Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 01F Limited Ho, Alice 何雅詩 +RO 2025-12-09
2   Man, Kai Nin Kenny 萬啓年 +RO 2025-12-09
3 3 Capital Partners Limited Ng, Cynthia Ching Man 吳靖文 -Rep 2025-03-27 2025-12-03
4 313 Capital Management Limited Cheung, Alan Ngar Lok 張雅樂 -RO 2023-02-17 2025-11-30
5 3W Fund Management Limited Liu, Wuyue 劉吳越 -Rep 2020-10-29 2025-12-01
6 aacat fintech Limited Chan, Gary Hing Cheung 陳興祥 -Rep 2025-03-06 2025-12-08
7     +RO 2025-12-08
8 ABCI Securities Company Limited Gan, Zhonghui 甘中輝 +Rep 2025-12-02
9 Acebridge Asset Management Limited Zhou, Jiu Zhou 周玖洲 -Rep 2025-11-05 2025-12-09
10     +RO 2025-12-09
11 ADVENT CORPORATE FINANCE LIMITED (GBEN) Chan, Sau Lim 陳守廉 -Rep 2021-03-11 2025-12-01
12     +RO 2025-12-01
13 AGT Capital Limited Duan, Fei (SFC:BWH248) 段斐 -RO 2025-09-03 2025-12-02
14 ALBOURNE PARTNERS (ASIA) LIMITED Liu, Ho Ting 廖浩庭 -Rep 2025-08-04 2025-12-01
15 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Chu, Felix 朱森民 +Rep 2025-12-02
16   Fong, Ka Lee 方嘉莉 +Rep 2025-12-01
17 AMINA (Hong Kong) Limited Benz, Michael Bruno -Rep 2025-09-24 2025-12-02
18     +RO 2025-12-02
19 Amova Asset Management Hong Kong Limited Lai, Yeu Huan +RO 2025-12-04
20 Ampere Partners Limited Yu, Huan (SFC:ANR927) 虞歡 -Rep 2021-05-20 2025-11-30
21 Amto Capital Management Limited Lin, Fengyuan 林丰源 -Rep 2025-12-01 2025-12-08
22     +RO 2025-12-08
23   Sun, Kathy +Rep 2025-12-01
24 AP Capital Management (Hong Kong) Limited Zhao, Kunming (SFC:BJJ372) 趙坤明 +Rep 2025-12-03
25 ApaH Capital Management Limited Liu, Gary Huan Chieh 劉煥傑 -RO 2020-12-14 2025-11-30
26 Apollo Capital Management Limited Chiu, Ding Chung 趙定中 +Rep 2025-12-01
27 Aqua Capital Strategy Limited Huang, Xiaozhe 黃筱喆 +Rep 2025-12-01
28 ARCH Capital Property Advisors Co. Limited Lo, Terence (SFC:BFP325) -Rep 2016-10-31 2025-12-08
29     +RO 2025-12-08
30 ARDIAN Hong Kong Limited Chan, Sze Wing (SFC:BXG201) 陳思穎 +Rep 2025-12-02
31   Lin, Pey Wen 林佩玟 +Rep 2025-12-02
32 Ark Futures (Hong Kong) Limited Lam, Muk Kin 林木堅 +Rep 2025-12-02
33   Yam, Ching Wai 任正威 +Rep 2025-12-02
34 Ark Group Holdings (Hong Kong) Limited Zhang, Haiqi 張海琦 +Rep 2025-12-12
35   Zhu, Hao (SFC:BWA571) 朱昊 +Rep 2025-12-03
36 Arrowpoint Investment Partners (Hong Kong) Limited Ngai, Kevin 倪梓晉 -Rep 2024-06-27 2025-11-30
37   Zhang, Gary Qingli -Rep 2024-09-16 2025-11-30
38 Arta Asset Management Limited Beidzina, Tatsiana +Rep 2025-12-04
39 Artisan Partners Hong Kong Limited Lee, Ka Hang (SFC:BAE507) 李嘉桁 -Rep 2025-12-04 2025-12-08
40     +RO 2025-12-08
41 ASIAN CAPITAL LIMITED Leung, Sylvia Sau Fan 梁秀芬 +Rep 2025-12-05
42 Aspen Global Management Limited Meng, Yuqing (SFC:BBW546) 孟雨晴 +RO 2025-12-01
43   Shea, Wing Kai 佘永佳 +RO 2025-12-01
44 Aspenwood Capital Limited Lee, Wai Yu 李惠如 -Rep 2022-04-12 2025-12-03
45 Atlantic Asset Management Limited Lai, Wing Suen 賴泳鏇 -Rep 2023-09-21 2025-12-07
46 Aurelius Financial Group Limited Leung, Tsz Yan (SFC:BVU759) 梁芷茵 -Rep 2025-02-11 2025-11-30
47 Avenue Family Office Limited Duan, Weiping 段衛萍 +Rep 2025-12-05
48 AVENUE INVESTMENT MANAGEMENT LIMITED   +Rep 2025-12-05
49 Bain Capital Private Equity (Asia) Limited Yan, Ji (SFC:BVZ951) 閆佶 +Rep 2025-12-09
50 Balyasny Asset Management (Hong Kong) Limited Hu, Qiuyu 胡秋宇 -Rep 2022-09-19 2025-12-04
51   Sethi, Aniket Anoop +Rep 2025-12-05
52   Zhang, Yi (SFC:BXF479) 張毅 +Rep 2025-12-03
53   Zhu, Cheng (SFC:BJB237) 朱成 +Rep 2025-12-08
54 BANK CONSORTIUM TRUST COMPANY LIMITED Cao, Kelvin Kai 曹凱 +Rep 2025-12-09
55 BANK OF EAST ASIA (TRUSTEES) LIMITED Chan, Man Yee (SFC:BVG842) 陳敏怡 -Rep 2024-10-02 2025-12-14
56 BARCLAYS CAPITAL ASIA LIMITED Lyu, Zhiyuan 呂志遠 -Rep 2024-12-16 2025-12-04
57   Siu, Ka Yee (SFC:BSR768) 蕭嘉儀 +Rep 2025-12-04
58   Tan, Nicolas (SFC:BXG140) 陳俊龍 +Rep 2025-12-03
59   Zhang, Xinyang (SFC:BKR557) 張昕阳 -Rep 2021-10-25 2025-11-30
60 Barrenjoey Asia Limited Choi, Eric -Rep 2025-12-08 2025-12-11
61 Basis Asset Management Limited Law, Frederick Andrew 羅頌然 +Rep 2025-12-09
62 Bay Area Capital Partners Limited Tse, Kwun Ho 謝冠豪 -Rep 2025-11-26 2025-12-12
63     +RO 2025-12-12
64 BDA PARTNERS (HK) LIMITED Min, Qingyang 闵清洋 -Rep 2024-01-03 2025-12-12
65 BEA Union Investment Management Limited Choi, Siu Yin (SFC:BVH200) 蔡小燕 -Rep 2025-06-19 2025-12-03
66 Betatron Ventures Limited Hong, Monica +Rep 2025-12-08
67 BFAM Partners (Hong Kong) Limited Bafna, Ankit Satyendra +Rep 2025-12-09
68 BlackRock Asset Management North Asia Limited Fisher, Robert John (SFC:BEV303) -Rep 2025-12-05 2025-12-12
69   Kruger, Anthony Johan (SFC:BUN496) -Rep 2025-12-05 2025-12-12
70   Mohammed, Shafee 模碩暉 -Rep 2022-09-19 2025-12-12
71   Niaz, Ali Sudaif (SFC:BXH175) +Rep 2025-12-11
72   Riley, Adam Martin (SFC:BBB159) -Rep 2025-12-05 2025-12-12
73   Seixas Disselli, Gabriel +Rep 2025-12-11
74   Zhao, Meng (SFC:BXG954) +Rep 2025-12-11
75 BLACKSTONE GROUP (HK) LIMITED (THE) Huang, Jiaxin (SFC:BXF690) 黃嘉欣 +Rep 2025-12-12
76 BLUESTONE SECURITIES (HK) CO., LIMITED Tsoi, Wai Hung (SFC:BBG310) 蔡偉鴻 -Rep 2025-11-13 2025-12-04
77     +RO 2025-12-04
78 BNP PARIBAS SECURITIES (ASIA) LIMITED De Riquet De Caraman De Ganay, Philippe Jean Maurice Gerhard -RO 2018-01-31 2025-11-30
79   Gupta, Abhishek (SFC:AOY906) +Rep 2025-12-12
80   Ho, Justin Ngao Wing 何翺穎 -Rep 2021-08-03 2025-12-05
81   Lau, Chun Sing (SFC:BOW446) 劉振聲 +Rep 2025-12-01
82   Li, Yingshi (SFC:BXF705) 李潁詩 +Rep 2025-12-08
83   Liu, Rui (SFC:BPE527) 刘睿 +Rep 2025-12-10
84 BOCHK Asset Management Limited Zhang, Rui (SFC:BXA152) 張瑞 +Rep 2025-12-02
85 BOCI ASIA LIMITED Zhao, Jiajing (SFC:BCC445) 趙嘉靖 -Rep 2013-10-21 2025-12-05
86 BOCI SECURITIES LIMITED Chan, Kai Chung (SFC:BEJ622) 陳啟聰 -Rep 2024-07-09 2025-12-10
87   Liu, Zhuolin 劉卓琳 +Rep 2025-12-09
88   Yip, Anita Wing Sze 葉詠詩 -Rep 2019-12-23 2025-12-05
89   Zhao, Jiajing (SFC:BCC445) 趙嘉靖 -Rep 2024-03-21 2025-12-05
90 BOCOM International (Asia) Limited Bi, Siming (SFC:BOT759) 畢思明 -Rep 2021-10-11 2025-12-12
91   Chen, Yilong (SFC:BXE018) 陳亦龍 +Rep 2025-12-05
92   Jiang, Zongxin 姜宗昕 -Rep 2011-07-25 2025-11-30
93   Li, Tianqi (SFC:BRR738) 李天琦 -Rep 2021-09-28 2025-12-12
94   Liang, Yuan (SFC:BMK627) 梁媛 -Rep 2018-04-10 2025-11-30
95   Qu, Huaqiang 曲华强 -Rep 2021-08-24 2025-11-30
96   Shi, Zhonglan 史中嵐 -Rep 2018-04-13 2025-11-30
97   Yuan, Hui (SFC:BRV859) 袁辉 -Rep 2021-11-24 2025-11-30
98 BOCOM International Securities Limited Bi, Siming (SFC:BOT759) 畢思明 -Rep 2025-02-27 2025-12-12
99   Cai, Han (SFC:BNO401) 蔡涵 -Rep 2021-10-21 2025-11-30
100   Chang, Weijun 常衛軍 -Rep 2021-11-02 2025-11-30
101   Chen, Yilong (SFC:BXE018) 陳亦龍 +Rep 2025-12-05
102   Gu, Xinyu (SFC:AVW548) 谷馨瑜 -RO 2024-09-24 2025-11-30
103   Li, Tianqi (SFC:BRR738) 李天琦 -Rep 2025-03-18 2025-12-12
104   Liang, Yuan (SFC:BMK627) 梁媛 -Rep 2025-02-27 2025-11-30
105   Shi, Zhonglan 史中嵐 -Rep 2025-02-27 2025-11-30
106   Sun, Mengqi (SFC:BFS834) 孫夢琪 -Rep 2015-06-30 2025-11-30
107   Wan, Li (SFC:AUK434) 萬麗 -Rep 2009-12-29 2025-11-30
108   Zhao, Li (SFC:BOS054) 趙麗 -Rep 2019-08-15 2025-11-30
109   Zhu, Wanying 祝婉瑩 +Rep 2025-12-05
110 Bosera Asset Management (International) Co., Limited Kim, Haena -Rep 2022-11-14 2025-12-09
111 BOWEN CAPITAL (HK) LIMITED Lam, Kit Ming (SFC:BTN251) 林杰明 -Rep 2023-03-15 2025-11-30
112 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED Au, Ping Kwan (SFC:BTG589) 歐秉鈞 -Rep 2025-03-13 2025-12-05
113 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED   -Rep 2025-03-13 2025-12-05
114 C.Xin Asset Management Limited Guo, Jicheng (SFC:BVB670) 郭济诚 -RO 2024-08-29 2025-11-30
115 CACHET ASSET MANAGEMENT LIMITED Ngan, Puay Yee 顏珮儀 -Rep 2019-09-02 2025-12-02
116 CAITONG INTERNATIONAL CAPITAL CO., LIMITED Ng, Tai Hung 吳大雄 +Rep 2025-12-08
117 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED Cai, Mingzhu 蔡明珠 +Rep 2025-12-03
118   Hwang, Jack Jin Woo +Rep 2025-12-11
119   Kim, Donghyun (SFC:BXB032) +Rep 2025-12-01
120   Ng, Christopher Chun Lung 伍展隆 +Rep 2025-12-01
121 Capibara Capital (Hong Kong) Limited Dong, Yu (SFC:BJC698) 董譽 +RO 2025-12-11
122   Ma, Mingwei (SFC:BWG055) 馬名蔚 +RO 2025-12-11
123 CAPITAL FOCUS ASSET MANAGEMENT LIMITED Ip, Anthony Ka Tsun 葉家俊 -RO 2009-03-27 2025-12-05
124 Carret Private Capital Limited Wong, Dick Hong 黃迪康 -Rep 2025-06-19 2025-12-05
125 CASH Wealth Management Limited Yeung, Lai Man (SFC:BWX616) 楊麗敏 -Rep 2025-11-24 2025-12-12
126 Casstar (HK) Technology Investment Limited She, Changkai 折昌凯 +RO 2025-12-02
127   Xia, Lin (SFC:BVT353) 夏琳 +RO 2025-12-02
128 CATHAY SECURITIES (HONG KONG) LIMITED Huang, Tian (SFC:BVS119) 黃天 -Rep 2024-12-10 2025-12-13
129   Ma, Xiaoli (SFC:BJZ738) 馬曉力 -Rep 2025-03-27 2025-12-04
130 CBH Asia Limited Chan, Che Kan 陳自勤 +Rep 2025-12-01
131 CCB INTERNATIONAL CAPITAL LIMITED Chan, Mok Fan 陳模帆 -Rep 2025-01-17 2025-12-12
132   Lu, Lifei 陸力飛 +Rep 2025-12-04
133   Ning, Qianyang 宁千洋 -Rep 2021-01-05 2025-12-08
134   Zhou, Xunnan 周珣南 +Rep 2025-12-04
135 CCB INTERNATIONAL SECURITIES LIMITED Chen, Yalei 陳亞雷 +Rep 2025-12-02
136   Chu, Anita Hiu Ying 朱曉瀠 -Rep 2015-08-25 2025-12-11
137   Hu, Zhichao (SFC:BMD543) 胡智超 -Rep 2022-06-21 2025-12-12
138   Hung, Ngar Kit 洪雅潔 -Rep 2025-09-17 2025-12-09
139     +RO 2025-12-09
140   Li, Rong (SFC:ARM918) 李嶸 -RO 2022-08-17 2025-12-12
141   Pang, Hiu Fung 彭曉烽 +Rep 2025-12-02
142 CCB Securities Limited Lau, Lai Ha (SFC:ANV233) 劉麗霞 -Rep 2006-10-19 2025-12-02
143   Siu, Hon Wah 蕭瀚樺 +Rep 2025-12-02
144 CELESTIAL SECURITIES LIMITED Cheng, Chi Ho (SFC:AOV370) 鄭志豪 +Rep 2025-12-09
145 Central China International Securities Co., Limited Long, Jiabing 龍家冰 -Rep 2024-02-05 2025-12-08
146 Centuriam Limited Kuzuya, Kohei -Rep 2025-10-08 2025-12-10
147 CES Commodities (HK) Limited Kok, Ka Wai 郭嘉偉 +Rep 2025-12-11
148 CHIEF SECURITIES LIMITED Chan, Ngai Ka 陳毅嘉 +Rep 2025-12-01
149   Chau, Chi Kan 周志勤 +Rep 2025-12-01
150   Cheung, Tsz Ho 張子浩 +Rep 2025-12-04
151   Li, Tsz Hin (SFC:BPT037) 李梓軒 -Rep 2025-10-14 2025-12-09
152   Shiu, Lok Hin 蕭諾軒 +Rep 2025-12-03
153   Tso, Ka Sing 曹嘉升 -Rep 2025-10-30 2025-12-01
154     -RO 2025-12-01 2025-12-09
155 China Asset Management (Hong Kong) Limited Chen, Jingjing (SFC:BXD844) 陳晶晶 +Rep 2025-12-01
156 China Chengtong (Hong Kong) Asset Management Company Limited E, Linlin 鄂琳琳 -RO 2022-07-13 2025-12-07
157 China Enterprise Capital Company Limited Tseung, Queenie Choi Wing 蔣采穎 -RO 2020-07-29 2025-12-01
158 China Enterprise Securities Company Limited Ng, Man (SFC:AHE192) 伍敏 -Rep 2020-04-02 2025-12-01
159 China Galaxy International Securities (Hong Kong) Co., Limited Gu, Ximin 顾熹闽 -Rep 2025-12-09 2025-12-10
160   Qiao, Xunrui 喬昕睿 -Rep 2023-05-10 2025-12-03
161   Ruan, Xiaonan 阮曉男 +Rep 2025-12-12
162 China Great Bay Area Fund Management Co., Limited Lam, Chun Wa (SFC:BGB957) 林振華 +Rep 2025-12-03
163 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED Wang, Mengjie (SFC:BJR209) 王夢潔 -Rep 2025-08-27 2025-11-30
164 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Fan, Linying 范琳迎 -Rep 2023-11-28 2025-12-11
165   Wang, Mengjie (SFC:BJR209) 王夢潔 -Rep 2023-10-03 2025-11-30
166   Wang, Xin (SFC:BXF651) 王欣 +Rep 2025-12-12
167 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED Cai, Yongliang 蔡咏良 +Rep 2025-12-08
168   Zhou, Qian (SFC:BWY636) 周倩 +Rep 2025-12-08
169 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Cui, Bofeng 崔博丰 -Rep 2022-01-10 2025-12-12
170   Shen, Xiaoya 沈曉雅 +Rep 2025-12-03
171 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Cui, Bofeng 崔博丰 -Rep 2022-01-10 2025-12-12
172   Gao, Yuan (SFC:BXE841) 高遠 +Rep 2025-12-03
173   Hu, Ruihuan 胡瑞環 +Rep 2025-12-09
174   Hu, Yuxiang 胡宇翔 -Rep 2021-09-08 2025-12-01
175   Huang, Yuanwei 黃沅瑋 +Rep 2025-12-12
176   Huang, Yuhao (SFC:BXE418) 黃雨灝 +Rep 2025-12-09
177   Huang, Zile 黃子樂 +Rep 2025-12-03
178   Li, Chao (SFC:BXE930) 李超 +Rep 2025-12-09
179   Li, Congzhi 李琮智 +Rep 2025-12-12
180   Li, Jiawen (SFC:BRQ420) 李嘉文 -Rep 2021-08-31 2025-12-06
181   Li, Shuo (SFC:BXE288) 李爍 +Rep 2025-12-10
182   Li, Zifeng (SFC:BXE758) 黎梓峰 +Rep 2025-12-09
183   Ling, Zhaoting 凌昭廷 +Rep 2025-12-12
184   Liu, Yuxin (SFC:BVT027) 劉禹辛 -Rep 2025-01-10 2025-12-11
185   Luo, Yiyang (SFC:BXE526) 羅亦陽 +Rep 2025-12-09
186   Ren, Ao 任傲 +Rep 2025-12-09
187   Shen, Xiaoya 沈曉雅 +Rep 2025-12-03
188   Shen, Zhouyang 申洲洋 +Rep 2025-12-12
189   Su, Zhouwei 蘇洲煒 -Rep 2023-02-28 2025-11-30
190   Sun, Binjie 孫斌捷 +Rep 2025-12-12
191   Sun, Wei (SFC:BXE117) 孫偉 +Rep 2025-12-03
192   Wang, Shikun 王詩琨 +Rep 2025-12-12
193   Wang, Yanjun (SFC:BSW137) 王妍君 -Rep 2022-08-15 2025-12-01
194   Wu, Runhao 伍潤豪 +Rep 2025-12-09
195   Xing, Ke 幸科 -Rep 2010-08-26 2025-12-01
196   Xu, Yirui 徐一睿 +Rep 2025-12-03
197   Yao, Jingeer 姚金格爾 -Rep 2022-10-24 2025-11-30
198   Zhang, Yunhan 張雲翰 +Rep 2025-12-12
199   Zhang, Zeya 張澤亞 -Rep 2022-04-07 2025-12-09
200   Zhao, Ziyi (SFC:BXE632) 趙子奕 +Rep 2025-12-03
201   Zhu, Jingyu (SFC:BXC066) 朱鏡榆 +Rep 2025-12-03
202 China International Securities Limited Sham, Che Wai 岑子維 +Rep 2025-12-04
203 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Chen, Jiawei (SFC:BXE330) 陈佳伟 +Rep 2025-12-08
204   Gong, Zihan 龔紫晗 +Rep 2025-12-02
205   Hu, Maolin (SFC:BXD705) 胡茂林 +Rep 2025-12-08
206   Li, Xiaobai (SFC:BXE333) 李潇白 +Rep 2025-12-09
207   Luo, Wenwen (SFC:BXE332) 罗雯文 +Rep 2025-12-08
208   Parrott, Benjamin William +Rep 2025-12-04
209   Sun, Shijun 孙世俊 +Rep 2025-12-03
210   Yang, Peng (SFC:BWX415) 杨芃 -Rep 2025-10-21 2025-12-03
211 China Orient International Asset Management Limited Hou, Lingzhong 侯凌中 -Rep 2016-03-03 2025-12-12
212   Wen, Biao 溫彪 +Rep 2025-12-10
213 China Pinnacle Equity Management Limited Yao, Deyin 姚德印 -RO 2022-06-28 2025-12-05
214 China Securities (International) Brokerage Company Limited Liu, Huibin (SFC:BXF087) 刘慧彬 +Rep 2025-12-05
215 China Securities (International) Corporate Finance Company Limited Guan, Dingye 关丁也 +Rep 2025-12-05
216   Long, Yi (SFC:BXE327) 龙忆 +Rep 2025-12-05
217   Ma, Xun (SFC:BXC302) 马迅 +Rep 2025-12-05
218   Wang, Jiafu (SFC:BXE325) 汪家富 +Rep 2025-12-05
219   Yan, Rang 鄢让 +Rep 2025-12-05
220   Yang, Quan (SFC:BXC690) 杨泉 +Rep 2025-12-05
221 China Sunrise Capital Limited Chui, Wai Kit (SFC:BBJ216) 徐偉杰 -Rep 2023-12-29 2025-12-01
222   Ho, Kin Chun 何健俊 -RO 2019-12-17 2025-12-01
223 China Sunrise Securities (International) Limited Chui, Wai Kit (SFC:BBJ216) 徐偉杰 -Rep 2024-08-20 2025-12-01
224   Ho, Kin Chun 何健俊 -RO 2024-09-24 2025-12-01
225 CHINA SYSTEM SECURITIES LIMITED Lo Lim, Ester 羅林寶玉 +Rep 2025-12-12
226 China X Securities Limited Chen, Jin (SFC:BWE436) 陳錦 +RO 2025-12-12
227 CHINA ZHONG HENG FINANCE GROUP LIMITED Chen, Menglei 陈梦蕾 +Rep 2025-12-12
228   Zhao, Hongbo (SFC:BXB777) 赵泓博 +Rep 2025-12-08
229 China-Hong Kong Connect International Securities Limited Law, Tak Chi (SFC:ADW518) 羅德智 -Rep 2025-11-11 2025-12-05
230     +RO 2025-12-05
231 CHOCOLATE FINANCE HK LIMITED Chong, Wah Yeung 莊華揚 -Rep 2025-11-10 2025-12-11
232     +RO 2025-12-11
233 Chubb Investment Management (HK) Limited Chiu, Mei Fung (SFC:AGN586) 趙美鳳 +Rep 2025-12-09
234   Leung, Patrick Yiu Kwong 梁耀光 +Rep 2025-12-09
235   Li, Tsz Kin Ken 李子健 +Rep 2025-12-09
236   Ng, Richard Kin Kuen 伍健權 +Rep 2025-12-09
237 CICC US Securities (Hong Kong) Limited Lai, Bohan 賴柏含 +Rep 2025-12-03
238   Meng, Jiaxuan (SFC:BRR935) 孟佳璇 +Rep 2025-12-03
239   Zhang, Mengyi (SFC:BIO476) 張濛怡 +Rep 2025-12-03
240   Zhu, Jianqing (SFC:BTB476) 朱澗箐 +Rep 2025-12-03
241 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED Wang, Bo (SFC:BSI008) 王博 -Rep 2022-04-27 2025-12-09
242 CINDA INTERNATIONAL CAPITAL LIMITED Li, Ka Yu (SFC:BJP083) 李家裕 +Rep 2025-12-08
243   Li, Sitong (SFC:BXG130) 李思桐 +Rep 2025-12-12
244 Citadel Asia Limited Liu, Chengpei 劉承沛 +Rep 2025-12-05
245 CITIC CFI Securities Company Limited Cheng, Anqi 程安琪 -Rep 2023-11-07 2025-12-02
246   Su, Jinglin 蘇婧林 -Rep 2023-08-30 2025-12-05
247 CITIC Futures International Company Limited Cheng, Anqi 程安琪 -Rep 2022-11-16 2025-12-02
248   Su, Jinglin 蘇婧林 -Rep 2023-08-30 2025-12-05
249 CITIC Securities (Hong Kong) Limited Cheng, Xin (SFC:BWW796) 程欣 +Rep 2025-12-04
250   Kayisha, Abulikemu 卡依沙阿不力克木 +Rep 2025-12-01
251   Liu, Chuqiao 刘楚乔 +Rep 2025-12-12
252   Qiu, Lijie 邱莅杰 -Rep 2025-03-27 2025-11-30
253   Wang, Lei (SFC:BTO507) 王磊 -Rep 2023-04-11 2025-11-30
254   Wang, Zuyin 王祖荫 +Rep 2025-12-12
255   Xu, Yu (SFC:BWW409) 许昱 +Rep 2025-12-04
256 CITIC Securities Brokerage (HK) Limited Jing, Jing (SFC:BDM055) 景京 -Rep 2025-08-25 2025-12-08
257     +RO 2025-12-08
258   Li, Yun (SFC:BHZ514) 李韵 +Rep 2025-12-02
259   Wong, Cheung Kwan 王長坤 -Rep 2024-01-23 2025-12-02
260     +RO 2025-12-02
261 CITIC Securities Futures (HK) Limited Jing, Jing (SFC:BDM055) 景京 -Rep 2025-08-25 2025-12-08
262     +RO 2025-12-08
263   Li, Yun (SFC:BHZ514) 李韵 +Rep 2025-12-02
264 Citigroup Global Markets Asia Limited Agarwal, Vishal (SFC:BOB456) -Rep 2025-12-08 2025-12-12
265   Choi, Wang Ngai 蔡弘毅 +Rep 2025-12-02
266   Chopra, Raashi -Rep 2025-11-28 2025-12-06
267   Lee, Kai An -Rep 2025-12-05 2025-12-11
268   Metcalfe, Nicky Steven -Rep 2025-12-03 2025-12-05
269   Ng, Benjamin Kin Wah 吳建華 -RO 2024-06-06 2025-12-12
270     +Rep 2025-12-12
271   Pandey, Mohit (SFC:BVG210) -Rep 2025-11-28 2025-12-06
272   Phan, Cowan Siang Fu -Rep 2025-12-03 2025-12-10
273   Robinson, Brent Steven -RO 2005-09-23 2025-12-01
274   Tamai, Toshiyuki 玉井俊行 -Rep 2025-12-08 2025-12-12
275   Wang, Zujie 王袓婕 +Rep 2025-12-03
276   Yan, Kuan 嚴寛 +Rep 2025-12-02
277   Yang, Xiaohong (SFC:BOW763) 楊小紅 +Rep 2025-12-05
278 Clearstream Fund Centre (Hong Kong) Limited Wong, Ho Lap (SFC:BNB198) 黃浩立 +Rep 2025-12-05
279 CLSA LIMITED Bajpai, Piyush +Rep 2025-12-04
280   Cheng, Xin (SFC:BWW796) 程欣 +Rep 2025-12-04
281   Kayisha, Abulikemu 卡依沙阿不力克木 +Rep 2025-12-01
282   Li, Chengcheng (SFC:BUX121) 李誠成 -Rep 2024-05-07 2025-12-01
283   Lim, Hsu An -Rep 2011-09-09 2025-12-08
284   Liu, Chuqiao 刘楚乔 +Rep 2025-12-12
285   Liu, Jialin (SFC:BXE940) 劉家琳 +Rep 2025-12-04
286   Lu, Baizhen 陸柏臻 +Rep 2025-12-01
287   Qiu, Lijie 邱莅杰 -Rep 2025-03-27 2025-11-30
288   Wang, Lei (SFC:BTO507) 王磊 -Rep 2023-04-11 2025-11-30
289   Wang, Zuyin 王祖荫 +Rep 2025-12-12
290   Xu, Yu (SFC:BWW409) 许昱 +Rep 2025-12-04
291   Zhu, Chongyi 朱翀佚 +Rep 2025-12-05
292 CMB International Asset Management Limited Zhang, Guoyong (SFC:BWS732) 張国勇 -Rep 2025-09-22 2025-12-01
293     +RO 2025-12-01
294 CMB International Capital Limited Xu, Yue (SFC:BFJ565) 徐越 +Rep 2025-12-10
295 CMB INTERNATIONAL FUTURES LIMITED Lau, Yik Ting 劉奕霆 +Rep 2025-12-09
296   Lau, Yuk Lim 劉旭濂 +Rep 2025-12-01
297   Li, Adrian (SFC:BXF167) 李豪峰 +Rep 2025-12-10
298   Ma, Johnny Bun Wah 馬斌華 +Rep 2025-12-02
299 CMB International Securities Limited Jiang, Wenxian 江文宪 +Rep 2025-12-01
300   Lau, Yik Ting 劉奕霆 +Rep 2025-12-09
301   Lau, Yuk Lim 劉旭濂 +Rep 2025-12-01
302   Li, Adrian (SFC:BXF167) 李豪峰 +Rep 2025-12-10
303   Ma, Johnny Bun Wah 馬斌華 +Rep 2025-12-02
304   Sun, Xuli 孫旭丽 +Rep 2025-12-11
305   Xu, Yue (SFC:BFJ565) 徐越 +Rep 2025-12-10
306 CMBC International Capital Limited Ho, Chin Fei 何展飛 -RO 2025-09-23 2025-12-13
307   Lin, Yuansheng 林原生 -Rep 2025-03-12 2025-12-06
308   Lo, Wilson Kwong Shun 羅廣信 -Rep 2025-11-03 2025-12-01
309     +RO 2025-12-01
310 CMBC INTERNATIONAL FUTURES COMPANY LIMITED Chau, Tsz Leung 周子良 +Rep 2025-12-11
311 CMBC SECURITIES COMPANY LIMITED Ho, Chin Fei 何展飛 -Rep 2021-08-03 2025-12-13
312   Zhang, Jinhui (SFC:AMU874) 張金暉 +RO 2025-12-09
313   Zhu, Qianlan 朱倩嵐 -RO 2024-07-08 2025-12-02
314 CMS ASSET MANAGEMENT (HK) CO., LIMITED Chen, Gong (SFC:BOB236) 陳弓 -Rep 2025-08-11 2025-12-09
315     +RO 2025-12-09
316 CNCB (Hong Kong) Capital Limited Yun, Xiaofei 云晓飞 -Rep 2025-07-25 2025-12-12
317     +RO 2025-12-12
318 COHEN & STEERS ASIA LIMITED Wong, Long Yan Dorothy 黃朗恩 +Rep 2025-12-01
319 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Lit, Chun Ho (SFC:AQN416) 列駿豪 -Rep 2017-07-26 2025-12-04
320 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED   -Rep 2017-07-26 2025-12-04
321 CoreView Capital Management Limited Yu, Yiu Hei Boris 余曜希 -Rep 2020-11-06 2025-12-03
322     +RO 2025-12-03
323 CPE Asset Management Limited Chan, Ching Nar Cindy 陳靜娜 +RO 2025-12-11
324 Creekfront Capital Limited Li, Chi Wai (SFC:ALY313) 李志偉 -RO 2024-02-05 2025-12-05
325 Crosby Securities Limited Chan, Mark Yiu Nam 陳耀南 +RO 2025-12-02
326   Cheng, Heidi Mun Wah 鄭敏華 -RO 2022-12-30 2025-12-03
327   Lau, Alex Chi Wah 劉志華 -RO 2022-06-24 2025-12-03
328   Wong, King Pan 王琼斌 +RO 2025-12-02
329 CS Wealth Securities Limited Sha, Ching Man 沙靖雯 +Rep 2025-12-11
330 CSOP Asset Management Limited Lee, Sun Ho +Rep 2025-12-01
331   Ng, Chi Yui 吳志銳 +Rep 2025-12-08
332 Da Wan Asset Management Limited Li, Ka Lun 李嘉倫 -RO 2019-12-12 2025-12-09
333 Daiwa Capital Markets Hong Kong Limited Cork, Craig William 黃光程 -Rep 2024-05-17 2025-12-09
334   Huang, Jiayuan (SFC:BTR323) 黃嘉源 -Rep 2023-04-25 2025-12-09
335   Kim, Jason Sung -Rep 2015-07-13 2025-12-09
336   Kwan, Long Hans 關朗行 -Rep 2022-04-12 2025-12-09
337   Tan, Ka Jie -Rep 2025-11-21 2025-12-01
338   Taniguchi, Yuri -Rep 2025-12-08 2025-12-11
339   Yeo, Newton Chiong +Rep 2025-12-12
340 DaoDe Investment (HK) Asset Management Limited Sun, Xin (SFC:BOS462) 孫昕 -RO 2025-09-17 2025-12-11
341 Darkhorse Wealth Management Limited Jiang, Laurie Lan +RO 2025-12-03
342 DCP Investment Advisors Limited Wong, Icy Ngai Sze 王毅詩 -Rep 2022-11-09 2025-12-12
343     +RO 2025-12-12
344 DELTA ASIA SECURITIES LIMITED Lee, Sai Ying Lisa 李世瑩 -Rep 2024-12-16 2025-12-09
345   To, Wai Man (SFC:AEM387) 陶偉民 -Rep 2020-09-21 2025-12-04
346     +RO 2025-12-04
347 Delta Fund Management Company Limited Chow, Yuk Chun 周昱俊 -RO 2023-03-09 2025-12-04
348 Demeter Capital Limited (HK) Li, Yingying (SFC:BGP560) 李瑛瑛 +Rep 2025-12-10
349   Siu, Chun Man 蕭俊文 -RO 2025-01-24 2025-11-30
350 DEUTSCHE SECURITIES ASIA LIMITED Wong, Chun Ho (SFC:BXF154) 黃俊豪 +Rep 2025-12-08
351 Dewei Capital Limited Chan, Frankie Kwun Siu 陳冠兆 +Rep 2025-12-05
352   Lam, Siu Mo 林少武 -RO 2025-04-15 2025-11-30
353 DH International Fund Management Limited Yang, Xize 楊曦澤 +Rep 2025-12-01
354 DL Digital Family Office (HK) Limited Ge, Yuqing 葛雨晴 -Rep 2024-04-15 2025-12-05
355 Dongxing Securities (Hong Kong) Company Limited Hou, Xiaomeng 侯晓朦 +Rep 2025-12-05
356   Hui, Siu Chit 許小哲 -Rep 2025-09-17 2025-12-09
357     +RO 2025-12-09
358 DRAGON CAPITAL MANAGEMENT (HK) LIMITED Ross, William Field +Rep 2025-12-01
359 DWS Investments Hong Kong Limited Sum, Hoi Kei 沈鎧圻 -RO 2023-02-08 2025-12-09
360     +Rep 2025-12-09
361 Dymon Asia Capital (HK) Limited Zhong, Junke 鐘駿珂 +Rep 2025-12-01
362 Dynasty Alliance Investment Management Limited Hong, Chung Yeung Gary 杭震洋 +Rep 2025-12-11
363 E FUND MANAGEMENT (HONG KONG) CO., LIMITED Pan, Jialing 潘嘉玲 -Rep 2015-10-19 2025-12-06
364   Wang, Yuxi (SFC:BQC524) 王羽希 -Rep 2023-11-17 2025-12-12
365 Easy Fund Management Company Limited Wong, Hong Ming (SFC:BIN600) 黃康銘 -RO 2024-05-22 2025-12-11
366 ELEPHAS INVESTMENT MANAGEMENT LIMITED Kung, Wing San Joseph 孔穎燊 +Rep 2025-12-04
367 Emperor Asset Management Limited Wang, Shuai (SFC:BVK025) 王帥 +Rep 2025-12-10
368 EMPEROR FUTURES LIMITED Lei, Ho Chun 李浩俊 +Rep 2025-12-03
369   Tam, Tak Wing (SFC:AFR780) 譚德榮 -Rep 2021-11-17 2025-12-02
370     +RO 2025-12-02
371   Wong, Chung Ming (SFC:AEJ888) 王頌明 -Rep 2024-07-16 2025-12-04
372     +RO 2025-12-04
373   Yu, Wai Sun 余維新 +Rep 2025-12-08
374 EMPEROR SECURITIES LIMITED (HK) Lei, Ho Chun 李浩俊 +Rep 2025-12-03
375   Wang, Shuai (SFC:BVK025) 王帥 +Rep 2025-12-10
376   Yu, Wai Sun 余維新 +Rep 2025-12-08
377 Emperor Wealth Management Limited   +Rep 2025-12-08
378 EMPOWER CAPITAL PARTNERS LIMITED Li, Tairong 李泰嶸 -Rep 2025-04-11 2025-11-30
379 Ethivo Asset Management (HK) Limited Yoshikawa, Masahiro 吉川昌廣 -Rep 2016-08-08 2025-12-01
380 Everbright Securities Investment Services (HK) Limited Chung, Man Ying 鍾蔓瑩 -Rep 2023-01-12 2025-12-08
381   Kok, Ka Wai 郭嘉偉 +Rep 2025-12-11
382 Evercore Asia Limited Lee, Kevin Bing Xuan 李秉軒 -Rep 2022-01-31 2025-12-10
383 EXCELLENT TIDE SECURITIES LIMITED Cai, Yi (SFC:BVZ774) 蔡易 -Rep 2025-10-16 2025-12-01
384     +RO 2025-12-01
385   Lee, Ka Yee (SFC:BIR670) 李家儀 -RO 2025-08-19 2025-11-30
386   Yip, Chun Wai (SFC:ACP491) 葉振威 -RO 2022-11-24 2025-11-30
387 Far East Horizon Asset Management Limited Zhong, Jing (SFC:BVF988) 鍾靜 +Rep 2025-12-09
388 Far East Promise Assets Limited Cao, Ning (SFC:BXB145) +Rep 2025-12-12
389 FarPeak Capital Management (HK) Limited Ding, Qi (SFC:AWV316) 丁琪 +RO 2025-12-12
390   Liao, Tingting 廖婷婷 +RO 2025-12-12
391 FCS Capital Limited Li, Tongyao 李彤瑶 +Rep 2025-12-04
392 FDB Asset Management Limited To, Yin Kwan 杜雅芳 -Rep 2023-10-31 2025-12-10
393 FIL Investment Advisors Yip, Kin Kwan 葉建鈞 +Rep 2025-12-11
394 FIL Investment Management (Hong Kong) Limited Kam, Jia Rong Ethan 甘家榮 +Rep 2025-12-11
395   Yip, Kin Kwan 葉建鈞 +Rep 2025-12-11
396 Finet Securities Limited Yam, Tung 任東 -RO 2022-07-04 2025-12-03
397 First Sentier Investors (Hong Kong) Limited Chung, Yuen Ling (SFC:AXW587) 鍾菀蔆 -Rep 2021-08-04 2025-12-09
398 FIRST SHANGHAI SECURITIES LIMITED Shi, Ye (SFC:BTC783) 石曄 -Rep 2025-11-19 2025-12-03
399 FirstLight Capital HK Limited Chi, Hai 遲海 +RO 2025-12-10
400   Hu, Xiao (SFC:ARM291) 胡曉 +RO 2025-12-10
401   Yang, Yang (SFC:AYT012) 楊颺 +RO 2025-12-10
402 Foresight Fund (Hong Kong) Limited Hu, Yajie (SFC:BXC752) 胡雅捷 +Rep 2025-12-02
403 Fortis, Sheriffs & Browns Asia Co. Limited He, Wei (SFC:BWI518) +RO 2025-12-04
404   Wu, Jian An +RO 2025-12-03
405 FORTUNE (HK) SECURITIES LIMITED Cheng, Xuebin 程學彬 +Rep 2025-12-08
406   Mui, Phoebe Suet Yee 梅雪儀 -Rep 2025-10-08 2025-12-09
407     +RO 2025-12-09
408   Wang, Ziqing (SFC:BXA767) 王子擎 +Rep 2025-12-02
409   Zeng, Chao (SFC:BUJ270) 曾超 +Rep 2025-12-12
410 Fortune Asset Management Limited (HK) Wang, Ziqing (SFC:BXA767) 王子擎 +Rep 2025-12-02
411   Zeng, Chao (SFC:BUJ270) 曾超 +Rep 2025-12-12
412 FORTUNE FINANCIAL CAPITAL LIMITED Mui, Phoebe Suet Yee 梅雪儀 -Rep 2025-10-08 2025-12-09
413     +RO 2025-12-09
414   Wang, Ziqing (SFC:BXA767) 王子擎 +Rep 2025-12-02
415 Fortune Max International Asset Management Limited Xu, Manlu 徐曼璐 +Rep 2025-12-09
416 Fosun International Securities Limited Zeng, Wenlin 曾文林 +Rep 2025-12-01
417 FULBRIGHT FUTURES LIMITED Kwan, Kai Yiu 關啟堯 -Rep 2025-10-09 2025-12-01
418 FULBRIGHT SECURITIES LIMITED   -Rep 2025-10-09 2025-12-01
419 FULL WIN SECURITIES LIMITED Kwan, Hung Kay 關鴻基 +Rep 2025-12-12
420 FULLGOAL ASSET MANAGEMENT (HK) LIMITED Ning, Jun (SFC:BHX027) 寧君 -Rep 2016-08-01 2025-11-30
421 Futu Securities International (HONG KONG) Limited Chu, Eric Hoi Kiu 朱海橋 +Rep 2025-12-02
422   Guo, Yuetong 郭玥彤 +Rep 2025-12-03
423   Lin, Xintian (SFC:BXA991) 林心恬 +Rep 2025-12-02
424   Liu, Hoi To 廖凱濤 +Rep 2025-12-03
425   Luo, Bina 羅碧娜 +Rep 2025-12-03
426   Song, Ruixi 宋芮熙 +Rep 2025-12-02
427 Future Securities Limited (HK) Wong, Chi Ling (SFC:ACG593) 黃志凌 +Rep 2025-12-11
428 FWD Financial Planning Limited (HK) Chung, Tsz Mei 鍾子媚 +Rep 2025-12-01
429   Ng, Kwan Yi 吳筠怡 +Rep 2025-12-01
430   Tian, Yue (SFC:BXF634) 田越 +Rep 2025-12-11
431   Xie, Zhengshun 謝正順 +Rep 2025-12-01
432 GBR Capital Limited Li, Chengjin -Rep 2022-09-08 2025-11-30
433 Ge Shang Investment (Hong Kong) Limited Lai, Ming Him 黎銘謙 -RO 2022-04-21 2025-11-30
434   Lam, James Ting Kin 林廷堅 -RO 2017-12-29 2025-12-01
435   Wang, Jerry Hua-lin 王華麟 -RO 2025-12-01
436 Generations Partners Company Limited Leung, Evelyn Yin Wah 梁燕華 -RO 2023-04-03 2025-11-30
437 GEO Securities Limited Lai, Cheuk Ho (SFC:AWG920) 賴卓豪 +RO 2025-12-02
438 GF Asset Management (Hong Kong) Limited Li, Songli (SFC:BXE256) 李松勵 +Rep 2025-12-01
439   Wang, Shuhua (SFC:BJC950) 汪樹華 -Rep 2025-10-08 2025-12-09
440     +RO 2025-12-09
441 GF Capital (Hong Kong) Limited Gao, Chenling 高陈玲 +Rep 2025-12-10
442   Liu, Yang (SFC:BXA912) 刘洋 +Rep 2025-12-10
443   Sung, Pui Yu 宋沛榆 -Rep 2025-10-30 2025-12-12
444     +RO 2025-12-12
445   Tan, Yuling 谭喻玲 +Rep 2025-12-05
446   Wang, Wei (SFC:BXF448) 王巍 +Rep 2025-12-04
447 GF FUTURES (HONG KONG) CO., LIMITED Zhu, Hongzhou 朱洪舟 +Rep 2025-12-01
448 GF International Investment Management Limited He, Kai (SFC:AYW344) 何凱 -Rep 2025-10-08 2025-12-05
449     +RO 2025-12-05
450 GF Securities (Hong Kong) Brokerage Limited Gao, Chenling 高陈玲 +Rep 2025-12-10
451   Li, Songli (SFC:BXE256) 李松勵 +Rep 2025-12-01
452   Zheng, Xinru (SFC:BRO695) 鄭心如 +Rep 2025-12-04
453 GigaMoney Limited Chan, Lam Wai (SFC:BEC590) 陳藍慧 -RO 2025-10-08 2025-12-07
454 GLAM Capital Limited Jing, Tao (SFC:BWZ110) 荊濤 +Rep 2025-12-02
455   Li, Wenhao (SFC:BWY935) 李文皓 +Rep 2025-12-10
456 Global Prosperity Financial Company Limited Zhang, Yuyang (SFC:BVI923) 张宇阳 -Rep 2025-05-19 2025-11-30
457 Glory Sun Securities Limited Lai, Wing Suen 賴泳鏇 -Rep 2023-10-31 2025-12-07
458 Going Securities Limited Chung, Kwong San 鍾廣燊 -Rep 2025-11-11 2025-12-11
459     +RO 2025-12-11
460 Golden Continent Securities Co., Limited Liang, Chengbo 梁成博 +Rep 2025-12-08
461 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED Chan, Kwong Hoi 陳廣海 +Rep 2025-12-09
462   Cheung, Chi Ling 張芷齡 -Rep 2025-11-11 2025-12-02
463   Cheung, Chor Hei 張佐禧 +Rep 2025-12-12
464   Hui, King Ngai 許景毅 +Rep 2025-12-09
465   Li, Shuo (SFC:BCY584) 李碩 +RO 2025-12-03
466 Goldhorse Securities Limited Cheung, Chi Ling 張芷齡 -Rep 2025-10-24 2025-12-02
467   Liu, Wanxin 劉宛欣 +Rep 2025-12-01
468   Mulcahy, Jack Patrick 牟杰愷 +Rep 2025-12-09
469   So, Pui Fung 蘇沛豐 +Rep 2025-12-11
470   Tang, Zi You 丁紫莜 +Rep 2025-12-01
471 GOLDLARK (HONG KONG) ASSET MANAGEMENT COMPANY LIMITED Wang, Lin (SFC:BOJ507) 王琳 -RO 2019-09-17 2025-12-10
472 GOLDMAN SACHS (ASIA) L.L.C. Benjamin, Emmanuelle +Rep 2025-12-05
473   Cho, Tin Tak 曹天德 +Rep 2025-12-02
474   Ho, David Kai Wei 賀凱威 -Rep 2022-07-22 2025-12-06
475   Ling, Kai Leong 凌啓量 +Rep 2025-12-04
476   Liu, Hao (SFC:BXF206) 劉昊 +Rep 2025-12-01
477   Tirel, Theo Pierre-Yves Valery -Rep 2023-04-27 2025-12-09
478   Zhou, Peiyan (SFC:BUA279) 周沛炎 -Rep 2025-06-02 2025-12-04
479 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Benjamin, Emmanuelle +Rep 2025-12-05
480   Ling, Kai Leong 凌啓量 +Rep 2025-12-04
481   Liu, Hao (SFC:BXF206) 劉昊 +Rep 2025-12-01
482   Sharma, Janvi +Rep 2025-12-05
483   Tirel, Theo Pierre-Yves Valery -Rep 2023-04-27 2025-12-09
484 Goldman Sachs Asset Management (Hong Kong) Limited Ong, Sherline Shu Ling -Rep 2025-08-19 2025-12-06
485 Gordian Capital Hong Kong Limited Lindsey, Peter Simon +Rep 2025-12-04
486 Grand China Securities Limited Lam, Kam Ho (SFC:BJG132) 藍錦豪 -Rep 2020-09-14 2025-12-01
487 Greater Bay Area Development Fund Management Limited Huang, Yue (SFC:BVZ302) 黄岳 -Rep 2025-02-24 2025-12-01
488 GROW Asset Management (HK) Limited Jin, Daqian 靳達謙 +RO 2025-12-08
489   Luan, Yi (SFC:BWK139) 栾奕 +RO 2025-12-08
490 GTN Hong Kong Financial Services Limited Pun, Chun Kit 潘駿杰 +Rep 2025-12-02
491 Guolian Securities International Capital Market Co., Limited Li, Huihong (SFC:BXC730) 李慧红 +Rep 2025-12-09
492   Zheng, Feng (SFC:BXD859) 郑锋 +Rep 2025-12-11
493   Zhou, Jiayi (SFC:BXD985) 周嘉懿 +Rep 2025-12-09
494 Guosen Securities (HK) Brokerage Company, Limited Liu, Jiaqi (SFC:BXB351) 劉佳琪 +Rep 2025-12-08
495 GUOTAI JUNAN CAPITAL LIMITED Cao, Xinger 曹星儿 +Rep 2025-12-03
496   Cui, Mingjun 崔鸣骏 +Rep 2025-12-02
497   Han, Jianbo 韩剑波 +Rep 2025-12-03
498   Lau, Ho Yan (SFC:BHZ343) 劉可欣 -Rep 2021-07-26 2025-12-11
499     +RO 2025-12-11
500   Li, Jean Tan 李丹 +Rep 2025-12-03
501   Liu, Fangxi 劉芳西 +Rep 2025-12-02
502   Shen, Yiming (SFC:BXF024) 沈亦铭 +Rep 2025-12-03
503   Song, Yupeng 宋玉鵬 +Rep 2025-12-02
504   Yao, Jianing 姚嘉宁 +Rep 2025-12-03
505   Ye, Linying 叶琳颖 +Rep 2025-12-02
506   Zeng, Yaxin 曾雅欣 +Rep 2025-12-02
507 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Wang, Wenyi (SFC:BXF016) 王文旖 +Rep 2025-12-03
508 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Hua, Yukun 華于焜 +Rep 2025-12-11
509   Li, Jean Tan 李丹 +Rep 2025-12-03
510   Liu, Fangxi 劉芳西 +Rep 2025-12-02
511   Ma, Jing (SFC:BXF795) 馬晶 +Rep 2025-12-11
512   Pan, Linglei 潘凌蕾 -Rep 2016-03-03 2025-12-03
513   Pang, Junwen 庞钧文 +Rep 2025-12-03
514   Song, Yupeng 宋玉鵬 +Rep 2025-12-02
515   Tuo, Fang 庹方 +Rep 2025-12-08
516   Wang, Wenyi (SFC:BXF016) 王文旖 +Rep 2025-12-03
517   Yao, Jianing 姚嘉宁 +Rep 2025-12-03
518   Yu, Bing (SFC:BXF196) 俞冰 +Rep 2025-12-03
519   Zhou, Furui 周福瑞 +Rep 2025-12-11
520 HAITONG INTERNATIONAL CAPITAL LIMITED Cheung, Kit (SFC:AZV239) 張傑 -Rep 2018-07-11 2025-12-02
521     +RO 2025-12-02
522   Zhong, Sifan 鍾思凡 +Rep 2025-12-05
523 HAITONG INTERNATIONAL FUTURES LIMITED Lok, Yik Shun 駱奕汛 +Rep 2025-12-11
524 HAITONG INTERNATIONAL RESEARCH LIMITED Tian, Kaixuan 田开轩 +Rep 2025-12-01
525   Wu, Xinkun 吴信坤 -Rep 2024-03-22 2025-12-04
526 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Lok, Yik Shun 駱奕汛 +Rep 2025-12-11
527   Zhong, Sifan 鍾思凡 +Rep 2025-12-05
528 HALCYON CAPITAL LIMITED (HK) Chung, Cheung Chak 鍾長翟 -Rep 2023-11-10 2025-12-05
529 HANG SENG INVESTMENT SERVICES LIMITED Sze, Kit Lam 施潔琳 -Rep 2013-10-17 2025-12-12
530 Hang Tai Asset Management Limited Wang, Qi (SFC:BJN322) 王琦 +RO 2025-12-11
531 HANG TAI SECURITIES LIMITED   +RO 2025-12-11
532 Hash Blockchain Limited Cheng, Sze Man (SFC:BMX684) 鄭詩敏 +Rep 2025-12-03
533   Lui, Lok Yik 呂樂益 +Rep 2025-12-12
534   Mok, Owen Ngo Wang 莫傲宏 -Rep 2025-08-11 2025-11-30
535 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED Xue, Chen (SFC:BWQ758) 薛忱 +Rep 2025-12-02
536 Hong Kong Metasequoia Capital Management Limited Ye, Haodi 葉浩迪 -RO 2024-02-21 2025-12-05
537 Hope Chain Asset Management Co., Limited Lai, Ming Fung 黎銘豐 -Rep 2025-07-31 2025-12-10
538 Houde Changhe Asset Management Limited Yang, Junrui 楊鋆睿 +Rep 2025-12-12
539 Houlihan Lokey (China) Limited Zhang, Yi (SFC:BXF473) 张毅 +Rep 2025-12-04
540 HSBC BROKING FOREX (ASIA) LIMITED Lee, Chi Kin (SFC:BAX162) 李志建 +Rep 2025-12-04
541 HSBC BROKING FUTURES (ASIA) LIMITED   +Rep 2025-12-04
542 HSBC BROKING FUTURES (HONG KONG) LIMITED Wong, Tsz Cheuk 黃子卓 -RO 2024-01-08 2025-12-11
543     +Rep 2025-12-11
544 HSBC BROKING SECURITIES (ASIA) LIMITED Lee, Chi Kin (SFC:BAX162) 李志建 +Rep 2025-12-04
545 HSBC Corporate Finance (Hong Kong) Limited Chen, Ziyu (SFC:BSE024) 陳紫瑜 -Rep 2024-05-07 2025-12-05
546   Chiu, Jason Chun Cheung 趙俊彰 -Rep 2020-04-16 2025-12-05
547   Cui, Ji (SFC:BTW730) 崔佶 -Rep 2023-08-01 2025-12-02
548   Ji, Xiaojia 紀晓葭 +Rep 2025-12-05
549   Ou, Jiajie 歐嘉杰 +Rep 2025-12-04
550 HSBC Global Asset Management (Hong Kong) Limited Byun, Kara Kyung Wha -Rep 2025-11-03 2025-12-03
551   McClurg, Scott (SFC:BTO338) -Rep 2025-11-28 2025-12-05
552 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED Cheung, Tin Yau Nelson 張天佑 +Rep 2025-12-04
553 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Byun, Kara Kyung Wha -Rep 2025-11-03 2025-12-03
554   McClurg, Scott (SFC:BTO338) -Rep 2025-11-28 2025-12-05
555 HSBC SECURITIES BROKERS (ASIA) LIMITED Yang, Wendi (SFC:BXE806) 杨文迪 +Rep 2025-12-09
556 HuaAn Asset Management (Hong Kong) Limited Li, Tian (SFC:BXG905) 李天 +Rep 2025-12-10
557 Huafu International Securities Limited Chen, Yujie (SFC:BDP287) 陳宇捷 +Rep 2025-12-12
558 HUAJIN International Investment Management Limited Qiu, Shi (SFC:BSX576) 邱什 -Rep 2024-01-17 2025-12-02
559 Huatai (Hong Kong) Futures Limited Yang, Yang (SFC:BXA513) 楊陽 +Rep 2025-12-04
560 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Cai, Min (SFC:BXB695) 蔡敏 +Rep 2025-12-04
561   Chan, Yiu Man (SFC:AOS417) 陳耀民 -Rep 2025-10-09 2025-12-01
562     +RO 2025-12-01
563   Chen, Yuxing (SFC:BXB128) 陈雨星 +Rep 2025-12-01
564   Dong, Yanhao 董彦豪 +Rep 2025-12-04
565   Fu, Yuhan (SFC:BXA525) 傅羽晗 +Rep 2025-12-01
566   Gu, Haiyan (SFC:BXB694) 顾海燕 +Rep 2025-12-04
567   Guo, Ke (SFC:BXC038) 郭珂 +Rep 2025-12-04
568   Hu, Yue (SFC:BTJ955) 胡玥 -Rep 2023-01-16 2025-12-03
569   Huang, Junjie (SFC:BXC021) 黄君杰 +Rep 2025-12-04
570   Lee, Wing Chi Grace 李穎姿 +Rep 2025-12-01
571   Li, Qiuyan (SFC:BXB118) 李秋岩 +Rep 2025-12-01
572   Li, Yang (SFC:BXA752) 李阳 +Rep 2025-12-01
573   Li, Yuanjiang 李元江 +Rep 2025-12-01
574   Li, Zhiwei (SFC:BXB704) 李芷薇 +Rep 2025-12-04
575   Liao, Qijun 廖起俊 +Rep 2025-12-04
576   Liu, Fan (SFC:BXB131) 刘凡 +Rep 2025-12-04
577   Tang, Yifan (SFC:BXD863) 唐逸凡 +Rep 2025-12-04
578   Tu, Ying (SFC:BNT172) 涂穎 -Rep 2023-04-11 2025-12-11
579   Wang, Jieqiu 王杰秋 +Rep 2025-12-01
580   Wang, Jing (SFC:BXB571) 王靖 +Rep 2025-12-04
581   Wang, Minchen 王旻辰 +Rep 2025-12-01
582   Wang, Zechuan 王泽川 +Rep 2025-12-01
583   Wu, Shaojie (SFC:BXC562) 武少杰 +Rep 2025-12-04
584   Wu, Xiuyu 吴修煜 +Rep 2025-12-04
585   Xiong, Chenghui 熊承慧 -Rep 2023-02-15 2025-12-12
586   Xu, Ying (SFC:BEZ163) 徐鶯 +Rep 2025-12-08
587   Yan, Jiajun 颜嘉俊 +Rep 2025-12-04
588   Yang, Jinhao 楊錦浩 +Rep 2025-12-04
589   Yin, Chao (SFC:BXC668) 殷超 +Rep 2025-12-08
590   Ying, Shuhuai 英舒淮 +Rep 2025-12-01
591   Yuan, Jingyi 袁婧怡 +Rep 2025-12-12
592   Zhang, Peiyang 张沛阳 -Rep 2024-03-22 2025-12-12
593   Zhao, Junhong (SFC:BXA684) 赵均洪 +Rep 2025-12-01
594   Zheng, Zihao (SFC:BXB900) 鄭子豪 +Rep 2025-12-04
595   Zhou, Yanfeng (SFC:BXA731) 周衍峰 +Rep 2025-12-01
596 ICBC INTERNATIONAL CAPITAL LIMITED Wang, Wenbin (SFC:BEM691) 王文彬 +RO 2025-12-08
597   Zhang, Wenjin (SFC:BRM031) 张文锦 -Rep 2021-07-20 2025-12-05
598 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Li, Lijun (SFC:BWS585) 李麗鈞 +Rep 2025-12-05
599   Wang, Wenbin (SFC:BEM691) 王文彬 +RO 2025-12-08
600   Wong, Tung Chie (SFC:AEN615) 王東杰 +Rep 2025-12-05
601   Yu, Ying (SFC:BMR095) 虞穎 +Rep 2025-12-05
602   Zhu, Yueming 朱玥名 +Rep 2025-12-05
603 ICBC INTERNATIONAL FUTURES LIMITED Qu, Yanbo 曲彦博 +Rep 2025-12-05
604   Wang, Wenbin (SFC:BEM691) 王文彬 +RO 2025-12-08
605 ICBC INTERNATIONAL SECURITIES LIMITED Qu, Yanbo 曲彦博 +Rep 2025-12-05
606   Wang, Wenbin (SFC:BEM691) 王文彬 +RO 2025-12-08
607   Zhang, Wenjin (SFC:BRM031) 张文锦 -Rep 2021-07-20 2025-12-05
608 Index HongKong Limited Jin, Lanxing 金藍星 +Rep 2025-12-02
609 INFINI CAPITAL MANAGEMENT LIMITED Chin, Tony To 錢濤 -RO 2019-01-14 2025-12-04
610 Infinite Capital Limited (HK) He, Xin (SFC:BUK453) 何心 -Rep 2024-01-31 2025-11-30
611 INNO Investment Management Limited Xu, Yifei (SFC:BKZ936) 徐一飛 +Rep 2025-12-10
612 Innov Harbor Asset Management Limited Gao, Shang (SFC:BWT433) 高上 +RO 2025-12-09
613 INNOVAX SECURITIES LIMITED Chan, Ka Lai (SFC:ASZ668) 陳家澧 -Rep 2017-06-26 2025-12-04
614 INVESCO HONG KONG LIMITED Alexandra, Ivanova -Rep 2025-12-08 2025-12-10
615   Brown, Alister Hamilton -Rep 2025-12-08 2025-12-10
616   Burrello, John Nicholas -Rep 2025-12-08 2025-12-11
617   Chan, Catherine Kar Fei 陳嘉妃 +Rep 2025-12-10
618   Egan, Kevin Thomas -Rep 2025-11-28 2025-12-05
619 IPP Financial Advisers Limited Fong, Ho Ming 方浩銘 -Rep 2025-07-22 2025-12-04
620 Ivy Pro Limited Guo, Xi (SFC:BUS676) 郭曦 -RO 2024-08-23 2025-12-11
621 J.P. MORGAN BROKING (HONG KONG) LIMITED Bedi, Jaideep -Rep 2025-12-02 2025-12-08
622   Jin, Yong (SFC:AYC609) 金勇 -Rep 2025-12-01 2025-12-03
623   Kanaumi, Takashi -Rep 2025-11-28 2025-12-03
624   Wong, Benny (SFC:BUH433) 黄斯瀚 +Rep 2025-12-09
625   Xu, Jing (SFC:BEZ537) 徐靜 +Rep 2025-12-11
626 Jain Global (Hong Kong) Limited Cheung, Wai Ho (SFC:BLI482) 張維浩 +Rep 2025-12-08
627   Li, Huajun (SFC:BXH353) 李華君 +Rep 2025-12-12
628   Li, Xiao (SFC:BBR333) 黎瀟 +Rep 2025-12-01
629 Jane Street Asia Pacific Limited Ng, Hoi Tin 吳海天 -Rep 2022-08-01 2025-12-09
630   Patel, Preet Jignesh +Rep 2025-12-04
631 JANE STREET HONG KONG LIMITED Ng, Hoi Tin 吳海天 -Rep 2022-08-01 2025-12-09
632   Patel, Preet Jignesh +Rep 2025-12-04
633 Jefferies Hong Kong Limited Datta, Supratim +Rep 2025-12-04
634   Jung, Perry -RO 2023-09-06 2025-11-30
635 JENERATION CAPITAL ADVISORS (HONG KONG) LIMITED Chan, Andy Tak Chun 陳德俊 +Rep 2025-12-08
636 JK Capital Management Limited Pathak, Shrija -Rep 2024-08-12 2025-12-05
637 JOY RICH SECURITIES INVESTMENT LIMITED Ng, Siu Wai (SFC:AAA014) 伍兆煒 +Rep 2025-12-05
638 JQ Investments (HK) Limited Hung, Ho Lam 孔皓霖 -Rep 2025-11-03 2025-12-03
639     +RO 2025-12-03
640 Jupiter Asset Management (Hong Kong) Limited Law, Siu Chung 羅兆聰 -Rep 2023-07-20 2025-12-02
641 KBR Fund Management Limited Chen, Sichong 陳思翀 -Rep 2024-10-02 2025-11-30
642 KEYSTONE CAPITAL LIMITED (HK) Lau, Yiu Kit 劉耀杰 +Rep 2025-12-02
643 KGI ASIA LIMITED Chow, Ka Hang 周嘉恆 +Rep 2025-12-04
644   Wu, Chiang Li 吳強立 +Rep 2025-12-12
645 KGI Asset Management Limited   +Rep 2025-12-12
646 KGI FUTURES (HONG KONG) LIMITED Chow, Ka Hang 周嘉恆 +Rep 2025-12-04
647 KINGSTON CORPORATE FINANCE LIMITED Wong, Kam Wah (SFC:AHG506) 黃錦華 -Rep 2025-10-16 2025-12-04
648     +RO 2025-12-04
649 KINGSWAY FINANCIAL SERVICES GROUP LIMITED Chan, Diana Choi Ming 陳彩明 +Rep 2025-12-05
650   Chu, Chia Hsien 朱家軒 -Rep 2024-12-23 2025-11-30
651 KOALA SECURITIES LIMITED Yeung, Cheung Chun 楊祥駿 +Rep 2025-12-10
652 KOREA INVESTMENT & SECURITIES ASIA LIMITED Jang, Namhyun -Rep 2025-12-11 2025-12-12
653 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED Lai, Chung Lai 賴頌禮 -Rep 2025-12-05 2025-12-12
654 Legal & General Investment Management Asia Limited Gong, Ming (SFC:BLV678) 龔鳴 +Rep 2025-12-01
655 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Du, Sen (SFC:BUW306) 杜森 -Rep 2024-05-06 2025-12-04
656   Hu, Stephanie Sey-Wey -Rep 2023-11-16 2025-12-04
657   Leung, Wai Kin (SFC:BSQ642) 梁偉鍵 -Rep 2022-06-30 2025-12-05
658 Livermore Family Office Services Limited Xu, Yuanwang 許遠望 +RO 2025-12-10
659 Livermore Holdings Limited Ong, Aileen Wang +Rep 2025-12-09
660 Long Bridge HK Limited Li, Zhendong (SFC:BXF004) 李振東 +Rep 2025-12-05
661 Longitude Asia Limited Zhang, Zhikai (SFC:BUT135) 张智凯 -Rep 2024-05-09 2025-12-01
662 Longrising Asset Management Co., Limited Lyu, Xiaojiu +RO 2025-12-04
663   Yang, Jianhai 楊建海 +RO 2025-12-04
664   Zeng, Xiaojie (SFC:BOC012) +RO 2025-12-04
665 LOTUS ASSET MANAGEMENT LIMITED Yeung, Kwan Ching Robin 楊君政 +Rep 2025-12-01
666 LSQ CAPITAL LIMITED O, San Wing 柯燊榮 +RO 2025-12-09
667 Luk Fook Capital (HK) Limited Mak, Chi Kin (SFC:AFZ772) 麥志堅 -RO 2024-11-18 2025-11-30
668 LUK FOOK FUTURES (HK) LIMITED Leung, Yun Keung (SFC:AFX708) 梁潤強 -Rep 2015-07-24 2025-11-30
669 LUK FOOK SECURITIES (HK) LIMITED   -Rep 2015-07-24 2025-11-30
670   Mak, Chi Kin (SFC:AFZ772) 麥志堅 -Rep 2024-10-29 2025-11-30
671 LUMEN INNOVATION ASSET MANAGEMENT LIMITED Cheung, Alan Ngar Lok 張雅樂 +Rep 2025-12-03
672 M&G Investments (Hong Kong) Limited Cunningham, Nicholas James +Rep 2025-12-05
673 Macquarie Asia Securities Limited Wang, Junyu (SFC:BQD350) 王君瑜 -Rep 2020-09-30 2025-12-02
674 MACQUARIE CAPITAL LIMITED Yeung, Chun Kit (SFC:BGX252) 楊俊傑 +Rep 2025-12-02
675 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED Koh, Jessica Mai-Han -RO 2022-07-26 2025-11-30
676 Macquarie Markets Trading Limited Shen, Ao (SFC:BXH053) 沈奧 +Rep 2025-12-12
677   Yeung, Chun Kit (SFC:BGX252) 楊俊傑 +Rep 2025-12-02
678 Manulife Investment Management (Hong Kong) Limited Hsieh, Tiffany Wai Sum 謝蕙心 +Rep 2025-12-09
679   Kim, Taeyoung (SFC:BOR704) 金泰永 +Rep 2025-12-08
680   Lam, Kwan Kit (SFC:BXC826) 林均傑 +Rep 2025-12-09
681   Lau, Kim Ching 劉劍禎 +Rep 2025-12-09
682   To, Hei Man 杜曦民 -Rep 2022-05-19 2025-12-09
683 Marex Financial Services Hong Kong Limited Ng, Shing Hin Brandon 吳承軒 +Rep 2025-12-02
684 Marlin Capital Limited Ren, Cheng (SFC:AXC895) 任琤 +Rep 2025-12-10
685 Masan Capital Limited Chu, Cheuk Hin (SFC:BUB150) 朱卓軒 -Rep 2023-08-22 2025-12-10
686     +RO 2025-12-10
687   Ip, Jimmy Chi-Yung 葉智勇 -RO 2019-12-10 2025-11-30
688 MCM Asia Limited Lam, Kwai Yip Janet 林桂葉 +Rep 2025-12-09
689 MCM INVESTMENT PARTNERS LIMITED   +Rep 2025-12-09
690 MERCER INVESTMENTS (HK) LIMITED Park, Kyungsei +Rep 2025-12-05
691 Merrill Lynch (Asia Pacific) Limited Iijima, Shiro -Rep 2025-12-08 2025-12-10
692   Kalra, Radhika +Rep 2025-12-01
693   Kao, Lin-Ya 高琳雅 -Rep 2025-11-28 2025-12-03
694   Kuo, Ware -Rep 2025-12-05 2025-12-10
695   Oh, Sun Kyung -Rep 2020-07-21 2025-12-04
696   Preuber, Ralf Alexander -Rep 2025-12-02 2025-12-03
697   Singh, Sriharsh -Rep 2025-12-05 2025-12-10
698   Stevens, Brooks Alexander (SFC:BXF350) +Rep 2025-12-01
699   Wurtz, Gregory Aaron -Rep 2025-12-01 2025-12-04
700   Yamagami, Shinichiro -Rep 2025-12-05 2025-12-09
701 Merrill Lynch Far East Limited Oh, Sun Kyung -Rep 2020-07-21 2025-12-04
702   Stevens, Brooks Alexander (SFC:BXF350) +Rep 2025-12-01
703   Wurtz, Gregory Aaron -Rep 2025-12-01 2025-12-04
704   Yamagami, Shinichiro -Rep 2025-12-05 2025-12-09
705 MetaNano Asset Management Limited Chen, Yan An 陳姸安 -Rep 2023-07-03 2025-11-30
706 MIB SECURITIES (HONG KONG) LIMITED Kwan, Kai Yiu 關啟堯 +Rep 2025-12-12
707 Micro Connect (H.K.) Investment Management Limited Chan, Kanise Choi Wah 陳再華 -Rep 2025-11-05 2025-12-01
708     +RO 2025-12-01
709 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Cochard Marchewka, Elie +Rep 2025-12-01
710   Liu, Yiran (SFC:BRM301) 劉一然 +Rep 2025-12-12
711   Puri, Ruchit +Rep 2025-12-10
712 Mingze Capital International Limited He, Zhuli 何著立 +RO 2025-12-08
713   Siu, Wai Kit (SFC:AFM549) 蕭偉杰 +RO 2025-12-08
714   Yu, Yin (SFC:BID593) 余音 +RO 2025-12-08
715 Minmetals Financial Services Limited Zhang, Hongjun (SFC:BOE873) 章鸿俊 -Rep 2025-04-23 2025-12-03
716 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Zhu, Lili (SFC:BWP222) 朱理理 -Rep 2025-07-29 2025-12-09
717     +RO 2025-12-09
718 MIZUHO SECURITIES ASIA LIMITED Hong, Hao (SFC:BTM884) 洪皓 -Rep 2023-03-09 2025-12-04
719   Tsai, Min Cheng 蔡閔丞 +Rep 2025-12-11
720 Moody's Investors Service Hong Kong Limited Ling, Gabriel Shui Cheung -Rep 2018-08-30 2025-12-03
721   Magier, Stefan -Rep 2019-09-06 2025-12-14
722 Morgan Stanley Asia Limited Bacow, Jay Fleet -Rep 2025-12-01 2025-12-03
723   Edie, Samantha Ruby -Rep 2025-12-05 2025-12-12
724   Han, Young Kyung -Rep 2023-07-24 2025-12-01
725   Heng, Ryan Matthew Chengde -Rep 2025-12-02 2025-12-12
726   Miyake, Takayuki -Rep 2025-12-02 2025-12-07
727   Olofsson, Johan Thomas Leonard -Rep 2025-12-01 2025-12-03
728   Rajamani, Vivek -Rep 2025-11-28 2025-12-07
729   Singh, Binay -Rep 2025-11-26 2025-12-05
730   Sugihara, Shohei -Rep 2025-12-02 2025-12-05
731   Tang, Jiawei (SFC:BWK993) 唐嘉蔚 +Rep 2025-12-04
732   Zhou, Xiaoyu (SFC:BXF679) -Rep 2025-11-28 2025-12-02
733 Morgan Stanley Hong Kong Securities Limited Miyake, Takayuki -Rep 2025-12-02 2025-12-07
734   Sugihara, Shohei -Rep 2025-12-02 2025-12-05
735 Morningstar Investment Management Asia Limited Ting, Stephanie Cheuk Wai 丁卓蔚 +Rep 2025-12-04
736 MY.Alpha Management HK Advisors Limited Imai, Momota +Rep 2025-12-08
737 Nanjia Capital Limited (HK) Potter, Simon James -RO 2016-10-20 2025-12-09
738 NATIXIS ASIA LIMITED Bessieux, Clement +Rep 2025-12-01
739   Kolsi, Mehdi +Rep 2025-12-10
740   Pan, Yang (SFC:BSJ240) 潘洋 +Rep 2025-12-04
741 Neo Risk Investment Advisors Limited Kong, Teck Chien 江德銓 -Rep 2023-11-28 2025-12-08
742 NeoSpective Capital Limited Dong, Yu (SFC:BJC698) 董譽 -RO 2024-04-17 2025-12-08
743   Xiang, Hua (SFC:BFD798) 向華 +RO 2025-12-05
744 NEW ASIA FERRELL ASSET MANAGEMENT LIMITED Gu, Zilin 顾梓林 +Rep 2025-12-02
745 NEW REGION SECURITIES COMPANY LIMITED Chan, Ka Wai (SFC:BNJ689) 陳家偉 -Rep 2024-04-08 2025-12-12
746 Nine Masts Capital Limited Lemsitef, Mohamed-Idriss -Rep 2023-06-12 2025-11-30
747 Nomura Asset Management Hong Kong Limited Cheng, Wing Fat 鄭榮發 -Rep 2025-05-30 2025-12-05
748 NOMURA INTERNATIONAL (HONG KONG) LIMITED Lam, Hui Yun Queenie 林栩欣 +Rep 2025-12-10
749   Li, Kwok Wai (SFC:BRP878) 李國威 +Rep 2025-12-05
750   Lin, Ming-jung 林明蓉 -Rep 2023-10-12 2025-12-03
751 Oak Hill Advisors (Hong Kong) Limited Yin, Hang (SFC:BPJ460) 尹航 +Rep 2025-12-01
752 Olive Asset Management (Hong Kong) Limited Tang, Sherlock Tze Lok 鄧子樂 -Rep 2023-11-24 2025-12-03
753     +RO 2025-12-03
754 OP INVESTMENT MANAGEMENT LIMITED Zhai, Jia (SFC:APH926) 翟佳 -Rep 2018-05-14 2025-12-06
755 Open Asset Management Limited Zhu, Weiyi (SFC:BPW936) 朱唯一 +Rep 2025-12-12
756 Open Securities Limited   +Rep 2025-12-12
757 Oreana Financial Services Limited Rumball, Jacob Patrick (SFC:BMJ389) -Rep 2024-12-11 2025-12-10
758 ORIENT FUTURES (HONG KONG) LIMITED Fung, Man Yat 馮文溢 -Rep 2018-11-13 2025-12-06
759   Zhang, Qi (SFC:APH936) 張奇 +Rep 2025-12-09
760 ORIENT SECURITIES (HONG KONG) LIMITED Fung, Man Yat 馮文溢 -Rep 2018-11-13 2025-12-06
761   Qi, Sheng (SFC:BXF200) 齐晟 +Rep 2025-12-10
762 Oriental Harbor (Hong Kong) Investment Management Co., Limited Yang, Ping (SFC:BUK223) 楊萍 -Rep 2024-01-11 2025-12-02
763 OSL Digital Securities Limited Luo, Rui (SFC:BXB655) 羅蕊 +Rep 2025-12-01
764   Lyu, Qinwen 呂沁汶 +Rep 2025-12-09
765 Oyin Asset Management (Hong Kong) Limited Chu, Yat Ming 朱日明 +RO 2025-12-05
766   Zhang, Yu (SFC:AQS656) 張煜 +RO 2025-12-05
767 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED Sim, Emily Shao Hua 沈曉華 -Rep 2017-08-24 2025-12-05
768     +RO 2025-12-05
769 Panda Securities Company Limited Fan, Shaoli 范少立 -Rep 2025-08-11 2025-12-10
770 Pando Finance Limited Tang, Lik Man 鄧力文 -Rep 2024-06-27 2025-12-01
771 Pantheon Securities Limited Chan, Ki Fung (SFC:BIE114) 陳芑豐 -RO 2025-04-15 2025-11-30
772 Peakhouse Asset Management Limited Ho, Marian Chung Yee 何頌兒 -Rep 2025-08-01 2025-12-08
773 Permira Advisers Limited Tan, Daniel Ooi Peng -Rep 2015-09-14 2025-12-09
774 PHILLIP SECURITIES (HONG KONG) LIMITED Leung, Kathie Wai Kan 梁僡芹 -Rep 2013-02-04 2025-11-30
775 Pictet Asset Management (Hong Kong) Limited Ng, Kwok Fong Andrew -Rep 2025-11-28 2025-12-05
776 Pimlico Asset Management Limited Ang, Renyi (1985) 洪任毅 -RO 2019-11-01 2025-12-01
777 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Ng, Gam Yiu 吳鑑堯 -Rep 2023-06-29 2025-12-14
778 Ping An of China Capital (Hong Kong) Company Limited Chui, Wai Kit (SFC:BBJ216) 徐偉杰 +Rep 2025-12-12
779   Cui, Yizhi 崔屹智 +Rep 2025-12-10
780   Lam, Siu Fong (SFC:ANV064) 林少芳 +Rep 2025-12-11
781   Li, Xiaodong (SFC:BWY801) 李晓东 +Rep 2025-12-01
782 Ping An Securities (Hong Kong) Company Limited Chui, Wai Kit (SFC:BBJ216) 徐偉杰 +Rep 2025-12-12
783   Cui, Yizhi 崔屹智 +Rep 2025-12-10
784   Lam, Siu Fong (SFC:ANV064) 林少芳 +Rep 2025-12-11
785   Li, Xiaodong (SFC:BWY801) 李晓东 +Rep 2025-12-01
786   Shen, Zhenqi 沈臻琪 -Rep 2019-12-11 2025-12-02
787 Pinpoint Asset Management Limited Han, Yulong 韓雨龍 +Rep 2025-12-10
788   Zhao, Lyucheng 趙律丞 +Rep 2025-12-10
789 PIONEER ASSET MANAGEMENT LIMITED Luo, Xinghua 羅興華 -RO 2023-01-09 2025-12-01
790 Point72 Hong Kong Limited Aoto, Seira +Rep 2025-12-01
791   Bryce-Borthwick, Keagan Tyler +Rep 2025-12-04
792   Zhang, Jiayu (SFC:BVN727) 張伽宇 +Rep 2025-12-12
793 Polymer Capital Management (HK) Limited Byun, Jeong Sub -Rep 2023-09-07 2025-12-02
794   Han, Chengwei 韓成維 -Rep 2023-03-23 2025-12-05
795   Nakashima, Yoshikazu +Rep 2025-12-01
796 Posley Asset Management Limited Tai, Kwun Yan Matthew 戴冠昕 -Rep 2025-10-13 2025-12-11
797 Power Gaussian Limited Lin, Yan (SFC:BWH872) +RO 2025-12-05
798   Zhou, Cheng (SFC:AMR944) 周誠 +RO 2025-12-05
799 Prestige Global Capital Management Limited Chow, Chi Wai (SFC:BSU571) 周沚濰 -Rep 2022-08-10 2025-11-30
800   Ho, Ronald Chun Kuen 何鎮權 -RO 2024-08-02 2025-11-30
801   Kong, Wing In 江詠妍 -Rep 2024-11-18 2025-11-30
802   Lam, Chi Wai (SFC:AKX862) 林智偉 -RO 2024-12-19 2025-11-30
803   Li, Ka Ho (SFC:BUA299) 李嘉豪 -Rep 2023-09-12 2025-11-30
804 Prominence Global Fund Management Co., Limited Tong, Qiming 童启明 +RO 2025-12-09
805 Pryme Capital Limited (b2021-02-19) Mo, Man Ho 毛旻灏 +Rep 2025-12-09
806 PULSAR CAPITAL LIMITED (HK) Tam, Kwok Leung (SFC:AFT103) 譚國樑 -RO 2017-03-01 2025-12-10
807 Pulun International Securities Limited Yan, Yunya 閆云雅 +Rep 2025-12-10
808 PYRMONT WEALTH MANAGEMENT LIMITED Hudson, Matthew Alexander +Rep 2025-12-08
809 Pythagoras HK Management Company Limited Xu, Ai (SFC:BTT612) -Rep 2025-11-14 2025-12-02
810     +RO 2025-12-02
811 Quam Capital Limited (b1994-08-04) Au, Chun Tung 區鎮東 +Rep 2025-12-10
812 Quam Securities Limited Liu, Chuangang 劉傳剛 +Rep 2025-12-02
813 QUANTEK CAPITAL RESEARCH (HONG KONG) LIMITED Mak, Chi Ho (SFC:ATN700) 麥志豪 -RO 2021-10-08 2025-12-11
814 Quantum Capital Management Limited Mao, Ailin (SFC:BVH907) 茆艾琳 +RO 2025-12-10
815 Raising International Securities Limited Gao, Xin (SFC:BXF472) 高欣 +Rep 2025-12-12
816 Realord Asia Pacific Asset Management Limited Wong, Ka Hiu 王嘉曉 -Rep 2021-01-19 2025-12-08
817 Realord Asia Pacific Securities Limited   -Rep 2021-01-19 2025-12-08
818 Red South Investment Management Limited Chan, Cheuk Yiu 陳焯堯 +RO 2025-12-12
819 REDFORD SECURITIES LIMITED Chan, Chun Fai (SFC:ACS481) 陳振暉 -Rep 2005-03-31 2025-12-01
820 Robeco Hong Kong Limited Chamboulive, Clement -Rep 2025-11-25 2025-12-01
821 Roofer Asset Management Limited Lun, Carrie 倫緦潣 +Rep 2025-12-12
822   Shi, Lei (SFC:BIE889) 石磊 +Rep 2025-12-09
823 ROOFER SECURITIES LIMITED   +Rep 2025-12-09
824 Rothschild & Co Hong Kong Limited Fang, Benjamin Xu 方旭 -Rep 2019-11-28 2025-12-01
825 ROYSTON SECURITIES LIMITED (GBEN) Chu, Ka Ho (SFC:BFN898) 朱加豪 +Rep 2025-12-12
826 Rui Feng Asset Management Limited Tian, Lun 田倫 +Rep 2025-12-08
827 RuiLian Financial Group Company Limited He, Ziping (SFC:BSI887) 何子平 -Rep 2022-06-10 2025-11-30
828   Zhang, Mei (SFC:ACX158) 章梅 -Rep 2021-11-10 2025-12-09
829 Sagacious Tree Asset Management Limited Huang, Yipeng 黄伊鹏 +RO 2025-12-03
830   Tang, Wai Fung (SFC:ATN569) 鄧偉鋒 +RO 2025-12-03
831 Sanford C. Bernstein (Hong Kong) Limited Akita, Masahiro -Rep 2025-12-08 2025-12-12
832   Chia, Kiara Kim Szu Shyan -Rep 2025-12-08 2025-12-10
833   Chu, Charlene Marie -Rep 2025-12-01 2025-12-04
834   Dorai, Chadwick Rufus +Rep 2025-12-01
835   Rasgon, Stacy Aaron -Rep 2025-12-08 2025-12-10
836   Xu, Wanxin (SFC:BXA689) 胥宛欣 +Rep 2025-12-01
837 SBI China Capital Asset Management Limited Xing, Yicheng 邢依成 +Rep 2025-12-02
838 SBI China Capital Financial Services Limited Ng, Ting Cheong 吳定昌 -RO 2024-12-03 2025-11-30
839   Xing, Yicheng 邢依成 +Rep 2025-12-02
840 SDG Asset Management (HK) Limited Sun, Yilin (SFC:BHZ452) 孫藝林 -Rep 2025-09-30 2025-12-08
841     +RO 2025-12-08
842 SDIC Securities (Hong Kong) Limited Chen, Ning (SFC:AYF260) 陳宁 +Rep 2025-12-05
843   Cheng, Yonghao 程永浩 +Rep 2025-12-12
844 SDIC Securities Corporate Finance (Hong Kong) Limited Dai, Wang 戴望 +Rep 2025-12-12
845   Jiang, Sihan 蒋思涵 +Rep 2025-12-12
846   Song, Liangwei 宋良巍 +Rep 2025-12-12
847   Wang, Hao (SFC:BXE089) 王昊 +Rep 2025-12-12
848   Yang, Ping (SFC:BXF126) 杨平 +Rep 2025-12-02
849   Zhao, Jingqian 赵静潜 +Rep 2025-12-02
850 SEEDS CAPITAL LIMITED (HK) Nam, Alex Sai Cheong 藍世昌 +Rep 2025-12-01
851 SG SECURITIES (HK) LIMITED Cheng, Guillaume Matthew Hsien Jun 鄭賢俊 -Rep 2025-11-14 2025-12-06
852   Chia, Kah Yun 謝嘉仁 +Rep 2025-12-02
853   Delawarde, Paul Jean Arthur +Rep 2025-12-12
854   Sabot, Florent Roland Christian -Rep 2025-09-01 2025-12-09
855     +RO 2025-12-09
856   Zebouni, Philippe Nadim -Rep 2024-06-12 2025-12-05
857   Zheng, Qionglin 郑琼琳 -Rep 2022-01-04 2025-12-05
858 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED Li, Xuankun 李旋坤 +Rep 2025-12-11
859 SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED Wang, Feng (SFC:BXC438) 王峰 +Rep 2025-12-11
860   Xu, Kai (SFC:BVT900) 許愷 +Rep 2025-12-02
861 SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED Gan, Sulei 甘蘇磊 +Rep 2025-12-05
862   Su, Yuxuan (SFC:BXC239) 蘇宇軒 +Rep 2025-12-01
863 SHANXI SECURITIES INTERNATIONAL LIMITED Gan, Sulei 甘蘇磊 +Rep 2025-12-05
864   Su, Yuxuan (SFC:BXC239) 蘇宇軒 +Rep 2025-12-01
865   Wang, Feng (SFC:BXC438) 王峰 +Rep 2025-12-11
866   Wei, Xiao (SFC:BXA896) 魏瀟 +Rep 2025-12-01
867   Xu, Kai (SFC:BVT900) 許愷 +Rep 2025-12-02
868 SHENG YUAN ASSET MANAGEMENT LIMITED Liu, Yinzi 劉寅子 +Rep 2025-12-11
869 SHENG YUAN SECURITIES LIMITED Zheng, Huili (SFC:BWW625) 鄭會莉 +Rep 2025-12-11
870 SHENGJUN INDICATION INVESTMENT MANAGEMENT LIMITED Li, Cuifan 李萃凡 +RO 2025-12-02
871 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED Xie, Haituo 謝海拓 -Rep 2024-12-16 2025-12-08
872 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Luk, Pan Lung 陸品隆 +Rep 2025-12-08
873 SHUN HENG SECURITIES LIMITED Ye, Haodi 葉浩迪 -RO 2024-02-21 2025-12-05
874 SHUN LOONG SECURITIES COMPANY LIMITED Ip, Anthony Ka Tsun 葉家俊 -Rep 2019-01-30 2025-12-05
875 Silk Road International Capital Limited Shen, Jiahui (SFC:BVI976) 申嘉慧 -Rep 2024-10-15 2025-12-05
876 SINO-CEEF Capital Management Company Limited Li, Bo (SFC:BLK721) 李勃 -Rep 2023-07-03 2025-11-30
877 Sino-Rich Securities & Futures Limited Chan, Winkins Wai Kit 陳偉傑 -Rep 2025-06-03 2025-12-10
878   Ko, Chi Sum 高智深 +Rep 2025-12-10
879 Sinohope Asset Management (Hong Kong) Limited Tao, Tao (SFC:BMP526) 陶濤 -RO 2024-07-23 2025-12-05
880   Wang, Siyu (SFC:BXE022) 王思喻 +Rep 2025-12-12
881 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Guo, Fei (SFC:BXE434) 郭菲 +Rep 2025-12-12
882   Zhang, Minmin (SFC:BWE446) 张敏敏 -Rep 2025-05-13 2025-12-05
883   Zheng, Yuankai 郑元凯 +Rep 2025-12-11
884 SMBC Nikko Securities (Hong Kong) Limited Lau, Po Ki (SFC:BXE928) 劉寶棋 +Rep 2025-12-12
885   Nakagawa, Shota 中川彰太 +Rep 2025-12-01
886   Sato, Isshin 里一心 +Rep 2025-12-01
887 Solomon JFZ (Asia) Holdings Limited Ho, Pang Kui Phoebus 何鵬舉 -Rep 2025-01-27 2025-11-30
888   Wong, Pik Yan 黃碧欣 -RO 2025-08-21 2025-12-03
889 Somerley Capital Limited Cheng, Yat Wai 鄭逸威 -RO 2014-04-30 2025-12-01
890 SOUTH CHINA CAPITAL LIMITED Xu, Yuliang 胥宇亮 -RO 2024-03-19 2025-11-30
891 South China Investment Management Limited Mok, Ho Nam 莫灦楠 -Rep 2023-02-21 2025-12-08
892 SOUTH CHINA RESEARCH LIMITED   -Rep 2024-10-24 2025-12-08
893 SOUTH CHINA SECURITIES LIMITED   -Rep 2023-02-21 2025-12-08
894 Spathiphy Capital Management Limited Ni, Chengmin 倪成民 +Rep 2025-12-11
895 SPDB International Capital Limited Xin, Ren 信任 +Rep 2025-12-01
896 SPDB International Investment Management Limited Zhong, Yichen 钟祎宸 +Rep 2025-12-01
897 Springs Capital (Hong Kong) Limited Tai, Jeremy Hsilu 戴熙路 -Rep 2023-03-30 2025-12-05
898 STATE STREET TRUST (HK) LIMITED Cheung, Wing Pong 張穎邦 -Rep 2024-10-02 2025-12-09
899 Stonepeak (Hong Kong) Limited Wong, Yu Mei 王宇溦 +Rep 2025-12-12
900 Sumitomo Mitsui Trust (Hong Kong) Limited Hong, Yunfan 洪云帆 -Rep 2021-09-17 2025-12-09
901     +RO 2025-12-09
902 SUN CAPITAL SECURITIES LIMITED Chan, Ivy E Sun 陳怡珊 -RO 2005-03-31 2025-12-08
903   Chan, Thomas Man Hin 陳文顯 -RO 2005-03-31 2025-12-08
904 Sun Hung Kai Capital Partners Limited Ma, Ruihang +Rep 2025-12-01
905 Sun Life Asset Management (HK) Limited Ho, Emily Pui Yee 何佩怡 -Rep 2023-05-22 2025-12-04
906 Suncorp Asset Management Limited Chen, Chih-ching 陳志清 +Rep 2025-12-04
907 Suncorp Securities Limited   +Rep 2025-12-04
908 SUNFUND SECURITIES LIMITED Hung, Stephen Ngai Lam 洪藝林 +RO 2025-12-02
909 SUNHIGH FINANCIAL HOLDINGS LIMITED Hung, Ka Yiu 洪家瑤 +Rep 2025-12-02
910 SUNJOY ASSET MANAGEMENT LIMITED Su, Danying 蘇丹穎 +RO 2025-12-05
911   Yin, Jun (SFC:BWJ872) 尹君 +RO 2025-12-05
912 Suparna Capital Management Limited Fong, Yuk Wai 方毓偉 -RO 2021-08-27 2025-12-11
913   Wai, Ka Bo Gabriel 衞家寶 -Rep 2021-09-06 2025-12-11
914 SW Capital Management Limited Wong, Wai Yee (SFC:BPN621) 黃慧怡 +Rep 2025-12-10
915 Symmetry Investments (Hong Kong) Limited Chung, Benjamin Pui Ming 鍾霈明 -Rep 2014-07-04 2025-12-01
916   Twarowski, Aleksander -Rep 2015-06-05 2025-12-01
917 SYNCICAP Asset Management Limited Hubert, Pierre-Emmanuel -Rep 2021-12-20 2025-12-03
918 SystematicEdge Limited Trinh, Steven Quong 鄭功光 +RO 2025-12-10
919 T. Rowe Price Hong Kong Limited Qiao, Yahong 喬雅虹 -Rep 2019-11-29 2025-12-12
920 T.F.S. Derivatives HK Limited Wilson, Matthew Elliot -RO 2016-12-23 2025-12-10
921 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED Chow, Yan Yik 周欣益 -Rep 2023-05-05 2025-12-02
922     +RO 2025-12-02
923 Tang Yin International Futures Company Limited Pang, Jeff Chung Yiu 彭宗耀 -RO 2016-11-15 2025-12-09
924 TCW ASIA LIMITED Ip, Man Yuen 葉文遠 -Rep 2023-05-24 2025-12-03
925 TFI Capital Limited Chan, Mo Yin 陳慕賢 +Rep 2025-12-11
926   Li, Xiaoxi (SFC:BGH408) 李曉曦 +Rep 2025-12-01
927 TFI Securities and Futures Limited Chan, Mo Yin 陳慕賢 +Rep 2025-12-11
928   Li, Xiaoxi (SFC:BGH408) 李曉曦 +Rep 2025-12-01
929   Pang, Hin Sang 彭獻生 +Rep 2025-12-02
930 Tiger Brokers (HK) Global Limited Jian, Shixuan 簡詩璇 +Rep 2025-12-04
931   Lyu, Jiayi (SFC:BXB353) 呂嘉儀 +Rep 2025-12-03
932 TOKAI TOKYO SECURITIES (ASIA) LIMITED Chan, Steve Tsz Chun 陳梓駿 +Rep 2025-12-05
933 Topaz Financial Group Limited Choi, Man Wing 蔡文荣 -Rep 2021-01-11 2025-11-30
934 Toscafund HK Limited Jarman, Harry Robert George Reynolds (SFC:BXG976) +Rep 2025-12-08
935 Tower Capital Asia (HK) Limited Lee, Yi Lin 李依霖 +RO 2025-12-03
936   Lim, Seth Ee Jer 林毅哲 +RO 2025-12-03
937 TPG Capital, Limited Cronopulos, John Francis -Rep 2025-02-27 2025-12-03
938 Trend Up Investment (HK) Limited Li, Hon Nga 李翰雅 +Rep 2025-12-08
939   Wong, Chun (SFC:BNP057) 黃珍 +Rep 2025-12-09
940 Trendy Capital Limited Wang, Ting (SFC:BWX375) 王霆 +Rep 2025-12-12
941 TT INTERNATIONAL (HONG KONG) LIMITED Poulter, Luke +RO 2025-12-12
942 UBS Asset Management (Hong Kong) Limited Ho, Joyce Lok Yan 何樂忻 -RO 2024-11-18 2025-12-05
943   Van Riemsdijk, Adrianus Gijsbertus +Rep 2025-12-10
944 UBS SECURITIES ASIA LIMITED Adachi, Masamichi +Rep 2025-12-09
945   Arcuri, Timothy Michael -Rep 2025-12-08 2025-12-11
946   Briggs, James Thomas Edward -Rep 2025-12-01 2025-12-07
947   Chew, Kar Yue Bernice 周家如 -Rep 2025-11-21 2025-12-01
948   Choi, Jae Hyung -Rep 2025-11-25 2025-12-01
949   Hamoudi, Amar Ala +Rep 2025-12-04
950   Hong, Ji Woo -Rep 2025-11-25 2025-12-01
951   Lee, Wei Qi -Rep 2025-12-02 2025-12-05
952   Li, Linhai 利林海 -Rep 2023-08-24 2025-12-05
953   Lin, Jou-An 林柔安 -Rep 2025-12-02 2025-12-05
954   Mahawar, Amit -Rep 2025-11-25 2025-12-01
955   Miao, Junwei 苗君偉 -Rep 2025-12-01 2025-12-06
956   Park, Sohyun (SFC:BWH626) -Rep 2025-11-25 2025-12-01
957   Prakash, Pramod Kumar -Rep 2025-11-24 2025-12-01
958   Printz, Benedict -Rep 2022-08-24 2025-12-05
959   Puri, Abhishek (SFC:BXF585) -Rep 2025-12-01 2025-12-04
960   Shield, Cody Dennis Lance -Rep 2025-11-25 2025-12-01
961   Suh, Jung Hoon -Rep 2025-11-25 2025-12-01
962   Teves, Joni Mae -Rep 2025-12-08 2025-12-11
963   Toshniwal, Neeraj -Rep 2025-12-02 2025-12-08
964   Van Tassel, James Christopher -Rep 2025-12-08 2025-12-12
965   Wang, Zijiao (SFC:BVP995) 王紫娇 -Rep 2025-11-06 2025-12-01
966   Wen, Ruoxi 文若熹 -Rep 2025-11-12 2025-11-30
967   Yuan, Yicheng (SFC:BXD974) 袁怡程 -Rep 2025-11-21 2025-12-01
968   Zhang, Yuanbin 張淵斌 -Rep 2025-11-28 2025-12-05
969 UBS SECURITIES HONG KONG LIMITED Chakraborty, Joydeep -Rep 2025-11-10 2025-12-11
970   Lin, Jou-An 林柔安 -Rep 2025-12-02 2025-12-05
971   Printz, Benedict -Rep 2022-08-24 2025-12-05
972   Zhao, Yutong (SFC:BVL616) 趙宇童 +Rep 2025-12-05
973 Universal Unite Wealth Management Limited Au, Yuk Ling 區玉玲 +Rep 2025-12-08
974 UOB KAY HIAN (HONG KONG) LIMITED Hui, Hung Stephen 許洪 +Rep 2025-12-10
975   Lai, Ki Cheong 黎其昌 -RO 2021-03-04 2025-12-02
976   Miao, Zhiyi 苗祉禕 +Rep 2025-12-10
977 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Hui, Hung Stephen 許洪 +Rep 2025-12-10
978 uSmart Securities Limited Chen, Jinbo (SFC:BXC351) 陳金波 +Rep 2025-12-03
979   Deng, Jiaqi (SFC:BAF588) 鄧嘉麒 +Rep 2025-12-02
980   Jim, Chu Sing 詹柱星 -Rep 2025-05-07 2025-12-10
981     +RO 2025-12-10
982   Lock, Chun Wai 駱俊瑋 -RO 2025-01-09 2025-11-30
983   Mok, Vincent Hiu Fung 莫曉峰 +Rep 2025-12-04
984   Su, Xinlu 蘇欣璐 +Rep 2025-12-10
985   Wong, Yat Man (SFC:BXC347) 黃溢民 +Rep 2025-12-01
986   Xiao, Jin (SFC:BXB160) 肖金 +Rep 2025-12-01
987   Yang, Hong (SFC:BTS518) 楊鴻 -Rep 2023-05-03 2025-12-06
988   Zhou, Fan (SFC:BQL610) 周凡 -Rep 2025-03-17 2025-12-02
989 VALUABLE ASSET MANAGEMENT LIMITED Peng, Bo (SFC:BXE291) 彭博 +Rep 2025-12-04
990 VALUABLE CAPITAL LIMITED Chen, Chia-hui (SFC:ASU227) 陳佳慧 -Rep 2024-01-16 2025-12-01
991   Cheng, Pak To (SFC:APA030) 鄭柏滔 -Rep 2024-01-04 2025-12-01
992   Li, Raymond Man Fai 李文輝 -Rep 2024-07-02 2025-12-01
993   Tang, Chung Wo 鄧頌和 -Rep 2024-04-05 2025-12-01
994   Wong, Kwong Tung 黃廣東 -RO 2014-09-12 2025-12-03
995   Xiao, Yao (SFC:BCH358) 肖遙 -Rep 2021-03-08 2025-12-01
996   Zhang, Wenjing (SFC:BXF247) 張文靜 +Rep 2025-12-02
997 Vectr Ventures Advisors Limited Tian, Yingzhi 田穎之 -RO 2020-12-08 2025-12-01
998 VERACITY INVESTMENT CO., LIMITED Guo, Yanzhi -Rep 2025-06-05 2025-12-05
999   Li, Zhaoran -Rep 2025-06-05 2025-12-05
1000 Verily Health Technology Asset Management Limited Zhao, Yue (SFC:BTE303) 趙悅 -RO 2024-04-12 2025-11-30
1001 VS Partners (Hong Kong) Co., Limited Xia, Kun (SFC:BWW704) 夏昆 -Rep 2025-10-14 2025-12-08
1002     +RO 2025-12-08
1003 VSFG Asset Management Limited Chen, Tao (SFC:BPE402) 陳韜 -Rep 2022-10-03 2025-12-09
1004 WE Asset Management Limited Chan, Kwok Wai (SFC:BSJ425) 陳覺偉 -Rep 2024-12-18 2025-12-08
1005     +RO 2025-12-08
1006 WE Securities Limited   -Rep 2024-12-18 2025-12-08
1007     +RO 2025-12-08
1008 Webot Securities Limited Lau, On Hong 劉安康 -Rep 2025-11-18 2025-12-11
1009     +RO 2025-12-11
1010 Wellington Management Hong Kong Limited (b2003-01-02) Horsey, Thomas Duncan Stewart -Rep 2025-12-09 2025-12-11
1011   Lui, Wai Ching (SFC:BMO772) 雷煒晴 -Rep 2025-12-09 2025-12-11
1012   Wasserman, Gregory Scott (SFC:BXE614) -Rep 2025-12-04 2025-12-08
1013 Welwing Capital Group Limited De Urdanibia Panos, Javier Maria (SFC:BXB071) +Rep 2025-12-08
1014 WIN WONG SECURITIES LIMITED Leung, Wai Kit (SFC:ABR570) 梁慧潔 -Rep 2025-12-08
1015 WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED Luk, Ka Wai (SFC:APL793) 陸嘉偉 -Rep 2025-10-08 2025-12-11
1016     +RO 2025-12-11
1017 WING FUNG SECURITIES LIMITED Cheung, Wai Man (SFC:ARJ162) 張惠敏 -Rep 2025-10-31 2025-12-10
1018 WINLAND WEALTH MANAGEMENT LIMITED Wong, Bik Chu 王碧珠 -Rep 2025-11-30
1019 Winner Zone Asset Management Limited Ngan, Man Kit (1961) 顏文傑 -RO 2023-07-25 2025-12-01
1020   Yeung, Suk Fan 楊淑芬 +Rep 2025-12-09
1021 Wisdom Cosmic Hong Kong Limited Guo, Yi (SFC:BUG471) 郭藝 -Rep 2023-11-14 2025-12-01
1022 WRise Prestige Asset Management Limited Ng, Kam Yu 吳錦如 +Rep 2025-12-08
1023   Tse, Man Ho 謝文豪 +Rep 2025-12-11
1024 WRise Prestige Securities Limited Chou, Tsz Yeung 周子揚 -Rep 2025-07-24 2025-12-10
1025   Ng, Kam Yu 吳錦如 +Rep 2025-12-08
1026   Tse, Man Ho 謝文豪 +Rep 2025-12-11
1027 WRise Wealth Management (Hong Kong) Limited Mak, Hiu Fung 麥曉鋒 -Rep 2023-07-03 2025-12-02
1028   Yeung, Chun Yin (SFC:BRR485) 楊俊彥 -Rep 2023-07-13 2025-12-02
1029   Yuan, Siyan 袁斯彦 +Rep 2025-12-10
1030 XHK Limited Kwok, Hoi Yau 郭凱柔 -Rep 2025-07-22 2025-12-02
1031   Ng, Hong King 吳航琼 -Rep 2025-09-22 2025-12-05
1032 XTransfer Financial Services (HK) Limited Huang, Hsin Ho 黄昕禾 +Rep 2025-12-09
1033 Y-Intercept (Hong Kong) Limited Tang, Ernest Yiu Man 鄧耀民 +Rep 2025-12-01
1034 Yan Yun Family Office (HK) Limited Wang, Xinzhao 王薪兆 -Rep 2025-03-11 2025-11-30
1035 YAU WAI INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED Yeung, Shuk Yi Rita 楊淑儀 -Rep 2024-12-31 2025-12-08
1036 Yuan Tong Global Asset Management Limited Li, Wei (SFC:BVJ918) 李薇 +Rep 2025-12-03
1037 Yuan Tong Global Securities Limited Ma, Lin (SFC:BWF013) 馬琳 -Rep 2025-07-23 2025-12-01
1038 Yuanta Securities (Hong Kong) Company Limited Ku, Ming Jen 顧鳴人 +Rep 2025-12-05
1039   Lee, Wen Hao 李文豪 -Rep 2025-08-22 2025-11-30
1040   Wang, Shen (SFC:BWZ584) 王琛 +Rep 2025-12-04
1041 Yunfeng Financial Markets Limited Yu, Renping 于仁萍 +Rep 2025-12-04
1042 Yunfeng Securities Limited   +Rep 2025-12-04
1043 Zenithify Capital Management Limited Gong, Ranxia 弓然霞 +RO 2025-12-05
1044   Zhu, Baili 朱柏力 +RO 2025-12-05
1045 ZHEN XIN GLOBAL ASSET MANAGEMENT LIMITED Kong, Raymond Chiu San 江朝新 -RO 2025-08-20 2025-11-30
1046 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED Chen, Yilin (SFC:BWZ179) 陳奕霖 +Rep 2025-12-02
1047   Ni, Jiali 倪佳麗 +Rep 2025-12-10
1048 ZHONGRONG PT SECURITIES LIMITED Lu, Wenqi (SFC:BRN905) 盧文琦 -Rep 2021-11-25 2025-12-11
1049 ZHONGTAI INTERNATIONAL CAPITAL LIMITED Lam, Cheuk Fung (SFC:BIN848) 林卓鋒 -Rep 2018-05-24 2025-12-06
1050   Liu, Yongjiang 刘泳江 +Rep 2025-12-09
1051   Sun, Jianheng 孙健恒 +Rep 2025-12-02
1052   Xie, Lin (SFC:BXE309) 谢琳 +Rep 2025-12-11
1053   Zhang, Shibang 张世邦 +Rep 2025-12-02
1054   Zhao, Huyang 赵虎阳 +Rep 2025-12-02
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1056 ZhongYi Investment Managers Limited Huang, Rawen Zhi Hong 黃志鴻 +Rep 2025-12-09
1057 ZM ASSET MANAGEMENT LIMITED (GBEN) Fu, Weiguo 傅伟国 +Rep 2025-12-09
1058 ZUNDIAO SECURITIES LIMITED Ng, Penny Yuk 吳玉 -RO 2024-04-29 2025-11-30

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