Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED Liu, Xiaoquan 劉曉全 +Rep 2025-10-28
2 AAA Securities Co. Limited Chan, Dennis Kwok Leung 陳國樑 -RO 2016-11-02 2025-10-26
3 Acalane Capital Management Limited Chang, Chen (SFC:BWF163) 常辰 +RO 2025-10-24
4   Zhi, Sujian 支蘇健 +RO 2025-10-24
5 Aden Financial Group Limited Wang, Ruoban 王若般 +Rep 2025-10-21
6 Aetherium Capital Partners Limited Zhang, Haochuan (SFC:BWS920) 張浩川 +Rep 2025-10-30
7 AFT HK Treasury Limited Cheung, So Wa (SFC:AYC949) 張素華 +RO 2025-10-20
8   Wang, Yu (SFC:APZ458) 王彧 +RO 2025-10-20
9 AIA Investment Management HK Limited Ngan, Kin Wa 顏建華 +Rep 2025-10-28
10 Airwallex Capital Hong Kong Limited Wong, King Hei Kenneth 黃景熹 -Rep 2025-09-23 2025-10-21
11 ALLIANCE PARTNERS CAPITAL LIMITED (b2018-02-01) Fung, Tsz Chun Leo 馮梓俊 +Rep 2025-10-28
12 ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED Hu, Huilun 胡慧倫 +Rep 2025-10-23
13 Alphadyne Asset Management (Hong Kong) Limited Zheng, Yongjian 鄭永健 +Rep 2025-10-24
14 AlpInvest Partners Limited Yang, Yiran (SFC:BKU216) 楊依然 +Rep 2025-10-30
15 ALPS CAPITAL MANAGEMENT LIMITED Lau, Jonathan Kui Bong 劉巨邦 +Rep 2025-10-20
16 Alvarez & Marsal Corporate Finance Limited Li, Lok Tin 利樂天 +Rep 2025-10-30
17 Amto Capital Management Limited Yang, Susu 楊素愫 +Rep 2025-10-23
18 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) Chan, Wan Yin (SFC:BAX638) 陳允賢 +Rep 2025-10-20
19 AP Capital Limited Tong, Yee Lam 唐以霖 +Rep 2025-10-20
20 AP Corporate Business Limited Huang, Zhenkai 黃振凱 +RO 2025-10-28
21   Pak, Jin Fai 柏展輝 +RO 2025-10-28
22 APG Investments Asia Limited Banyatpiyaphod, Nadanai +Rep 2025-10-20
23   Ng, Gary Eng Beng +Rep 2025-10-20
24 Ark Group Holdings (Hong Kong) Limited Hua, Xiaoshuang 華晓双 +Rep 2025-10-21
25   Kwan, Tsun Man 關俊文 +Rep 2025-10-28
26   Li, Gang (SFC:BVK455) 李剛 -Rep 2024-09-20 2025-10-23
27   Luo, Erli 羅尔犁 +Rep 2025-10-20
28   Ma, Dahao 馬達豪 -Rep 2024-10-09 2025-10-20
29   Ng, Lung Cheung 吳龍翔 -Rep 2024-06-05 2025-10-24
30   Wong, Wai Hing (SFC:BWO827) 黃偉鑫 -Rep 2025-07-18 2025-10-27
31   Wu, Dairong 吴岱容 +Rep 2025-10-20
32   Xiao, Xian 肖賢 -Rep 2025-07-23 2025-10-21
33 Arrowpoint Investment Partners (Hong Kong) Limited Kanno, Kunihiko (SFC:AUW980) +Rep 2025-10-24
34 ASIA PACIFIC INVESTMENT ADVISORS LIMITED Wang, Sing (SFC:ACM933) 王兟 -RO 2024-09-16 2025-10-24
35 Aspenwood Capital Limited Chu, Ting Cheung 朱霆彰 +Rep 2025-10-24
36   Ng, Ho Sze 吳浩絲 +Rep 2025-10-28
37   Wong, Sing Kit 王星傑 +Rep 2025-10-24
38 Asset Management One Hong Kong Limited Lam, Hiu Ling 林曉鈴 +Rep 2025-10-20
39 Aurelius Corporate Finance Limited Chan, Chui Shan Cynthia 陳翠珊 -Rep 2025-09-15 2025-10-28
40     +RO 2025-10-28
41 Avenue Family Office Limited Wong, Richard Sun Ching -Rep 2024-10-17 2025-10-23
42 AVICT Global Asset Management Limited Zhang, Fan (SFC:AZE638) 張帆 -Rep 2025-02-20 2025-10-20
43     +RO 2025-10-20
44 Ballas Capital Limited Chak, Ho Fai 翟浩輝 +Rep 2025-10-22
45 BARCLAYS CAPITAL ASIA LIMITED Laungani, Neel Vishnu +Rep 2025-10-20
46   Wong, Shing Bun 黃承彬 +Rep 2025-10-23
47   Yu, Chung-Ling (SFC:BBJ027) 余仲齡 +Rep 2025-10-27
48 Barrenjoey Asia Limited Aurel-Smith, Timothy Charles +Rep 2025-10-28
49   Cochrane, Samuel Thomas +Rep 2025-10-23
50   Kumar, Yeeshu +Rep 2025-10-23
51 BCT Financial Limited Ng, Yik Lee Ricky 吳亦利 +Rep 2025-10-30
52 Blackhorn Wealth Management Limited Tam, Siu Kee 譚少琪 +Rep 2025-10-28
53   Tsang, Wing Keung (SFC:ACO979) 曾永強 +Rep 2025-10-23
54 BlackRock Asset Management North Asia Limited Chue, Naomi Lois 徐諾怡 +Rep 2025-10-22
55 BLACKSTONE GROUP (HK) LIMITED (THE) Kim, Jeong Yeon +Rep 2025-10-20
56 BLUE POOL CAPITAL LIMITED Yang, Yufei (SFC:BNR142) 楊宇飛 -Rep 2024-05-29 2025-10-24
57 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Barchiche, Anais Pamela Louisa +Rep 2025-10-27
58   Song, Zhe (SFC:BEZ513) 宋喆 +Rep 2025-10-27
59 BNP PARIBAS SECURITIES (ASIA) LIMITED Liu, Lingyu (SFC:BOF624) 劉靈予 +Rep 2025-10-27
60   Tong, Man Wai 唐敏慧 -Rep 2014-09-22 2025-10-24
61     +RO 2025-10-24
62   Wu, Guoyuan 吳國源 +Rep 2025-10-23
63   Yang, Chia Yu 楊佳諭 -Rep 2022-12-29 2025-10-21
64 BNY Mellon Investment Management Hong Kong Limited Casey, Shaun Dominic -Rep 2025-10-09 2025-10-21
65   Rae, John Kenneth +Rep 2025-10-28
66 BOB International Asset Management Company Limited Xu, Lin (SFC:BWU750) 徐琳 +Rep 2025-10-23
67 BOCI ASIA LIMITED Liu, Yuchen (SFC:BXA066) 刘禹辰 +Rep 2025-10-22
68   Sham, Wy Tsun 岑淮晙 +Rep 2025-10-22
69   Xiao, Jingyi (SFC:BXA156) 肖婧怡 +Rep 2025-10-22
70 BOCI RESEARCH LIMITED Chen, Haofei 陳昊飛 +RO 2025-10-21
71 BOCI SECURITIES LIMITED Liu, Yuchen (SFC:BXA066) 刘禹辰 +Rep 2025-10-22
72   Sham, Wy Tsun 岑淮晙 +Rep 2025-10-22
73   Xiao, Jingyi (SFC:BXA156) 肖婧怡 +Rep 2025-10-22
74   Zha, Yuxing 查雨行 +Rep 2025-10-22
75 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Ho, Long Hang 何朗恒 +Rep 2025-10-30
76 BOCOM International (Asia) Limited Jin, Shangshu 靳尚書 +Rep 2025-10-30
77   Wang, Yuhan (SFC:BKV088) 王雨涵 -Rep 2021-08-18 2025-10-21
78 BOCOM International Asset Management Limited Liu, Yujie (SFC:BNZ883) 劉俞頡 -RO 2020-08-12 2025-10-31
79 BOCOM International Securities Limited Jin, Shangshu 靳尚書 +Rep 2025-10-30
80   Luo, Yuan (SFC:BGC773) 羅圓 -Rep 2015-09-07 2025-10-25
81   Qi, Hui (SFC:BWW413) 戚會 +Rep 2025-10-27
82   Wang, Yuhan (SFC:BKV088) 王雨涵 -Rep 2021-08-18 2025-10-21
83 BOCOM MPF & Financial Services Company Limited Wu, Siu Kwan 胡小君 -Rep 2024-03-11 2025-10-29
84 BOSC International Asset Management Limited Li, Zhidan 李植丹 +Rep 2025-10-23
85 Bright Smart Asset Management Limited Lok, Paul Suen Hong 駱遜康 -Rep 2025-09-08 2025-10-20
86     +RO 2025-10-20
87 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED   -Rep 2025-09-08 2025-10-20
88     +RO 2025-10-20
89 BTIG Hong Kong Limited Cheung, Hoi Yi (SFC:BWV799) +Rep 2025-10-22
90 BTL ASSET MANAGEMENT COMPANY LIMITED Lui, Chi Lung Louis 雷子龍 -Rep 2021-03-03 2025-10-31
91   Yung, Jeffrey Yan Leun 容仁亮 -Rep 2025-04-09 2025-10-28
92 Capital Management Limited (HK) Wong, King Man (SFC:ADV639) 黃景民 +RO 2025-10-27
93 Capula Investment Management Asia Limited Kumar, Saurabh (SFC:BVK912) -Rep 2024-10-03 2025-10-24
94 Carnegie Hill Capital Partners Limited Xin, Yanwen 辛艳文 -Rep 2025-08-25 2025-10-20
95     +RO 2025-10-20
96 CASH ASSET MANAGEMENT LIMITED Mack, Andrew Kar Lung 麥嘉龍 +RO 2025-10-24
97 CCB INTERNATIONAL CAPITAL LIMITED Chan, Chun Sing (SFC:BFR753) 陳振聲 +Rep 2025-10-22
98   Feng, Jingyan 馮婧妍 +Rep 2025-10-28
99   Xia, Wei (SFC:BJM095) 夏蔚 -Rep 2017-04-27 2025-10-24
100   Zhao, Weihua (SFC:BGK789) 趙蔚華 -RO 2019-01-25 2025-10-22
101 CEB International Capital Corporation Limited Meng, Zhanchen 蒙占辰 +Rep 2025-10-21
102 CENTERLINE INVESTMENT MANAGEMENT LIMITED Lok, Ngou Zoen Gallant 駱驁駿 -Rep 2024-07-31 2025-10-23
103     +RO 2025-10-23
104 CHANGFENG ASSET MANAGEMENT LIMITED Guo, Yuanjuan 郭元涓 +RO 2025-10-30
105 Changjiang Securities Brokerage (HK) Limited Zhang, Pei (SFC:BWX259) 張佩 +Rep 2025-10-24
106 CHIEF SECURITIES LIMITED Ho, Yui Him 何銳謙 +Rep 2025-10-30
107   Lau, Wai Sum 劉慧心 +Rep 2025-10-20
108   Tso, Ka Sing 曹嘉升 +Rep 2025-10-30
109   Zhou, Teng (SFC:ASL094) 周騰 +Rep 2025-10-28
110 China Asset Management (Hong Kong) Limited He, Peng (SFC:AVI431) 何鵬 -Rep 2023-05-11 2025-10-27
111 CHINA EVERBRIGHT CAPITAL LIMITED Cao, Yue (SFC:BPF876) 曹越 +Rep 2025-10-30
112 China Galaxy International Futures (Hong Kong) Co., Limited Tang, Ming Chung 鄧銘聰 +Rep 2025-10-28
113 China Galaxy International Securities (Hong Kong) Co., Limited Lu, Xiaoxue (SFC:BRD933) 陸笑雪 +Rep 2025-10-28
114   Tang, Ming Chung 鄧銘聰 +Rep 2025-10-28
115   Xian, Xingchi 鮮幸池 +Rep 2025-10-20
116 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Jiang, Zexin 姜澤鑫 -Rep 2024-03-18 2025-10-28
117   Xu, Yue (SFC:BFJ565) 徐越 -Rep 2021-07-28 2025-10-24
118 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Wang, Mengyang (SFC:BWV818) 王夢陽 +Rep 2025-10-30
119   Zhai, Ying (SFC:BCK203) 翟贏 +Rep 2025-10-30
120 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Zhang, Yichi (SFC:BWV265) 張宜馳 +Rep 2025-10-22
121   Zhang, Zhen (SFC:BXA257) 張鎮 +Rep 2025-10-30
122 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Du, Xu (SFC:BWY943) 杜旭 +Rep 2025-10-22
123   Jia, Yizhen 賈義真 +Rep 2025-10-30
124   Li, Hanying (SFC:BWY945) 李瀚穎 +Rep 2025-10-22
125   Liu, Xinwei (SFC:BTM514) 劉馨蔚 -Rep 2023-02-24 2025-10-22
126   Wang, Sicong (SFC:BVB671) 王思聰 -Rep 2024-07-08 2025-10-21
127   Wu, Zhili (SFC:BUK987) 伍智力 -Rep 2024-01-03 2025-10-26
128   Xu, Ying (SFC:BHZ165) 許瀅 -Rep 2016-08-16 2025-10-29
129   Yan, Jie (SFC:BJC920) 顏潔 +Rep 2025-10-22
130   Yang, Jianyu (SFC:BWY708) 楊箭宇 +Rep 2025-10-20
131   Zeng, Can (SFC:BTO751) 曾燦 -Rep 2023-04-28 2025-10-28
132   Zhang, Zhen (SFC:BXA257) 張鎮 +Rep 2025-10-30
133   Zhu, Honghao 朱弘昊 -Rep 2020-02-19 2025-10-20
134   Zhu, Qiang (SFC:BWZ632) 朱強 +Rep 2025-10-20
135   Zuo, Tianyou (SFC:BQT571) 左天佑 -Rep 2021-02-10 2025-10-24
136 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED Ng, Chi Yui 吳志銳 -Rep 2022-10-20 2025-10-24
137 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Gao, Jingjin 高靖金 +Rep 2025-10-21
138   Le, Chang (SFC:BWP651) 乐昌 -Rep 2025-08-13 2025-10-27
139   Li, Heng (SFC:BWX413) 李珩 +Rep 2025-10-21
140   Li, Rui (SFC:BGA836) 李睿 +Rep 2025-10-27
141   Li, Yushen 李昱燊 +Rep 2025-10-27
142   Lin, Qiyu 林启煜 +Rep 2025-10-20
143   Liu, Gao (SFC:BWW183) 刘高 +Rep 2025-10-20
144   Sun, Yuanhang 孙远航 +Rep 2025-10-20
145   Tang, Fung (SFC:AXA214) 鄧峰 +Rep 2025-10-21
146   Wang, Gang (SFC:BWW240) 王刚 +Rep 2025-10-21
147   Xiao, Jingyi (SFC:BWW056) 肖婧怡 +Rep 2025-10-20
148   Yan, Kun (SFC:BWW059) 闫坤 +Rep 2025-10-21
149   Yang, Peng (SFC:BWX415) 杨芃 +Rep 2025-10-21
150   Yang, Zihe 楊子荷 +Rep 2025-10-21
151   Zhang, Jian (SFC:BWW055) 张健 +Rep 2025-10-20
152   Zhang, Jianbo (SFC:BWW645) 張建波 +Rep 2025-10-20
153   Zhong, Dong (SFC:BWW184) 钟栋 +Rep 2025-10-20
154 China Renaissance Securities (Hong Kong) Limited Zhou, Jiangyu 周姜宇 +Rep 2025-10-23
155 China Securities (International) Asset Management Company Limited Li, Yun (SFC:BHZ514) 李韵 -Rep 2017-09-28 2025-10-31
156   Yu, Siu Lung 余小龍 -Rep 2022-11-30 2025-10-24
157 China Securities (International) Brokerage Company Limited Guo, Weihao 郭煒昊 +Rep 2025-10-24
158   Li, Yun (SFC:BHZ514) 李韵 -Rep 2016-08-16 2025-10-31
159   Lu, Chenxi 盧晨曦 +Rep 2025-10-20
160 China Securities (International) Corporate Finance Company Limited Du, Dengrui 杜登瑞 +Rep 2025-10-21
161   Huang, Junlong (SFC:BWY500) 黄俊龙 +Rep 2025-10-21
162   Li, Shizheng 李世政 +Rep 2025-10-21
163   Liu, Zizheng (SFC:BRS539) 刘资政 +Rep 2025-10-20
164   Peng, Huan (SFC:BWX652) 彭欢 +Rep 2025-10-27
165   Yan, Fayong 闫法涌 +Rep 2025-10-21
166 China Sunrise Asset Management Limited Song, Jun (SFC:BXA060) 宋軍 +Rep 2025-10-27
167 China Sunrise Capital Limited Wong, Alvin Cheuk Him (SFC:AWD487) 黃卓謙 +RO 2025-10-23
168 China Venture Fortune Securities Limited Cui, Linlin 崔琳琳 +Rep 2025-10-21
169 CHINA XIN YONGAN FUTURES COMPANY LIMITED Wang, Duoduo (SFC:BXA497) 王朵朵 +Rep 2025-10-28
170 China Yuanheng Asset Management Limited Chou, Hui Chen 周慧珍 -RO 2025-02-14 2025-10-31
171 CHOCOLATE FINANCE HK LIMITED Tan, Benjamin Kim Chong +RO 2025-10-23
172 CHRISTFUND SECURITIES LIMITED Lam, Patrick Tak Ming 林德明 +Rep 2025-10-27
173 CICC US Securities (Hong Kong) Limited Zhu, Shasha 朱莎莎 +Rep 2025-10-30
174 Citadel Securities (Hong Kong) Limited Joseph Pulpel, Savio +Rep 2025-10-30
175 CITIC CFI Securities Company Limited Wu, Xiaona 吴晓娜 +Rep 2025-10-23
176 CITIC Futures International Company Limited   +Rep 2025-10-23
177 CITIC Securities (Hong Kong) Limited Cheng, Conrad Siu Kong 鄭小剛 -Rep 2025-08-19 2025-10-23
178     +RO 2025-10-23
179   Cheng, Yachen 程雅晨 +Rep 2025-10-21
180   Fan, Suiyi 范随译 +Rep 2025-10-27
181   Ku, Lai Hung 古麗紅 -Rep 2025-09-10 2025-10-20
182     +RO 2025-10-20
183   Lan, Zijun 藍子俊 +Rep 2025-10-27
184   Li, Yanping (SFC:BWS545) 李艳萍 +Rep 2025-10-23
185   Liang, Chen (SFC:BWS183) 梁晨 +Rep 2025-10-21
186   Liao, Junmin 廖俊民 +Rep 2025-10-21
187   Wang, Haochong 王浩崇 +Rep 2025-10-20
188   Wang, Haojun (SFC:BWT233) 王浩君 +Rep 2025-10-28
189   Wang, Xiaofei (SFC:BWR574) 王孝飞 +Rep 2025-10-20
190   Wang, Yuanyuan (SFC:BWS540) 王远远 +Rep 2025-10-27
191   Wang, Zhentao (SFC:BWT456) 汪振涛 +Rep 2025-10-28
192   Wang, Zhoujie 王州杰 +Rep 2025-10-20
193   Wu, Difan 吴狄繁 +Rep 2025-10-23
194   Wu, Wenqiang (SFC:BWS783) 吴文强 +Rep 2025-10-23
195   Xiao, Jingyuan 肖景元 +Rep 2025-10-20
196   Xiao, Qi (SFC:BWT538) 肖旗 +Rep 2025-10-28
197   Ye, Yujia 叶裕加 +Rep 2025-10-21
198   Zhang, Zheyuan (SFC:BWT009) 张哲源 +Rep 2025-10-27
199   Zhao, Tianwei 赵天委 -Rep 2020-09-09 2025-10-24
200   Zheng, Ranzi 郑染子 +Rep 2025-10-27
201   Zhu, Weiming (SFC:BWT835) 朱偉銘 +Rep 2025-10-28
202 CITIC Securities Asset Management (HK) Limited Xu, Fanfei 許凡非 -Rep 2024-06-06 2025-10-24
203 CITIC Securities International Global Markets Limited Tang, Jieqiong 唐洁琼 +Rep 2025-10-23
204 Citigroup Global Markets Asia Limited Dangayach, Deepak +Rep 2025-10-30
205   Fujiki, Tomohisa -Rep 2025-10-17 2025-10-23
206   Lin, Giles Tung-Lung 林東龍 +Rep 2025-10-24
207   Matsubara, Anna -Rep 2025-10-17 2025-10-25
208   Park, Jaeryung -Rep 2025-10-14 2025-10-21
209   Wang, Jing (SFC:BWZ522) 王婧 -Rep 2025-10-13 2025-10-21
210   Wang, Zihui (SFC:BOT799) 王子慧 -Rep 2019-09-19 2025-10-22
211   Yang, Fenghui 楊灃暉 +Rep 2025-10-27
212 Clearwater Asset Management Limited Lu, Jinyuan 陆晋源 -RO 2024-11-21 2025-10-24
213 CLSA LIMITED Cheng, Conrad Siu Kong 鄭小剛 -Rep 2025-08-19 2025-10-23
214     +RO 2025-10-23
215   Cheng, Yachen 程雅晨 +Rep 2025-10-21
216   Fan, Suiyi 范随译 +Rep 2025-10-27
217   Ku, Lai Hung 古麗紅 -Rep 2025-09-10 2025-10-20
218     +RO 2025-10-20
219   Kwong, Marcus Mann 鄺孟芹 -Rep 2025-05-27 2025-10-20
220     +RO 2025-10-20
221   Lan, Zijun 藍子俊 +Rep 2025-10-27
222   Li, Yanping (SFC:BWS545) 李艳萍 +Rep 2025-10-23
223   Liang, Chen (SFC:BWS183) 梁晨 +Rep 2025-10-21
224   Liao, Junmin 廖俊民 +Rep 2025-10-21
225   Liu, Hewei (SFC:BWS507) 刘河维 +Rep 2025-10-20
226   Lu, Sheng (SFC:BWZ824) 陸盛 +Rep 2025-10-23
227   Sun, Darren James Linardi -Rep 2025-09-02 2025-10-24
228   Wang, Haochong 王浩崇 +Rep 2025-10-20
229   Wang, Haojun (SFC:BWT233) 王浩君 +Rep 2025-10-28
230   Wang, Xiaofei (SFC:BWR574) 王孝飞 +Rep 2025-10-20
231   Wang, Yuanyuan (SFC:BWS540) 王远远 +Rep 2025-10-27
232   Wang, Zhentao (SFC:BWT456) 汪振涛 +Rep 2025-10-28
233   Wang, Zhoujie 王州杰 +Rep 2025-10-20
234   Wu, Difan 吴狄繁 +Rep 2025-10-23
235   Wu, Wenqiang (SFC:BWS783) 吴文强 +Rep 2025-10-23
236   Xiao, Jingyuan 肖景元 +Rep 2025-10-20
237   Xiao, Qi (SFC:BWT538) 肖旗 +Rep 2025-10-28
238   Ye, Yujia 叶裕加 +Rep 2025-10-21
239   Zhang, Zheyuan (SFC:BWT009) 张哲源 +Rep 2025-10-27
240   Zhao, Tianwei 赵天委 -Rep 2020-09-09 2025-10-24
241   Zheng, Ranzi 郑染子 +Rep 2025-10-27
242   Zhu, Weiming (SFC:BWT835) 朱偉銘 +Rep 2025-10-28
243 CMB International Capital Limited Li, Jingheng (SFC:BVD411) 李靜姮 +Rep 2025-10-30
244   Wang, Jin (SFC:BVW966) 王金 +Rep 2025-10-24
245   Wang, Jing (SFC:BWW575) 王菁 +Rep 2025-10-27
246 CMB International Securities Limited Cheung, Stephen Ka Ho 張嘉豪 +Rep 2025-10-30
247   He, Yunshan 贺云山 +Rep 2025-10-28
248   Li, Jingheng (SFC:BVD411) 李靜姮 +Rep 2025-10-30
249   Ng, Tin Wai (SFC:AQE692) 吳天慧 +Rep 2025-10-20
250 CMBC ASSET MANAGEMENT COMPANY LIMITED Chau, Tsz Leung 周子良 +Rep 2025-10-22
251 CMBC International Capital Limited Ma, Jia (SFC:BTH433) 馬嘉 -Rep 2023-01-12 2025-10-21
252   Ng, Chun Lok (SFC:BOP168) 吳雋諾 +Rep 2025-10-28
253   Ng, Hoi Kam 吳海淦 -RO 2017-09-13 2025-10-24
254   Wang, Xingyuan 王星原 +Rep 2025-10-22
255 CMBC SECURITIES COMPANY LIMITED Chau, Tsz Leung 周子良 +Rep 2025-10-22
256   Ng, Hoi Kam 吳海淦 -RO 2020-04-16 2025-10-24
257 CNCB (Hong Kong) Capital Limited Jin, Zihao (SFC:BWY710) 金梓豪 +Rep 2025-10-28
258   Zhang, Tongxi 張桐熙 -Rep 2025-08-11 2025-10-24
259 COFCO Futures (International) Co., Limited Du, Zhuoxuan 杜卓璇 +Rep 2025-10-24
260 Conning Asia Pacific Limited Zheng, Ran 鄭然 +Rep 2025-10-27
261 Core Securities Company Limited (The) Huang, Xingsheng 黃行晟 +Rep 2025-10-30
262   Luo, Li (SFC:BWY634) 羅立 +Rep 2025-10-30
263 Cosmos One Capital Limited Fok, Man Ho 霍文豪 +Rep 2025-10-20
264 Credit Agricole Securities (Asia) Limited Cheung, Eddie King Kan 張敬勤 -Rep 2019-02-18 2025-10-30
265   Li, Ching (SFC:AXK735) 李靜 -Rep 2018-04-26 2025-10-30
266   Luk, Kin Man John 陸建文 -Rep 2016-11-28 2025-10-30
267   Watson, James Robert (SFC:ADB915) -Rep 2018-03-19 2025-10-30
268 Creekfront Capital Limited Wang, Yibo (SFC:BWQ770) 王一卜 +RO 2025-10-30
269 CSOP Asset Management Limited Bao, Shuai Tian 包帅天 +Rep 2025-10-21
270   Lin, Lin (SFC:BWZ653) 林琳 +Rep 2025-10-21
271 D'Asie Asset Management Limited Cheng, Tsz Lung 鄭梓隆 +Rep 2025-10-20
272 Daiwa Capital Markets Hong Kong Limited Wang, Zihan (SFC:BWY514) 王子翰 +Rep 2025-10-20
273 Danehill Capital Limited Chu, Yiran 褚依然 +Rep 2025-10-27
274 DBS ASIA CAPITAL LIMITED Yau, Benson Tsun Ming 游俊明 +Rep 2025-10-24
275   Zhou, Han (SFC:BPE835) 周晗 +Rep 2025-10-22
276 Demeter Capital Limited (HK) Zhuang, Yunfang 庄云芳 +RO 2025-10-30
277 DEUTSCHE SECURITIES ASIA LIMITED Gao, Zhongyuan (SFC:BNU678) 高中原 -Rep 2025-06-02 2025-10-27
278 Digital Climate Securities HK Limited Chung, Jonathan Koon Wah 鍾冠華 -RO 2024-12-23 2025-10-31
279 Dingxin (Securities) Limited Huang, Chun Man 黃振文 -RO 2020-11-18 2025-10-21
280 Donghai International Securities (Hong Kong) Limited Chung, Chi Wa 鍾志華 +Rep 2025-10-23
281   Hui, Ka Wai (SFC:BJL657) 許嘉威 -RO 2025-04-03 2025-10-30
282 Dongxing Securities (Hong Kong) Asset Management Company Limited Yang, Fan (SFC:BTT990) 楊帆 +Rep 2025-10-21
283 Dongxing Securities (Hong Kong) Company Limited Mei, Di (SFC:BIG357) 梅迪 +Rep 2025-10-21
284   Yang, Fan (SFC:BTT990) 楊帆 +Rep 2025-10-21
285 Doo Financial HK Limited Choi, Man Fai 蔡文輝 +Rep 2025-10-23
286 Draconequus Capital Limited Hu, Peng (SFC:BTR836) 胡鵬 +Rep 2025-10-24
287 Dymon Asia Capital (HK) Limited Chan, David Lik Shuen 陳力旋 -RO 2012-07-13 2025-10-27
288   Liu, Yiwei (SFC:BGB396) 劉軼韙 +Rep 2025-10-23
289   Xu, Ruiyi 徐睿藝 +Rep 2025-10-20
290   Yao, Qian (SFC:BQV899) 姚茜 +Rep 2025-10-27
291 E FUND MANAGEMENT (HONG KONG) CO., LIMITED Ma, Ruihang -Rep 2023-06-28 2025-10-28
292   Zhang, Yuemeng 張月萌 +Rep 2025-10-21
293 EAST ASIA FUTURES LIMITED Hui, Alen Hong 許航 +Rep 2025-10-27
294   Sze, Chun Ting 施俊廷 -Rep 2023-08-21 2025-10-25
295 EAST ASIA SECURITIES COMPANY LIMITED Hui, Alen Hong 許航 +Rep 2025-10-27
296   Sze, Chun Ting 施俊廷 -Rep 2023-08-21 2025-10-25
297 EG Asset Limited Yang, Peilin 楊佩琳 -Rep 2025-03-14 2025-10-27
298 ELITE CAPITAL MANAGEMENT LIMITED (GBEN) Chu, Chit Wai 朱哲威 -Rep 2023-04-19 2025-10-27
299   Fok, Ching Pong 霍政邦 -Rep 2025-02-05 2025-10-27
300 Emperio Securities and Assets Management Limited Yim, Christinnie Wai Ching 嚴偉貞 +Rep 2025-10-23
301 EMPEROR SECURITIES LIMITED (HK) Or, Yick Yi Hydon 柯奕而 -Rep 2022-06-10 2025-10-28
302     +RO 2025-10-28
303 Equities First Holdings Hong Kong Limited Hu, Yajuan 胡雅娟 +Rep 2025-10-23
304 Ever-Long Capital Management Limited Cheng, Tze Hin 鄭子軒 -Rep 2021-03-19 2025-10-20
305     +RO 2025-10-20
306 Excelerate Fund Management Limited Leung, King Chung 梁競聰 +RO 2025-10-28
307 EXCELSIOR CAPITAL ASIA (HK) LIMITED Chiu, Dicken 趙迪勤 -Rep 2018-09-04 2025-10-20
308     +RO 2025-10-20
309 FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED Yam, Joseph Chung Man 任仲文 +Rep 2025-10-27
310 FIL Investment Advisors Ryan, Daniel Thomas (SFC:BWZ678) +Rep 2025-10-27
311   Yang, Waner 杨莞尔 +Rep 2025-10-27
312 FIL Investment Management (Hong Kong) Limited Ryan, Daniel Thomas (SFC:BWZ678) +Rep 2025-10-27
313   Yang, Waner 杨莞尔 +Rep 2025-10-27
314 Finloop Finance Limited Ku, Mei Yee (SFC:BXA592) 古美儀 +Rep 2025-10-21
315 First Quarter Moon Asset Management Limited Huang, Xin (SFC:BWV849) 黄鑫 +RO 2025-10-23
316   Kok, Kam Fu 郭錦富 -RO 2023-08-31 2025-10-20
317 First Seafront Asset Management Limited Liu, Bo Yuan 劉博源 -Rep 2024-12-10 2025-10-21
318     +RO 2025-10-21
319 Forebright Capital Management Limited Lu, Feng (SFC:ANB028) 路峰 +Rep 2025-10-20
320 Forthright Capital Management Limited Sit, Ka Ho (SFC:BEW213) 薛嘉豪 +Rep 2025-10-20
321 FORTHRIGHT SECURITIES COMPANY LIMITED Gou, Jie 苟杰 +Rep 2025-10-21
322   Mok, Vincent Hiu Fung 莫曉峰 -Rep 2025-08-21 2025-10-23
323   Su, Zhengting 苏正庭 +Rep 2025-10-20
324 FORTUNE FINANCIAL CAPITAL LIMITED Lee, Alan Yiu Chung 李耀宗 +Rep 2025-10-28
325 Fortune Origin Securities Limited Liu, Weisi 劉維斯 +Rep 2025-10-21
326 Fosun International Asset Management Limited Li, Zhijian (SFC:BWV053) 李志堅 +Rep 2025-10-23
327 FountainVest Capital Limited Li, Yuansheng (SFC:BWV913) 李元晟 +Rep 2025-10-20
328   Qian, Jin (SFC:BFX731) 錢錦 +Rep 2025-10-23
329 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Cioppa, Matthew Brian -Rep 2025-10-17 2025-10-20
330   Voyles, Glenn I +Rep 2025-10-28
331 FULBRIGHT ASSET MANAGEMENT LIMITED Li, Jinze (SFC:BRJ242) 李金澤 -Rep 2024-12-09 2025-10-21
332 Fung One Securities Limited Yeung, Chi Tak (SFC:BKO876) 楊志得 +RO 2025-10-24
333 Futu Securities International (HONG KONG) Limited Guan, Huiheng 官暉恒 -Rep 2024-10-31 2025-10-25
334   Jiang, Wenjun (SFC:BXA710) 江文君 +Rep 2025-10-28
335   Law, Kwai Yin 羅貴賢 +Rep 2025-10-28
336   Li, Tangtan 李唐坦 +Rep 2025-10-22
337   Liu, Bowen (SFC:BWY504) 劉博雯 +Rep 2025-10-28
338   Mei, Yuhui 梅煜暉 +Rep 2025-10-28
339   Wen, Xin (SFC:BWO963) 溫馨 +Rep 2025-10-22
340 FWD Financial Planning Limited (HK) Cheng, Shuk Fa 鄭淑花 +Rep 2025-10-27
341   Fong, Ka Man (SFC:BDW594) 方嘉敏 +Rep 2025-10-22
342   Lam, Wai Tung (SFC:BEY802) 林偉東 +Rep 2025-10-28
343   Yiu, Wing Kit 姚永傑 +Rep 2025-10-27
344 GaoTeng Global Asset Management Limited Lam, Ka Ho (SFC:BTK785) 林家豪 +Rep 2025-10-22
345   Lan, Yingying (SFC:BWR759) 藍盈盈 +Rep 2025-10-21
346   Liu, Jiarui (SFC:BTR719) 劉佳瑞 +Rep 2025-10-24
347 Gentleman Capital Limited He, Ling (SFC:BII106) 何玲 +Rep 2025-10-23
348 GF Capital (Hong Kong) Limited Dan, Chao 但超 +Rep 2025-10-23
349   Ip, Mun Lam 葉滿林 +Rep 2025-10-27
350   Sung, Pui Yu 宋沛榆 +Rep 2025-10-30
351   Wang, Tianshu 王天舒 +Rep 2025-10-21
352   Wei, Wuhan 魏妩菡 +Rep 2025-10-27
353   Xu, Di (SFC:BXA508) 徐迪 +Rep 2025-10-23
354 GF International Investment Management Limited Lam, Pui Yan (SFC:BBL852) 林貝欣 +Rep 2025-10-24
355 GF Securities (Hong Kong) Brokerage Limited Chen, Feitong 陈飞彤 +Rep 2025-10-23
356   Ip, Mun Lam 葉滿林 +Rep 2025-10-27
357   Sung, Pui Yu 宋沛榆 +Rep 2025-10-30
358   Wang, Ruilin (SFC:BUP119) 王瑞琳 -Rep 2024-02-08 2025-10-28
359 Giant Venture Asset Management Limited Guo, Jianpeng 郭健鵬 -Rep 2025-09-11 2025-10-20
360     +RO 2025-10-20
361 GL Advisors Hong Kong Limited Chan, Christopher Yu Fung 陳譽丰 +Rep 2025-10-22
362 Going Securities Limited Ip, Yee Ching (SFC:BJG875) 葉綺晴 +Rep 2025-10-20
363 Golden Continent Asset Management Co., Limited Gong, Yilun 龔軼輪 +Rep 2025-10-20
364 Golden Hen Investment Management Limited Yu, Xiaoyan (SFC:BWZ627) 余小艷 +Rep 2025-10-20
365 Golden K2 Investment Management Limited Zhang, Jie (SFC:BWW935) 張洁 +Rep 2025-10-27
366 Golden Rich Securities Limited Hui, Morgan Pak On 許珀銨 -RO 2016-04-06 2025-10-22
367     +Rep 2025-10-22
368   Mimaki, Hiroyuki 三牧博至 +Rep 2025-10-20
369 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED Ching, Ngai Cheung 程藝翔 -Rep 2024-07-24 2025-10-26
370 Goldhorse Securities Limited Cheung, Chi Ling 張芷齡 +Rep 2025-10-24
371   Yuan, Jingna 袁菁娜 -RO 2022-01-28 2025-10-22
372     +Rep 2025-10-22
373 GOLDMAN SACHS (ASIA) L.L.C. Alves De Souza, Gustavo +Rep 2025-10-21
374   Billerey, Alban Baudouin Claude +Rep 2025-10-22
375   Dalmeida, Samson Ayite +Rep 2025-10-22
376   Shen, Ke (SFC:BSZ978) 沈科 -Rep 2022-09-22 2025-10-23
377   Suh, Eunhyuk +Rep 2025-10-28
378   Yin, Isabel 尹芊薆 +Rep 2025-10-23
379 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Alves De Souza, Gustavo +Rep 2025-10-21
380   Billerey, Alban Baudouin Claude +Rep 2025-10-22
381   Dalmeida, Samson Ayite +Rep 2025-10-22
382   Suh, Eunhyuk +Rep 2025-10-28
383   Yin, Isabel 尹芊薆 +Rep 2025-10-23
384 Goldman Sachs Asset Management (Hong Kong) Limited Lee, Bosco Yee Hang 李爾行 +Rep 2025-10-23
385 GRAND ALLIANCE ASSET MANAGEMENT LIMITED Zhou, Tiantian (SFC:BLR398) 周恬恬 -Rep 2018-01-08 2025-10-25
386 Grand China Securities Limited Fung, Wai Kwong (SFC:BSV129) 馮煒洸 +Rep 2025-10-21
387 Grand Moore Capital Limited Lau, Wai Yan (SFC:BWZ264) 劉瑋殷 +Rep 2025-10-20
388 Grande Capital Limited Chen, Huihuang (SFC:BWY551) 陳暉黃 +Rep 2025-10-20
389 Guosen Securities (HK) Brokerage Company, Limited Xun, Yugen 荀玉根 +Rep 2025-10-28
390 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED Guo, Xiuyuan 郭修遠 +Rep 2025-10-30
391 GUOTAI GLOBAL INVESTMENTS LIMITED Chen, Xuanren 陳宣任 -Rep 2019-07-04 2025-10-20
392   Shi, Lei (SFC:BIE889) 石磊 -Rep 2019-04-03 2025-10-20
393 GUOTAI JUNAN CAPITAL LIMITED Chen, Jiaying (SFC:BTL468) 陳佳穎 +Rep 2025-10-22
394   Guo, Ximing 郭西鳴 +Rep 2025-10-27
395   He, Lianxiang 賀蓮香 +Rep 2025-10-20
396   Jin, Fangyu (SFC:BXA707) 金芳宇 +Rep 2025-10-27
397   Sun, Tianyi (SFC:BWZ709) 孫天一 +Rep 2025-10-22
398   Yang, Bowen (SFC:BWZ113) 杨博文 +Rep 2025-10-20
399   Zou, Ying (SFC:BWZ119) 鄒莹 +Rep 2025-10-20
400   Zou, Yu (SFC:BWZ118) 鄒宇 +Rep 2025-10-20
401 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Hu, Hui (SFC:BXA708) 胡卉 +Rep 2025-10-27
402   Huang, Tao (SFC:BTT180) 黄涛 -Rep 2023-05-15 2025-10-27
403   Li, Qiuyuan (SFC:BWY546) 李秋緣 +Rep 2025-10-20
404   Liu, Jiaqi (SFC:BMF539) 劉家騏 +Rep 2025-10-23
405   Sun, Tianyi (SFC:BWZ709) 孫天一 +Rep 2025-10-22
406   Zhang, Lingxi (SFC:BXA463) 張靈溪 +Rep 2025-10-27
407 GUOYUAN CAPITAL (HONG KONG) LIMITED Gao, Shufa 高树发 +Rep 2025-10-20
408   Xu, Kaiwen 许开文 +Rep 2025-10-21
409 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED Gao, Shufa 高树发 +Rep 2025-10-20
410   Xu, Kaiwen 许开文 +Rep 2025-10-21
411 HAITONG INTERNATIONAL CAPITAL LIMITED Wang, Li (SFC:BXA355) 王莉 +Rep 2025-10-27
412 HAITONG INTERNATIONAL FUTURES LIMITED Lu, Anni 鲁安妮 +Rep 2025-10-27
413   Zhang, Junxia (SFC:BVZ352) 張軍霞 -Rep 2025-03-17 2025-10-22
414 HAITONG INTERNATIONAL RESEARCH LIMITED Hou, Ruoxue 侯若雪 +Rep 2025-10-22
415   Lin, Yidan (SFC:BUQ271) 林逸丹 +Rep 2025-10-20
416   Wang, Aillen +Rep 2025-10-22
417 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Lu, Anni 鲁安妮 +Rep 2025-10-27
418   Zhang, Junxia (SFC:BVZ352) 張軍霞 -Rep 2025-03-17 2025-10-22
419   Zhou, Ye (SFC:BJI784) 周曄 -Rep 2024-09-02 2025-10-28
420 Hang Feng International Asset Management Limited Wu, Gu (SFC:BWX340) 伍谷 +Rep 2025-10-28
421 HANG SENG INVESTMENT MANAGEMENT LIMITED Sam, Chun Yin 岑俊賢 -Rep 2024-05-10 2025-10-31
422 HANSUI CAPITAL COMPANY LIMITED Chu, Chun Ming (SFC:BUX673) 朱春明 -Rep 2024-10-28 2025-10-24
423 Harbour Gold Asset Management Limited Zhang, Zi Wei (SFC:BWF671) 章紫微 +RO 2025-10-28
424 Hash Blockchain Limited Lin, Yingmiao 林穎苗 +Rep 2025-10-23
425   Tam, Chak Yin 譚澤然 +Rep 2025-10-30
426   Wang, Qian (SFC:BUK931) 王騫 +Rep 2025-10-24
427   Zhang, Guorong (SFC:BWV954) 張国荣 +Rep 2025-10-21
428 Hess Asset Management Limited Lu, Shuai (SFC:BWI262) 盧帥 +RO 2025-10-23
429   Song, Ying Hui 宋英暉 +RO 2025-10-23
430 Holly International Financial Holdings Limited Fung, Chi Man (SFC:ABM252) 馮志文 +Rep 2025-10-27
431 Houlihan Lokey (China) Limited Yuan, Xinyi (SFC:BWW660) 袁昕怡 +Rep 2025-10-23
432 HSBC Corporate Finance (Hong Kong) Limited Wong, Angel Hoi Ling 黃凱鈴 -Rep 2023-06-14 2025-10-24
433   Yip, Jackson Chun Shing 葉俊誠 -Rep 2024-01-22 2025-10-27
434 HSBC Global Asset Management (Hong Kong) Limited Au, Tsz Ki 區子祈 +Rep 2025-10-20
435   Lai, Junxian 賴俊賢 +Rep 2025-10-21
436   Lai, So Ching Phoebe +Rep 2025-10-30
437 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Au, Tsz Ki 區子祈 +Rep 2025-10-20
438   Lai, Junxian 賴俊賢 +Rep 2025-10-21
439   Lai, So Ching Phoebe +Rep 2025-10-30
440 HSBC SECURITIES BROKERS (ASIA) LIMITED Juventin, Rahiti Arnaud +Rep 2025-10-21
441 Hua Liang Asset Management Limited Zhou, Huizhen 周慧珍 +Rep 2025-10-24
442 Hua Liang Securities Limited   +Rep 2025-10-24
443 Huafu International Asset Management Limited Wang, Ruochen (SFC:BRR793) 汪若辰 +Rep 2025-10-22
444 Huafu International Securities Limited   +Rep 2025-10-22
445 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Fan, Jijia 樊觊嘉 +Rep 2025-10-30
446   He, Xinyu (SFC:BWX202) 何新宇 +Rep 2025-10-28
447   Hou, Kejia 侯可佳 +Rep 2025-10-28
448   Hui, Eddie Tin Tak 許天達 +Rep 2025-10-23
449   Leung, Hui Hong 梁惠泓 +Rep 2025-10-28
450   Li, Hao (SFC:BWW665) 李皓 +Rep 2025-10-28
451   Li, Ning (SFC:BWV282) 李宁 +Rep 2025-10-30
452   Li, Zhiliu 黎芷刘 -Rep 2025-09-02 2025-10-24
453   Lin, Yi (SFC:BWX200) 林轶 +Rep 2025-10-28
454   Lu, Dannan 陆丹楠 +Rep 2025-10-28
455   Rao, Chen 饶晨 +Rep 2025-10-28
456   Shek, Chun Kong 石振剛 +Rep 2025-10-28
457   Tian, Dong (SFC:BWX355) 田栋 +Rep 2025-10-28
458   Wang, Huiyin 王徽音 +Rep 2025-10-28
459   Wang, Shuai (SFC:AOH868) 王帥 -RO 2025-10-09 2025-10-27
460   Zhang, Peng (SFC:BWU911) 张鹏 +Rep 2025-10-24
461 Huayu Securities Limited Lau, King Yuen 劉敬元 -RO 2020-10-29 2025-10-27
462 HULLSON CAPITAL PARTNERS LIMITED (b2024-09-26) Zhao, Yang (SFC:ARS552) 趙陽 -Rep 2025-10-06 2025-10-21
463     +RO 2025-10-21
464 ICAP Securities Hong Kong Limited Guenier, Alix Long Daniel -RO 2022-10-27 2025-10-27
465 ICBC (Asia) Trustee Company Limited Wong, Kin Hung (SFC:BVH546) 黃健雄 -Rep 2024-10-02 2025-10-30
466 ICBC Asset Management (Global) Company Limited Chiu, Ngai Han 焦藝婤 -Rep 2025-02-10 2025-10-28
467 ICBC INTERNATIONAL CAPITAL LIMITED Chen, Yilin (SFC:BWZ179) 陳奕霖 +Rep 2025-10-21
468 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Fong, Wai Ching 方慧貞 -RO 2016-11-23 2025-10-20
469   Wang, Hao (SFC:BFR960) 王浩 -RO 2023-12-28 2025-10-24
470 ICBC INTERNATIONAL SECURITIES LIMITED Chen, Yilin (SFC:BWZ179) 陳奕霖 +Rep 2025-10-21
471   Yin, Xueyu 尹學鈺 +Rep 2025-10-21
472 iFAST Financial (HK) Limited Fong, Chun Hei 方駿熙 -Rep 2025-02-17 2025-10-22
473 iFAST Global Markets (HK) Limited Liao, Chenchieh 廖振傑 +Rep 2025-10-27
474 Index HongKong Limited Yin, Ming (SFC:BWZ954) 殷明 +Rep 2025-10-30
475 INSTINET PACIFIC LIMITED Ando, Asuka -Rep 2025-10-20 2025-10-24
476 INVESCO HONG KONG LIMITED Chu, Jenny Cheuk Yi +Rep 2025-10-27
477   Schroeder, Paul John Cheol -Rep 2025-10-13 2025-10-24
478 J.P. MORGAN BROKING (HONG KONG) LIMITED Phua, Boon Po -Rep 2025-10-22 2025-10-27
479 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Choi, Hyunjoon +Rep 2025-10-30
480   Li, Tieze 李鐵澤 +Rep 2025-10-30
481 JANCHOR PARTNERS LIMITED Ueyama, Satoshi 植山敏 -Rep 2010-04-07 2025-10-31
482 Jane Street Asia Pacific Limited Connolly, Thomas (SFC:BWY996) +Rep 2025-10-22
483   Zhu, Youwei 朱猷為 -Rep 2024-07-17 2025-10-21
484 JANE STREET HONG KONG LIMITED Connolly, Thomas (SFC:BWY996) +Rep 2025-10-22
485   Zhu, Youwei 朱猷為 -Rep 2020-12-21 2025-10-21
486 Janus Henderson Investors Hong Kong Limited Mohedas, Agustin Humberto -Rep 2025-10-20 2025-10-22
487 Jefferies Hong Kong Limited Armaly, Walid Anis Edward -Rep 2025-10-30 2025-10-30
488   Bilandani, Naresh Narendra -Rep 2025-10-30 2025-10-30
489   Byrne, Francis Lloyd -Rep 2025-10-20 2025-10-20
490   Levine, Robert Peter -Rep 2025-05-14 2025-10-28
491     +RO 2025-10-28
492   Wanchoo, Apoorva -Rep 2023-07-28 2025-10-22
493 JINGAN ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Zhou, Jiongdao 周炯道 -Rep 2024-03-04 2025-10-27
494     +RO 2025-10-27
495 JMC Capital HK Limited Law, Yin Chung 羅賢聰 +Rep 2025-10-24
496   Lee, Tak Law 李德羅 -Rep 2019-06-24 2025-10-28
497     +RO 2025-10-28
498 JPMorgan Asset Management (Asia Pacific) Limited Chen, Qianqian (SFC:AUV895) 陳乾乾 +Rep 2025-10-30
499 KALEIDO CAPITAL PARTNERS LIMITED Deng, Daye David +Rep 2025-10-20
500 KAM LUEN SECURITIES LIMITED Zhan, Guifeng (SFC:BWR755) 詹桂峰 +Rep 2025-10-20
501 KKR Capital Markets Asia II Limited Tang, Juin Ji Adrian 鄧雋至 +Rep 2025-10-21
502 KOALA SECURITIES LIMITED Chan, Cheuk Man (SFC:BJV440) 陳卓敏 -Rep 2017-07-28 2025-10-20
503     +RO 2025-10-20
504 KunPeng Securities Limited Kok, Kam Fu 郭錦富 +RO 2025-10-23
505   Yen, Chanan 霍震南 +RO 2025-10-23
506   Yeung, Chi Hang (SFC:AOK041) 楊智恆 +RO 2025-10-23
507 Launch Point Limited Matsuzawa, Ryuji +Rep 2025-10-23
508 Leading Securities Company Limited Tao, Hongyu (SFC:BWX654) 陶泓羽 +Rep 2025-10-27
509 Lego Corporate Finance Limited Liu, Bingheng (SFC:BXA977) 劉秉衡 +Rep 2025-10-27
510 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED Glorie, Willem Jan Lieve -Rep 2018-10-05 2025-10-31
511 Link Asset Management Limited (HK) Cheng, Tsz Chun Martin 鄭子俊 -Rep 2024-10-23 2025-10-20
512 LITTLE GIRL SECURITIES (INTERNATIONAL) LIMITED Ching, Tsun Lung 程俊龍 -RO 2024-11-15 2025-10-31
513 LMR Partners Limited Yang, Shizhe 楊世哲 -Rep 2024-10-14 2025-10-21
514 Logic Global Assets Management Limited Chen, Jiang (SFC:BWX364) 陳江 +RO 2025-10-20
515 Long Bridge HK Limited Fung, Cheuk Ki Tiffany 馮卓其 +Rep 2025-10-20
516   Huang, Jiaxian (SFC:BUU931) 黃嘉嫻 +Rep 2025-10-30
517   Tam, Tsz Yui 譚梓汭 +Rep 2025-10-20
518 Long Trends Securities Limited Yau, Jimmy Hung Ban 邱鴻彬 -RO 2021-06-09 2025-10-30
519   Yu, Zihuang 俞子煌 +Rep 2025-10-28
520 LUEN FAT SECURITIES COMPANY LIMITED Chan, Chee Hong 陳治康 -Rep 2025-10-27
521   Chan, King Man (SFC:AGG130) 陳敬文 -Rep 2008-04-29 2025-10-27
522   Chan, Peter Ting Kwok 陳定國 -Rep 2025-10-27
523   Chan, Suet Ching 陳雪貞 -Rep 2010-11-01 2025-10-27
524   Cheung, Wai Leuk 張懷略 -Rep 2025-10-27
525   Chow, Foon Har 曹煥霞 -Rep 2005-08-16 2025-10-27
526   Choy, Lin Yung 蔡連勇 -Rep 2025-10-27
527   Chu, Louis Tai On 朱大安 -Rep 2025-10-27
528   Fok, Ben Chi Bun 霍志斌 -Rep 2007-03-15 2025-10-27
529   Ho, Rita Wan Sai 何尹茜 -Rep 2025-10-27
530   Lam, Patrick Tak Ming 林德明 -Rep 2025-10-27
531   Lee, Kwok Kwong (SFC:AAD944) 李國光 -Rep 2025-10-27
532   Leung, Chung Yi (SFC:ATD273) 梁仲兒 -Rep 2009-07-29 2025-10-27
533   Li, Donna Chiu Yin 李超燕 -Rep 2025-10-27
534   Ng, Siu Wai (SFC:AAA014) 伍兆煒 -Rep 2005-03-21 2025-10-27
535   Sin, Chung Wai 單松偉 -Rep 2025-10-27
536   Tsoi, Kap 蔡革 -Rep 2020-07-31 2025-10-27
537   Tsui, Wai Ming 徐慧明 -Rep 2025-10-27
538   Wong, Hing Lun 黃慶輪 -Rep 2008-04-15 2025-10-21
539   Wong, Lap Wai (SFC:AOX339) 黃立偉 -Rep 2019-08-22 2025-10-27
540 MACEDON ASSET MANAGEMENT LIMITED Lee, Fiona (SFC:BDL107) 李凱妍 +Rep 2025-10-23
541 Macquarie Asia Securities Limited Hwang, Chan Young +Rep 2025-10-28
542 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED Ong, Hai Rou +Rep 2025-10-20
543 MAGIC COMPASS SECURITIES LIMITED Li, Ruizhe -Rep 2024-01-12 2025-10-31
544 Manulife Investment Management (Hong Kong) Limited Chau, Wing Hin 周永軒 +Rep 2025-10-23
545   Cheng, Yu Lung (SFC:BWX203) 鄭宇龍 +Rep 2025-10-24
546   Kwan, Kit Yee (SFC:BAM547) 關潔儀 -Rep 2019-07-03 2025-10-28
547   Lin, Wenqing (SFC:BWQ763) 林闻清 -Rep 2025-08-21 2025-10-24
548   Sung, Kwenny Kwen Li 沈君麗 +Rep 2025-10-23
549   Yip, Keiann 葉彦彤 +Rep 2025-10-23
550 Marex Financial Services Hong Kong Limited Jiang, Henan 姜鶴南 +Rep 2025-10-21
551 Maxcess Capital Limited Chan, Ling 陳靈 -Rep 2021-02-01 2025-10-23
552 MBK Partners HK Limited Li, Ruilin (SFC:BRK923) 李瑞麟 +Rep 2025-10-28
553 Merdeka Corporate Finance Limited Chan, Samuel Sek Wei 陳惜偉 +Rep 2025-10-27
554 Merdeka Investment Management Limited   +Rep 2025-10-27
555 Merrill Lynch (Asia Pacific) Limited Cao, Lei (SFC:BHX612) 曹磊 -Rep 2025-10-21 2025-10-24
556   Kao, Lin-Ya 高琳雅 -Rep 2025-10-17 2025-10-24
557   Kong, Tze Yee 江姿儀 -Rep 2025-10-20 2025-10-24
558   Moon, Jae Wook 文裁煜 +Rep 2025-10-21
559   Ratouchniak, Guillaume Calin +Rep 2025-10-20
560   Sharma, Arnav (SFC:BTH948) -Rep 2025-10-22 2025-10-24
561   Zhang, Anqi (SFC:BNJ849) 張安琪 -Rep 2021-09-13 2025-10-28
562 Merrill Lynch Far East Limited Cao, Lei (SFC:BHX612) 曹磊 -Rep 2025-10-21 2025-10-24
563   Kong, Tze Yee 江姿儀 -Rep 2025-10-20 2025-10-24
564   Moon, Jae Wook 文裁煜 +Rep 2025-10-21
565   Ratouchniak, Guillaume Calin +Rep 2025-10-20
566   Sharma, Arnav (SFC:BTH948) -Rep 2025-10-22 2025-10-24
567 Metaverse Securities Limited (HK) Chan, Ka Ho (SFC:BSL732) 陳嘉豪 +Rep 2025-10-24
568 Mighty Divine Investment Management Limited Xu, Lingyan (SFC:ARI518) 徐凌艷 -RO 2025-03-19 2025-10-23
569 MIGHTY DIVINE SECURITIES LIMITED Cheung, Tsz Ho 張子浩 -Rep 2021-10-19 2025-10-31
570   Ong, Steven Shihpo 翁士博 -Rep 2022-01-21 2025-10-21
571   Xu, Lingyan (SFC:ARI518) 徐凌艷 -RO 2025-03-19 2025-10-23
572 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Chau, Alexander Ho Ching 周灝政 -Rep 2022-11-18 2025-10-23
573   Cheong, Winston Jin Cheng -Rep 2024-06-13 2025-10-25
574   Cornille, Franck Jean-Michel Roger Henri +Rep 2025-10-23
575   Wang, Ran (SFC:BPQ519) 王冉 +Rep 2025-10-23
576 Mirae Asset Securities (HK) Limited Tanzil, Wiharjo 陳楡忠 +Rep 2025-10-24
577 MIZUHO SECURITIES ASIA LIMITED Chan, Tsz Yan (SFC:BXA277) 陳芷欣 +Rep 2025-10-24
578   Kang, Rizhong 康日中 +Rep 2025-10-27
579   Ko, Tak Yan Anson 高德欣 -Rep 2017-07-26 2025-10-23
580     +RO 2025-10-23
581   Malik, Deepan +Rep 2025-10-22
582 Moody's Investors Service Hong Kong Limited Chung, Man Kuen 鍾汶權 -RO 2019-03-19 2025-10-31
583   Li, Xiu Jun -Rep 2016-04-18 2025-10-20
584 Morgan Stanley Asia Limited Cheong, Yong Qiang -Rep 2025-10-24 2025-10-29
585   Finck, Gregory Alan +Rep 2025-10-22
586   Glenn, Erin Katherine +Rep 2025-10-20
587   Kwan, Pak Hong 關柏康 +Rep 2025-10-27
588   Li, Da (SFC:BIO662) 李達 +Rep 2025-10-20
589   Liu, Suyang 劉蘇阳 +Rep 2025-10-28
590   Min, Xiangcheng +Rep 2025-10-28
591   Xiao, Rui (SFC:BRR575) 肖睿 +Rep 2025-10-20
592   Xu, Xinrui +Rep 2025-10-23
593   Zeng, Zixiao 曾子瀟 +Rep 2025-10-27
594   Zhou, Wei (SFC:ARS556) 周巍 -Rep 2008-10-15 2025-10-20
595 Morgan Stanley Hong Kong Securities Limited Xu, Xinrui +Rep 2025-10-23
596   Zeng, Zixiao 曾子瀟 +Rep 2025-10-27
597 MTF Donvex Asset Management Limited Hu, Qixuan (SFC:BVU038) 胡綺璇 -Rep 2025-01-22 2025-10-23
598 MUFG Securities Asia Limited Lam, Wan Tsiang 藍萬青 -Rep 2020-01-02 2025-10-30
599   Meric, Dorian Kerim (SFC:BWW898) +Rep 2025-10-27
600 MYM CAPITAL PARTNERS LIMITED Fu, Felix Chi Pui 符致培 +Rep 2025-10-22
601 Nice Talent Asset Management Limited Sze, Kwan Nang Norman 施君能 +Rep 2025-10-21
602 Ninety One Hong Kong Limited Ng, Peirong 黃佩蓉 +Rep 2025-10-24
603 NOMURA INTERNATIONAL (HONG KONG) LIMITED Inomata, Keisuke +Rep 2025-10-30
604   Inoue, Masaki +Rep 2025-10-30
605   Kobayashi, Masanori (SFC:BMV321) +Rep 2025-10-21
606   Lam, Suen -Rep 2023-09-01 2025-10-20
607     +RO 2025-10-20
608   Lee, Kai Xuan Almeric 李凱軒 -Rep 2025-10-08 2025-10-20
609   Lo, Ting Chiu Murphy 盧廷釗 -Rep 2024-09-10 2025-10-22
610     +RO 2025-10-22
611   Luo, Tianbao 羅天宝 -Rep 2023-11-13 2025-10-30
612     +RO 2025-10-30
613   Siow, Jia Wen +Rep 2025-10-22
614   Wong, Albert Chun Pong 黃鎮邦 -Rep 2021-07-05 2025-10-22
615     +RO 2025-10-22
616   Xie, Yueyang 謝岳洋 +Rep 2025-10-27
617   Yang, Wayne Ky 楊文傑 -Rep 2020-11-03 2025-10-28
618     +RO 2025-10-28
619 NTF Asset Management Limited Xia, Yuqing (SFC:BWZ768) 夏雨晴 +Rep 2025-10-30
620 Oakwise Capital Management Limited Yu, Mao 于昴 -RO 2025-01-24 2025-10-21
621 Olive Asset Management (Hong Kong) Limited Liu, Tengfei 劉騰飛 -Rep 2025-02-13 2025-10-30
622     +RO 2025-10-30
623   Mao, Qifeng 茅琦峰 -Rep 2024-01-24 2025-10-30
624     +RO 2025-10-30
625 Ontario Teachers' Pension Plan (Asia) Limited Li, Zehao -Rep 2022-09-02 2025-10-23
626 Oriental Morgan Asset Management Limited Leung, Kwok Kan 梁國庚 +RO 2025-10-20
627   Wang, Maoquan 王茂全 +RO 2025-10-20
628 Pacific Aegis Capital Management (IM) Limited Jim, Calvin Wai Kit 詹維傑 +Rep 2025-10-27
629 Panthertrade (Hong Kong) Limited Zhao, Xin (SFC:BWQ664) -Rep 2025-09-11 2025-10-22
630 PHILLIP COMMODITIES (H.K.) LIMITED Kwok, Shu Tin 郭樹鈿 +Rep 2025-10-22
631 PHILLIP SECURITIES (HONG KONG) LIMITED   +Rep 2025-10-22
632   Zhang, Hang (SFC:BWW572) 張航 +Rep 2025-10-28
633 Pictet Asset Management (Hong Kong) Limited Le Gall, Philippe Serge -Rep 2025-10-15 2025-10-22
634 PIMCO Asia Limited Incoglu, Seray -Rep 2025-10-24 2025-10-27
635   Zhang, Ziqi (SFC:BWZ997) 張子奇 +Rep 2025-10-22
636 Pimlico Asset Management Limited Leung, Wai Bong 梁偉邦 +Rep 2025-10-22
637 Ping An of China Capital (Hong Kong) Company Limited Lu, Mengziyu 陆梦子雨 +Rep 2025-10-28
638   Tang, Xiao (SFC:BWX649) 唐骁 +Rep 2025-10-27
639   Yang, Guiqing (SFC:BWY565) 杨桂清 +Rep 2025-10-30
640 Ping An Securities (Hong Kong) Company Limited Lu, Mengziyu 陆梦子雨 +Rep 2025-10-28
641   Ma, Yanfang (SFC:BWY560) 马言芳 +Rep 2025-10-27
642   Tang, Xiao (SFC:BWX649) 唐骁 +Rep 2025-10-27
643   Yang, Guiqing (SFC:BWY565) 杨桂清 +Rep 2025-10-30
644   Zhang, Xiaoshu (SFC:BWX025) 张晓舒 +Rep 2025-10-23
645 Platina Capital Management Limited (HK) Liu, Ying (SFC:AMF443) 劉影 -Rep 2023-02-10 2025-10-31
646 PLATINUM BROKING COMPANY LIMITED Tan, Zefan 譚澤凡 -Rep 2025-05-14 2025-10-24
647 Plover Cove Management Limited Li, Longjin 李龙金 -Rep 2025-07-17 2025-10-31
648 Polaris Capital Limited He, Manli (SFC:BWQ682) 何曼莉 +Rep 2025-10-20
649   Jian, Wenrui 簡文銳 -RO 2024-08-22 2025-10-21
650 Polymer Capital Management (HK) Limited Chang, Cheng (SFC:AXG397) 常城 -Rep 2022-12-23 2025-10-22
651   Jin, Yuanhang 金远航 +Rep 2025-10-27
652 Principal Investment & Retirement Services Limited Chau, Man Yee 周曼怡 -Rep 2017-10-23 2025-10-31
653   Fung, Po Wun 馮寶媛 -Rep 2019-08-05 2025-10-25
654   Lau, Ka Chun (SFC:BTY021) 劉嘉雋 -Rep 2023-07-18 2025-10-31
655   Lau, Wun Ning 劉奐寧 -Rep 2022-11-25 2025-10-31
656   Lo, Chau Wai 盧秋維 -Rep 2017-10-16 2025-10-31
657   Ng, Pui Hung 伍佩雄 -Rep 2017-11-10 2025-10-31
658   Tse, Tsun Hei 謝浚希 -Rep 2022-07-19 2025-10-31
659 PRINCIPAL TRUST COMPANY (ASIA) LIMITED Fung, Po Wun 馮寶媛 -Rep 2024-10-02 2025-10-25
660   Lo, Sze Man (SFC:BVG229) 勞斯敏 -Rep 2024-10-02 2025-10-31
661 PRIORITY ASSET MANAGEMENT GROUP LIMITED Cheng, Ka Wai (SFC:BIX841) 鄭嘉慧 -Rep 2024-02-19 2025-10-22
662   Ho, Wai Chun (SFC:BUG017) 何偉俊 -Rep 2023-11-06 2025-10-22
663 PSI Capital Asia Limited Mohnani Purswaney, Bhavin +Rep 2025-10-30
664 QUANTUM JADE INVESTMENT LIMITED Leung, Chun Chiu 梁振昭 +RO 2025-10-22
665   Wang, Yuqi (SFC:AHS592) 王宇琪 +RO 2025-10-22
666 Qube Research & Technologies Hong Kong Limited Tan, Yibing 譚奕冰 +Rep 2025-10-27
667 Raffles Assets Management (HK) Co. Limited Li, Ngai Shing 李羿承 +Rep 2025-10-23
668 RICHES DEPOT SECURITIES CO., LIMITED Lo, Tsz Hin 羅梓軒 +Rep 2025-10-30
669 Rifa Securities Limited Wong, Sio Kin 黃韶堅 +Rep 2025-10-22
670 ROYSTON SECURITIES LIMITED (GBEN) Chan, Wai Cheong (SFC:BFY873) 陳偉昌 +Rep 2025-10-28
671 Sanford C. Bernstein (Hong Kong) Limited Lin, Kuan-Hung 林冠宏 +Rep 2025-10-21
672   Van, Boris Randolph Tanyu 文雍德 -Rep 2022-01-11 2025-10-28
673   Wang, Wen Jun 王雯均 -Rep 2024-12-02 2025-10-24
674   Zhang, Fan (SFC:AUT824) 張帆 +Rep 2025-10-20
675 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Chen, Wencan 陳文燦 +Rep 2025-10-27
676 SDICS International Corporate Finance (Hong Kong) Limited He, Wei (SFC:BWW265) 何畏 +Rep 2025-10-28
677   Hu, Yuan (SFC:BWY352) 胡园 +Rep 2025-10-28
678   Huang, Jie (SFC:BWT338) 黄洁 +Rep 2025-10-23
679   Li, Chao (SFC:BWX124) 李超 +Rep 2025-10-28
680   Li, Chen (SFC:BWX469) 栗辰 +Rep 2025-10-28
681   Li, Qiuhan 李秋函 +Rep 2025-10-23
682   Li, Ran (SFC:BWY633) 李冉 +Rep 2025-10-28
683   Li, Xin (SFC:BWT505) 李昕 +Rep 2025-10-21
684   Wang, Yulu (SFC:BWR324) 王雨露 +Rep 2025-10-30
685   Wu, Chao (SFC:BWQ859) 吳超 +Rep 2025-10-30
686   Yang, Fu (SFC:BWS243) 杨付 +Rep 2025-10-23
687 SDICS International Securities (Hong Kong) Limited Chen, Lihao 陈力豪 +Rep 2025-10-23
688 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED Au, Man Yi Sigmund 區文義 +Rep 2025-10-21
689 SF REIT Asset Management Limited Lam, Chung Chi Alan 林聰智 +RO 2025-10-27
690 SHANGGU ASSET MANAGEMENT (ASIA) LIMITED Siu, Kenny Chi Yiu (SFC:ANA382) 邵志堯 -Rep 2025-02-20 2025-10-28
691 SHENG YUAN ASSET MANAGEMENT LIMITED Li, Hongli (SFC:BDQ909) 李宏麗 +Rep 2025-10-20
692 SILVERBRICKS SECURITIES COMPANY LIMITED Lai, Wai Kwong 黎偉光 +Rep 2025-10-23
693 Sinohope Asset Management (Hong Kong) Limited Pan, Wang (SFC:BUS504) 潘望 +Rep 2025-10-27
694 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Lin, Haifeng (SFC:BWW133) 林海峰 +Rep 2025-10-28
695   Zhang, Zhenzhen (SFC:BWY541) 张真桢 +Rep 2025-10-23
696 SINOPAC SECURITIES (ASIA) LIMITED Chen, Yajing (SFC:BWV084) 陳雅靜 +Rep 2025-10-20
697 SMBC Nikko Securities (Hong Kong) Limited Lee, Fredrick Changwon +Rep 2025-10-20
698   Takizawa, Maki +Rep 2025-10-22
699 Solomon Capital Management Limited (HK) Ma, Chun Chi Timothy -Rep 2022-04-14 2025-10-27
700     +RO 2025-10-27
701 Soochow Securities International Brokerage Limited Ma, Songyuan 馬崧源 +Rep 2025-10-30
702 SPDB International Capital Limited Yu, Xiaoxi (SFC:BCV191) 余晓曦 -Rep 2024-06-06 2025-10-22
703 SPDB International Securities Limited   -Rep 2023-09-15 2025-10-22
704 Standard Chartered Trustee (Hong Kong) Limited Tsang, Nok Hei Ryan 曾諾熙 +Rep 2025-10-27
705 Sun Hung Kai Capital Partners Limited Soejana, Karla Elizabeth +Rep 2025-10-27
706   Wong, Chin Yan Gigi 黃千殷 +Rep 2025-10-22
707 SUN SECURITIES LIMITED Mak, Kwok Kei 麥國基 +RO 2025-10-21
708 Sunrise Brokers (Hong Kong) Limited Ounes, Faouzi -Rep 2024-01-29 2025-10-23
709 Surich Asset Management Limited Wong, Edward Wai Chuen 黃偉全 +Rep 2025-10-21
710 SUSQUEHANNA HONG KONG LIMITED Yin, Xingjian 尹行健 +Rep 2025-10-24
711 T.F.S. Derivatives HK Limited Maddock, Julian Paul +Rep 2025-10-28
712 TARGET CAPITAL MANAGEMENT LIMITED (HK) Lai, Felix Yirid 黎栩政 -Rep 2024-01-09 2025-10-30
713 TEN ASSET MANAGEMENT LIMITED Wang, Qi (SFC:BXB081) 汪琪 +Rep 2025-10-28
714 Tenbase Securities Limited   +Rep 2025-10-28
715   Yu, Yee Fung 余苡蜂 +Rep 2025-10-30
716 TFI Securities and Futures Limited Zhang, Hengyi 張恒一 +Rep 2025-10-20
717 Tiger Brokers (HK) Global Limited Que, Weichen 闕維琛 +Rep 2025-10-27
718 Topaz Financial Group Limited Chu, Jones Chung Sze 朱頌詩 -Rep 2025-06-26 2025-10-31
719 Topleap Financial Capital Limited Ngai, Jun 魏俊 +Rep 2025-10-24
720 Topology Capital Limited Xu, Lei (SFC:BUA920) 徐磊 -RO 2023-11-22 2025-10-20
721 Tora Trading Services Limited (HK) Faulkner, William (SFC:AXH731) -Rep 2022-11-18 2025-10-31
722 TradeGo Markets Limited Wong, Wing Man (SFC:AVX175) 黃穎文 -RO 2023-02-16 2025-10-27
723 TRANSPAC CAPITAL LIMITED Woo, Adrian Chin Pang 胡展鵬 -RO 2003-10-02 2025-10-23
724 TRIVEST ADVISORS LIMITED Mei, Jintian 梅今天 -Rep 2018-01-08 2025-10-22
725   Xiao, Qiyan 肖琪严 +Rep 2025-10-30
726 TRUTH CAPITAL (HONG KONG) LIMITED Wong, Mingwong +Rep 2025-10-30
727 TTB Partners Limited Teague, Teresa Anne (SFC:ARH062) -RO 2017-05-31 2025-10-20
728 TUNG YAT SECURITIES LIMITED Yin, Ada Manyee 阮敏儀 -Rep 2025-08-27 2025-10-30
729     +RO 2025-10-30
730 Turiya Advisors Asia Limited Zhou, Yiyang 周亦飏 -Rep 2025-03-03 2025-10-28
731 TVC MANAGEMENT LIMITED Kong, Chi Ho (SFC:BOU720) 江志豪 -Rep 2024-05-09 2025-10-21
732     +RO 2025-10-21
733 UBS Asset Management (Hong Kong) Limited Chan, Gary Siu Tung 陳兆東 +Rep 2025-10-20
734   Cisana, Florian +Rep 2025-10-28
735   Mowat, John George (SFC:BOD742) -Rep 2025-10-20 2025-10-24
736   Yang, Rongao 杨荣澳 -Rep 2023-09-14 2025-10-27
737 UBS SECURITIES ASIA LIMITED Chan, Ching Kiu (SFC:BXA573) 陳正翹 +Rep 2025-10-23
738   Choi, Jae Hyung -Rep 2025-10-22 2025-10-27
739   Delmenico, Susan Jane -Rep 2025-10-16 2025-10-24
740   Friestad, Sukrit +Rep 2025-10-28
741   Fromyhr, Andre Peter +Rep 2025-10-28
742   Hay, Sarah Elizabeth -Rep 2025-10-17 2025-10-22
743   Kalb, Victoria Stacey -Rep 2025-10-23 2025-10-30
744   Lee, Shiyang -Rep 2025-10-17 2025-10-24
745   Lim, Kor Lei Grace +Rep 2025-10-24
746   Luangmettakul, Warayut +Rep 2025-10-28
747   Madrid, Jonathan Gabriel -Rep 2025-10-24 2025-10-30
748   Manoonpol, Alex +Rep 2025-10-28
749   Parsons, Steven John Wilton -Rep 2025-10-17 2025-10-24
750   Plumbe, Timothy James Samuel -Rep 2025-10-17 2025-10-22
751   Schellbach, Richard Hurley -Rep 2025-10-15 2025-10-20
752   Takeuchi, Kazufumi 竹內一史 -Rep 2025-10-10 2025-10-20
753   Vongvivat, Pongsupak +Rep 2025-10-28
754 UBS SECURITIES HONG KONG LIMITED Chan, Ching Kiu (SFC:BXA573) 陳正翹 +Rep 2025-10-23
755   Zhai, Hongwu 翟泓武 +Rep 2025-10-23
756 UCAP Securities (HK) Limited Chiao, Hsin 焦訢 -Rep 2025-02-18 2025-10-31
757 UOB KAY HIAN (HONG KONG) LIMITED Chan, Kwok Ching (SFC:BUB875) 陳國楨 +Rep 2025-10-28
758   Chung, Suet Fong 鍾雪芳 +Rep 2025-10-20
759   Lau, Hiu Wai (SFC:BXA625) 劉曉維 +Rep 2025-10-22
760   Tse, Lau Mei 謝柳媚 +Rep 2025-10-28
761   Wang, Hao (SFC:BWZ448) 王浩 +Rep 2025-10-30
762   Wang, Jing (SFC:BWZ447) 王晶 +Rep 2025-10-28
763   Zhang, Zuoning 張佐寧 +Rep 2025-10-20
764 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Chung, Suet Fong 鍾雪芳 +Rep 2025-10-20
765   Wang, Jing (SFC:BWZ447) 王晶 +Rep 2025-10-28
766 uSmart Securities Limited Huang, Liangze 黃良澤 +Rep 2025-10-28
767   Peng, Hong (SFC:BWW477) 彭虹 +Rep 2025-10-28
768   Sun, Yibo (SFC:BWY525) 孫軼博 +Rep 2025-10-28
769   Sze, Yu Lam 施與琳 +Rep 2025-10-28
770   Tsang, Ka Wai (SFC:BTC819) 曾嘉威 +Rep 2025-10-28
771   Yu, King Leung 余敬良 -RO 2023-04-27 2025-10-20
772     +Rep 2025-10-20
773 VALUABLE ASSET MANAGEMENT LIMITED Yang, Di (SFC:BWW374) +Rep 2025-10-20
774 VALUABLE CAPITAL LIMITED Kwok, Yu Ho 郭宇浩 +Rep 2025-10-23
775   Tang, Su 唐溯 +Rep 2025-10-28
776 Value Capital Investment Limited Sui, Yue 隋樾 +Rep 2025-10-23
777 VALUE PARTNERS HONG KONG LIMITED Au, Man Yi Sigmund 區文義 +Rep 2025-10-21
778 VALUE PARTNERS LIMITED   +Rep 2025-10-21
779 VC BROKERAGE LIMITED Lee, Johnny Lit Mo 李烈武 -Rep 2023-09-28 2025-10-20
780   Then, Ling Fai (SFC:BMX466) 鄭靈輝 -Rep 2023-03-03 2025-10-21
781   Yung, Man Chung 翁文忠 -Rep 2023-07-31 2025-10-20
782 Verition Advisors (Hong Kong) Limited Chen, Hung 陳虹 +Rep 2025-10-27
783   Cox, Mark Cameron +Rep 2025-10-20
784 Viberation Asset Management Limited Zhou, Liyang (SFC:BJG897) 周驪揚 +RO 2025-10-24
785 Vontobel (Hong Kong) Limited Lam, Ho Ching (SFC:BWZ127) 林皓晴 +Rep 2025-10-21
786 WAN LUNG SECURITIES LIMITED Yam, Chung Wai 任仲為 +Rep 2025-10-22
787 WANG ON ASSET MANAGEMENT LIMITED Zhang, Xuancheng (SFC:BWT699) 張軒誠 +Rep 2025-10-20
788 Waton Securities International Limited Su, Kaotong 苏考彤 +Rep 2025-10-28
789 Wellington Management Hong Kong Limited (b2003-01-02) Chan, Bianca Annette 陳貝嘉 -Rep 2022-06-02 2025-10-24
790 Willow Management Limited (HK) Wang, Yanan (SFC:BWL375) 王雅囡 +RO 2025-10-21
791 Winner Zone Asset Management Limited Fong, Lai Kuen 方麗娟 +Rep 2025-10-22
792   Lam, Kit Yee (SFC:BWQ976) 林結儀 +Rep 2025-10-20
793   Ng, Sung Ming 吳崇銘 +Rep 2025-10-24
794 Wisdom Asset Management Limited (HK) Yu, Shu Yi 尤淑儀 +Rep 2025-10-30
795 Wolver Hill Asset Management Asia Limited Wong, Eric Chi Ho 王志浩 -Rep 2022-02-11 2025-10-31
796 WRise Prestige Asset Management Limited Chan, Lai Ying (SFC:BWY523) 陳勵瑩 +Rep 2025-10-28
797   Hui, Ho Lam 許浩霖 +Rep 2025-10-28
798   Mai, Yingyi (SFC:BRG097) 麥穎儀 +Rep 2025-10-20
799   Siu, Yuen Wah 蕭源華 +Rep 2025-10-28
800   Wong, Wai Yip (SFC:BWY887) 黃煒業 +Rep 2025-10-28
801 WRise Prestige Securities Limited Chan, Lai Ying (SFC:BWY523) 陳勵瑩 +Rep 2025-10-28
802   Deng, Jiaxin (SFC:BUX818) 鄧佳薪 +Rep 2025-10-30
803   Hui, Ho Lam 許浩霖 +Rep 2025-10-28
804   Mai, Yingyi (SFC:BRG097) 麥穎儀 +Rep 2025-10-20
805   Siu, Yuen Wah 蕭源華 +Rep 2025-10-28
806   Wong, Wai Yip (SFC:BWY887) 黃煒業 +Rep 2025-10-28
807 WRise Wealth Management (Hong Kong) Limited Yin, Wen-Hsin 尹文心 -Rep 2025-08-21 2025-10-20
808 XHK Limited Tin, Chun Ho 田俊豪 +Rep 2025-10-20
809 XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED Wang, Duoduo (SFC:BXA497) 王朵朵 +Rep 2025-10-28
810 XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED   +Rep 2025-10-28
811 XinKong International Capital Limited Sun, Yili 孫一立 +RO 2025-10-20
812 XinKong International Securities Limited   +RO 2025-10-20
813 Y-Intercept (Hong Kong) Limited Ma, Christopher Kent 馬勤 +Rep 2025-10-30
814 Yan Yun Family Office (HK) Limited Li, Louiee 李洛誼 -Rep 2023-09-13 2025-10-24
815 Yuanta Asia Investment (Hong Kong) Limited San, Yau 辛楺 +Rep 2025-10-21
816 Yue Xiu Capital Limited Fung, Wing Yan (SFC:BQH319) 馮穎欣 -Rep 2023-03-30 2025-10-23
817   Lu, Lifei 陸力飛 +Rep 2025-10-24
818 Yuet Sheung International Securities Limited Zhu, Minchun (SFC:BVU873) 朱敏純 +Rep 2025-10-21
819 Yunfeng Asset Management Limited Wong, Vivien 黃詠欣 +Rep 2025-10-22
820 Yunfeng Financial Markets Limited Wen, Wen (SFC:BWN840) 文雯 +Rep 2025-10-22
821   Wong, Chun Yeung (SFC:AXN296) 王俊揚 +Rep 2025-10-21
822   Wu, Yi Ran 吳依燃 +Rep 2025-10-22
823 Yunfeng Securities Limited Wong, Chun Yeung (SFC:AXN296) 王俊揚 +Rep 2025-10-21
824 Zerobridge Partners Advisory Limited Han, Peter Jaewon +RO 2025-10-23
825 Zheng He Capital Management Limited Jin, Shishi 金詩詩 +Rep 2025-10-30
826 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED Koo, Pak Kin 古栢堅 +RO 2025-10-30
827   Lau, Ka Hei (SFC:BAZ979) 劉家熙 -Rep 2021-11-24 2025-10-31
828   Yan, Jintao 嚴金濤 +Rep 2025-10-30
829 Zhong Ou Asset Management International Limited Luo, Haibing 羅海兵 +Rep 2025-10-20
830 ZHONGTAI INTERNATIONAL CAPITAL LIMITED Chen, Yajiao (SFC:BWX165) 陈雅姣 +Rep 2025-10-30
831 ZHONGTAI INTERNATIONAL FUTURES LIMITED Lyu, Yujie 呂鈺洁 -Rep 2018-08-07 2025-10-24
832     +RO 2025-10-24
833 ZHONGTAI INTERNATIONAL SECURITIES LIMITED Liu, Haining (SFC:BWW871) 刘海宁 +Rep 2025-10-30
834   Zhou, Yuyao 周雨瑶 +Rep 2025-10-30

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