Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 2Mind Capital Management Limited Li, Quansheng 李權胜 +RO 2026-04-30
2 A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED Wong, Parish Cheung Ki 黃長基 +Rep 2026-04-30
3 AA Investment Management Limited Lee, Shek Hang 李碩桁 -Rep 2022-02-24 2026-05-04
4 aacat fintech Limited Tsui, Shek Hung 徐碩鴻 -RO 2023-07-26 2026-05-03
5 ABCI CAPITAL LIMITED Tse, Chun Ho (SFC:BOD636) 謝晉顥 -Rep 2021-03-31 2026-05-13
6     +RO 2026-05-13
7   Tse, Sunny Chi Hang 謝志恒 -Rep 2021-05-28 2026-05-13
8     +RO 2026-05-13
9   Zhan, Juli 詹居里 -Rep 2018-08-15 2026-05-13
10     +RO 2026-05-13
11 ABCI Securities Company Limited Poon, Kar Ching 潘嘉程 +Rep 2026-05-06
12 Achance Union Capital Management Company Limited Liu, Min (SFC:BXX401) 劉敏 +Rep 2026-05-07
13 Admiralty Harbour Capital Limited Choi, Kwun Hang 蔡冠亨 +Rep 2026-05-06
14 Airwallex Capital Hong Kong Limited Chow, Clara Wing Yee 周穎兒 -Rep 2025-09-24 2026-04-30
15 Akron Corporate Finance Limited Tsoi, Ching Fung (SFC:BTO855) 蔡清鋒 -Rep 2025-09-23 2026-04-30
16   Yau, Wai (SFC:AIU419) 邱惠 -RO 2021-05-28 2026-05-07
17 Alliance Capital Partners Limited (HK) Chen, Xinyan (SFC:BXS625) 陈昕妍 +Rep 2026-05-04
18   Kwok, Hoi Kwan 郭凱鈞 +Rep 2026-04-30
19   Shi, Peiyu 施沛語 +Rep 2026-05-04
20   Xu, Peilun 许沛伦 +Rep 2026-05-07
21 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Book, Julian Heinz +Rep 2026-05-13
22   Koo, Julie J +Rep 2026-05-04
23 AP Capital Management (Hong Kong) Limited Chan, Wing Yu (SFC:AZE467) 陳永譽 -Rep 2018-09-07 2026-05-06
24     +RO 2026-05-06
25   Choi, Chun Ning 蔡鎮寧 -RO 2023-05-22 2026-05-08
26 APINVEST PARTNERS LIMITED Fan, Cheuk Fo 樊焯科 -Rep 2025-08-06 2026-05-09
27 Apollo Capital Management Limited Shen, Jialei 沈佳蕾 +Rep 2026-05-13
28 ARC Ratings (Asia Pacific) Limited Li, Haihu 李海虎 -Rep 2026-04-02 2026-05-13
29     +RO 2026-05-13
30 Archbridge Capital Partners Limited Jones, Mark Dean +Rep 2026-05-05
31 Ark Futures (Hong Kong) Limited Lam, Wai Chun (SFC:BBN869) 林維雋 +Rep 2026-05-07
32 Ark Group Holdings (Hong Kong) Limited Guo, Ruliang 郭汝亮 -Rep 2025-05-21 2026-04-30
33   Lan, Qi (SFC:BUP045) 藍淇 -Rep 2024-01-30 2026-05-10
34   Liu, Chang (SFC:BVW841) 劉暢 -Rep 2025-12-16 2026-05-04
35   Ma, Qi (SFC:BQG684) 馬琪 -Rep 2024-06-05 2026-05-02
36   Wong, Chun Fung (SFC:BUB882) 王振鋒 -Rep 2023-08-24 2026-05-10
37   Zhang, Yicong 張軼聰 -Rep 2023-11-17 2026-05-02
38 Arrowpoint Investment Partners (Hong Kong) Limited Fang, Yuanyuan 方爰爰 +Rep 2026-05-05
39 Arta Asset Management Limited Han, Tsoi Hei 韓采希 +Rep 2026-05-13
40   Iu, Janice Ho Yee 姚皓儀 -Rep 2025-02-11 2026-04-30
41   Kwan, Yuk Fai 關旭煇 -Rep 2024-02-02 2026-04-30
42   Zeng, Qiuyi 曾秋藝 +Rep 2026-05-11
43 Arta Corporate Advisory Limited Iu, Janice Ho Yee 姚皓儀 -RO 2025-02-27 2026-04-30
44 ASIA DEBT MANAGEMENT HONG KONG LIMITED Jiang, Siyuan (SFC:BTO795) 姜思远 +Rep 2026-05-07
45 Asia Pacific Asset Management Limited Lam, Sing Kuen 林城乾 +Rep 2026-05-11
46 ASIA PACIFIC CAPITAL SECURITIES LIMITED Chung, Christopher Siu Ming 鍾兆銘 -RO 2005-03-29 2026-05-08
47   Chung, Lorraine Scene Tone 鍾蒨彤 -RO 2022-03-03 2026-04-30
48   Chung, Nancy Sau Ha 鍾秀霞 -RO 2005-03-29 2026-05-08
49   Chung, Paul Chun Kiu 鍾俊翹 -RO 2025-01-27 2026-05-08
50 ASIA PACIFIC INVESTMENT ADVISORS LIMITED Wong, Pak Yin (SFC:BXY207) 黄栢然 +Rep 2026-05-13
51 Asia Pacific Securities Limited Lam, Sing Kuen 林城乾 +Rep 2026-05-11
52 Aspenwood Capital Limited Zeng, Zhan 曾展 -Rep 2025-09-01 2026-05-12
53 ASSET MANAGEMENT GROUP LIMITED Chen, Haiyuan 陳海媛 +Rep 2026-05-13
54 Astroll Management Limited Cheng, Jiyi 程驥毅 -RO 2025-05-06 2026-04-30
55 Athos Capital Limited Lai, David Hon Wa 賴瀚華 -Rep 2023-05-04 2026-05-01
56 Aureum Infinity Capital Limited Choi, Aaron Kai Yuen 蔡啟元 +Rep 2026-05-07
57 Avantua Capital Management Limited Liu, Congliang 劉從亮 -Rep 2025-02-20 2026-04-30
58 Avenue Family Office Limited Lai, Yuen Ying 黎苑瑩 -Rep 2024-10-24 2026-04-30
59 AVENUE INVESTMENT MANAGEMENT LIMITED   -Rep 2024-10-24 2026-04-30
60 AWL Capital Co. Limited Cheng, Henry Wai Leung 鄭偉良 +RO 2026-05-12
61   Fung, Patsy Pui Shi 馮佩詩 +RO 2026-05-12
62 Axial Partners Limited Cho, Young-Rae +Rep 2026-05-07
63   Fung, Honyu 馮漢宇 +Rep 2026-05-06
64   Hui, Hayley Chung Lam 許頌琳 -Rep 2025-06-19 2026-04-30
65   Li, Kim Wai Kevin +Rep 2026-05-06
66   Madhrani, Sagar Sameer 麥郎尼沙加 +Rep 2026-05-04
67 Azure Tide Capital Limited Mok, Chue Man 莫鑄文 -Rep 2026-03-24 2026-05-13
68     +RO 2026-05-13
69 Balance Asset Management (Hong Kong) Limited Liao, Zhiqiang (SFC:BAB851) 廖志強 +RO 2026-05-04
70   Zhang, Jincheng (SFC:ATT807) 張錦成 +RO 2026-05-04
71   Zhang, Junjie (SFC:BWH511) 張俊杰 +RO 2026-05-04
72 Balyasny Asset Management (Hong Kong) Limited Dharma, Ronny Budi +Rep 2026-05-11
73   Fukuyama, Kenji +Rep 2026-05-05
74   Lee Sik Yee, Christian Pascal Kim Sang +Rep 2026-05-11
75   Leung, Terence Ming Hin 梁明軒 -Rep 2024-05-06 2026-05-11
76   Li, Xinwei (SFC:BUK580) 李昕蔚 +Rep 2026-05-04
77   Lo, Sze Wai (SFC:AWW750) 羅思惠 -RO 2025-08-18 2026-04-30
78   Moss, Simon Philip (SFC:AVH101) +Rep 2026-05-04
79   Parekh, Archana -RO 2023-04-28 2026-04-30
80 BANK OF EAST ASIA (TRUSTEES) LIMITED Pang, Yuk Ling (SFC:BVG845) 彭玉玲 -Rep 2024-10-02 2026-05-01
81 BARCLAYS CAPITAL ASIA LIMITED Chen, Yuhong (SFC:BXW952) 陳昱宏 +Rep 2026-05-08
82   Gupta, Harshit (SFC:BXL490) -Rep 2026-02-06 2026-04-30
83   Ho, Kenneth Kar-Hin 何家軒 +Rep 2026-05-12
84   Suen, Wai Keung (SFC:BYA240) 孫偉強 +Rep 2026-05-12
85 BARING ASSET MANAGEMENT (ASIA) LIMITED Chan, Vanessa Wing Sze 陳永詩 -Rep 2025-09-08 2026-04-30
86   Drake, William Hugh 杜弘顯 +Rep 2026-05-04
87   Wang, Chu (SFC:BQO707) 王出 +Rep 2026-05-11
88 Barrenjoey Asia Limited McIntyre, Benjamin David Peter -Rep 2026-05-05 2026-05-07
89   Wood, Cameron Iain -Rep 2026-05-05 2026-05-07
90 BC Global Asset Management Limited Wu, Di (SFC:BWK508) 吳迪 +Rep 2026-05-05
91 BEAR BRIGHT LIMITED Cao, Kaiying 曹凱莹 +Rep 2026-05-07
92 Beevest Fortune Asset Management Limited Ho, Wing Pong 何永邦 +Rep 2026-05-07
93 Beevest Securities Limited   +Rep 2026-05-07
94 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED Ng, Wang Chak 吳宏澤 -Rep 2023-03-10 2026-05-07
95     +RO 2026-05-07
96 Beyond Ventures Asset Management Limited Ma, Hok Wang 馬學泓 -Rep 2026-04-23 2026-05-11
97     +RO 2026-05-11
98 Bilin Investment Limited Ren, Wenjie 任文杰 +Rep 2026-05-06
99 Bitfire Asset Management (Hong Kong) Limited Chen, Yu Hsin (SFC:BQV643) 陳昱欣 +Rep 2026-05-04
100   Lei, Yunxin 雷芸歆 +Rep 2026-05-13
101   Yang, Peiyu (SFC:BUE619) 楊配御 +Rep 2026-05-11
102 Blackhorn Wealth Management Limited Lee, Yee Nam 李怡南 +Rep 2026-05-07
103 BlackRock Asset Management North Asia Limited Bateman, Matthew Laurence (SFC:BXW780) +Rep 2026-05-06
104   Bevevino, Zach Barton -Rep 2018-10-29 2026-05-04
105     +RO 2026-05-04
106   Dunn, Glendon Mark -Rep 2026-05-06 2026-05-08
107   Knowles, Brian Michael -Rep 2022-07-22 2026-04-30
108   Lai, Ming Wai (SFC:BIV244) 黎銘煒 -Rep 2025-10-15 2026-05-13
109   Reoch, Jonathan Ian -Rep 2014-06-24 2026-04-30
110   Shen, Han-Yu 沈涵宇 -Rep 2026-05-06 2026-05-13
111   Talhaoui, Ahmed (SFC:BVL132) -Rep 2026-05-06 2026-05-08
112   Vecht, Samuel Joseph -Rep 2026-05-06 2026-05-08
113 BlackWing Asset Management Co., Limited Deng, Ting (SFC:BXE976) 鄧亭 -Rep 2026-04-22 2026-05-05
114     +RO 2026-05-05
115 BLUE POOL CAPITAL LIMITED Chen, Lucy Yi-Liang 陳宜良 -Rep 2025-12-17 2026-04-30
116   Wu, Yue (SFC:BJI583) 武越 -Rep 2024-10-28 2026-04-30
117 BLVSIN CAPITAL LIMITED Ye, Guofeng (SFC:AXG034) 葉國鋒 -Rep 2026-05-07 2026-05-11
118     +RO 2026-05-11
119 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Fugmann, Peter Ulrik (SFC:BTJ428) -Rep 2026-05-04 2026-05-08
120   Rasaratnam, Ramkumar (SFC:BVP838) +Rep 2026-05-07
121 BNP PARIBAS SECURITIES (ASIA) LIMITED Ma, Nan (SFC:BXS868) 馬楠 +Rep 2026-05-05
122   Wang, Ren (SFC:AIB127) 汪韌 -Rep 2021-12-29 2026-05-07
123     +RO 2026-05-07
124 BOCI ASIA LIMITED Qian, Cheng (SFC:BXU263) 钱程 +Rep 2026-05-13
125   Shan, Jiamian 單佳勉 -Rep 2023-08-21 2026-05-11
126   Xue, Yajing 薛雅婧 +Rep 2026-05-07
127   Zhang, Junchen (SFC:BTC628) 張珺宸 -Rep 2022-11-07 2026-05-08
128 BOCI COMMODITIES & FUTURES LIMITED Zhou, Yifeng (SFC:BEA898) 周一峰 -RO 2022-06-01 2026-04-30
129 BOCI SECURITIES LIMITED Chen, Nan (SFC:BRO449) 陳南 +Rep 2026-05-12
130   Chow, Sai Wing 周世榮 -Rep 2024-04-03 2026-04-30
131   Hu, Yiqiang 胡毅強 -Rep 2025-11-12 2026-04-30
132   Kam, Hubert Ming Kong 甘明光 -Rep 2005-04-08 2026-05-11
133     +RO 2026-05-11
134   Qian, Cheng (SFC:BXU263) 钱程 +Rep 2026-05-13
135   Shan, Jiamian 單佳勉 -Rep 2023-08-21 2026-05-11
136   Xue, Yajing 薛雅婧 +Rep 2026-05-07
137   Zhang, Junchen (SFC:BTC628) 張珺宸 -Rep 2022-11-07 2026-05-08
138 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Zhang, Ruizhi (SFC:BIY029) 張銳之 +Rep 2026-05-13
139 BOCOM International (Asia) Limited Shi, Dai (SFC:BEQ696) 時代 +RO 2026-05-13
140   Wong, Ka Lok (SFC:BOH714) 黃鎵濼 -RO 2024-10-25 2026-05-04
141 BOSC International Asset Management Limited Li, Shuohan 李朔寒 +Rep 2026-05-06
142 BOSC International Securities Limited   +Rep 2026-05-06
143 Bosera Asset Management (International) Co., Limited Xing, Boyu 邢博寓 +Rep 2026-05-13
144 BOWLEA SECURITIES LIMITED Liu, Wenya (SFC:BXF758) 劉文雅 -Rep 2026-01-14 2026-05-13
145 Bowman and Fitzhugh Asset Management Limited Yu, Qiyuan 于启源 -RO 2025-07-14 2026-05-08
146 Bowman and Fitzhugh Capital Limited Hill, Victoria Margaret Nahathai -Rep 2025-06-11 2026-04-30
147   Prior, Mark Trevor -Rep 2025-11-26 2026-04-30
148   Yu, Qiyuan 于启源 -RO 2026-03-24 2026-05-08
149 BREVAN HOWARD (HONG KONG) LIMITED Slezack, Emmanuel -Rep 2026-04-13 2026-04-30
150 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED Kwok, Ka Fai (SFC:BHW838) 郭家輝 -Rep 2025-09-01 2026-04-30
151   Wong, Lok Fung (SFC:BXJ765) 黃洛鋒 +Rep 2026-04-30
152 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED Kwok, Ka Fai (SFC:BHW838) 郭家輝 -Rep 2025-02-19 2026-04-30
153 Brookfield Advisors (Hong Kong) Limited Tai, Kwan Tat 戴君達 +Rep 2026-04-30
154 CAITONG INTERNATIONAL SECURITIES CO., LIMITED Kan, Michelle Katherine Maygig 簡美潔 -Rep 2017-08-25 2026-05-13
155 CAMBRIAN FINANCE LIMITED Lam, Hoi Tung 林海東 -Rep 2025-10-31 2026-05-12
156     +RO 2026-05-12
157 Cambridge Associates Hong Kong Private Limited Ho, Edwina Mei Ling 何美玲 -RO 2022-03-29 2026-05-01
158 Canaccord Genuity (Hong Kong) Limited Ryan, Xavier John +Rep 2026-05-11
159 CANTERBURY CAPITAL LIMITED (HK) Tung, Ka Hing 董嘉慶 -RO 2023-07-27 2026-05-08
160 Capital International, Inc. Nippress, Leigh William -RO 2021-02-19 2026-04-30
161   Tong, Chi Hang (SFC:APK725) 湯志恒 +Rep 2026-05-13
162 Capula Investment Management Asia Limited Ruggiero, Giovanni Paolo +Rep 2026-05-06
163 CARLYON CAPITAL LIMITED Cheung, Kam Hong (SFC:AVT081) 張錦康 +RO 2026-05-12
164   Wan, Wing Yui 溫永銳 +RO 2026-05-12
165 CCB (Asia) Trustee Company Limited Kam, Yin Yi 金燕兒 +Rep 2026-05-12
166 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED Wang, Zhe (SFC:BNQ456) 王喆 -Rep 2025-02-14 2026-05-12
167     +RO 2026-05-12
168 CCB INTERNATIONAL CAPITAL LIMITED Fung, Man Heng 馮敏衡 +Rep 2026-05-13
169   Gu, Yifan (SFC:BAE171) 顧一帆 +Rep 2026-04-30
170   Ho, Yuen Ting 何婉婷 +Rep 2026-04-30
171   Lin, Hao (SFC:BFE478) 林浩 -Rep 2020-12-07 2026-05-12
172     +RO 2026-05-12
173   Lin, Mengdi 林梦迪 -Rep 2020-10-20 2026-05-13
174   Lu, Lifei 陸力飛 -Rep 2025-12-04 2026-04-30
175   Sun, Peilun 孫培倫 +Rep 2026-04-30
176   Yam, Chak Sun 任澤新 +Rep 2026-05-13
177 CCB INTERNATIONAL SECURITIES LIMITED Chen, Yalei 陳亞雷 -Rep 2025-12-02 2026-05-12
178     +RO 2026-05-12
179   Chen, Yan (SFC:BTT087) 陈艳 +Rep 2026-05-04
180   Huang, Renyan 黃韌棪 +Rep 2026-05-05
181   Ma, Shixin (SFC:BXY859) 麻釋心 +Rep 2026-05-05
182   Rao, Songsong (SFC:BWF391) 饶松松 +Rep 2026-05-04
183   Yang, Zhiming (SFC:BXX936) 杨志明 +Rep 2026-05-04
184 CEB International Capital Corporation Limited Yan, Ka Lok (SFC:AJK630) 甄嘉樂 -RO 2026-03-18 2026-05-03
185 CENTALINE SECURITIES LIMITED Liu, Yining 劉逸宁 +Rep 2026-05-13
186   Poon, Hiu Wun 潘曉媛 +Rep 2026-05-05
187 CENTALINE WEALTH MANAGEMENT LIMITED Hong, Kam Sang 洪錦生 +Rep 2026-05-05
188 Centiva Capital HK Limited Cheng, Hiu Kwong 鄭曉光 +Rep 2026-05-05
189 Centuriam Limited Hanashiro, Teruki 花城輝樹 -Rep 2025-06-27 2026-04-30
190 CEPA ALLIANCE SECURITIES LIMITED Chow, Kin Hang (SFC:AZW587) 周健恆 +Rep 2026-05-08
191 CEPAALLIANCE ASSET MANAGEMENT LIMITED   +Rep 2026-05-08
192 CES Commodities (HK) Limited Chim, Ka Tok 詹嘉鐸 +Rep 2026-05-12
193 CF GLOBAL (HK) LIMITED Li, Yan (SFC:AQM744) 李嫣 -Rep 2024-06-03 2026-05-13
194 CGWS International Financial Limited Liang, Weitao (SFC:BUY883) 梁偉韜 +RO 2026-05-06
195   Ren, Ying (SFC:BUY884) 任穎 +RO 2026-05-06
196   Zhang, Jun (SFC:BLJ926) 張駿 +RO 2026-05-06
197 Changjiang Securities Brokerage (HK) Limited Chen, Xinxuan (SFC:BTT071) 陳昕璇 +Rep 2026-05-04
198   Gu, Huangqian 顧熀乾 +Rep 2026-05-11
199   Ming, Min 明敏 +Rep 2026-05-11
200 CHIEF SECURITIES LIMITED Chan, Ka Wa (SFC:AOX337) 陳嘉華 -RO 2025-09-01 2026-04-30
201   Leung, Hoi Wai (SFC:BOS588) 梁海威 +Rep 2026-05-05
202   Luo, Yahui (SFC:BXV340) 羅亞暉 +Rep 2026-05-04
203 China Alpha Fund Management (HK) Limited Chiu, Chi Chung (SFC:ARN158) 趙志中 -Rep 2025-01-14 2026-04-30
204   Wang, Aodong 王敖東 +Rep 2026-04-30
205 China Asset Management (Hong Kong) Limited Wu, Wei (SFC:BUF816) 吳畏 +Rep 2026-04-30
206 China Chengtong (Hong Kong) Asset Management Company Limited Ye, Zhe (SFC:BOS544) 葉哲 -RO 2025-02-04 2026-05-09
207 CHINA CIFCO SECURITIES CO., LIMITED Fong, Hoi Yan 方凱欣 +Rep 2026-04-30
208 China Credit International Securities Co., Limited Zhang, Liang (SFC:BLT161) 張良 -Rep 2024-01-04 2026-04-30
209 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Chim, Ka Tok 詹嘉鐸 +Rep 2026-05-12
210 China Galaxy International Asset Management (Hong Kong) Co., Limited Miao, Di (SFC:BRC197) 苗地 -RO 2021-11-24 2026-04-30
211 China Galaxy International Futures (Hong Kong) Co., Limited Man, Po Yu 萬寶儒 +Rep 2026-05-05
212   Miao, Di (SFC:BRC197) 苗地 -Rep 2021-04-28 2026-04-30
213 China Galaxy International Securities (Hong Kong) Co., Limited Man, Po Yu 萬寶儒 +Rep 2026-05-05
214   Miao, Di (SFC:BRC197) 苗地 -RO 2021-11-24 2026-04-30
215   Wu, Mengqi (SFC:BXZ972) 毋梦琦 +Rep 2026-05-11
216 China Horizon Asset Management Limited Tong, Ka Keung (SFC:BOT566) 湯家强 +RO 2026-05-08
217 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED Yang, Jing (SFC:BSP635) 楊靖 -Rep 2026-03-10 2026-05-06
218   Zhang, Yijun (SFC:BDA073) 張漪筠 +RO 2026-05-05
219 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Liu, Jingyi (SFC:BNO058) 劉婧怡 +Rep 2026-05-13
220   Liu, Yicheng (SFC:BWK319) 劉益鋮 -Rep 2025-07-08 2026-05-01
221   Zhou, Mubing (SFC:BSF613) 周牧兵 -Rep 2025-11-26 2026-05-08
222 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED Liu, Yicheng (SFC:BWK319) 劉益鋮 -Rep 2025-07-08 2026-05-01
223 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Zhang, Xincheng (SFC:BNF165) 張心成 -Rep 2019-10-03 2026-04-30
224 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Xiong, Ruixi 熊芮溪 -Rep 2023-10-17 2026-05-08
225   Zhang, Xincheng (SFC:BNF165) 張心成 -Rep 2018-07-06 2026-04-30
226 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Han, Donglin 韓冬琳 -Rep 2021-09-21 2026-05-11
227   Han, Sihao 韓思昊 -Rep 2025-05-14 2026-04-30
228   Hu, Zhexin 胡哲昕 -Rep 2025-09-09 2026-05-07
229   Lau, Wing Lung 劉永隆 +Rep 2026-05-12
230   Liao, Xinyan 廖心妍 -Rep 2025-02-17 2026-05-08
231   Liu, Qihui (SFC:BOW658) 劉綺慧 -Rep 2019-09-25 2026-05-08
232   Ma, Haobo (SFC:BQR012) 馬浩博 -Rep 2021-01-19 2026-05-14
233   Ma, Qiancheng (SFC:BXX495) 馬乾程 +Rep 2026-05-12
234   Wang, Haiqin 王海芹 -Rep 2024-11-25 2026-05-02
235   Wang, Zilong (SFC:ALR018) 王子龙 -Rep 2008-11-13 2026-05-01
236   Xiang, Xinli 項心力 +Rep 2026-05-07
237   Xiao, Yuanqing 肖遠晴 -Rep 2021-07-19 2026-05-12
238   Xiong, Ruixi 熊芮溪 -Rep 2023-10-17 2026-05-08
239   Yang, Wei (SFC:BQL485) 楊唯 -Rep 2020-11-11 2026-04-30
240   Zhang, Xincheng (SFC:BNF165) 張心成 -Rep 2018-07-06 2026-04-30
241   Zhuo, Yifan 卓一帆 -Rep 2016-08-22 2026-04-30
242 CHINA INTERNATIONAL CAPITAL OF TECHNOLOGY (HONG KONG) LIMITED Lo, Kung Hang 羅功恆 -RO 2026-01-16 2026-04-30
243 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED Fong, Hoi Yan 方凱欣 +Rep 2026-04-30
244 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED Sun, Hanyu 孫涵宇 -Rep 2025-09-05 2026-05-08
245 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Liu, Haiyan (SFC:BXC023) 刘海燕 +RO 2026-05-12
246 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Cheung, Hoi Ting (SFC:BIR755) 張海婷 +Rep 2026-05-13
247   Hao, Yun (SFC:BXR132) 郝运 +Rep 2026-05-07
248   Hong, Xinxin 洪馨馨 +Rep 2026-04-30
249   Liu, Haiyan (SFC:BXC023) 刘海燕 +RO 2026-05-12
250   Wang, Wenxuan (SFC:BXL291) 王文萱 +Rep 2026-05-07
251   Wong, Chung Sing 王重升 +Rep 2026-05-13
252 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED Cheng, Fu Shing 鍾富丞 +Rep 2026-05-11
253 China Securities (International) Brokerage Company Limited Gao, Chang (SFC:BXX044) 高畅 +Rep 2026-05-12
254   Shen, Yi (SFC:BXW250) 沈毅 +Rep 2026-05-12
255   Wang, Jie (SFC:BXV744) 汪洁 +Rep 2026-05-12
256   Zeng, Yu Heng +Rep 2026-05-04
257 China Securities (International) Corporate Finance Company Limited Kan, Ka Ho (SFC:BEW802) 簡家豪 -Rep 2020-11-19 2026-04-30
258     +RO 2026-04-30
259 China Sunrise Capital Limited He, Yusheng (SFC:BXI810) 何宇昇 -Rep 2026-01-02 2026-05-11
260 China Universal Asset Management (Hong Kong) Company Limited Xu, Shufu 徐樹富 +Rep 2026-05-12
261 China X Securities Limited Deng, Haifeng (SFC:AJN297) 鄧海峰 -RO 2017-02-22 2026-04-30
262 CHINA XIN YONGAN FUTURES COMPANY LIMITED Xian, Zijun 冼子俊 +Rep 2026-04-30
263   Yeung, Wai To 楊煒韜 -Rep 2018-03-15 2026-04-30
264 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED Li, Wenfeng (SFC:BSG904) -Rep 2022-09-27 2026-05-06
265 CICC US Securities (Hong Kong) Limited Liu, Qihui (SFC:BOW658) 劉綺慧 -Rep 2025-10-16 2026-05-08
266 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED Zhan, Jiang (SFC:BXU269) 展江 +RO 2026-05-05
267 CINDA INTERNATIONAL CAPITAL LIMITED   +RO 2026-05-05
268 CINDA INTERNATIONAL FUTURES LIMITED   +RO 2026-05-05
269 CINDA INTERNATIONAL RESEARCH LIMITED   +RO 2026-05-05
270 CINDA INTERNATIONAL SECURITIES LIMITED   +RO 2026-05-05
271 Citadel Securities (Hong Kong) Limited Wang, Chuan Ying 王傳英 -Rep 2025-02-17 2026-04-30
272 CITIC CLSA Capital Partners HK Limited Won, Sang Hoon 元相勳 -Rep 2020-02-20 2026-05-04
273 CITIC Securities (Hong Kong) Limited Lai, Ki Cheong 黎其昌 +RO 2026-04-30
274   Li, Yang (SFC:BWT461) 李阳 -Rep 2025-11-03 2026-04-30
275   Liu, Yuxiang (SFC:BTJ833) 刘宇翔 -Rep 2023-02-16 2026-04-30
276   Xia, Wuyong 夏武勇 -Rep 2023-09-06 2026-04-30
277   Xie, Xinxin (SFC:BHZ673) 謝心馨 +Rep 2026-05-06
278   Zhang, Haobo (SFC:BXO511) 張皓博 +Rep 2026-05-11
279   Zhang, Jixiang (SFC:BUJ334) 张吉翔 -Rep 2023-12-27 2026-04-30
280 CITIC Securities Brokerage (HK) Limited Cheung, Wan Ki 張韻琦 +Rep 2026-05-05
281   Yang, Xinming 楊歆鳴 +Rep 2026-04-30
282 CITIC Securities Futures (HK) Limited   +Rep 2026-04-30
283 CITIC Securities International Global Markets Limited Cheung, Wan Ki 張韻琦 +Rep 2026-05-05
284   Mao, Yuying 毛聿穎 -Rep 2025-05-19 2026-05-08
285   Tan, Yulong 譚鈺龍 -Rep 2025-11-13 2026-04-30
286   Wang, Jiarui (SFC:BXV295) 王嘉瑞 +Rep 2026-05-05
287   Wang, Ju (SFC:AWN314) 王菊 -Rep 2025-10-08 2026-05-05
288     +RO 2026-05-05
289   Zhang, Guannan (SFC:BXV641) 张冠楠 +Rep 2026-04-30
290 Citigroup Global Markets Asia Limited Bi, Yingyue 畢贏月 -Rep 2022-04-14 2026-05-04
291   Carrington, Leo James Buchanan -Rep 2026-04-28 2026-04-30
292   Chou, Yun-San 周芸珊 -Rep 2018-09-19 2026-04-30
293   Fong, Bianca Marques Ferreira 方家珍 -Rep 2023-09-12 2026-05-11
294   Heng, Megan Tsu Yi +Rep 2026-05-11
295   Hu, Xunyuan 胡迅源 -Rep 2026-04-30 2026-05-08
296   Huang, Mengqin 黃梦琴 +Rep 2026-05-13
297   Lam, Alexander (SFC:BFY636) +Rep 2026-05-12
298   Liu, Jiachen (SFC:BUA612) 劉佳辰 -Rep 2023-08-07 2026-04-30
299   Liu, Yiwen (SFC:BXZ801) 刘逸文 +Rep 2026-05-08
300   Rao, Weinan 饒蔚楠 -Rep 2026-05-04 2026-05-08
301   Shi, Qianhong 史千弘 -Rep 2023-08-18 2026-05-06
302   Sun, Haowei 孫浩維 -Rep 2024-08-06 2026-04-30
303   Symes, Michael Anthony +Rep 2026-05-11
304   Tamai, Toshiyuki 玉井俊行 -Rep 2026-05-04 2026-05-08
305   Tan, Alvin 陈震融 +Rep 2026-05-08
306   Tan, Yong Hong -Rep 2026-04-30 2026-05-08
307   Wang, Jueling 王珏靈 -Rep 2021-09-29 2026-05-04
308   Zhao, Haoping 趙浩平 +Rep 2026-05-13
309   Zhu, Chaofan 朱超凡 -Rep 2021-09-02 2026-05-07
310   Zong, Xiaomeng 宗晓萌 -Rep 2022-08-05 2026-04-30
311 Cloudlake Capital Company Limited Li, Wei (SFC:BCS955) 李巍 +RO 2026-05-12
312   Xu, Dai 徐岱 +RO 2026-05-12
313 CLSA LIMITED Chow, Cheuk Wang 鄒卓宏 -Rep 2021-03-01 2026-05-12
314   Dang, Ran 党冉 +Rep 2026-04-30
315   Lai, Ki Cheong 黎其昌 +Rep 2026-04-30
316   Li, Xin (SFC:BWO950) 李鑫 -Rep 2025-09-30 2026-04-30
317   Li, Yang (SFC:BWT461) 李阳 -Rep 2025-11-03 2026-04-30
318   Liang, Yining (SFC:BWV058) 梁怡凝 +Rep 2026-04-30
319   Lin, Jiayi (SFC:BXX991) 林佳怡 +Rep 2026-05-08
320   Liu, Yuxiang (SFC:BTJ833) 刘宇翔 -Rep 2023-02-16 2026-04-30
321   Ren, Dan (SFC:BXQ183) 任丹 +Rep 2026-04-30
322   Wang, Hanwen (SFC:BXX912) 汪瀚文 +Rep 2026-04-30
323   Wang, Jiayi (SFC:BST280) 王家益 -Rep 2022-07-21 2026-05-08
324   Wang, Wencong (SFC:BXP329) 王文聪 +Rep 2026-04-30
325   Xia, Wuyong 夏武勇 -Rep 2023-09-06 2026-04-30
326   Xie, Xinxin (SFC:BHZ673) 謝心馨 +Rep 2026-05-06
327   Yang, Miaojie 杨淼杰 -Rep 2025-07-28 2026-04-30
328   Zhang, Haobo (SFC:BXO511) 張皓博 +Rep 2026-05-11
329   Zhang, Jixiang (SFC:BUJ334) 张吉翔 -Rep 2023-12-27 2026-04-30
330   Zhang, Kunxi 张坤曦 +Rep 2026-05-08
331 CMB International Asset Management Limited Li, Junhan 李君涵 +Rep 2026-05-07
332 CMB International Global Markets Limited Chang, Hou-Jung 張厚榮 +Rep 2026-05-08
333   Ye, Bingnan 葉丙南 -Rep 2022-01-18 2026-05-08
334 CMB International Securities Limited Cao, Yunyun 曹芸芸 +Rep 2026-05-04
335   Chang, Hou-Jung 張厚榮 +Rep 2026-05-08
336   Chen, Zihao (SFC:BNB913) 陳梓豪 +Rep 2026-05-04
337   Qi, Rundong 戚润东 +Rep 2026-04-30
338 CMB WING LUNG ASSET MANAGEMENT LIMITED Li, Qiaolin (SFC:BXL172) 李巧琳 -Rep 2026-01-13 2026-04-30
339 CMBC International Capital Limited Wu, Wing Yiu 胡穎堯 +Rep 2026-05-04
340 CMBC SECURITIES COMPANY LIMITED Li, Jianyang (SFC:AWS028) 李建陽 -RO 2017-10-10 2026-05-02
341 CMS ASSET MANAGEMENT (HK) CO., LIMITED Liu, Haiyan (SFC:BXC023) 刘海燕 +RO 2026-05-12
342 CMS CAPITAL (HK) CO., LIMITED   +RO 2026-05-12
343 CNCB (Hong Kong) Capital Limited Kwok, Yuk Wah 郭玉華 +Rep 2026-04-30
344   Wu, Youyi 吴右儀 +Rep 2026-05-05
345 COLLER CAPITAL (HONG KONG) LIMITED Tan, Wan Sin 谭婉欣 -Rep 2025-09-11 2026-05-01
346 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED de Picciotto, Mikael Benjamin -Rep 2024-07-24 2026-04-30
347   Lo, Lei Yee 盧莉兒 -Rep 2021-07-07 2026-04-30
348 Conning Asia Pacific Limited Mok, Leighton Lei-Gong 莫禮剛 -Rep 2024-12-04 2026-05-12
349 Coordinates Capital Management Limited Liew, Wei Cheng 廖偉勝 -RO 2022-02-07 2026-04-30
350 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Chang, Pei Ying 張佩瑩 -Rep 2017-09-27 2026-04-30
351   Lam, Pui Yi 林佩儀 -Rep 2016-07-01 2026-04-30
352   Wu, Yi Chieh 吳怡潔 -Rep 2020-08-31 2026-05-11
353 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Au, Kit Har 區潔霞 -Rep 2009-05-08 2026-05-08
354   Chang, Chyi 張奇 -Rep 2026-05-12
355   Cheung, Wai Yan (SFC:BHB302) 張慧恩 -Rep 2016-03-30 2026-05-08
356   Chung, Luk Ying 鍾陸英 -Rep 2026-05-08
357   Wong, Man Ki (SFC:AFE451) 黃文琦 -Rep 2006-09-21 2026-05-08
358   Wong, William Chi Wai (SFC:AFD253) 黃志偉 -Rep 2026-05-08
359 Core Securities Company Limited (The) Lee, Po Lun 李寶倫 +Rep 2026-05-06
360 CoreView Capital Management Limited Jiang, Yijun (SFC:AOR112) 蔣怡君 -Rep 2021-05-14 2026-05-04
361     +RO 2026-05-04
362 CORTEZ CAPITAL LIMITED (HK) Wong, Yi Fan 黃綺芬 -RO 2006-12-14 2026-04-30
363 CPPIB RA Investments Asia Limited Yuan, Rachel 袁源 -Rep 2022-03-22 2026-04-30
364 CVC Asia Pacific Limited Chutichetpong, Panuvat +Rep 2026-05-12
365 CWB Hong Kong Limited Wong, Alex Mang Chung 黃孟聰 +Rep 2026-04-30
366 Cypress Capital Hong Kong Limited Lo, Szu-yuan 駱思遠 -Rep 2025-03-31 2026-04-30
367 Daiwa Capital Markets Hong Kong Limited Chan, Yee (SFC:BMQ543) 陳儀 -Rep 2018-04-12 2026-05-12
368   Luo, Xiangzi 羅湘子 -Rep 2024-02-02 2026-05-08
369   Yang, Jing (SFC:BIX539) 阳景 +Rep 2026-05-07
370 Dawning Asset Management Limited Cheung, Chui Yuk 張翠育 +Rep 2026-05-13
371 DC Wealth Management (HK) Limited Fung, Wan Yin 馮蘊妍 -Rep 2025-11-20 2026-04-30
372 DEUTSCHE SECURITIES ASIA LIMITED Huang, Kangli 黃康力 -Rep 2021-07-05 2026-04-30
373   Jing, Qinghua 景清驊 -Rep 2024-08-05 2026-04-30
374   Wong, Yan Yin 王昕妍 +Rep 2026-05-13
375 Dewei Capital Limited Kwong, King Lok 鄺境樂 -RO 2025-04-15 2026-04-30
376 DEYING INTERNATIONAL SECURITIES LIMITED Li, Yuan (SFC:BBT531) 黎媛 -Rep 2019-11-06 2026-05-07
377 DigiFT Tech (Hong Kong) Limited Loo, Kevin Lester -RO 2025-06-02 2026-05-01
378 DL SECURITIES (HK) LIMITED Kwok, Ka Wai (SFC:BTZ204) 郭嘉偉 -Rep 2023-08-28 2026-05-08
379     +RO 2026-05-08
380   Wong, Ming Choi 王明財 +Rep 2026-05-13
381   Wong, Wing Faat 黃永發 +Rep 2026-05-13
382 Dongxing Securities (Hong Kong) Company Limited Gong, Tingting 宫婷婷 -Rep 2024-03-25 2026-05-13
383     +RO 2026-05-13
384 DONVEX CAPITAL LIMITED Chen, Junfeng (SFC:BLH604) 陳俊鋒 -RO 2025-07-07 2026-04-30
385 Dragonstone Capital Management Limited Hu, Yunji (SFC:BXS936) 胡云寄 +Rep 2026-05-13
386 DRW (HONG KONG) LIMITED Janssen, Cornelis Willibrord Maria +Rep 2026-05-08
387 Duration Capital Limited Chen, Chen (SFC:BQW769) 陳晨 +Rep 2026-05-08
388 DWS Investments Hong Kong Limited Leung, Kai Kit 梁棨傑 -Rep 2018-10-08 2026-04-30
389 Dynasty Alliance Investment Management Limited Chiao, Hsin 焦訢 +Rep 2026-04-30
390   Leung, Spencer Yu Cheong 梁裕昌 -RO 2022-10-19 2026-05-04
391 E FUND MANAGEMENT (HONG KONG) CO., LIMITED Song, Long 宋龍 +Rep 2026-05-06
392 EG Asset Limited Tse, Yip Kan 謝業勤 +Rep 2026-05-05
393 EMPEROR FUTURES LIMITED Lau, Yu Wai (SFC:BUQ079) 劉羽葳 -Rep 2024-02-26 2026-05-04
394 ENHANCED INVESTMENT PRODUCTS LIMITED Wan, Feng (SFC:BXS821) +Rep 2026-05-12
395 Equator Assets Management Company Limited Li, Qun (SFC:BWN779) 李群 +RO 2026-04-30
396   Xiao, Feng (SFC:BWN776) 肖峰 +RO 2026-04-30
397 Equities First Holdings Hong Kong Limited Hu, Yajuan 胡雅娟 -Rep 2025-10-23 2026-05-07
398 Esperanza Fintech (Securities) Limited Lai, Ka Chung 黎家聰 -RO 2025-11-04 2026-05-11
399   Wong, Wai Shan (SFC:AUA951) 黃偉山 -Rep 2026-03-25 2026-05-11
400     +RO 2026-05-11
401 Everbright Securities Digital Finance (HK) Limited Chim, Ka Tok 詹嘉鐸 +Rep 2026-05-12
402 Everbright Securities Investment Services (HK) Limited Chan, Chun Hung (SFC:BXX740) 陳振洪 +Rep 2026-05-07
403   Chim, Ka Tok 詹嘉鐸 +Rep 2026-05-12
404   Ho, Kai Chun (SFC:BGQ842) 何啟俊 -Rep 2025-11-24 2026-05-07
405   Luk, Ho On 陸可安 +Rep 2026-05-12
406 ExodusPoint Capital Management Hong Kong, Limited Koch, Thomas Christian +Rep 2026-05-04
407   Liu, Fan (SFC:BBS208) 劉帆 +Rep 2026-05-06
408   Shu, Yi Chen 舒熠辰 -Rep 2023-09-04 2026-05-08
409 FCS Capital Limited Lu, Junyu (SFC:BWE411) 盧俊羽 -Rep 2025-04-16 2026-04-30
410 FIL Investment Advisors Zhao, Qian (SFC:BSD661) 趙倩 -Rep 2022-01-28 2026-04-30
411 FIL Investment Management (Hong Kong) Limited Chung, Esther Sau Yee 鍾秀怡 -Rep 2015-10-09 2026-05-08
412   Long, Man 龍曼 +Rep 2026-05-13
413   Zhao, Qian (SFC:BSD661) 趙倩 -Rep 2022-01-28 2026-04-30
414 Finex Hong Kong Limited Ganeriwala, Anirudh -Rep 2023-01-18 2026-04-30
415 Finloop Finance Limited Hui, Kit Chiu 許傑超 -RO 2024-11-19 2026-05-07
416   Li, Shuangwen 李霜雯 -Rep 2025-11-25 2026-04-30
417   Wang, Shaojie (SFC:BXY741) 王少傑 +Rep 2026-05-05
418 First Quarter Moon Asset Management Limited Shen, Zhenqi (SFC:BXJ268) 沈鎮棋 +RO 2026-05-13
419 FLOW TRADERS HONG KONG LIMITED Herbert, Eric Louis +Rep 2026-05-11
420 Fofund International (HK) Limited Li, Tao (SFC:BXX818) 李涛 +Rep 2026-05-05
421 For Wise (HK) Limited Ting, Kam Sing 丁淦星 +RO 2026-05-13
422 Foresight Fund (Hong Kong) Limited Zhang, Hengliang 張恆梁 +Rep 2026-05-11
423 Forshine Asset Management Limited Wang, Liming (SFC:BVM871) 王礼明 +Rep 2026-05-13
424 FORTHRIGHT SECURITIES COMPANY LIMITED Fu, Yu (SFC:BYA647) 付宇 +Rep 2026-05-13
425   Mo, Weiming 莫威銘 +Rep 2026-05-11
426   Peng, Wenzhen 彭文臻 +Rep 2026-05-08
427   So, Chi Yuen 蘇致元 +Rep 2026-05-11
428   Wu, Yiu Ting 胡燿霆 +Rep 2026-05-08
429 Fortune Asset Management Limited (HK) Ding, Kaifeng 丁凯风 +Rep 2026-05-05
430 Fortune Max International Asset Management Limited Zheng, Zikang 鄭子康 +Rep 2026-05-05
431 Fosun Asset Management Limited Huang, Zhiting 黃芷拼 -Rep 2024-04-11 2026-05-04
432 Fosun International Capital Limited Chen, Yunhui (SFC:BHQ058) 陳云暉 +Rep 2026-05-06
433   He, Lu (SFC:BXY537) 何璐 +Rep 2026-05-08
434   Liu, Jingqi (SFC:BXL893) 劉靖齊 +Rep 2026-05-06
435   Wang, Luying (SFC:BXW164) 王露莹 +Rep 2026-05-11
436   Zhang, Guibo (SFC:BXW403) 張桂博 +Rep 2026-05-11
437 Fosun International Securities Limited Qi, Honglong 祁紅龍 +Rep 2026-05-06
438   Wang, Lin (SFC:BXU115) 王琳 +Rep 2026-05-13
439   Zhang, Guibo (SFC:BXW403) 張桂博 +Rep 2026-05-11
440 FountainVest Capital Limited Chen, Ziyu (SFC:BSE024) 陳紫瑜 +Rep 2026-05-05
441 FTFT International Securities and Futures Limited Wong, Lok To Jeffrey 黃濼滔 -Rep 2025-04-09 2026-05-08
442 FULBRIGHT ASSET MANAGEMENT LIMITED Yu, Shui (SFC:BXY659) 余水 +Rep 2026-05-06
443 FULBRIGHT SECURITIES LIMITED Lin, Weicheng (SFC:BXS325) 林煒程 +Rep 2026-05-06
444   Yu, Shui (SFC:BXY659) 余水 +Rep 2026-05-06
445 FULLGOAL ASSET MANAGEMENT (HK) LIMITED Li, Yixuan (SFC:BXT722) 李奕軒 +Rep 2026-05-06
446   Shao, Junyan 邵俊彥 +Rep 2026-04-30
447 Fundamental Technology (Hongkong) Co., Limited Cao, Yuanchen 曹遠晨 +RO 2026-05-11
448   Yao, Zhengwei (SFC:BEE981) 姚正薇 +RO 2026-05-11
449 Funde Securities Limited Liu, Chaoyan (SFC:BXU286) 刘超彦 +Rep 2026-05-06
450 Futu Securities International (HONG KONG) Limited Lam, Kwai Tsang 林季錚 +Rep 2026-05-04
451   Lee, Chi To Ugo 李智滔 +Rep 2026-05-08
452   Lin, Ching Hsuan 林靖軒 +Rep 2026-05-05
453   Lu, Yang (SFC:BKP940) 路洋 +Rep 2026-05-08
454   Tam, Chi Lok Arnold 譚智樂 -Rep 2023-10-05 2026-05-01
455   Tam, Yui Chit Jeffrey 譚睿哲 -Rep 2026-02-24 2026-05-13
456     +RO 2026-05-13
457   Wong, Chun Kit (SFC:BXZ861) 黃浚傑 +Rep 2026-05-08
458   Wong, Herbert Hong Yuet 黃匡悅 +Rep 2026-05-08
459   Wong, Tsz Ching (SFC:BBH085) 黃梓政 -Rep 2023-08-30 2026-05-11
460     +RO 2026-05-11
461   Wong, Yu Ming 王裕明 +Rep 2026-05-08
462   Xu, Limin (SFC:BXW966) 許莉敏 +Rep 2026-05-05
463   Yang, Lijuan (SFC:BXY227) 楊麗娟 +Rep 2026-05-05
464 FUZE SECURITIES (INTERNATIONAL) LIMITED Fu, Wei (SFC:BTX474) 付薇 +Rep 2026-05-07
465 FWD Financial Planning Limited (HK) Chan, Kai Wa (SFC:BXW223) 陳啓華 +Rep 2026-05-07
466   Chan, Yiu Kong Gil 陳耀剛 +Rep 2026-05-12
467 Galaxy Digital HK Limited Cahill, John Robert +RO 2026-04-30
468   Lin, Leroy Xinxiang +RO 2026-04-30
469 Gemstone Capital Management Limited Wu, Xinwei 吳欣蔚 +RO 2026-05-07
470 GF Capital (Hong Kong) Limited Wu, Kai (SFC:BNP204) 吳凱 -Rep 2025-04-07 2026-05-11
471 GF International Investment Management Limited Liu, Jingshu (SFC:BUS459) 刘静姝 +Rep 2026-05-07
472 GF Securities (Hong Kong) Brokerage Limited Bai, Yu (SFC:BRF292) 白玉 -Rep 2025-03-25 2026-05-11
473   Feng, Hui (SFC:BXV882) 冯卉 +Rep 2026-05-06
474   Han, Haocheng 韓昊鋮 +Rep 2026-05-06
475   Huang, Luyedan 黄璐叶丹 +Rep 2026-05-06
476   Lu, Honggeng 卢泓庚 +Rep 2026-05-06
477   Peng, Yuguo 彭雨果 -Rep 2023-07-26 2026-04-30
478   Wang, Mingyong (SFC:BVU257) 王明永 +Rep 2026-05-06
479   Wu, Kai (SFC:BNP204) 吳凱 -Rep 2025-04-07 2026-05-11
480   Yang, Jie (SFC:BMY244) 楊婕 -Rep 2020-07-22 2026-05-07
481   Zhang, Shangqiuzi 章商秋子 +Rep 2026-05-04
482   Zhao, Xiaohui (SFC:BXQ808) 赵晓辉 +Rep 2026-05-04
483 GFI (HK) SECURITIES L.L.C. Choy, Yin Nga 蔡燕雅 -Rep 2022-08-23 2026-05-11
484   Gueneau, Victor -Rep 2022-06-06 2026-05-11
485 GLAM Capital Limited Li, Wenhao (SFC:BWY935) 李文皓 -Rep 2025-12-10 2026-05-12
486   Ng, James Chun Bong 吳鎮邦 -Rep 2022-09-15 2026-05-11
487   Zhou, Linghui 周灵慧 -RO 2025-07-10 2026-05-13
488 Global Prosperity Financial Company Limited Liang, Chen (SFC:BWZ906) 梁晨 +Rep 2026-05-07
489 GLY CAPITAL MANAGEMENT LIMITED Ni, Yifan 倪伊凡 -RO 2025-12-29 2026-05-08
490 GOFAM Capital Limited Chan, David Lik Shuen 陳力旋 +RO 2026-05-07
491   Pao, Wai Man 鮑偉文 +RO 2026-05-07
492 Going Securities Limited Kam, Boris Kwun Kwan 金冠群 -RO 2026-04-28 2026-04-30
493   U, Pou Keong 余寶強 -Rep 2026-03-27 2026-04-30
494 Golden Continent Asset Management Co., Limited Gao, Yu (SFC:BXR730) 高宇 +RO 2026-05-11
495 Golden Continent Securities Co., Limited   +RO 2026-05-11
496 Golden Hen Securities and Futures Limited Wan, Cheuk Ho 溫爵豪 +Rep 2026-05-11
497 Goldenspring Asset Management Limited Zhang, Rujie 張如洁 -RO 2026-01-09 2026-04-30
498 GOLDMAN SACHS (ASIA) L.L.C. Chang, Chao 畅超 +Rep 2026-05-12
499   Cho, Tin Tak 曹天德 -Rep 2025-12-02 2026-05-04
500     +RO 2026-05-04
501   Cronopulos, John Francis +Rep 2026-05-12
502   Gao, Qingyang 高清揚 -Rep 2024-02-02 2026-05-07
503   Lau, Yan Yin 劉恩延 +Rep 2026-05-04
504   Lim, Naeun -Rep 2024-04-12 2026-04-30
505   Lim, Yvette Shi Yun -Rep 2026-04-30 2026-05-08
506   Lo, Chi Kong (SFC:ANP435) 盧志剛 -Rep 2006-06-26 2026-05-01
507   Ma, Kin Nok 馬健諾 +Rep 2026-04-30
508   Ng, Benjamin Kin Wah 吳建華 +Rep 2026-05-04
509   Qi, Kelly Fan -Rep 2014-02-13 2026-05-01
510   Santoso, Kelsey Rochili +Rep 2026-05-08
511   Shimabuku Landaure, Ramiro Angel -Rep 2021-07-23 2026-05-12
512   Tam, Nga Man Farah 譚雅文 -Rep 2023-07-25 2026-05-01
513   Tao, Jingyi (SFC:BTZ228) 陶婧怡 -Rep 2023-07-27 2026-05-02
514   Verghese, Tarun Chandy -Rep 2026-04-27 2026-05-08
515   Wong, Chun Ho (SFC:AUW995) 王俊浩 -Rep 2024-10-04 2026-05-01
516   Yi, Longyu 衣龙雨 +Rep 2026-05-11
517   Zhao, Haibo (SFC:BXY569) 趙海博 +Rep 2026-05-07
518 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Gao, Qingyang 高清揚 -Rep 2024-02-02 2026-05-07
519   Lau, Yan Yin 劉恩延 +Rep 2026-05-04
520   Shimabuku Landaure, Ramiro Angel -Rep 2021-07-23 2026-05-12
521   Tao, Jingyi (SFC:BTZ228) 陶婧怡 -Rep 2023-07-27 2026-05-02
522   Verghese, Tarun Chandy -Rep 2026-04-27 2026-05-08
523   Wong, Chun Ho (SFC:AUW995) 王俊浩 -Rep 2024-10-04 2026-05-01
524 Goldman Sachs Asset Management (Hong Kong) Limited Tong, Adrian Sung Hay 唐崇熙 +Rep 2026-05-04
525 Grand Profit Financial Company Limited Hung, Gary 洪基立 -RO 2024-01-26 2026-05-04
526 Great Return Investment Limited Ng, Raymond Ying Wang 伍鷹宏 +RO 2026-05-12
527   Qiu, Ping (SFC:BXC379) 邱平 +RO 2026-05-12
528 Green Court Capital Management Limited Du, Yanyi 杜延奕 -Rep 2017-04-28 2026-04-30
529 Greenlane Capital Limited Shi, Haodi 時浩迪 +Rep 2026-05-07
530 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED Li, Junnan (SFC:BXW635) 李君南 +Rep 2026-05-07
531 Grit Asset Management Limited Snelgrove, Paul Rodger -RO 2024-12-10 2026-04-30
532 Grit Capital Limited Wang, Yulin (SFC:BXY749) 王與麟 +Rep 2026-05-06
533 Grit Securities Limited   +Rep 2026-05-06
534 Guolian Securities International Capital Co., Limited Ip, Sin Nam Ingrid 葉善嵐 -Rep 2024-08-14 2026-05-10
535   Liu, Yuchen (SFC:BXW308) 刘雨辰 +Rep 2026-05-04
536 Guolian Securities International Capital Market Co., Limited Xu, Zhiwei (SFC:BXF123) 徐志唯 -Rep 2026-01-02 2026-05-11
537 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED Li, Qinyi (SFC:BXW116) 李沁颐 +Rep 2026-05-04
538   Yang, Yiwen (SFC:BOH230) 楊禕雯 +Rep 2026-05-04
539 Guosen Securities (HK) Brokerage Company, Limited Shen, Rui (SFC:BXQ844) 沈睿 +Rep 2026-05-05
540   Wang, Kai (SFC:BXG183) 王开 -Rep 2026-02-11 2026-04-30
541 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED Wan, Joseph Jason 尹宸賢 -Rep 2026-01-13 2026-05-11
542     +RO 2026-05-11
543   Wei, Yi (SFC:BXL292) 魏祎 +Rep 2026-05-04
544 GUOTAI JUNAN CAPITAL LIMITED Chan, Maggie Ka Yee 陳家怡 +RO 2026-05-06
545   Liu, Li (SFC:BWE153) 劉麗 +Rep 2026-05-12
546   Lu, Xiaoyi (SFC:BVR868) 盧瀟漪 +Rep 2026-05-12
547 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Chan, Maggie Ka Yee 陳家怡 +RO 2026-05-06
548   Fang, Haoze (SFC:BYA425) 方皓澤 +Rep 2026-05-12
549   Feng, Lujia 馮露葭 +Rep 2026-04-30
550   Huang, Yuchun (SFC:BYA417) 黃鈺淳 +Rep 2026-05-11
551   Liang, Yi (SFC:BXZ879) 梁怡 +Rep 2026-05-11
552   Zhuo, Yixuan 卓洢萱 +Rep 2026-05-04
553 GUOYUAN CAPITAL (HONG KONG) LIMITED Chong, Wan Kai (SFC:BEC600) 莊運啟 +Rep 2026-05-12
554   Li, Yat Sing (SFC:AZQ947) 李溢昇 -Rep 2026-04-15 2026-05-11
555   Siu, Susanna Lam Ka 蕭琳嘉 +Rep 2026-05-07
556 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED Chan, Wai (SFC:BSJ621) 陳瑋 +Rep 2026-05-07
557   Li, Yat Sing (SFC:AZQ947) 李溢昇 -Rep 2026-04-15 2026-05-11
558   Siu, Susanna Lam Ka 蕭琳嘉 +Rep 2026-05-07
559 Guoyun Securities Limited Lui, Ho Kit 雷浩傑 +RO 2026-05-04
560   Mok, Kin Wai 莫建偉 +RO 2026-05-04
561 Hai Fusion International Asset Management Limited Chen, Yunxing 陳運興 +RO 2026-05-06
562   Fu, Cheng (SFC:BWV916) 付程 +RO 2026-05-06
563 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Hu, Wenqian 胡文倩 +Rep 2026-05-05
564   Ren, Kening 任科宁 -Rep 2023-06-21 2026-05-08
565 HAITONG INTERNATIONAL CAPITAL LIMITED Shen, Zhao (SFC:BXW766) 沈昭 +Rep 2026-05-05
566   Wang, Zhengrui 王正睿 +Rep 2026-05-04
567 HAITONG INTERNATIONAL FUTURES LIMITED Kwok, David Ho Hung 郭可雄 +Rep 2026-05-11
568   Tang, Qinghua 湯慶華 +Rep 2026-05-07
569 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Hu, Wenqian 胡文倩 +Rep 2026-05-05
570   Ren, Kening 任科宁 -Rep 2023-06-21 2026-05-08
571 HAITONG INTERNATIONAL RESEARCH LIMITED Yin, Haocheng 殷浩程 +Rep 2026-05-05
572 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Kwok, David Ho Hung 郭可雄 +Rep 2026-05-11
573   Niu, Shuoheng 牛烁衡 +Rep 2026-05-07
574   Zhang, Shiqi (SFC:BXV310) 张师萁 +Rep 2026-05-04
575 HANG TAI SECURITIES LIMITED Ho, Lok Yan 何樂昕 -RO 2024-11-11 2026-05-01
576 HANSUI CAPITAL COMPANY LIMITED Fan, Man Hei 范文熙 -Rep 2025-05-16 2026-05-13
577   Wong, Yan Yi 王欣怡 -Rep 2025-11-05 2026-05-05
578 HARRIS FRASER (INTERNATIONAL) LIMITED Yang, Ming (SFC:BSQ702) 楊銘 +Rep 2026-05-04
579 Hash Blockchain Limited Zhang, Guorong (SFC:BWV954) 張国荣 -Rep 2025-10-21 2026-05-08
580 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED Xing, Qihui +Rep 2026-05-13
581 HEIRLOOM CAPITAL LIMITED Birla, Nitin 白耐恬 -RO 2021-05-21 2026-04-30
582 Hermitage Capital HK Limited Gao, Haotian 高昊天 +Rep 2026-04-30
583 Hetu Investment HK Limited Liu, Dong (SFC:BXQ539) 劉冬 +RO 2026-05-07
584 HONG KONG DIGITAL ASSET EX LIMITED Wang, Bo (SFC:BXS548) 王博 +Rep 2026-05-12
585 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED Chan, Wang Kwan 陳宏坤 -RO 2025-09-24 2026-05-01
586   Tsang, Teresa Oi Shan 曾愛珊 -RO 2023-01-11 2026-05-11
587   Zhou, Fangyu 周芳羽 +RO 2026-05-12
588 Hong Kong Rich & Fortune Assets Management Co., Limited Zhuang, Jin Xuan 莊錦旋 +Rep 2026-05-11
589 Hongkong Rich & Fortune Securities Co., Limited   +Rep 2026-05-11
590 Houde Changhe Asset Management Limited Zheng, Nan (SFC:BXW511) 鄭楠 +Rep 2026-05-11
591 House of Champions (HK) Limited Xu, Yixiao (SFC:BTS056) 許軼驍 -RO 2023-10-11 2026-04-30
592 HSBC BROKING FUTURES (HONG KONG) LIMITED Ho, Tsz Yeung (SFC:BVI125) 何梓陽 -Rep 2024-08-28 2026-05-06
593 HSBC Global Asset Management (Hong Kong) Limited Jackson, Andrew John (SFC:AYN419) +Rep 2026-05-05
594   Mui, Alfred Lap Chung 梅立中 -RO 2021-05-04 2026-04-30
595   Zhang, Xueting 张雪婷 +Rep 2026-05-08
596 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Jackson, Andrew John (SFC:AYN419) +Rep 2026-05-05
597   Mui, Alfred Lap Chung 梅立中 -RO 2021-05-04 2026-04-30
598   Zhang, Xueting 张雪婷 +Rep 2026-05-08
599 Huaan Securities (Hong Kong) Brokerage Limited Chung, Man Sun 鍾文燊 +Rep 2026-05-08
600   Kong, Man Him Alex 江旻謙 +Rep 2026-05-11
601   Wang, Wanzhou (SFC:BQD367) 汪万州 +Rep 2026-05-13
602 Huaan Securities (Hong Kong) Futures Limited Kong, Man Him Alex 江旻謙 +Rep 2026-05-11
603 Huafu International Finance Limited Chan, Man Kam (SFC:BNH075) 陳文錦 +Rep 2026-05-13
604 Huafu International Securities Limited   +Rep 2026-05-13
605 Huatai (Hong Kong) Futures Limited Liu, Yi Mu 劉亦木 -RO 2025-01-07 2026-04-30
606   Zhou, Liqiang 周立強 +Rep 2026-05-06
607 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Ding, Mingming 丁明明 -Rep 2025-11-25 2026-05-11
608   Feng, Jiaqi (SFC:BUB193) 馮佳琦 -Rep 2023-09-18 2026-05-03
609   Lim, Marco Jun Kit 林俊傑 +Rep 2026-04-30
610   Lou, Anping 樓安平 -Rep 2021-11-05 2026-05-13
611     +RO 2026-05-13
612   Sun, Xiaochun (SFC:BRF619) 孫筱純 -Rep 2022-03-25 2026-05-03
613   Wang, Jing (SFC:BRF956) 王婧 -Rep 2021-05-28 2026-05-09
614   Xu, Qiyao 徐琪瑶 +Rep 2026-04-30
615   Yun, Jing (SFC:BPN086) 雲晶 -Rep 2024-07-24 2026-04-30
616 Huatai-PCG Asset Management Limited Wang, Chaofan (SFC:BXP460) 王超凡 +Rep 2026-05-06
617 i-Golden Data Capital Limited Lee, Wai Fun (SFC:ACK112) 李慧芬 -RO 2025-09-30 2026-05-01
618 ICBC (Asia) Trustee Company Limited Li, Na (SFC:BVH550) 李娜 -Rep 2024-10-02 2026-05-04
619 ICBC INTERNATIONAL CAPITAL LIMITED Li, Yixun 李以迅 -Rep 2016-11-22 2026-05-08
620 ICBC INTERNATIONAL SECURITIES LIMITED   -Rep 2016-11-22 2026-05-08
621 iFAST Global Markets (HK) Limited Choi, Po Chu 蔡宝珠 +Rep 2026-05-07
622   Lai, Chun Wai (SFC:BCE967) 黎鎮威 +Rep 2026-05-04
623 INFINI CAPITAL MANAGEMENT LIMITED Ng, Ming Hang 吳銘亨 -Rep 2023-12-19 2026-05-11
624   Wu, Jiayi (SFC:BON836) 吳嘉怡 -Rep 2025-08-27 2026-05-07
625 INNOVATION CAPITAL CO., LIMITED Lai, Jinchao (SFC:BXR586) 來晉超 +Rep 2026-05-12
626 INNOVAX CAPITAL LIMITED Chau, Shamrock Roy 周尚立 -RO 2023-02-22 2026-05-04
627   Fung, Sik Lun 馮錫倫 -RO 2026-02-25 2026-04-30
628 INSIGHTS ASSET MANAGEMENT LIMITED Lai, Michael Wai Chun 賴煒俊 +Rep 2026-05-13
629 Interactive Brokers Hong Kong Limited Kuan, Arthur Cho Jun 關祖俊 +Rep 2026-05-04
630 INVESCO HONG KONG LIMITED Ding, Yifei 丁一飛 -Rep 2015-07-21 2026-04-30
631   Thanawanichakul, Varithorn +Rep 2026-05-11
632   Yuen, Hillary Hue Nam 阮曉藍 +Rep 2026-05-13
633 Invictus Investment Partners Limited Miyahara, Ken +Rep 2026-05-07
634   Mori, Masashi +Rep 2026-05-07
635 J.P. MORGAN BROKING (HONG KONG) LIMITED Chan, Elaine Yin Ling 陳彥翎 +Rep 2026-05-05
636   Dong, Jingyi 董靜怡 +Rep 2026-05-05
637   Tew, Emilie Kamen 刁家敏 +Rep 2026-05-05
638 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Hsu, Tzu-Chieh (SFC:BXN264) 徐子捷 +Rep 2026-05-06
639   Zhang, Bochun 張伯淳 +Rep 2026-04-30
640   Zhang, Wenjin (SFC:BAK706) 張雯瑾 -RO 2021-03-10 2026-04-30
641   Zhou, Mingda 周明達 -Rep 2019-07-12 2026-05-10
642 Jain Global (Hong Kong) Limited Lim, Joanne Yue Shan 林悅珊 -Rep 2024-06-28 2026-05-06
643     +RO 2026-05-06
644   Smith, Ian Micheal Corfield -RO 2024-06-24 2026-05-08
645 Jane Street Asia Pacific Limited Carango, Anthony +Rep 2026-05-05
646   Lei, Wenkai 雷文凯 -Rep 2024-05-20 2026-05-11
647   Li, Le (SFC:BVZ873) 李乐 -Rep 2025-03-17 2026-05-11
648 JANE STREET HONG KONG LIMITED Carango, Anthony +Rep 2026-05-05
649   Lei, Wenkai 雷文凯 -Rep 2021-03-25 2026-05-11
650   Li, Le (SFC:BVZ873) 李乐 -Rep 2025-03-17 2026-05-11
651 Janus Henderson Investors Hong Kong Limited Chan, Hei Ting (SFC:BSF088) 陳曦庭 -Rep 2023-08-14 2026-05-07
652 Jasper Capital Hong Kong Limited Zhu, Xingtong 朱星曈 -RO 2023-05-11 2026-04-30
653 Jefferies Hong Kong Limited Chen, Bingyu 陳冰玉 +Rep 2026-05-07
654   Cheung, Sze Yuen (SFC:BXY441) 張斯炫 +Rep 2026-05-04
655   Chua, Eddee Wee Ping 蔡委儐 +Rep 2026-05-08
656   Lam, Man Hon Bryan 林文瀚 +Rep 2026-05-07
657   Lee, Jun Yan +Rep 2026-05-08
658   Wang, Chu (SFC:BQO707) 王出 -Rep 2024-09-16 2026-04-30
659 JIUZE Capital Management Limited Wang, Fang (SFC:BXQ816) 王芳 +RO 2026-05-08
660 JMC Capital HK Limited Chan, Ching Yeung 陳正揚 -Rep 2023-01-26 2026-05-04
661 JMC Capital International Limited   -Rep 2023-01-26 2026-05-04
662 JPMorgan Asset Management (Asia Pacific) Limited Hsieh, Ching Hsuan -Rep 2023-05-16 2026-04-30
663   Shiu, Kelly Hoi Yan 邵愷昕 +Rep 2026-05-08
664   Wu, Yegang 吴晔钢 +Rep 2026-05-04
665 JPMorgan Funds (Asia) Limited Hsieh, Ching Hsuan -Rep 2023-05-16 2026-04-30
666   Shiu, Kelly Hoi Yan 邵愷昕 +Rep 2026-05-08
667 JVSakk Asia Limited Kwan, Yat Nam 關逸嵐 -Rep 2015-02-16 2026-05-01
668 JVSakk Asset Management Limited   -Rep 2015-02-16 2026-05-01
669   Lai, Ophelia 黎遨飛 -Rep 2017-11-02 2026-05-06
670 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED Zhao, Cong (SFC:BXT943) 趙聰 +Rep 2026-05-12
671 KGI ASIA LIMITED Jiang, Wei (SFC:BRP887) 蒋伟 +Rep 2026-05-11
672   Kuo, Fang Yu 郭芳瑜 +Rep 2026-05-05
673   Lam, Ka Hou 林家豪 -Rep 2017-10-03 2026-04-30
674   Leung, Chuk Kwan Patty 梁竹君 +Rep 2026-04-30
675   Yeung, See Ah 楊思雅 +Rep 2026-05-08
676 KGI FUTURES (HONG KONG) LIMITED Jiang, Wei (SFC:BRP887) 蒋伟 +Rep 2026-05-11
677   Kuo, Fang Yu 郭芳瑜 +Rep 2026-05-05
678   Lam, Ka Hou 林家豪 -Rep 2016-04-22 2026-04-30
679 KINGSWAY FINANCIAL SERVICES GROUP LIMITED Deng, Yuxin (SFC:BXX607) 鄧雨欣 +Rep 2026-05-04
680 KKR Capital Markets Asia II Limited Wong, Man Hei Katrina 黃敏希 +Rep 2026-05-04
681   Yeo, Janis +Rep 2026-05-04
682 Kuark Capital Limited Ikeda, Hiromasa +RO 2026-05-13
683   Su, Kai Hung 蘇凱宏 +RO 2026-05-13
684 KunPeng Securities Limited Kok, Kam Fu 郭錦富 -RO 2025-10-23 2026-04-30
685 Lan Asset Management Limited Kwok, Felix Man Chun 郭文駿 -RO 2024-12-12 2026-05-04
686 Leading Securities Company Limited Wang, Hui (SFC:BVY691) 汪慧 -Rep 2025-03-20 2026-05-05
687 LEE'S SECURITIES COMPANY LIMITED Chan, Judy Lai Ming 陳麗明 -RO 2005-01-03 2026-05-03
688 Lego Securities Limited Chan, Ying Yu (SFC:BIJ543) 陳映儒 -Rep 2022-06-30 2026-05-01
689 Leo Asset Management Limited Chu, Ping Cheung 朱秉將 -Rep 2025-09-29 2026-05-13
690     +RO 2026-05-13
691 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED Lee, da Won 李多苑 -Rep 2021-07-16 2026-05-05
692 LIGHTCONE ASSET MANAGEMENT LIMITED Wang, Yuan (SFC:BJU824) 王原 -RO 2019-07-24 2026-04-30
693 Lindale Capital Limited Liu, Feng (SFC:BMV622) 劉峰 -RO 2020-10-09 2026-04-30
694 LiZen Asset Management Limited Lai, Zhihong (SFC:BWV187) 賴志鴻 -Rep 2025-10-02 2026-04-30
695 LOMBARD ODIER (HONG KONG) LIMITED Kwok, Yin Yi 郭燕怡 +Rep 2026-05-04
696 Long Bridge HK Limited Sze, Vincent Chi Yeung 施子揚 +Rep 2026-05-12
697   Wong, Chi Cheong (SFC:BQO358) 黃熾昌 +Rep 2026-05-12
698 Long Key Capital Limited Li, Peng (SFC:BXH219) 黎鵬 +RO 2026-05-04
699 Longhang Asset Management Limited Lan, Yu (SFC:BCQ497) 藍宇 -Rep 2026-03-16 2026-05-05
700     +RO 2026-05-05
701 Longitude Asia Limited Li, Chi Ho (SFC:BSC740) 李致豪 -Rep 2022-02-08 2026-04-30
702 LOTUS ASSET MANAGEMENT LIMITED Wong, Cho Wing 黃楚穎 +Rep 2026-05-07
703   Wong, Ka Lok Kellogg 黃嘉樂 +Rep 2026-05-04
704 LUK FOOK ASSET MANAGEMENT (HK) LIMITED Yu, Chung Yuen 余忠源 +Rep 2026-05-08
705 LUK FOOK FUTURES (HK) LIMITED   +Rep 2026-05-08
706 LUK FOOK SECURITIES (HK) LIMITED   +Rep 2026-05-08
707 Luminous Management HK Limited Li, Cheuk Fai 李卓輝 +RO 2026-05-04
708   Tsui, Mei Fung (SFC:BOE404) 徐美鳳 +RO 2026-05-04
709 M&F Asset Management Limited Fong, Jimmy Tsun Kuen 方振權 -Rep 2025-09-18 2026-04-30
710 MA Asset Management (Hong Kong) Limited Cheng, Tzu-An +Rep 2026-05-13
711 MACQUARIE CAPITAL LIMITED Kung, Yiu Shing 龔耀誠 -RO 2024-07-08 2026-05-03
712 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED Chang, David Da-Wei -Rep 2025-04-01 2026-05-11
713     +RO 2026-05-11
714 Manford Financial Limited Lam, Kam Ho (SFC:BJG132) 藍錦豪 +Rep 2026-05-06
715 Manulife Investment Management (Hong Kong) Limited Ho, Tsz Yu 何梓瑜 +Rep 2026-05-05
716   Hui, Shuk Kwan (SFC:BXX815) 許淑筠 +Rep 2026-05-05
717   Kuan, Wendy Hsiao Wei 關曉薇 -Rep 2026-01-28 2026-05-11
718     +RO 2026-05-11
719   Lau, Michelle 廖美詩 +Rep 2026-05-11
720   Wong, Eric Man Tai 黃文棣 +Rep 2026-05-05
721   Wu, Bo (SFC:BXX332) 吴博 +Rep 2026-05-05
722 MapleCrest Capital Limited Shang, Yuan (SFC:BSU307) 尚雨岸 -Rep 2026-03-25 2026-05-12
723     +RO 2026-05-12
724 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED Cheng, Xiaohan 程潇涵 +Rep 2026-04-30
725   Ng, Jenny Ka Wai 吳嘉惠 +Rep 2026-05-11
726   Zhang, Yige (SFC:BXV359) 張譯戈 +Rep 2026-04-30
727 Maxa Asset Management Limited Cheung, Siu Kai 張兆佳 +RO 2026-05-13
728 MAXA CAPITAL LIMITED   -RO 2019-11-08 2026-05-06
729   Li, Xinhao (SFC:BXV783) 黎炘豪 +Rep 2026-05-05
730 Maxwealth Global Asset Management Company Limited Mei, Zhiming 梅志銘 +Rep 2026-05-04
731 Mega Global Securities Limited Law, Man Kin 羅文健 +Rep 2026-05-04
732   Lo, Tak Wai 盧德偉 -Rep 2026-03-11 2026-05-08
733     +RO 2026-05-08
734 MERCER INVESTMENTS (HK) LIMITED Soedono, Adji -Rep 2023-12-04 2026-05-05
735 Merit Asset Management Limited Lei, Yang (SFC:BWK893) 雷阳 -Rep 2026-04-23 2026-05-13
736     +RO 2026-05-13
737 Merrill Lynch (Asia Pacific) Limited Ai, Xihong 艾錫宏 -Rep 2015-02-02 2026-04-30
738   Chadda, Rajat -Rep 2021-09-13 2026-04-30
739   Dhaloomal, Ali -Rep 2026-04-30 2026-05-05
740   El Mejjad, Tarik (SFC:BXY020) -Rep 2026-05-08 2026-05-12
741   Huang, Huei-Hung 黃恢泓 +Rep 2026-05-12
742   Karpes, Chad Brett +Rep 2026-04-30
743   Liu, Yu-Chiao 劉宇喬 +Rep 2026-05-08
744   Mong, Pui Yee Perlie 蒙珮兒 +Rep 2026-05-08
745   Oki, Keiko +Rep 2026-05-12
746   Pan, Jiazhou 潘加州 +Rep 2026-05-11
747   Saliba, Jean Michel -Rep 2026-04-30 2026-05-05
748   Scarlett, Alexandra Caroline +Rep 2026-05-13
749   Shah, Amish Chandrakant -Rep 2026-04-30 2026-05-08
750   Tamura Ho, Mari 何真理 -Rep 2023-11-01 2026-04-30
751 Merrill Lynch Far East Limited Chadda, Rajat -Rep 2021-09-13 2026-04-30
752   Huang, Huei-Hung 黃恢泓 +Rep 2026-05-12
753   Scarlett, Alexandra Caroline +Rep 2026-05-13
754   Tamura Ho, Mari 何真理 -Rep 2023-11-01 2026-04-30
755 MIB SECURITIES (HONG KONG) LIMITED Ng, Yin Lam (SFC:AGK085) 吳彥霖 -Rep 2022-01-25 2026-04-30
756 Micro Connect (H.K.) Investment Management Limited Chan, Kanise Choi Wah 陳再華 -RO 2025-12-01 2026-05-01
757   Wang, Wei Chi (SFC:BSV349) 王瑋琪 -Rep 2022-09-05 2026-04-30
758 MicroBit Capital Management Limited Lau, Shuk Yan 劉淑欣 -Rep 2025-12-22 2026-05-12
759   Sun, Yimeng (SFC:BSG169) 孫藝萌 -Rep 2025-08-12 2026-05-02
760 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Kronborg, Martin Ulrich -Rep 2023-07-11 2026-04-30
761 Ming Yang Capital Limited Shum, Yuen Fai 沈遠輝 -RO 2023-12-28 2026-05-11
762   Yuen, Wing Kai (SFC:BBU606) -Rep 2025-01-09 2026-05-11
763     +RO 2026-05-11
764 Mint Capital Limited (HK) Yau, Chi Wai (SFC:AUA441) 邱志偉 -RO 2025-09-17 2026-05-10
765 Mirae Asset Securities (HK) Limited Chan, Ka Wa (SFC:AOX337) 陳嘉華 +Rep 2026-05-08
766   Liu, Shanshan (SFC:BEC391) 劉杉杉 -RO 2025-05-23 2026-05-14
767   Shishkov, Svetoslav Dimitrov -Rep 2024-06-12 2026-04-30
768 MIZUHO SECURITIES ASIA LIMITED Dong, Xiaoxuan 董小玄 -Rep 2023-06-12 2026-05-04
769   Leung, Wai Man (SFC:AGO399) 梁偉民 -Rep 2019-02-22 2026-05-08
770   Miura, Yutaka -Rep 2013-09-18 2026-04-30
771   Pun, Kin Hung 潘建鴻 -Rep 2023-07-07 2026-05-12
772   Yip, Hong Ting Natalie 葉匡庭 -Rep 2023-03-07 2026-04-30
773 MOELIS & COMPANY ASIA LIMITED Cui, Ji (SFC:BTW730) 崔佶 +Rep 2026-05-06
774 MoneyMore Securities Limited Yu, Shuo (SFC:BXW393) 俞碩 +Rep 2026-05-06
775 Moody's Investors Service Hong Kong Limited Moon, Minkyung +Rep 2026-05-04
776 Morgan Stanley Asia Limited Banerjee, Abhinanda -Rep 2026-05-08 2026-05-12
777   Bode, Pascal Nicolai -Rep 2026-05-08 2026-05-12
778   Chen, Wang (SFC:BYA605) -Rep 2026-05-11 2026-05-12
779   Cheong, Yong Qiang -Rep 2026-04-27 2026-04-30
780   Choi, Seung Hoon +Rep 2026-05-04
781   Dong, Sirui 董思睿 -Rep 2026-05-05 2026-05-08
782   Filali Meknassi, Hamza +Rep 2026-05-12
783   Hu, Qianwen +Rep 2026-05-06
784   Ji, Jiechao 季婕超 +Rep 2026-05-08
785   Jia, Qiyuan 贾淇媛 -Rep 2023-07-24 2026-04-30
786   Liu, Luyao (SFC:BXY194) +Rep 2026-05-06
787   Metli, Christopher Richard +Rep 2026-05-12
788   Nadkarni, Prajakta Shrikant -Rep 2026-05-04 2026-05-08
789   Nishigai, Shigetatsu +Rep 2026-05-13
790   Qu, Yawen 瞿雅雯 -Rep 2026-04-30 2026-05-06
791   Shieh, Ming-Yung 謝明永 -Rep 2026-04-24 2026-05-01
792   Sun, Siming 孫鍶銘 -RO 2021-11-17 2026-05-08
793   Twumasi, Franklin K +Rep 2026-05-12
794   Ubillus, Andrea Cecilia +Rep 2026-05-08
795   Wang, Chen-Chia 王振嘉 +Rep 2026-05-05
796   Warner Jr, Edward George +Rep 2026-05-08
797   Yeh, Michael (SFC:AYJ707) -Rep 2011-11-07 2026-05-06
798   Yoshimoto, Yoshimi -Rep 2026-04-21 2026-04-30
799   Zhang, Aofeng 張翱風 +Rep 2026-05-05
800   Zhang, Shuai (SFC:BVL296) +Rep 2026-05-13
801 Morgan Stanley Hong Kong Securities Limited Choi, Seung Hoon +Rep 2026-05-04
802   Dong, Sirui 董思睿 -Rep 2026-05-05 2026-05-08
803   Hu, Qianwen +Rep 2026-05-06
804   Metli, Christopher Richard +Rep 2026-05-12
805   Nishigai, Shigetatsu +Rep 2026-05-13
806   Qu, Yawen 瞿雅雯 -Rep 2026-04-30 2026-05-06
807   Yoshimoto, Yoshimi -Rep 2026-04-21 2026-04-30
808 MUFG Securities Asia Limited Ip, Joseph Zi Jun 葉子儁 -Rep 2024-12-18 2026-05-05
809   Isayama, Daichi +Rep 2026-05-13
810 MY.Alpha Management HK Advisors Limited Chan, Owen (SFC:BXW009) 陳均浩 +Rep 2026-05-04
811 MYM CAPITAL PARTNERS LIMITED Lau, Leo Chun Yu 劉鎮瑀 +Rep 2026-05-11
812 NATIXIS ASIA LIMITED Clot, Jacques-Louis Henri -Rep 2021-07-13 2026-04-30
813     +RO 2026-04-30
814   Huang, Zhenhao 黃震昊 -Rep 2022-09-09 2026-05-07
815   Wong, Nai Chun 黃乃鎮 -Rep 2022-04-19 2026-05-08
816   Yang, Luming (SFC:BVC618) 楊璐銘 -Rep 2024-07-02 2026-04-30
817 Natixis Investment Managers Hong Kong Limited Wan, Yaxuan 万雅轩 +Rep 2026-05-04
818   Yu, Kwok-Cheung (SFC:BXU613) 余玨璋 +Rep 2026-05-04
819 NEW ASIA FERRELL ASSET MANAGEMENT LIMITED Liang, Xuena 梁雪娜 -RO 2023-12-13 2026-05-01
820   Xing, Linqi 邢琳琦 +Rep 2026-05-11
821 Nine Masts Capital Limited Cheung, Chi Leung (SFC:BUD497) 張智良 -Rep 2026-04-21 2026-05-05
822 Nine Unicorn Capital Limited Zhang, Yuwei (SFC:BTI862) 張宇維 -RO 2023-06-01 2026-05-08
823 Nomura Asset Management Hong Kong Limited Lo, Amy Ming Sze 盧明詩 +Rep 2026-05-11
824 NOMURA INTERNATIONAL (HONG KONG) LIMITED Bihani, Ankit -Rep 2026-05-07 2026-05-13
825   Jikuya, Yuta +Rep 2026-05-11
826 Novel Wealth Management Limited Ma, Ka Kin (SFC:BVD339) 馬嘉鍵 -Rep 2025-02-03 2026-04-30
827 Oasis Management (Hong Kong) Li, Kelman Jun Qiao 李駿翹 +Rep 2026-05-13
828 Octo Rivers Asset Management (HK) Limited Lin, Shoukang 林壽康 -RO 2018-12-05 2026-05-08
829 Olive Asset Management (Hong Kong) Limited Liu, Chang (SFC:BVW841) 劉暢 -Rep 2026-01-07 2026-05-04
830 OnePlatform Asset Management Limited Lai, Wang Chung 黎宏聰 -Rep 2021-08-11 2026-04-30
831 OP INVESTMENT MANAGEMENT LIMITED Chen, Hsi-An (SFC:ALB958) 陳璽安 -Rep 2022-08-09 2026-04-30
832 Opus Capital Limited (HK) Wu, William Wai Leung 胡偉亮 -RO 2025-10-10 2026-05-01
833 Opus Capital Management Limited   -RO 2025-10-10 2026-05-01
834 ORIENT CAPITAL (HONG KONG) LIMITED Chan, Ying Wai (SFC:AUC919) 陳英偉 -Rep 2026-01-27 2026-05-05
835     +RO 2026-05-05
836   Cheung, Douglas Ho Yuen 張浩源 +Rep 2026-05-07
837   Qu, Wenhao 曲文昊 +Rep 2026-05-04
838   Wong, Ho Fung (SFC:ARN622) 黃浩峰 +RO 2026-05-05
839   Yang, Chengcheng (SFC:BSY455) 楊程程 +Rep 2026-05-13
840   Yung, Ho Yin 翁浩賢 +Rep 2026-05-08
841 ORIENT SECURITIES (HONG KONG) LIMITED Chan, Ying Wai (SFC:AUC919) 陳英偉 -Rep 2026-01-27 2026-05-05
842     +RO 2026-05-05
843   Qu, Wenhao 曲文昊 +Rep 2026-05-12
844   Wong, Ho Fung (SFC:ARN622) 黃浩峰 +Rep 2026-05-05
845   Yang, Chengcheng (SFC:BSY455) 楊程程 +Rep 2026-05-13
846 ORIENT SECURITIES LIMITED Si, Bao Ling 施寶玲 -Rep 2024-05-02 2026-05-11
847   Yeung, Chui Ying 楊翠盈 +Rep 2026-05-13
848 OSL Digital Securities Limited Fang, Jeffrey Sai Tai 方世泰 -Rep 2026-03-17 2026-05-11
849     +RO 2026-05-11
850   Wu, Meilin 吳美霖 -Rep 2025-03-10 2026-05-01
851 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED Fung, Ka Man (SFC:BMT317) 馮家敏 +Rep 2026-04-30
852   Han, Charles June +Rep 2026-05-12
853 Pacific Crest Partners Limited Zhou, Tingting (SFC:AUG803) 周婷婷 -RO 2024-01-08 2026-04-30
854 Patrons Capital Limited Pak, Chung Kan 栢仲懃 +Rep 2026-05-08
855 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED Chow, Yuen Yun 周圓潤 +Rep 2026-05-08
856 PHILLIP COMMODITIES (H.K.) LIMITED Lau, Nim Cho 劉念祖 +Rep 2026-05-11
857   Wang, Guilin (SFC:BXY206) 王貴霖 +Rep 2026-05-05
858 PHILLIP SECURITIES (HONG KONG) LIMITED Lau, Nim Cho 劉念祖 +Rep 2026-05-11
859   Wang, Guilin (SFC:BXY206) 王貴霖 +Rep 2026-05-05
860 Pictet Asset Management (Hong Kong) Limited Shao, Yingyue 邵潆閲 -Rep 2022-10-17 2026-04-30
861   Shi, Yi (SFC:BUI831) 施义 +Rep 2026-05-08
862 PIMCO Asia Limited Lee, Wing Ting 李穎婷 -Rep 2012-12-03 2026-05-13
863     +RO 2026-05-13
864   Santore, Christopher Richard -Rep 2026-05-04 2026-05-05
865   Wu, Yi Zhou 吳一舟 +Rep 2026-05-11
866   Yip, Yan Tung 葉恩彤 +Rep 2026-05-05
867 PineBridge Investments Asia Limited Tong, Yuk Wai 湯勗維 +Rep 2026-05-11
868 PineBridge Investments Hong Kong Limited   +Rep 2026-05-11
869 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Li, Zixuan (SFC:BUT318) 李紫璇 +Rep 2026-05-07
870 Ping An of China Capital (Hong Kong) Company Limited Dong, Lei (SFC:BXQ960) 董蕾 +Rep 2026-05-04
871   Liang, Yuan (SFC:BMK627) 梁媛 +Rep 2026-05-04
872   Wang, Ning (SFC:BXQ959) 王柠 +Rep 2026-05-04
873   Zhao, Zhenlin (SFC:BXQ961) 赵祯琳 +Rep 2026-05-04
874 Ping An Securities (Hong Kong) Asset Management Company Limited Gan, Hua 甘華 +RO 2026-05-08
875 Ping An Securities (Hong Kong) Company Limited Dong, Lei (SFC:BXQ960) 董蕾 +Rep 2026-05-04
876   Gan, Hua 甘華 +RO 2026-05-08
877   Liang, Yuan (SFC:BMK627) 梁媛 +Rep 2026-05-04
878   Wang, Ning (SFC:BXQ959) 王柠 +Rep 2026-05-04
879   Zhao, Zhenlin (SFC:BXQ961) 赵祯琳 +Rep 2026-05-04
880 Pinpoint Asset Management Limited Chiu, Chi Chung (SFC:ARN158) 趙志中 +Rep 2026-05-12
881 Pixiu Asset Management Limited Dong, Li (SFC:BVD430) 董利 -Rep 2024-09-30 2026-05-08
882     +RO 2026-05-08
883 Planetree Securities Limited Yau, Wai (SFC:AIU419) 邱惠 -RO 2021-12-15 2026-05-07
884 PLATINUM SECURITIES COMPANY LIMITED Huang, Sike 黃斯軻 +Rep 2026-04-30
885 Pleiad Investment Advisors Limited Ehara, Shin -Rep 2023-08-18 2026-05-11
886 PO SANG SECURITIES LIMITED Tsang, Simon Siu Hung 曾少雄 -RO 2017-01-17 2026-05-01
887 Point72 Hong Kong Limited Ip, Long 葉朗 +Rep 2026-05-04
888   Lin, I-Chi 林逸奇 -Rep 2020-08-06 2026-05-04
889   Liu, Rui (SFC:BUD301) 刘瑞 -Rep 2023-09-28 2026-05-06
890   Zhuo, Yue (SFC:BQF288) 禚越 +Rep 2026-05-11
891 Pollock Asset Management Limited Potie, Thibault Dany Michel +Rep 2026-04-30
892 Polo Elite Capital Limited Xu, Yaxin (SFC:BUI750) 徐雅欣 +Rep 2026-04-30
893 Polymer Capital Management (HK) Limited Chen, Shiding 陳世鼎 +Rep 2026-04-30
894   Wu, Xuelu (SFC:BDC636) 吳雪璐 +Rep 2026-05-05
895 Powership Capital Management Limited Li, Jinxue 李進學 +Rep 2026-05-04
896 PRIME HARVEST CAPITAL LIMITED Shi, Xuewei 施雪薇 -Rep 2026-02-20 2026-05-06
897     +RO 2026-05-06
898 Principal Investment & Retirement Services Limited Chang, Li Hao 張立顥 -Rep 2021-11-09 2026-04-30
899 Privium Fund Management (HK) Limited Gazmararian, Lucy -Rep 2021-02-23 2026-05-01
900 PRUDENTIAL BROKERAGE LIMITED Lau, Jeffrey Hoi Yue 劉凱宇 -Rep 2026-01-26 2026-05-06
901     +RO 2026-05-06
902 PULSAR CAPITAL LIMITED (HK) Zhang, Qian (SFC:BWB655) 張騫 -Rep 2025-08-25 2026-05-12
903     +RO 2026-05-12
904 Pulun International Asset Management Limited Chen, Jing (SFC:BXW784) 陳靜 +Rep 2026-05-07
905 Pulun International Capital Limited Zhang, Guilin (SFC:AWF886) 張貴林 -Rep 2026-04-22 2026-05-04
906 Pulun International Securities Limited Chen, Jing (SFC:BXW784) 陳靜 +Rep 2026-05-07
907   Zhang, Guilin (SFC:AWF886) 張貴林 -Rep 2026-03-31 2026-05-04
908 PYRMONT WEALTH MANAGEMENT LIMITED Chan, Yat Chiu 陳逸超 -RO 2020-11-12 2026-04-30
909   Li, Kan Wan 李錦文 +Rep 2026-05-07
910 PYXIS WEALTH ADVISORS LIMITED Ng, Po Ling (SFC:BYA824) 吳葆玲 +Rep 2026-05-12
911 Qiao Group Limited Lee, Kenneth Siegfried Kin-Ho 李健豪 -Rep 2025-06-20 2026-04-30
912 QMIS Asset Management Limited Wong, Chi Ling (SFC:ACG593) 黃志凌 -RO 2026-04-13 2026-04-30
913 QMIS Securities Limited   -RO 2026-04-13 2026-04-30
914 Qogir (Hong Kong) Limited Li, Junrui (SFC:BYA200) 李俊睿 +Rep 2026-05-08
915 QRC Asset Management Limited James, Todd Howard +RO 2026-05-11
916   Wong, Cheung Ming 黃祥明 +RO 2026-05-11
917 Quam Capital Limited (b1994-08-04) Chiu, Steven Pat Ngao 趙不傲 +Rep 2026-05-07
918   Kwok, Thomas Chung Ming 郭宗洺 +Rep 2026-05-04
919   Wong, Yui Wah 黃銳華 +Rep 2026-04-30
920 QUANTUM JADE INVESTMENT LIMITED Leung, Chun Chiu 梁振昭 -RO 2025-10-22 2026-04-30
921 Qube Research & Technologies Hong Kong Limited Okawa, Kotaro +Rep 2026-05-05
922 Quester Capital Advisors Limited Chan, Sheung Man (SFC:BHJ264) 陳尚汶 +Rep 2026-05-13
923 Quester Securities (HK) Limited   +Rep 2026-05-13
924 RaffAello Capital Limited Yeung, Tsun Yin 楊俊賢 +RO 2026-05-11
925 Raffles Assets Management (HK) Co. Limited Samant, Aditya Ashok -Rep 2025-03-06 2026-04-30
926 Rakuten Securities Hong Kong Limited Cho, Kai Man 曹繼文 -Rep 2022-10-05 2026-04-30
927 RAYS Capital Partners Limited Hui, John Tai Yin 許泰然 -Rep 2014-02-05 2026-05-01
928 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED Au, Derek Tsz To 區子韜 -Rep 2015-04-17 2026-05-12
929     +RO 2026-05-12
930   Nallamala, Mayur Raoul -RO 2014-02-25 2026-05-01
931 Red South Investment Management Limited Law, Chi Pang 羅志鵬 +Rep 2026-05-05
932 Riches Credit Asset Management Limited Gao, Leng 高冷 +Rep 2026-05-11
933   Zhao, Qing (SFC:BXF545) 趙箐 -Rep 2026-01-15 2026-05-06
934     +RO 2026-05-06
935 Right Time Asset Management Company Limited Yuan, Yining 袁一寧 -RO 2025-07-25 2026-04-30
936 RIME Capital Limited Chen, Hsi-An (SFC:ALB958) 陳璽安 +Rep 2026-05-07
937 Sanford C. Bernstein (Hong Kong) Limited Chu, Charlene Marie -Rep 2026-04-17 2026-04-30
938   Dillard, Charles Albert Edward +Rep 2026-05-11
939   Newman, Mark Christopher (SFC:AVK470) +Rep 2026-05-13
940 SBI E2-Capital Securities Limited Chow, Kin Hang (SFC:AZW587) 周健恆 +Rep 2026-05-11
941 Schonfeld Strategic Advisors (Hong Kong) Limited Wang, Jiaxi (SFC:BVO771) 王佳希 +Rep 2026-05-11
942 SDG Asset Management (HK) Limited Leung, Chi Kin (SFC:ALB846) 梁智健 -Rep 2023-12-13 2026-05-04
943 SDG Securities (HK) Limited Fan, Chenyu 范宸瑜 -Rep 2021-11-11 2026-05-05
944     +RO 2026-05-05
945   Leung, Chi Kin (SFC:ALB846) 梁智健 -RO 2024-03-12 2026-05-04
946 SDIC Securities (Hong Kong) Limited Duan, Haotian (SFC:BXS777) 段浩天 +Rep 2026-05-13
947   Lo, Chi Hang (SFC:BIH220) 羅志恒 -Rep 2024-03-13 2026-04-30
948 SDIC Securities Corporate Finance (Hong Kong) Limited Duan, Haotian (SFC:BXS777) 段浩天 +Rep 2026-05-13
949 SDIC Securities Futures (Hong Kong) Limited Lo, Chi Hang (SFC:BIH220) 羅志恒 -Rep 2024-03-13 2026-04-30
950 Seazen Resources Asset Management Limited Lau, Ka Pan 劉嘉斌 -Rep 2026-03-30 2026-05-11
951     +RO 2026-05-11
952 Seazen Resources Securities Limited   -Rep 2026-03-30 2026-05-11
953     +RO 2026-05-11
954 Shan Tian Wiselink International HK Limited Zou, Liebin 鄒烈斌 -RO 2026-03-19 2026-05-04
955 SHANGGU ASSET MANAGEMENT (ASIA) LIMITED Chan, Wai Ling (SFC:BHW840) 陳惠玲 +Rep 2026-05-04
956 SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED Kan, Daniel Pui Kei 簡培基 +RO 2026-05-06
957   Liu, Ya (SFC:BXJ313) 劉婭 +Rep 2026-05-11
958   Sun, Naiwei 孫乃瑋 +Rep 2026-05-06
959 SHANXI SECURITIES INTERNATIONAL LIMITED Kan, Daniel Pui Kei 簡培基 +RO 2026-05-06
960   Liu, Ya (SFC:BXJ313) 劉婭 +Rep 2026-05-11
961   Sun, Naiwei 孫乃瑋 +Rep 2026-05-06
962 Shengjun Capital Limited Li, Cuifan 李萃凡 -RO 2025-12-02 2026-05-06
963 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Gong, Jessica Jiahui +Rep 2026-05-04
964   Zhai, Xinyao 翟欣瑶 +Rep 2026-05-11
965 SHUI ON INVESTMENT MANAGEMENT LIMITED Luo, Danlan 羅丹蘭 -Rep 2023-02-22 2026-05-05
966     +RO 2026-05-05
967 Siegfried Asset Management Limited (HK) Lo, Isaac Wan Wai 盧運威 -RO 2019-01-17 2026-04-30
968 SIIC Capital (Hong Kong) Investment Management Company Limited Liang, Weibin (SFC:BCK471) 梁衛彬 +Rep 2026-05-12
969   Ngai, Sing Lung 魏星龍 -RO 2025-04-11 2026-04-30
970 Silver Leaf Asset Management Limited Yang, Tao (SFC:BFD115) 楊濤 -Rep 2024-06-26 2026-04-30
971 SILVER NILE GLOBAL INVESTMENTS LIMITED But, Long Tin 畢朗天 +Rep 2026-04-30
972   Chen, Fang (SFC:BXU764) 陈芳 +Rep 2026-05-12
973   Liu, Desmond Luk Por 廖淥波 -Rep 2026-03-12 2026-05-07
974   Szeto, Yat Hei Martin 司徒日曦 +Rep 2026-05-12
975 SINO FINANCIAL ASSET MANAGEMENT LIMITED Qian, Cheng (SFC:BXU459) 錢誠 +Rep 2026-04-30
976 Sino Wealth Asset Management Limited Lo, Chun Wah 魯震華 +RO 2026-05-05
977 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Jin, Wei (SFC:BVL578) 金炜 -Rep 2024-11-14 2026-05-12
978     +RO 2026-05-12
979 SINOPAC SECURITIES (ASIA) LIMITED Huang, Yi-Lan 黃逸男 -Rep 2025-09-03 2026-04-30
980 SINOSTONE CAPITAL MANAGEMENT COMPANY LIMITED Sun, Zi 孫孜 -Rep 2022-05-13 2026-05-01
981 SKYVAST SECURITIES LIMITED So, Kin Wai (SFC:BDY431) 蘇健偉 +Rep 2026-04-30
982 SMBC Nikko Securities (Hong Kong) Limited Oda, Hirofumi -Rep 2026-03-19 2026-04-30
983   Oyama, Ryo 大山亮 -Rep 2026-03-19 2026-05-10
984 SoFi Securities (Hong Kong) Limited Lok, Man Yee 駱敏兒 +RO 2026-04-30
985 Soliton Securities Limited Lee, Yuen Hei (SFC:ALI412) 李衒熙 +RO 2026-05-11
986 Solomon JFZ (Asia) Holdings Limited Lam, Ting Yu (SFC:AGK850) 林鼎宇 +RO 2026-05-13
987   Lau, Chun Yin (SFC:BSQ158) 劉俊言 -Rep 2024-09-16 2026-04-30
988 Soochow Securities International Asset Management Limited Choi, Kenny Chung Kiu 蔡仲橋 +Rep 2026-05-04
989 Soochow Securities International Futures Limited Qiu, Jin (SFC:AZJ947) 邱瑾 -Rep 2021-07-05 2026-05-07
990     +RO 2026-05-07
991 SOUTH CHINA CAPITAL LIMITED Lee, Ying Kin 李英健 +Rep 2026-05-04
992 SOUTH CHINA RESEARCH LIMITED Kong, Chun Mui 江春梅 -Rep 2022-05-05 2026-04-30
993 SOUTH CHINA SECURITIES LIMITED   -Rep 2022-05-05 2026-04-30
994   Lee, Ying Kin 李英健 +Rep 2026-05-04
995 SPDB International Capital Limited Zhao, Baoming (SFC:BNZ230) 趙宝明 -Rep 2025-12-18 2026-05-11
996     +RO 2026-05-11
997 SPDB International Securities Limited Huang, Jiaqi (SFC:BTQ833) 黃佳琦 -Rep 2023-04-28 2026-05-12
998   Zhao, Baoming (SFC:BNZ230) 趙宝明 +Rep 2026-05-11
999 Splentide Capital Limited Zhao, Lingzi 趙玲姿 +Rep 2026-05-12
1000 Standard Perpetual Securities Limited Chan, Mang Fai 陳孟輝 +Rep 2026-05-05
1001 Starlight Securities Limited Zhang, Lily Xun 章循 +Rep 2026-05-05
1002 STARSEA ASSET MANAGEMENT LIMITED Wu, Judyanna Yuen Man 胡婉敏 +RO 2026-05-13
1003 STATE FORTUNE CAPITAL MANAGEMENT LIMITED Lam, Kai Kuen 林啟權 +Rep 2026-05-05
1004 STATE STREET GLOBAL ADVISORS ASIA LIMITED Tsang, Marie Ming Wai 曾明慧 -Rep 2026-04-22 2026-04-30
1005 STATE STREET TRUST (HK) LIMITED Wong, Pauline Pui Ling 黃佩玲 -RO 2024-10-02 2026-05-05
1006 Stonepeak (Hong Kong) Limited You, Feijian 游飛健 +Rep 2026-05-08
1007 StoneX Financial (HK) Limited Ni, Jiaying 倪佳盈 +Rep 2026-05-05
1008   Shaffer Jr, Roger Lee -Rep 2026-04-30 2026-05-11
1009 StormHarbour Securities (Hong Kong) Limited Lam, Andy Shung Yau 林崇有 -Rep 2019-02-14 2026-05-07
1010 Sun Life Asset Management (HK) Limited Kung, Tsun Ying 龔惇瑩 +Rep 2026-05-12
1011 SUNHIGH FINANCIAL HOLDINGS LIMITED Chen, Honglin 陳虹霖 +Rep 2026-05-12
1012   Wei, Zheyuan 魏哲源 -Rep 2026-02-23 2026-04-30
1013 Sunny Fortune Capital Limited Tam, Hok Duen Scott 譚學端 +Rep 2026-05-06
1014 SunRiver International Asset Management Limited Shen, Sicong (SFC:BNF348) 申思聰 -Rep 2025-02-20 2026-04-30
1015 SunRiver International Securities Group Limited Lei, Sheng 雷胜 -Rep 2023-07-04 2026-05-13
1016     +RO 2026-05-13
1017   Shen, Sicong (SFC:BNF348) 申思聰 -Rep 2024-05-08 2026-04-30
1018 Sunshine Asset Management (HK) Limited Lee, Ming Han 李明翰 +Rep 2026-05-05
1019   Zhao, Haoyuan 趙浩遠 -RO 2025-05-16 2026-05-07
1020     +Rep 2026-05-07
1021 Symmetry Investments (Hong Kong) Limited Jones, Talyn Luis +Rep 2026-05-05
1022   Wong, Andrew Kai Tak 王啟德 +Rep 2026-05-11
1023 T. Rowe Price Hong Kong Limited Ghosh, Rahul Manindra Nath +Rep 2026-05-11
1024   Shao, Shuai (SFC:BDY279) 邵帥 +Rep 2026-04-30
1025 T.F.S. Derivatives HK Limited Boyer, Alexandre Louis Robert -Rep 2022-05-10 2026-04-30
1026   Nebout, Alexandre Stanislas Thierry -Rep 2022-05-04 2026-04-30
1027 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED Si, Jialu 司佳鹭 -Rep 2023-03-22 2026-05-10
1028 Taoli Asset Management Limited Cheng, Henry Wai Leung 鄭偉良 -RO 2024-12-27 2026-05-10
1029 Target Securities International Limited Chan, Yuet Ning 陳乙寧 -Rep 2022-09-20 2026-05-05
1030   Ding, Peng (SFC:BTZ893) 丁鹏 +Rep 2026-05-07
1031 TARZAN STOCK & SHARES LIMITED Chan, Yuk Lin (SFC:AFP114) 陳玉蓮 -Rep 2026-04-30
1032   Siu, Siu Ling 蕭小玲 -Rep 2005-04-25 2026-04-30
1033   So, Kai Kar 蘇啟嘉 -Rep 2026-04-30
1034 Tensant Securities Limited Zhang, Na (SFC:AVJ731) 張娜 +Rep 2026-05-05
1035 TFI Asset Management Limited Chen, Zhenglin 陳政霖 -Rep 2023-10-06 2026-05-04
1036     +RO 2026-05-04
1037 TFI Securities and Futures Limited Zhu, Guozhen 朱国楨 -Rep 2025-03-19 2026-05-04
1038     +RO 2026-05-04
1039 THORNBURG INVESTMENT MANAGEMENT (ASIA) LIMITED Rubin, Joshua Nathan -Rep 2026-04-01 2026-04-30
1040 Tianqin International Asset Management Limited Zhang, Teng (SFC:BRV284) 張騰 +RO 2026-05-13
1041 Tiger Faith Securities Limited Wong, Raymond Wing Yin 黃永賢 +Rep 2026-04-30
1042 Top One Global Capital Management Limited Kwok, Suet Ying Lily Vanessa 郭雪英 -RO 2025-10-14 2026-05-11
1043 TSE'S SECURITIES LIMITED Mow, On Loy 繆安來 -RO 2024-01-05 2026-04-30
1044 UBS Asset Management (Hong Kong) Limited He, Cheng (SFC:BNS842) 何成 -Rep 2026-04-30 2026-05-06
1045   Smith, Oliver Gareth -Rep 2026-04-30 2026-05-06
1046   Tsang, Cheuk Hang 曾焯恒 -Rep 2023-08-28 2026-05-08
1047 UBS SECURITIES ASIA LIMITED Bi, Yan 畢琰 -Rep 2026-04-24 2026-04-30
1048   Chan, Chi Lap (SFC:ATD881) 陳志立 -Rep 2011-01-11 2026-05-05
1049     +RO 2026-05-05
1050   Guesnon, Nicolas Ifan -Rep 2026-04-28 2026-05-04
1051   Launay, Thomas -Rep 2026-05-04 2026-05-08
1052   Logan, Yogamoorthy (SFC:BDZ080) -Rep 2026-04-27 2026-05-02
1053   Mehrotra, Amit Singh +Rep 2026-05-08
1054   Nguyen, Thi Thien Trang +Rep 2026-05-08
1055   Tai, Chun Ho 戴俊豪 +Rep 2026-05-11
1056   Tee, Jun Jie Louis +Rep 2026-04-30
1057 UBS SECURITIES HONG KONG LIMITED Bi, Yan 畢琰 -Rep 2026-04-24 2026-04-30
1058   Chen, Willa -Rep 2025-04-25 2026-04-30
1059   Lam, On Lok 林安樂 -Rep 2023-10-12 2026-04-30
1060   Logan, Yogamoorthy (SFC:BDZ080) -Rep 2026-04-27 2026-05-02
1061   Tai, Chun Ho 戴俊豪 +Rep 2026-05-11
1062   Tang, Vincent Chi Hang 鄧志恒 -Rep 2021-06-30 2026-04-30
1063     +RO 2026-04-30
1064 Union Insight Asset Management Limited Lee, Chak Fai 李澤輝 -RO 2025-05-02 2026-04-30
1065 UOB KAY HIAN (HONG KONG) LIMITED Leung, Sabrina Shuk Ching 梁淑貞 -Rep 2007-10-25 2026-05-07
1066   Lim, Kenny Yong Hui +Rep 2026-05-06
1067 uSmart Securities Limited Hu, Pan (SFC:BXW663) 胡攀 +Rep 2026-05-07
1068   Leung, Kei Fung 梁奇峰 +Rep 2026-05-04
1069   Li, Ling (SFC:BXW664) 李凌 +Rep 2026-05-07
1070   Liu, Xiaoli (SFC:BXW194) 劉小利 +Rep 2026-04-30
1071   Lu, Guoyuan (SFC:BXW769) 盧国园 +Rep 2026-05-07
1072   Ma, Lin (SFC:BXW109) 馬林 +Rep 2026-05-04
1073 Valliance Asset Management Limited Zhu, Lina (SFC:AXV640) 朱麗娜 -Rep 2024-05-02 2026-05-01
1074 VALUE PARTNERS HONG KONG LIMITED Lau, Anthony (SFC:BXY763) 劉誠新 +Rep 2026-05-05
1075   Tung, Ho Yiu 董浩堯 +Rep 2026-05-04
1076 VALUE PARTNERS LIMITED Lau, Anthony (SFC:BXY763) 劉誠新 +Rep 2026-05-05
1077   Tung, Ho Yiu 董浩堯 +Rep 2026-05-04
1078 Value Partners Private Equity Limited   +Rep 2026-05-04
1079 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED Liu, Yat Sin 廖日先 -Rep 2025-04-24 2026-04-30
1080 VBG Capital Limited Chu, Wai Yan Yanny 朱蔚甄 -Rep 2025-08-22 2026-05-12
1081     +RO 2026-05-12
1082 VERACITY INVESTMENT CO., LIMITED Huang, Lei (SFC:BWB806) 黄蕾 -Rep 2025-04-09 2026-04-30
1083   Zhang, Yixiao (SFC:BWR195) 章一笑 -Rep 2025-08-18 2026-05-04
1084 Verition Advisors (Hong Kong) Limited Wang, Shengyu (SFC:BDV081) 王聖予 -Rep 2026-04-08 2026-05-04
1085 Victoria Harbour Securities International Limited Fung, Patsy Pui Shi 馮佩詩 -RO 2024-09-19 2026-05-08
1086   Tong, Man Sang 湯文生 +RO 2026-05-12
1087 Victoria International Asset Management Limited Lee, Pui Man (SFC:AIU551) 李佩敏 -Rep 2023-04-27 2026-05-06
1088   Leung, Chin Hung Jacky 梁展鴻 +Rep 2026-05-12
1089 VICTORY SECURITIES COMPANY LIMITED Lin, Fei (SFC:AZJ851) 林飛 -Rep 2024-03-21 2026-04-30
1090 Vision Securities (Asia) Holdings Limited Xiao, Lina 肖麗娜 +RO 2026-05-06
1091   Xu, Guowei (SFC:BWT088) 徐国衛 +RO 2026-05-06
1092 VMS Asset Management Limited Bedwick, Allan Leon David +Rep 2026-05-13
1093 VSTH CAPITAL GLOBAL ASSET MANAGEMENT LIMITED So, Chiu Fung 蘇晁鋒 -RO 2022-11-25 2026-04-30
1094 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED Leng, He Lin 冷赫林 -Rep 2024-10-17 2026-04-30
1095 WEALTH MANAGEMENT GROUP LIMITED Liu, Jiali (SFC:BTE247) 劉嘉麗 +Rep 2026-05-04
1096 Wellington Management Hong Kong Limited (b2003-01-02) Dengo, Diana -Rep 2026-04-27 2026-05-01
1097   Shanks, Emily Eileen +Rep 2026-05-12
1098   Tanaka, Eric Michael +Rep 2026-05-12
1099 Wells Fargo Securities Asia Limited Lamy, Tony +Rep 2026-05-06
1100 Welwing Capital Group Limited Li, Ruoyang 李若暘 -RO 2024-04-30 2026-05-06
1101     +Rep 2026-05-06
1102 Winner Zone Asset Management Limited Fan, Yang (SFC:AUT752) 范陽 +Rep 2026-04-30
1103 Winro Management Limited Zhou, Eileen +Rep 2026-05-12
1104 Wolver Hill Asset Management Asia Limited Qi, Xin (SFC:AWL701) 齊新 -Rep 2024-03-20 2026-04-30
1105 Wonderland International Asset Management Limited Lu, Feng (SFC:BOT887) 逯丰 -RO 2023-02-20 2026-05-08
1106 WRise Prestige Asset Management Limited Fang, Xian (SFC:BUS981) 方嫻 -Rep 2025-01-10 2026-05-01
1107   Li, Qiqing (SFC:BPY020) 李綺晴 -Rep 2025-03-11 2026-05-02
1108 WRise Prestige Securities Limited Fang, Xian (SFC:BUS981) 方嫻 -Rep 2024-11-14 2026-05-01
1109   Li, Qiqing (SFC:BPY020) 李綺晴 -Rep 2025-03-11 2026-05-02
1110 XHK Limited Ho, Angela Ying Hsin 何穎欣 -Rep 2026-02-27 2026-05-08
1111     +RO 2026-05-08
1112 XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED Xian, Zijun 冼子俊 +Rep 2026-04-30
1113   Yeung, Wai To 楊煒韜 -Rep 2018-11-16 2026-04-30
1114 Y2 CAPITAL PARTNERS LIMITED Li, Jinpeng (SFC:BSK043) 李金鵬 -Rep 2022-05-10 2026-05-06
1115 YICKO SECURITIES LIMITED Law, Mow Chuen 羅茂泉 -Rep 2005-01-03 2026-05-01
1116 Yuan Tong Global Securities Limited Fan, Shuya 范舒雅 -Rep 2025-02-14 2026-05-11
1117     +RO 2026-05-11
1118 Yuanta Securities (Hong Kong) Company Limited Wu, Jia Rong 吳佳容 +Rep 2026-05-06
1119 Yuen Meta (International) Securities Limited Chu, Ping Cheung 朱秉將 -Rep 2025-09-29 2026-05-13
1120     +RO 2026-05-13
1121 Yun Heng Investment Management Limited Fu, Hanni 付晗妮 -RO 2025-06-12 2026-04-30
1122 Yunfeng Financial Markets Limited Lock, Chun Wai 駱俊瑋 -Rep 2026-03-05 2026-05-07
1123     +RO 2026-05-07
1124 Yunfeng Securities Limited   -Rep 2026-03-05 2026-05-07
1125     +RO 2026-05-07
1126 Zero2IPO Capital Limited Lu, Beier 陸貝爾 -Rep 2025-09-01 2026-05-08
1127 Zero2IPO Securities Limited   -Rep 2025-09-01 2026-05-08
1128 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED Zhang, Hongjun (SFC:BOE873) 章鸿俊 +Rep 2026-05-06
1129 Zhonghui International Securities Limited Tai, Wai Man (SFC:AQD347) 戴偉文 +RO 2026-05-12
1130 Zijing Capital Limited Kan, Daniel Pui Kei 簡培基 -RO 2022-03-02 2026-04-30
1131   Liang, Bing (SFC:BPT880) 梁冰 -Rep 2023-10-10 2026-04-30
1132 Zynergy Asset Management Limited Chui, Wai Fong 徐惠芳 +Rep 2026-05-13

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