 Northern Trust Company of Hong Kong Limited (The) Li, Kelly Kai Yin 李佳燕 +Rep 2026-10-13
830 Oakwise Capital Management Limited Wong, Marshal Sze Yuen 黃思遠 -Rep 2020-05-13 2026-10-21
831     +RO 2026-10-21
832 Octal Capital Limited Cai, Shuoteng 蔡爍騰 +Rep 2026-10-21
833 Odyssey Capital Hong Kong Limited Ku, Sanqi 庫三七 +Rep 2026-10-21
834 OnePlatform Asset Management Limited Chan, Ming Sang 陳明笙 -Rep 2024-12-20 2026-10-15
835   Chan, Siu (SFC:BXE607) 陳瀟 -Rep 2026-01-07 2026-10-15
836   Chiu, Ka Lok (SFC:BEA496) 趙嘉諾 -Rep 2014-08-15 2026-10-14
837 Optimas Capital Limited Wang, Stanley (SFC:BSZ761) 王昱元 +Rep 2026-10-14
838 OPTIVER TRADING HONG KONG LIMITED Li, Le (SFC:BVZ873) 李乐 +Rep 2026-10-14
839 Orianne Capital Management Limited Bai, Andrew Teo 白韜 +Rep 2026-10-14
840   Zhu, Liwei (SFC:BYQ914) 朱麗薇 +Rep 2026-10-21
841 ORIENT CAPITAL (HONG KONG) LIMITED He, Hao (SFC:BXP680) 何浩 +Rep 2026-10-20
842   Mao, Linyong 毛林永 +Rep 2026-10-20
843   Pan, Yuzhu (SFC:BXB661) 潘禹竹 -Rep 2025-11-27 2026-10-16
844   Xu, Hengdong 许恒栋 +Rep 2026-10-20
845 ORIENT FUTURES (HONG KONG) LIMITED Chen, Yanyu (SFC:BYR537) 陳彥羽 +Rep 2026-10-13
846   Zhai, Donghui 翟東輝 +Rep 2026-10-15
847 ORIENT SECURITIES (HONG KONG) LIMITED Chen, Yanyu (SFC:BYR537) 陳彥羽 +Rep 2026-10-13
848   Jin, Muyang 金沐阳 -Rep 2026-03-24 2026-10-16
849   Pan, Yuzhu (SFC:BXB661) 潘禹竹 -Rep 2025-11-27 2026-10-16
850 ORIX Asia Asset Management Limited Liu, Jing (SFC:BLP418) 劉靜 -Rep 2022-06-22 2026-10-21
851     +RO 2026-10-21
852 OSL Digital Securities Limited Hung, Chin Chi 洪展熾 +Rep 2026-10-16
853   Wang, Bingqing (SFC:BWC096) 汪冰清 -Rep 2025-04-23 2026-10-09
854   Zhou, Ziwei (SFC:BWR150) 周紫微 -Rep 2025-08-21 2026-10-15
855 OUTSET GLOBAL (HONG KONG) LIMITED Broomhead, Robert Peter -Rep 2026-07-08 2026-10-22
856     +RO 2026-10-22
857 PAMG LIMITED (HK) Lo, Po Kwong 盧寶光 +Rep 2026-10-21
858 Pantheon Securities Limited Lian, Minwei 連敏偉 +RO 2026-10-14
859 Pantheum Capital Limited Ho, Tsun Yu 何峻宇 -Rep 2026-08-20 2026-10-12
860     +RO 2026-10-12
861   Li, Xuejiao (SFC:BIQ720) 李雪皎 +Rep 2026-10-14
862 Peakhouse Asset Management Limited Lo, Ho Tak (SFC:AVR437) 盧浩德 -RO 2023-12-18 2026-10-19
863 PGIM (Hong Kong) Limited Chong, Kwok Chee 莊國幟 +Rep 2026-10-21
864 PHILLIP COMMODITIES (H.K.) LIMITED Sze, Hoi Cheung 施凱翔 -Rep 2021-04-26 2026-10-09
865 PHILLIP SECURITIES (HONG KONG) LIMITED   -Rep 2021-04-26 2026-10-09
866 Photon Dance Asset Management (Hong Kong) Limited Chen, Xiaoling (SFC:BWJ862) +RO 2026-10-14
867 Pictet Asset Management (Hong Kong) Limited Manet, Conrad Pierre Folger -Rep 2026-10-08 2026-10-16
868   Takahashi, Miyuki -Rep 2026-10-09 2026-10-16
869 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Wang, Kerui 王可瑞 +Rep 2026-10-13
870   Zou, Guanzhong 鄒冠中 +Rep 2026-10-13
871 Ping An Securities (Hong Kong) Capital Company Limited Lam, Kwun Wai 林冠瑋 +Rep 2026-10-22
872 Ping An Securities (Hong Kong) Company Limited Hu, Zhao 胡钊 +Rep 2026-10-22
873   Lam, Kwun Wai 林冠瑋 +Rep 2026-10-22
874   Meng, Yuan (SFC:BVT108) 孟媛 +Rep 2026-10-13
875 Pinpoint Asset Management Limited Jiang, Jiang (SFC:AUW635) 姜江 -Rep 2024-03-25 2026-10-15
876 PLATINUM SECURITIES COMPANY LIMITED Wang, Siyu (SFC:BYO579) 王思予 +Rep 2026-10-12
877 PO SANG SECURITIES LIMITED Ip, Wai Man (SFC:BBX580) 葉偉文 -Rep 2013-10-09 2026-10-16
878 Point72 Hong Kong Limited Chou, Ching-Lieh 周敬烈 +Rep 2026-10-13
879   Li, He (SFC:BYR720) 李赫 +Rep 2026-10-16
880   Li, Jiawei (SFC:BVX104) 李佳蔚 +Rep 2026-10-15
881   Liu, Yuchong 劉羽翀 +Rep 2026-10-20
882   Tan, Qingyu (SFC:BYU096) +Rep 2026-10-16
883 Polymer Capital Management (HK) Limited Xu, Tianrui (SFC:BYS105) 徐天瑞 +Rep 2026-10-14
884   Zhang, Lin (SFC:BYS306) 張林 +Rep 2026-10-20
885   Zheng, Minmin (SFC:BLN651) 鄭旻旼 +Rep 2026-10-14
886 Poseidon Capital Limited (HK) Chen, Zhengnan 陳鄭南 -Rep 2025-11-03 2026-10-16
887 Preeminent Asset Management Limited Yau, Henry Sung Chuen 邱崧泉 -RO 2025-11-04 2026-10-12
888 Primas Asset Management Limited Chen, Shidie 陈诗蝶 -Rep 2025-09-15 2026-10-12
889 PRUDENTIAL BROKERAGE LIMITED Law, Kin Shing 羅健城 +Rep 2026-10-09
890 Pryme Capital Limited (b2021-02-19) Zuo, Changhui 左昌暉 +Rep 2026-10-15
891 Pulun International Asset Management Limited Zhou, Diao 周琱 +Rep 2026-10-21
892 Pulun International Securities Limited   +Rep 2026-10-21
893 Qeelyn Analytics Asset Management Limited Sun, Zhe (SFC:BYS461) 孫喆 +Rep 2026-10-22
894 Quam Capital Limited (b1994-08-04) Wong, Anthony Shing Chung 黃承聰 +Rep 2026-10-14
895 Quam Securities Limited Chan, Ching Kwan (SFC:BXB085) 陳正鈞 -Rep 2025-11-10 2026-10-09
896   Chan, Yat Cheong (SFC:BMW526) 陳逸昌 -Rep 2020-06-01 2026-10-14
897 Quanto Securities (Hong Kong) Limited Ai, Keran 艾克然 +RO 2026-10-12
898   Mao, Jianhui (SFC:BWO634) 毛劍輝 +RO 2026-10-12
899   Wang, Nan (SFC:BVE476) 王南 -RO 2025-10-17 2026-10-14
900 Qube Research & Technologies Hong Kong Limited Nanavati, Amit Piyush +Rep 2026-10-09
901 Raffles Assets Management (HK) Co. Limited Peng, Cheng (SFC:AXQ563) 彭程 +Rep 2026-10-22
902 Rakuten Securities Hong Kong Limited Tong, Chung Man Penny 湯頌雯 +Rep 2026-10-13
903 RAYLIANT ASSET MANAGEMENT LIMITED Cheng, Jen-Feng 鄭人鳳 -Rep 2025-03-11 2026-10-14
904   Lin, Hui (SFC:BWX573) 林慧 +Rep 2026-10-21
905 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED Riopelle, Sarah Elizabeth +RO 2026-10-14
906 Red Solar Securities (International) Limited Yu, Ka Kit 余家傑 -Rep 2019-06-25 2026-10-10
907 Red South Investment Management Limited Fu, Ming (SFC:ATI402) 傅鳴 +Rep 2026-10-13
908 Redient Capital HK Limited Hong, Shiting 洪世廷 +Rep 2026-10-15
909 Redland Securities Limited Wang, Meng (SFC:BYN408) 王猛 +Rep 2026-10-09
910 RHEE CAPITAL LIMITED Lai, Sheung Ming 黎尚銘 -RO 2024-07-11 2026-10-12
911 Risen Family Office Limited Chan, Pak Chi 陳伯志 +RO 2026-10-22
912 RM Everlast Capital (HK) Limited Xiao, Yong Qiang 肖永强 +Rep 2026-10-21
913 Robeco Hong Kong Limited Chi, Xuefei -Rep 2014-11-03 2026-10-14
914   Deltcheva, Diliana Zaprianova (SFC:BYS100) +Rep 2026-10-16
915   Meijers, Maurice Alfons -Rep 2026-10-08 2026-10-19
916 ROYSTON SECURITIES LIMITED (GBEN) Chau, Man Lok (SFC:BYO830) 周文樂 +Rep 2026-10-14
917 S&P Global Ratings Hong Kong Limited Tsui, Melanie Pui-Chi 徐沛孜 -Rep 2020-12-02 2026-10-15
918 Sanford C. Bernstein (Hong Kong) Limited Ban, Hideyasu -Rep 2026-10-12 2026-10-14
919   Dorai, Chadwick Rufus -Rep 2026-10-12 2026-10-14
920   Gor, Jignanshu Himanshu -Rep 2026-10-12 2026-10-13
921   Gundlapalle, Pranav Dheeraj -Rep 2026-10-15 2026-10-16
922   Lin, Kuan-Hung 林冠宏 -Rep 2025-10-21 2026-10-16
923   Ocalan, Sunaina Pai -Rep 2026-10-13 2026-10-14
924 SBI Securities (Hong Kong) Limited Kurihara, Satoshi -Rep 2026-10-07 2026-10-09
925   Shibata, Ryunosuke -Rep 2026-10-09 2026-10-14
926 Schonfeld Strategic Advisors (Hong Kong) Limited Zope, Ankit Popat -Rep 2026-03-26 2026-10-12
927 SDIC Securities (Hong Kong) Limited Luo, Jingjin 羅靜璡 -Rep 2022-11-10 2026-10-20
928   Zhao, Ningda 赵宁达 +Rep 2026-10-20
929 SDIC Securities Corporate Finance (Hong Kong) Limited Dong, Jin (SFC:BXA170) 董金 -Rep 2025-11-21 2026-10-13
930   Li, Ka Yu (SFC:BJP083) 李家裕 -Rep 2026-08-31 2026-10-22
931     +RO 2026-10-22
932   Li, Lingzhi (SFC:BSF619) 栗靈芝 -Rep 2025-04-29 2026-10-21
933   Pun, Hung Ming 潘鴻銘 -Rep 2026-09-16 2026-10-21
934     +RO 2026-10-21
935 SEEDS CAPITAL LIMITED (HK) Pang, Sin Ha 彭倩霞 -Rep 2025-11-21 2026-10-12
936 SG SECURITIES (HK) LIMITED Bergeras, Aurelie Isabelle Marie +Rep 2026-10-21
937   Zhang, Yixuan (SFC:BYQ348) 張旖萱 +Rep 2026-10-12
938 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED Huo, Weiqi 霍煒琦 +Rep 2026-10-21
939   Zheng, Zhen (SFC:BCZ940) 鄭振 +Rep 2026-10-13
940 SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED Leung, Laurent Kin Cheong 梁健昌 -Rep 2026-08-12 2026-10-12
941     +RO 2026-10-12
942   Wang, Wei (SFC:BXF484) 王煒 -Rep 2025-12-15 2026-10-16
943 SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED Zheng, Zhen (SFC:BCZ940) 鄭振 +Rep 2026-10-13
944 SHANXI SECURITIES INTERNATIONAL LIMITED Leung, Laurent Kin Cheong 梁健昌 -Rep 2026-08-12 2026-10-12
945     +RO 2026-10-12
946   Wang, Wei (SFC:BXF484) 王煒 -Rep 2025-12-15 2026-10-16
947   Xu, Yixin (SFC:BUP110) 徐一心 +Rep 2026-10-20
948   Zheng, Zhen (SFC:BCZ940) 鄭振 +Rep 2026-10-13
949 ShanZe Asset Management (Hong Kong) Limited Fung, Ka Wai (SFC:BGZ624) 馮家為 -RO 2023-06-13 2026-10-12
950   Zhou, Xinlin 周欣霖 +Rep 2026-10-09
951 SHENG YUAN ASSET MANAGEMENT LIMITED Fan, Chengxing 范承興 -Rep 2026-07-30 2026-10-12
952     +RO 2026-10-12
953   Yuan, Shenyi 袁申燚 -Rep 2026-07-27 2026-10-12
954     +RO 2026-10-12
955 Shengjun Capital Limited Chan, Ying Shen 陳穎生 +RO 2026-10-22
956   Li, Wenguang (SFC:BYE550) 李文廣 -Rep 2026-10-02 2026-10-15
957     +RO 2026-10-15
958 SHENGQI CAPITAL (HONG KONG) LIMITED Zong, Hua 宗華 -Rep 2026-09-11 2026-10-20
959 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED Leung, Chung Ping (SFC:ARV063) 梁仲平 -RO 2026-03-02 2026-10-14
960 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Leung, Chun Fai (SFC:BJQ475) 梁晉暉 -Rep 2017-07-03 2026-10-20
961 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Li, Shuai (SFC:BVD877) 李帥 +Rep 2026-10-20
962 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED   +Rep 2026-10-20
963 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED   +Rep 2026-10-20
964 SIGNAL D SECURITIES LIMITED Pang, Fai Ying 彭輝英 +Rep 2026-10-22
965 Singular Capital Management Limited Ku, Sanqi 庫三七 -RO 2025-09-11 2026-10-16
966 SINO FINANCIAL ASSET MANAGEMENT LIMITED Ho, Wai Fat 何偉發 -Rep 2026-08-31 2026-10-22
967     +RO 2026-10-22
968 Sino-Rich Securities & Futures Limited Sin, Lik Hang Francis 冼力恆 +Rep 2026-10-15
969   Zhu, Kehua 朱柯樺 +Rep 2026-10-15
970 Sinocon Capital International Limited Shi, Jiangnan (SFC:BWB775) 施江南 +RO 2026-10-12
971 Sinofortune International Asset Management Limited Tang, Yuanbei 汤元备 +RO 2026-10-15
972 Sinolink International Corporate Finance Limited Zhang, Jing (SFC:BMY383) 張靜 +RO 2026-10-12
973 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Chen, Yanling (SFC:BYO063) 陈妍伶 +Rep 2026-10-12
974   Lin, Haifeng (SFC:BWW133) 林海峰 -Rep 2025-10-28 2026-10-15
975   Zhang, Jing (SFC:BMY383) 張靜 -Rep 2018-06-28 2026-10-12
976     +RO 2026-10-12
977 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED Cheng, Cho Yan (SFC:BYS145) +Rep 2026-10-15
978 SINOPAC SECURITIES (ASIA) LIMITED Chan, Steve Tsz Chun 陳梓駿 +Rep 2026-10-21
979 SKYWAY PACIFIC RESEARCH AND CAPITAL MANAGEMENT LIMITED Wen, Yu (SFC:BRO393) 聞雨 +Rep 2026-10-20
980 SMBC Nikko Securities (Hong Kong) Limited Go, Shogo 呉昌豪 -Rep 2026-08-20 2026-10-21
981     +RO 2026-10-21
982 SoFi Securities (Hong Kong) Limited Lau, Pui Hei 劉沛鿋 +Rep 2026-10-09
983 SOLARSTONE CAPITAL LIMITED Chan, Kam Chi 陳錦賜 +Rep 2026-10-12
984 Soliton Capital Management Limited Chon, Charles Chungsik 全正植 +Rep 2026-10-16
985   Hu, Stephanie Sey-Wey 胡世慧 +Rep 2026-10-15
986 Solo Futures Limited Wong, Yiu Chung (SFC:BYR064) 黃耀聰 +Rep 2026-10-16
987 Solo Securities Limited   +Rep 2026-10-16
988 Somerley Capital Limited Suen, Hiu Laam 孫曉嵐 -Rep 2014-04-03 2026-10-21
989     +RO 2026-10-21
990   Tsang, Ngai Yin 曾毅然 +Rep 2026-10-13
991 Soochow Securities International Brokerage Limited Shen, Xiaozhou 沈晓舟 +Rep 2026-10-12
992 SOUTH CHINA CAPITAL LIMITED Shen, Bairou 申柏柔 +Rep 2026-10-20
993 SPDB International Capital Limited Li, Tianqi (SFC:BRR738) 李天琦 -Rep 2026-05-20 2026-10-10
994 Splentide Capital Limited Gao, Yang (SFC:BYR137) +Rep 2026-10-20
995 SPRINT ASSET MANAGEMENT LIMITED Cai, Jing (SFC:AXO945) 蔡璟 +RO 2026-10-12
996 Sprout Asset Management (Asia) Limited Kam, Chor Wai 金楚威 -RO 2024-10-10 2026-10-15
997 Star Sky Securities Limited Su, Dongjie 苏东杰 +Rep 2026-10-15
998 STATE STREET TRUST (HK) LIMITED Kwok, Yan Ting Christine 郭殷廷 -Rep 2024-10-02 2026-10-20
999 StoneX Financial (HK) Limited Zhang, Zidong (SFC:BYS066) 张紫栋 +Rep 2026-10-12
1000 Success Securities Limited Leung, Yin Pun 梁延斌 -Rep 2008-03-18 2026-10-13
1001 Sun Hung Kai Capital Partners Limited Chew, Kim Jin 周金仁 +Rep 2026-10-12
1002 SUSQUEHANNA HONG KONG LIMITED Zhunis, Aziz +Rep 2026-10-14
1003 T. Rowe Price Hong Kong Limited Chan, Yik Yan Charlotte +Rep 2026-10-21
1004 TANDLL Investment Management Limited Kong, Weiliang (SFC:BWQ613) 孔維良 -Rep 2026-09-14 2026-10-22
1005     +RO 2026-10-22
1006 TC CAPITAL MANAGEMENT LIMITED (HK) Hu, Baosheng (SFC:BNH298) 胡寶笙 +Rep 2026-10-16
1007 TFI Capital Limited Li, Jingming 李晶銘 -Rep 2025-10-08 2026-10-15
1008 TFI Securities and Futures Limited   -Rep 2025-10-08 2026-10-15
1009   Liu, Xinyi (SFC:BYB264) 刘馨忆 +Rep 2026-10-15
1010   Qu, Ziwei (SFC:BFR574) 曲紫薇 -Rep 2026-07-20 2026-10-14
1011     +RO 2026-10-14
1012 Theia Securities Limited Chen, Dong Wen 陳棟文 -RO 2024-03-15 2026-10-16
1013 Tianlong Capital Management Limited Fei, Yaqi 費雅琦 -RO 2026-07-08 2026-10-09
1014 Tianqi Asset Management Limited Wu, Zisang 吳梓桑 +RO 2026-10-14
1015 Tiger Brokers (HK) Global Limited Lau, Chi Fu 劉志富 +Rep 2026-10-20
1016 Topology Capital Limited Lu, Diankun 陸典昆 +Rep 2026-10-12
1017 TP ICAP Markets (Hong Kong) Limited Hasegawa, Takumi +Rep 2026-10-14
1018   Lasme Mel, Claude Victor Dy Emmanuel +Rep 2026-10-12
1019 TR Advisors Limited Huang, Xiaoyi (SFC:BOR781) 黄筱伊 -Rep 2022-08-29 2026-10-12
1020 UBS Asset Management (Hong Kong) Limited Castelli, Massimiliano -Rep 2026-10-16 2026-10-22
1021   Cisana, Florian +Rep 2026-10-12
1022   Jadhav, Sangram Madhukar (SFC:BYU171) -Rep 2026-10-16 2026-10-22
1023 UBS SECURITIES ASIA LIMITED Chandrasekar, Aditya +Rep 2026-10-20
1024   Chidgey, Kieren Joseph -Rep 2026-10-12 2026-10-20
1025   Cousins, Shaun Robert +Rep 2026-10-20
1026   Dai, Xiaochuan -Rep 2026-10-12 2026-10-14
1027   Gattani, Akshay Kumar -Rep 2026-10-16 2026-10-21
1028   Huang, Zihua 黄子华 -Rep 2023-08-15 2026-10-13
1029   Lee, Charles Changsun -Rep 2026-10-06 2026-10-10
1030   Lee, Lo-Tzu 李洛慈 -Rep 2026-10-06 2026-10-09
1031   Lee, Shiyang -Rep 2026-10-09 2026-10-15
1032   Lim, Kor Lei Grace +Rep 2026-10-16
1033   Mahawar, Amit -Rep 2026-10-02 2026-10-09
1034   Pingle, Jonathan Frederick -Rep 2026-10-06 2026-10-12
1035   Sachdeva, Amit (SFC:BYA874) -Rep 2026-10-05 2026-10-12
1036   Schellbach, Richard Hurley -Rep 2026-10-13 2026-10-20
1037   Spry, Levi Benjamin -Rep 2026-10-09 2026-10-15
1038   Storey, John Stuart -Rep 2026-10-06 2026-10-12
1039   Suh, Jung Hoon -Rep 2026-10-09 2026-10-14
1040   Takeuchi, Kazufumi 竹內一史 -Rep 2026-10-02 2026-10-12
1041   Talbott, John Bradley -Rep 2026-10-09 2026-10-15
1042   Tay, Ling Yin 郑琳颖 +Rep 2026-10-16
1043   Te, John Victor Cabarles +Rep 2026-10-13
1044   Wu, Zhuonan 吴卓男 +Rep 2026-10-12
1045   Xu, Ziyan (SFC:BYU275) 许梓龑 +Rep 2026-10-12
1046 UBS SECURITIES HONG KONG LIMITED Tay, Ling Yin 郑琳颖 +Rep 2026-10-16
1047   Wu, Zhuonan 吴卓男 +Rep 2026-10-12
1048   Xu, Ziyan (SFC:BYU275) 许梓龑 +Rep 2026-10-12
1049 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Lam, Wing Yan (SFC:BYQ470) 林穎欣 +Rep 2026-10-14
1050 uSmart Securities Limited Chen, Bingjia 陳冰佳 +Rep 2026-10-12
1051   Chen, Qilina 陳琦莉娜 +Rep 2026-10-20
1052   Guan, Huashen 關華燊 +Rep 2026-10-13
1053   Liang, Shijie (SFC:BYQ139) 梁世杰 +Rep 2026-10-13
1054   Qi, Xiaolei (SFC:BYN468) 戚小磊 +Rep 2026-10-20
1055   Xu, Shan (SFC:BIR248) 徐珊 -Rep 2025-07-03 2026-10-20
1056     +RO 2026-10-20
1057   Zhang, Li (SFC:BYQ181) 張藜 +Rep 2026-10-13
1058 UV Capital Limited Bent, Alexander John +RO 2026-10-20
1059   Snelgrove, Paul Rodger +RO 2026-10-20
1060 VALUABLE CAPITAL LIMITED Au, Yu Yeung 歐宇揚 +Rep 2026-10-14
1061 Vantage Capital Markets HK Limited Chaima, Uthman (SFC:BUA999) +Rep 2026-10-20
1062 Vantum Asset Management Limited Yung, Yu Shing 容宇晟 -Rep 2026-08-06 2026-10-14
1063     +RO 2026-10-14
1064 Vantum Securities and Futures Limited   -Rep 2026-08-06 2026-10-14
1065     +RO 2026-10-14
1066 Vast Harbour Securities Limited Li, Kin Sang 李鍵生 +Rep 2026-10-14
1067   Li, Ximei (SFC:BPJ159) 李惜妹 -Rep 2022-06-15 2026-10-09
1068     +RO 2026-10-09
1069 Velbridge Asset Management Limited Chan, Kanise Choi Wah 陳再華 -Rep 2026-08-06 2026-10-12
1070     +RO 2026-10-12
1071 Verition Advisors (Hong Kong) Limited Brown, James William (SFC:BXM475) -Rep 2026-02-02 2026-10-09
1072 Victoria International Asset Management Limited Leung, Chin Hung Jacky 梁展鴻 -Rep 2026-05-12 2026-10-20
1073     +RO 2026-10-20
1074 VISION FINANCE ASSET MANAGEMENT LIMITED Bent, Alexander John -Rep 2025-09-10 2026-10-09
1075 VMS Asset Management Limited Chen, Ya Chun 陳雅均 -Rep 2021-07-21 2026-10-16
1076 VMS Securities Limited   -Rep 2024-03-04 2026-10-16
1077 VS Partners (Hong Kong) Co., Limited Cheung, Kik 張擊 -Rep 2026-09-17 2026-10-12
1078 WealthMate Asset Management Limited Chen, Liuyan 陳柳燕 +RO 2026-10-20
1079   Xu, Yaling 徐亞玲 +RO 2026-10-20
1080 WEBULL SECURITIES LIMITED Shin, Hyun Tae 申泫泰 +Rep 2026-10-20
1081 Welkin Links Asset Management Limited Li, Honglin (SFC:BYO323) 李虹霖 +Rep 2026-10-15
1082 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED Wat, Hin Tat 屈顯達 -Rep 2026-09-14 2026-10-22
1083     +RO 2026-10-22
1084 Winner Zone Asset Management Limited Leung, Kin Chun Michael 梁堅俊 +Rep 2026-10-12
1085 Winwin Securities Limited Chen, Jingxi 陳靜曦 +Rep 2026-10-14
1086 Wisdom Asset Management Limited (HK) Kang, Ziran 康子冉 +Rep 2026-10-22
1087 Wise & Rise Capital Limited Lee, Kit Sum (SFC:ALN682) 李潔心 -RO 2026-06-22 2026-10-10
1088 WRise Prestige Asset Management Limited Yu, Man Kwan 余曼群 +Rep 2026-10-20
1089 WRise Prestige Securities Limited So, Bernadette Nga Ting 蘇雅婷 +Rep 2026-10-15
1090   Yu, Man Kwan 余曼群 +Rep 2026-10-20
1091 XHK Limited Song, Teng 宋騰 +Rep 2026-10-21
1092 Xuanyuan Asset Management Co. Limited Chen, Yang (SFC:BQF048) 陳陽 +RO 2026-10-22
1093   Zhang, Shiyun (SFC:BXN597) 张诗韵 +RO 2026-10-22
1094 Yan Yun Family Office (HK) Limited Ong, Sang Bing 王善斌 +Rep 2026-10-16
1095 Yaw Kai Financial Group Limited Chan, Gary Kar Yin 陳嘉彥 +Rep 2026-10-13
1096 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED Chen, Yue (SFC:AOD435) 陳悅 -RO 2014-10-24 2026-10-13
1097   Hou, Shuai (SFC:BXY338) -Rep 2026-10-12 2026-10-20
1098     +RO 2026-10-20
1099 YouFi (Asia) Securities Limited Zhao, Fanyue 趙凡越 +RO 2026-10-15
1100 Yuanta Securities (Hong Kong) Company Limited Li, Meng Cian 李孟謙 +Rep 2026-10-16
1101 Yunfeng Financial Markets Limited Chow, Kwok Hong 周國康 -Rep 2023-10-19 2026-10-16
1102 Zaaba Capital Limited Bhalla, Sumeet Kumar +Rep 2026-10-09
1103 Zero2IPO Capital Limited Yau, Wai (SFC:AIU419) 邱惠 -RO 2026-05-29 2026-10-16
1104 Zero2IPO Securities Limited   -RO 2026-08-12 2026-10-16
1105 ZHENG DA INTERNATIONAL FINANCIAL HOLDING LIMITED Qiu, Zhenxi 邱臻熙 +Rep 2026-10-21
1106 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED Leung, Gwen Tze Ying 梁子盈 -Rep 2026-08-27 2026-10-20
1107     +RO 2026-10-20
1108   Li, Chenrui 李陈睿 -Rep 2024-04-09 2026-10-23
1109 Zhonghui International Asset Management Company Limited Zhang, Baoling 張保灵 +Rep 2026-10-16
1110 ZHONGTAI INTERNATIONAL CAPITAL LIMITED Zhang, Jing (SFC:BXG865) 张竞 +Rep 2026-10-16
1111   Zhang, Kaijun (SFC:BYO217) 张开军 +Rep 2026-10-22
1112 ZHONGTAI INTERNATIONAL FUTURES LIMITED Lau, Wai Tung (SFC:BEF816) 劉偉東 -Rep 2023-09-25 2026-10-11
1113 ZHONGTAI INTERNATIONAL SECURITIES LIMITED   -Rep 2023-09-11 2026-10-11
1114 ZQ Capital Hong Kong Limited Vavikar, Sanket +Rep 2026-10-15
1115 Zynergy Asset Management Limited Li, Jiaqi (SFC:BYO578) 李佳琪 +Rep 2026-10-15

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