Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 3W Fund Management Limited Yang, Wenbin (SFC:BYC411) 楊文斌 +Rep 2026-06-12
2 aacat fintech Limited Cheung, Ho Ming (SFC:BSX775) 張皓銘 -Rep 2026-05-21 2026-06-12
3     +RO 2026-06-12
4   Li, Ho Yin (SFC:BOT045) 李昊彥 -Rep 2023-11-03 2026-06-14
5 ABCI CAPITAL LIMITED Lee, Chi Kin (SFC:BXV680) 李智健 -Rep 2026-04-23 2026-06-09
6 abrdn Hong Kong Limited McCabe, Adam John -Rep 2026-06-08 2026-06-12
7   Poon, Shu Hang 潘樹恆 +Rep 2026-06-12
8   Wilson, Nathaniel (SFC:BYA499) -Rep 2026-06-08 2026-06-12
9 Aden Financial Group Limited Xing, Yicheng 邢依成 -Rep 2026-05-21 2026-06-09
10 Admiralty Harbour Capital Limited Qu, Jinyu (SFC:BYC780) +Rep 2026-06-10
11 AK Capital Limited Cheung, Wo Hing 張和鑫 +Rep 2026-06-10
12 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Georgiou, Georgios (SFC:BTR257) +Rep 2026-06-15
13 Almagest AM Co. Limited Lau, Swan Fung Ngor 劉鳳娥 +Rep 2026-06-09
14 ALPINE SECURITIES LIMITED Hou, Yiyuan 侯依园 +Rep 2026-06-09
15   Wang, Dengke 王登可 +Rep 2026-06-10
16 ALTRUIST FINANCIAL GROUP LIMITED Lo, Kent Wai Kin 羅偉健 -Rep 2024-03-04 2026-06-14
17 ALTUS CAPITAL LIMITED Ouyang, Hongyi 歐陽宏釔 +Rep 2026-06-10
18   Peng, Xinyi (SFC:BXW169) 彭欣怡 +Rep 2026-06-15
19 ALTUS INVESTMENTS LIMITED (HK) Ouyang, Hongyi 歐陽宏釔 +Rep 2026-06-10
20   Peng, Xinyi (SFC:BXW169) 彭欣怡 +Rep 2026-06-15
21 Alvarez & Marsal Corporate Finance Limited Chan, Chiu Ting Anson 陳昭廷 +Rep 2026-06-09
22   Nguyen, Thai Thanh +Rep 2026-06-09
23   Wan, King Nam 温景楠 +Rep 2026-06-09
24 Amasse Capital Limited Lo, Raymond Mun Lam 盧敏霖 -RO 2016-02-24 2026-06-12
25 Amundi Hong Kong Limited Zhang, Yue (SFC:BVO294) 張月 +Rep 2026-06-11
26 Annum Asset Management (Hong Kong) Limited Au, Wing Yee 區穎怡 +Rep 2026-06-08
27 APINVEST PARTNERS LIMITED Sun, Lin (SFC:BXZ800) 孫琳 +Rep 2026-06-12
28 ARC Ratings (Asia Pacific) Limited Thomas, Ashley Huw +Rep 2026-06-15
29 ARISTO SECURITIES LIMITED Egorov, Valentin +Rep 2026-06-15
30 Ark Group Holdings (Hong Kong) Limited Cheng, Xi (SFC:BXX708) 程翕 -Rep 2026-05-26 2026-06-09
31 Arknight Limited Higson Smith, Louis Piers +RO 2026-06-15
32   Sutton, Alexander Charles (SFC:BWW293) +RO 2026-06-15
33 Arrowpoint Investment Partners (Hong Kong) Limited Cheung, Yui 張睿 +Rep 2026-06-12
34 ARTE Capital Management Limited Wong, Yu Hin (SFC:BXW043) 黃宇軒 +Rep 2026-06-08
35 Ascender Capital Limited Lei, Wai In (SFC:BYB297) 李慧妍 +Rep 2026-06-08
36 Asia Pacific Asset Management Limited Lam, Sing Kuen 林城乾 -Rep 2026-05-11 2026-06-11
37     +RO 2026-06-11
38 Asia Pacific Securities Limited   -Rep 2026-05-11 2026-06-11
39     +RO 2026-06-11
40 ASIAN CAPITAL LIMITED Xu, Jiantao 徐建濤 -Rep 2025-11-17 2026-06-12
41 Axial Partners Limited Uding, Gerardus Henricus Paulus +Rep 2026-06-12
42 Baillie Gifford Asia (Hong Kong) Limited Chin, Sydney Chung Hin 陳松興 +Rep 2026-06-15
43 Balyasny Asset Management (Hong Kong) Limited Aker, Yargi Yekta +Rep 2026-06-08
44   Braga, Federico +Rep 2026-06-08
45   Hong, Renjun 洪忍俊 +Rep 2026-06-15
46   Liu, Ho Fung Alvin 廖浩鋒 +Rep 2026-06-15
47 BANDS Capital Management Limited Zhu, Yilin (SFC:BYA115) 朱怡琳 +Rep 2026-06-15
48 BARCLAYS CAPITAL ASIA LIMITED Kwan, Julien Chi-Leung +Rep 2026-06-09
49 Basis Asset Management Limited Li, Li (SFC:BHM430) 李勵 +Rep 2026-06-12
50 BCT Financial Limited Chu, Pui Kwan 朱培鈞 +Rep 2026-06-08
51 BDA PARTNERS (HK) LIMITED Shen, Yuanqing 沈元卿 +Rep 2026-06-12
52 Beagle Asset Management Company Limited Tang, David Yuk Wah 鄧育華 -RO 2024-07-18 2026-06-08
53 BEI ASSET MANAGEMENT (HK) LIMITED Tang, Chi Ho (SFC:BSE921) 鄧知暠 -Rep 2022-03-24 2026-06-09
54     +RO 2026-06-09
55 BLACKSTONE GROUP (HK) LIMITED (THE) Heah, Yen Ning Genevieve 邢艳宁 +Rep 2026-06-15
56 BLS Capital Limited Leung, Patrick Ping Yan 梁秉仁 +Rep 2026-06-08
57   Pearson, Andrew John (SFC:AAJ834) -RO 2023-03-07 2026-06-15
58 BLUE POOL CAPITAL LIMITED Chan, Lai Wa Jennifer 陳麗樺 +Rep 2026-06-15
59 BNP PARIBAS SECURITIES (ASIA) LIMITED Yu, Fiona Fei Yeung 余飛揚 +Rep 2026-06-09
60 BNY Mellon Investment Management Hong Kong Limited Rae, John Kenneth -Rep 2026-05-29 2026-06-09
61 BOCI ASIA LIMITED Ge, Yingming 葛鶯鳴 -Rep 2026-05-28 2026-06-08
62   Huang, Sichao 黄思超 +Rep 2026-06-09
63 BOCI COMMODITIES & FUTURES LIMITED Huang, Liang (SFC:AXF094) 黃亮 -RO 2025-04-25 2026-06-10
64 BOCI SECURITIES LIMITED Ge, Yingming 葛鶯鳴 -Rep 2026-05-28 2026-06-08
65   Huang, Liang (SFC:AXF094) 黃亮 -RO 2025-08-05 2026-06-10
66   Huang, Sichao 黄思超 +Rep 2026-06-09
67 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Lor, Seton Tak Chiu 羅德昭 -RO 2007-02-09 2026-06-16
68 BOCOM International Asset Management Limited Dong, Yanran 董嫣然 -RO 2024-12-06 2026-06-14
69 Bright Moon Capital Limited Jiang, Ziqi (SFC:BHX700) 蔣子祺 -RO 2025-08-05 2026-06-10
70 Bright Moon Securities Limited   -RO 2025-08-04 2026-06-10
71 Brown Brothers Harriman Trustee Services (Hong Kong) Limited Luk, Kin Chi 陸建馳 +Rep 2026-06-15
72 Butterfly Holding Limited Hui, Ka Wai (SFC:BJL657) 許嘉威 -RO 2025-10-31 2026-06-11
73 C CAPITAL INVESTMENT MANAGEMENT LIMITED Joo, Myung +Rep 2026-06-09
74 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED Paul, Jonathan Matthew Wing-en 包榮恩 +Rep 2026-06-08
75 Capital International, Inc. Tsang, Cheuk Hang 曾焯恒 +Rep 2026-06-10
76 Carret Private Capital Limited Yip, Michael Yan Lung +Rep 2026-06-15
77 CASH ASSET MANAGEMENT LIMITED Law, Ho 羅晧 +Rep 2026-06-09
78 CASH Wealth Management Limited   +Rep 2026-06-09
79 CBRE Capital Advisors Asia Pacific Limited Choi, Wui Nga 蔡薈雅 +RO 2026-06-09
80 CCB INTERNATIONAL SECURITIES LIMITED Chen, Lawrence Yung 鄭勇 -RO 2014-09-02 2026-06-12
81   Li, Lu (SFC:AWW550) 李璐 -Rep 2026-03-02 2026-06-09
82     +RO 2026-06-09
83   Zhang, Lan (SFC:BUL410) 張嵐 -Rep 2026-03-02 2026-06-10
84     +RO 2026-06-10
85 CENTALINE SECURITIES LIMITED Cheung, Chi Lung (SFC:BGL920) 張志龍 -Rep 2015-12-04 2026-06-12
86   Leung, Hiu Tung Hilda 梁曉彤 +Rep 2026-06-09
87   Liu, Yan Fuk 廖仁福 +Rep 2026-06-09
88 CENTALINE WEALTH MANAGEMENT LIMITED Cheung, Chi Lung (SFC:BGL920) 張志龍 -Rep 2015-12-04 2026-06-12
89 Changjiang Corporate Finance (HK) Limited Wu, William Wai Leung 胡偉亮 +RO 2026-06-10
90 CHIEF SECURITIES LIMITED Liu, Chang (SFC:BWQ654) 劉暢 -Rep 2025-09-01 2026-06-15
91 China Asset Management (Hong Kong) Limited Cheng, Junjie (SFC:BVW323) 程俊杰 -Rep 2025-02-18 2026-06-12
92 CHINA EVERBRIGHT CAPITAL LIMITED Chung, Yu Fung 鍾裕豐 -Rep 2023-03-27 2026-06-14
93   Hon, Hau Ngai 韓巧藝 +RO 2026-06-09
94   Shen, Dehua 沈德華 -RO 2025-01-13 2026-06-12
95 CHINA EVERBRIGHT SECURITIES (HK) LIMITED   -RO 2025-01-13 2026-06-12
96 China Galaxy International Futures (Hong Kong) Co., Limited Ng, Lit Cheuk 吳烈綽 +Rep 2026-06-09
97 China Galaxy International Securities (Hong Kong) Co., Limited   -Rep 2013-08-02 2026-06-09
98     +RO 2026-06-09
99 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED Liu, Yicheng (SFC:BWK319) 劉益鋮 +Rep 2026-06-08
100   Wang, Hengjie (SFC:BMX147) 王衡杰 -Rep 2023-11-28 2026-06-08
101 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Duan, Mengmeng 段濛濛 +Rep 2026-06-08
102 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED Huang, Yanjie 黄彦劼 +Rep 2026-06-08
103 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED Duan, Mengmeng 段濛濛 +Rep 2026-06-08
104 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Li, Jiacheng (SFC:BQU582) 李家城 -Rep 2021-12-03 2026-06-11
105 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Ding, Jian (SFC:BRQ847) 丁健 -Rep 2021-09-09 2026-06-13
106   Huang, Kun (SFC:BYB594) 黃堃 +Rep 2026-06-10
107   Li, Jiacheng (SFC:BQU582) 李家城 -Rep 2021-12-03 2026-06-11
108   Li, Xitao (SFC:BRV551) 李熙韜 +Rep 2026-06-10
109   Zhan, Yichen 占憶晨 +Rep 2026-06-10
110   Zhang, Zenghao 張增浩 -Rep 2019-08-14 2026-06-15
111 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED Wang, Yiqin 王禕秦 +Rep 2026-06-15
112 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Tsoi, Hang San 蔡恒燊 +Rep 2026-06-09
113 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Deng, Xiaomei (SFC:BYA272) 鄧小妹 +Rep 2026-06-08
114   Parrott, Benjamin William -Rep 2025-12-04 2026-06-11
115   Wu, Hong (SFC:BYA679) 吴泓 +Rep 2026-06-10
116   Xu, Ziyuan 徐子媛 +Rep 2026-06-12
117   Ye, Dingkun 叶定坤 +Rep 2026-06-10
118   Zheng, Wenqi 鄭文奇 +Rep 2026-06-08
119 China Pinnacle Equity Management Limited Tian, Tian (SFC:BOJ642) 田甜 +Rep 2026-06-15
120 China Securities (International) Asset Management Company Limited Leung, Wu Yan 梁護欣 -Rep 2018-05-31 2026-06-10
121   Xiong, Linan 熊立南 +Rep 2026-06-10
122 China Securities (International) Brokerage Company Limited Gu, Difei 顧滌非 +Rep 2026-06-10
123   Huang, Jiaqi (SFC:BTQ833) 黃佳琦 +Rep 2026-06-15
124 China Securities (International) Corporate Finance Company Limited Liu, Runxi 刘润西 -Rep 2024-11-25 2026-06-15
125 China Universal Asset Management (Hong Kong) Company Limited Liu, Feifei (SFC:BGM914) 劉斐菲 +Rep 2026-06-08
126 CHINA XIN YONGAN FUTURES COMPANY LIMITED Lee, Wai Keung (SFC:ANT413) 李偉強 -Rep 2025-08-25 2026-06-09
127 Chubb Investment Management (HK) Limited Leung, Ka Wai (SFC:AOK606) 梁家瑋 +RO 2026-06-09
128 CICC US Securities (Hong Kong) Limited Zhan, Yichen 占憶晨 +Rep 2026-06-10
129 CINDA INTERNATIONAL RESEARCH LIMITED Chan, Lok Yee (SFC:BNJ943) 陳樂怡 -Rep 2021-08-27 2026-06-12
130 Citadel Asia Limited Liang, Huilin 梁慧琳 -Rep 2025-08-15 2026-06-11
131   Sun, Rui (SFC:BRD856) 孫睿 +Rep 2026-06-09
132   Zhong, Jie (SFC:BNJ751) 鍾洁 +Rep 2026-06-15
133 Citadel Securities (Hong Kong) Limited Deng, Siyu 鄧思鈺 +Rep 2026-06-09
134   Zhong, Jie (SFC:BNJ751) 鍾洁 +Rep 2026-06-15
135 CITIC CFI Securities Company Limited Shi, Yiling 施旖灵 +Rep 2026-06-10
136 CITIC Futures International Company Limited   +Rep 2026-06-10
137 CITIC Securities (Hong Kong) Limited Chen, Lingxin (SFC:BMT656) 陳靈欣 -Rep 2021-07-12 2026-06-08
138     +RO 2026-06-08
139   Hao, Jiageng 郝嘉耕 -Rep 2025-05-23 2026-06-09
140   Qu, Jianfeng 屈剑峰 -Rep 2021-04-15 2026-06-09
141 CITIC Securities Asset Management (HK) Limited Kou, Junru 寇君如 +Rep 2026-06-09
142   Ling, Yuanfei 凌源飞 +Rep 2026-06-08
143 CITIC Securities Brokerage (HK) Limited Fang, Fuhui 方馥卉 +Rep 2026-06-10
144   Li, Yun (SFC:BHZ514) 李韵 -Rep 2025-12-02 2026-06-12
145   Liu, Jinglin (SFC:BUZ388) 劉景林 +Rep 2026-06-10
146   Sun, Liangliang (SFC:BUL929) 孙靓靓 +Rep 2026-06-09
147 CITIC Securities Futures (HK) Limited Fang, Fuhui 方馥卉 +Rep 2026-06-10
148   Li, Yun (SFC:BHZ514) 李韵 -Rep 2025-12-02 2026-06-12
149 CITIC Securities International Global Markets Limited Chan, Wing Chi Rachel 陳穎姿 +Rep 2026-06-09
150   Ding, Zifan 丁子凡 +Rep 2026-06-10
151   Jiang, Yakang 蔣亞康 -Rep 2017-06-26 2026-06-10
152   Xu, Zhanming 许展铭 +Rep 2026-06-09
153   Yang, Xu (SFC:BYA412) 杨旭 +Rep 2026-06-09
154   Yi, Shaoqing 易少卿 +Rep 2026-06-10
155 Citigroup Global Markets Asia Limited Chandruang, William Barry -Rep 2026-06-09 2026-06-13
156   Choudhary, Abhishek (SFC:BGB563) +Rep 2026-06-10
157   Hu, Xunyuan 胡迅源 -Rep 2026-06-05 2026-06-12
158   Kim, Tae-Woon -Rep 2026-06-08 2026-06-12
159   Saffery, Frank Trcek -Rep 2026-06-09 2026-06-13
160   Soo, Timothy Weihao +Rep 2026-06-12
161   Syed, Faraz (SFC:BXU784) -Rep 2026-06-09 2026-06-13
162   Wee, Samantha Yi Ning -Rep 2026-06-08 2026-06-12
163 CLSA LIMITED Ashton, Stephen Frederick -Rep 2026-06-08 2026-06-13
164   Chen, Lingxin (SFC:BMT656) 陳靈欣 -Rep 2021-07-12 2026-06-08
165     +RO 2026-06-08
166   Chen, Xiyuan (SFC:BYB350) 陈惜源 +Rep 2026-06-15
167   Hao, Jiageng 郝嘉耕 -Rep 2025-05-23 2026-06-09
168   Qu, Jianfeng 屈剑峰 -Rep 2021-04-15 2026-06-09
169 CMB International Capital Limited Han, Yuewei (SFC:BWH260) 韩悦伟 +Rep 2026-06-15
170   He, Shirui 何詩鋭 +Rep 2026-06-15
171   Leung, Chuen Fai 梁泉輝 -Rep 2026-06-02 2026-06-09
172     +RO 2026-06-09
173   Li, Yuzhou 李譽州 -Rep 2022-08-24 2026-06-12
174   Yang, Yingru 杨樱茹 +Rep 2026-06-15
175   Ye, Bozhen 叶博真 +Rep 2026-06-15
176   Zhang, Qin (SFC:BTM499) 張沁 +Rep 2026-06-15
177   Zhang, Zeshuo 张泽硕 +Rep 2026-06-15
178 CMB International Global Markets Limited Gan, Bingxin 甘冰心 +Rep 2026-06-10
179 CMB International Securities Limited   +Rep 2026-06-10
180 CMBC SECURITIES COMPANY LIMITED Chen, Hongyu (SFC:BYD766) 陳泓宇 +Rep 2026-06-11
181 CNCB (Hong Kong) Capital Limited Song, Yanyan (SFC:BQA735) 宋妍妍 -Rep 2023-05-04 2026-06-09
182 CNCBI Trustee Limited Chiu, Yee Mei 趙綺媚 +Rep 2026-06-11
183   Mou, Yafei 牟婭菲 +Rep 2026-06-10
184   Tong, Sze Kai 唐士鍇 +Rep 2026-06-10
185   Wong, Chi Tat (SFC:BXX352) 黃智達 +Rep 2026-06-10
186   Zha, Sirui 查思睿 +Rep 2026-06-10
187 CSOP Asset Management Limited Li, Shaojin 李少金 +Rep 2026-06-11
188 D. E. Shaw & Co. (Asia Pacific) Limited Chu, Anthony Tian Ming 朱天明 +Rep 2026-06-12
189 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED Ye, Chengming +Rep 2026-06-09
190 DA YUE Financial Group Limited Gong, Chuancheng 龔川城 +RO 2026-06-10
191 Dawning Asset Management Limited Wu, Hao (SFC:BXT618) 吴昊 +Rep 2026-06-10
192 DBS ASIA CAPITAL LIMITED Chung, Tin Lok 鍾天樂 +Rep 2026-06-09
193   Wong, Francis Lok Huai 黃樂懷 -Rep 2025-08-18 2026-06-12
194 DC INVESTMENTS (HK) LIMITED Zhang, Zhengye 張正燁 +Rep 2026-06-08
195 De Riva Asia Limited Lau, Lambert Ming Yeung 劉名揚 -RO 2017-11-01 2026-06-11
196 Deca Capital Limited Wang, Min (SFC:BGL946) 王敏 -Rep 2024-09-02 2026-06-11
197     +RO 2026-06-11
198 Deep Rise Capital Limited Huen, Chun Hong 禤俊康 -Rep 2025-09-18 2026-06-13
199 DEUTSCHE SECURITIES ASIA LIMITED Pontak, Beaux Richard Joseph 潘泰柏 -RO 2024-01-24 2026-06-10
200   Yang, Hao (SFC:BRT459) 楊昊 +Rep 2026-06-09
201 Dimensional Hong Kong Limited Segall, Marc Jonathen -Rep 2026-06-08 2026-06-11
202   Soni, Archit (SFC:BUW331) -Rep 2026-06-09 2026-06-11
203 DL SECURITIES (HK) LIMITED Lam, Sufan Kin Man 林建文 -Rep 2022-01-10 2026-06-12
204 Dongxing Securities (Hong Kong) Company Limited Leung, Ka Man (SFC:AWF554) 梁嘉雯 +Rep 2026-06-12
205 Dragonstone Capital Management Limited Meng, Junjie 孟俊杰 +Rep 2026-06-09
206   Xie, Wensi (SFC:BXX748) 謝文思 +Rep 2026-06-09
207 E FUND MANAGEMENT (HONG KONG) CO., LIMITED Yang, Yijie 楊伊杰 -Rep 2023-10-26 2026-06-14
208 Eastspring Investments (Hong Kong) Limited Lee, Fanny Yuk Lai 李玉麗 +Rep 2026-06-08
209 Eclipse Options (HK) Limited Zhao, Yue (SFC:BYC404) 趙越 +Rep 2026-06-11
210 EDDID CAPITAL LIMITED Chan, Henry Hei Wai 陳晞瑋 +Rep 2026-06-11
211   Wong, Hei Yin (SFC:BYB442) 王希妍 +Rep 2026-06-11
212   Xu, Yunxiao 許云瀟 +Rep 2026-06-15
213 Eddid Securities and Futures Limited Chan, Henry Hei Wai 陳晞瑋 +Rep 2026-06-11
214   Lee, Kenneth Kwun Chung 李冠聰 -Rep 2019-06-20 2026-06-12
215     +RO 2026-06-12
216   Wong, Hei Yin (SFC:BYB442) 王希妍 +Rep 2026-06-11
217   Xu, Yunxiao 許云瀟 +Rep 2026-06-15
218 EM Investment Management Limited Cheung, Chun Kwok (SFC:BVI676) 張鎮國 +Rep 2026-06-08
219 EnSphere Investment Management Limited Wong, Yuk Hang 黃玉衡 +Rep 2026-06-10
220 Everbright Securities Investment Services (HK) Limited Ng, Yau Nga 吳尤雅 +Rep 2026-06-11
221 Excelerate Fund Management Limited Mak, Hiu Ying 麥曉瑩 +Rep 2026-06-08
222 FB SECURITIES (HONG KONG) LIMITED Wong, Wai Sang (SFC:BTD787) 黃偉生 -Rep 2022-12-28 2026-06-08
223 FCS Capital Limited Fok, Ching Pong 霍政邦 -Rep 2026-04-21 2026-06-15
224     +RO 2026-06-15
225 Finloop Finance Limited Huang, Shuyuan 黃澍遠 +Rep 2026-06-11
226   Kang, Mei 康梅 +Rep 2026-06-12
227   Tang, Yuyang (SFC:BVZ757) 唐宇暘 +Rep 2026-06-11
228 FIRST SHANGHAI CAPITAL LIMITED Yam, Kin Chiu 任健超 -RO 2019-07-02 2026-06-08
229 FORTHRIGHT SECURITIES COMPANY LIMITED He, Mingxin 赫明鑫 +Rep 2026-06-11
230   Li, Linlu 李林璐 +Rep 2026-06-12
231   Ma, Yu Yuk 馬如鈺 +Rep 2026-06-12
232 FORTUNE (HK) SECURITIES LIMITED Wang, Ziqing (SFC:BXA767) 王子擎 -Rep 2025-12-02 2026-06-16
233 Fortune Asset Management Limited (HK)   -Rep 2025-12-02 2026-06-16
234 FORTUNE FINANCIAL CAPITAL LIMITED   -Rep 2025-12-02 2026-06-16
235 Fosun International Asset Management Limited Xu, Yiqian (SFC:BYD006) 徐藝倩 +Rep 2026-06-11
236 Fosun International Securities Limited Gao, Xiang (SFC:BYC103) 高翔 +Rep 2026-06-11
237   Gao, Yuqi (SFC:BTC090) 高玉琦 +Rep 2026-06-11
238   Zhou, Pai 周湃 +Rep 2026-06-10
239 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Ho, Ying Shun 何英信 -Rep 2026-06-05 2026-06-09
240 FULL VISION ASSET MANAGEMENT LIMITED Lam, Hok Leung (SFC:BXY336) 林學良 +Rep 2026-06-11
241 Funderstone Futures Limited Chan, Tsz Hin (SFC:BRI622) 陳梓軒 -Rep 2024-09-11 2026-06-14
242 Funderstone Securities Limited   -Rep 2024-07-23 2026-06-14
243 Futu Securities International (HONG KONG) Limited Chan, Kin Hei (SFC:BXN652) 陳健熙 +Rep 2026-06-08
244   Lau, Hei Yuen 劉熙元 +Rep 2026-06-08
245   So, Hing Fai 蘇慶輝 -Rep 2024-05-09 2026-06-08
246   Zheng, Jia Qi 鄭佳琦 +Rep 2026-06-12
247 FWD Financial Planning Limited (HK) Chen, Yue (SFC:BFD537) 陳粵 -Rep 2025-03-18 2026-06-14
248   Hui, Kit Yan 許傑仁 -Rep 2024-08-02 2026-06-14
249   Hung, Fan Chun Alex 孔繁浚 -Rep 2022-02-09 2026-06-14
250   Lee, Ho Tsun Aaron 李晧峻 +Rep 2026-06-12
251   Siu, Koon Ming 蕭貫鳴 -Rep 2023-01-12 2026-06-14
252   Tang, Zoe Suk Yee 鄧淑怡 -Rep 2015-09-04 2026-06-14
253   Wong, Siu Ngai 王兆毅 -Rep 2015-10-05 2026-06-14
254   Xiong, Li (SFC:AWQ251) 熊力 -Rep 2021-03-26 2026-06-14
255   Yeung, Hon Ping 楊漢平 -Rep 2024-12-09 2026-06-14
256   Zheng, Junda 鄭俊達 -Rep 2016-08-24 2026-06-14
257 GaoTeng Global Asset Management Limited Wu, Qingzhen (SFC:BWR183) 吳慶震 -Rep 2025-09-18 2026-06-12
258 GEO Securities Limited Mok, Herman Hoi Ming 莫凱名 -RO 2026-01-20 2026-06-10
259 GF FUTURES (HONG KONG) CO., LIMITED Dong, Bozhi +Rep 2026-06-10
260   Zhong, Zhigao 鐘智高 +Rep 2026-06-12
261 GF Securities (Hong Kong) Brokerage Limited Luo, Ying (SFC:BXY867) 罗英 +Rep 2026-06-15
262 Ghisallo Capital Management (HK) Limited Tao, Jingyi (SFC:BTZ228) 陶婧怡 +Rep 2026-06-12
263 GLP HK Investment Management Limited Luo, Jia (SFC:BVG838) 洛嘉 +Rep 2026-06-08
264 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED Cheung, Chor Hei 張佐禧 -Rep 2025-12-12 2026-06-11
265 Goldhorse Securities Limited   -Rep 2026-01-26 2026-06-11
266 GOLDMAN SACHS (ASIA) L.L.C. Cheng, Xi (SFC:BDY714) 程曦 +Rep 2026-06-08
267   Lee, Jiang +Rep 2026-06-15
268   Port, Ronald Erich Konrad +Rep 2026-06-12
269 Goldman Sachs Asset Management (Hong Kong) Limited Hsieh, Jiaru 謝佳儒 +Rep 2026-06-08
270 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED Deng, Mingming 邓明明 +Rep 2026-06-12
271   Yang, Yaru (SFC:BPF867) 楊雅汝 -Rep 2021-06-25 2026-06-10
272 Guosen Securities (HK) Brokerage Company, Limited Liu, Jianhui (SFC:BYC932) 刘健辉 +Rep 2026-06-11
273   Tang, Yingtao 唐英韬 +Rep 2026-06-15
274 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED Chen, Zhe (SFC:BOG853) 陈哲 +Rep 2026-06-08
275   Huang, Xin (SFC:BEK861) 黃鑫 +Rep 2026-06-08
276   Wang, Guojian (SFC:BTN309) 王国键 +Rep 2026-06-08
277 GUOTAI JUNAN CAPITAL LIMITED Bao, Boyi 鮑波屹 +Rep 2026-06-08
278   Duan, Wei (SFC:BQT325) 段偉 +Rep 2026-06-08
279   Han, Wenyu (SFC:BSM553) 韓文鈺 +Rep 2026-06-09
280   Pan, Xuanling 潘炫靈 +Rep 2026-06-09
281   Shupletsov, Alexander +Rep 2026-06-15
282   Zhang, Jinghan (SFC:BYB962) 張婧涵 +Rep 2026-06-09
283 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Bao, Boyi 鮑波屹 +Rep 2026-06-08
284   Duan, Wei (SFC:BQT325) 段偉 +Rep 2026-06-08
285   Fang, Zihao (SFC:BVF660) 房子豪 -Rep 2024-07-30 2026-06-10
286   Han, Wenyu (SFC:BSM553) 韓文鈺 +Rep 2026-06-09
287   Pan, Xuanling 潘炫靈 +Rep 2026-06-09
288   Shupletsov, Alexander +Rep 2026-06-15
289 HAITONG INTERNATIONAL CAPITAL LIMITED Chen, Zitian 陈紫天 +Rep 2026-06-08
290   Ho, Alicia 何嘉琳 +Rep 2026-06-15
291   Li, Huadong (SFC:BYB584) 李华东 +Rep 2026-06-08
292   Li, Shaodan (SFC:BYB582) 励少丹 +Rep 2026-06-08
293   Li, Ziming (SFC:BEL061) 李子明 +Rep 2026-06-09
294   Liao, Lingxiao 廖凌霄 +Rep 2026-06-15
295   Wang, Ben (SFC:BYB044) 王奔 +Rep 2026-06-08
296   Wang, Junhu 王俊虎 +Rep 2026-06-08
297   Xu, Guoli (SFC:BYB086) 许国利 +Rep 2026-06-08
298   Yin, Kaiqi 殷凯奇 +Rep 2026-06-08
299 HAITONG INTERNATIONAL FUTURES LIMITED Fong, Kok Pui 方幗沛 +Rep 2026-06-12
300 HAITONG INTERNATIONAL RESEARCH LIMITED Wang, Hao (SFC:BYB159) 汪浩 +Rep 2026-06-08
301 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Fong, Kok Pui 方幗沛 +Rep 2026-06-12
302   Ho, Alicia 何嘉琳 +Rep 2026-06-15
303   Li, Ziming (SFC:BEL061) 李子明 +Rep 2026-06-09
304   Liao, Lingxiao 廖凌霄 +Rep 2026-06-15
305   Yang, Jie (SFC:BMY244) 楊婕 +Rep 2026-06-08
306 HANG SENG INVESTMENT MANAGEMENT LIMITED Ng, Ka Wai (SFC:BVG182) 吳嘉暐 -Rep 2024-08-21 2026-06-12
307 HARBOURVEST PARTNERS (ASIA) LIMITED Wang, Ding (SFC:BXY600) 王丁 +Rep 2026-06-11
308 HARTFORD CAPITAL LIMITED Zhao, Jingqi (SFC:BXV653) 趙景祺 +Rep 2026-06-09
309 HARVEST GLOBAL INVESTMENTS LIMITED Kwok, Kai Pong 郭启邦 -Rep 2022-01-17 2026-06-12
310 Hash Blockchain Limited Li, Wai Kan 李偉勤 -Rep 2025-07-29 2026-06-09
311     +RO 2026-06-09
312   Lui, Lok Yik 呂樂益 -Rep 2025-12-12 2026-06-12
313 HEAVENBOURNE SECURITIES LIMITED Wong, Choi Chu 黃靖淇 -Rep 2026-03-05 2026-06-09
314     +RO 2026-06-09
315   Wong, Chun Kwong 王俊光 -RO 2025-10-03 2026-06-15
316 Higgs Fintech Limited Liang, Liang (SFC:BTR659) 梁亮 +RO 2026-06-10
317 Hill group Limited Zou, Liebin 鄒烈斌 +RO 2026-06-09
318 Houde Changhe Asset Management Limited Liang, Xuena 梁雪娜 +RO 2026-06-11
319 Houlihan Lokey (China) Limited Liu, Shuai (SFC:BTE532) 劉帥 -Rep 2022-11-23 2026-06-15
320 HQ Capital Asia Limited Dabas, Amit -RO 2023-12-07 2026-06-15
321 HSBC Global Asset Management (Hong Kong) Limited Leung, Yee Kan 梁以芹 +Rep 2026-06-10
322   Moshos, Jason Erik +Rep 2026-06-09
323 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Leung, Yee Kan 梁以芹 +Rep 2026-06-10
324   Moshos, Jason Erik +Rep 2026-06-09
325 HSZ (HONG KONG) LIMITED Li, Yiming (SFC:BIE646) 李一鳴 +Rep 2026-06-15
326 Huaan Securities (Hong Kong) Brokerage Limited Cheung, Ho Kong 張浩剛 +RO 2026-06-12
327   Lo, Kai Tung 盧啟東 -RO 2026-01-16 2026-06-12
328 Huaan Securities (Hong Kong) Corporate Finance Limited Cheung, Ho Kong 張浩剛 +RO 2026-06-12
329   Lo, Kai Tung 盧啟東 -RO 2025-09-19 2026-06-12
330 Huafu International Finance Limited Chow, Andy Siu Hang 周兆恒 +RO 2026-06-09
331 Huafu International Securities Limited   +RO 2026-06-09
332 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Chan, Chaoping 產超平 +Rep 2026-06-12
333   Chen, Bing (SFC:BVI823) 陳兵 +Rep 2026-06-12
334   Han, Kexiong 韓克雄 -Rep 2021-08-18 2026-06-15
335   Xu, Ting (SFC:BYB570) 徐婷 +Rep 2026-06-12
336   Zhang, Zichen (SFC:BJB888) 張子辰 -Rep 2021-07-23 2026-06-11
337   Zhao, Yunzhong (SFC:BYB949) 赵云中 +Rep 2026-06-12
338 Hudson Bay Capital Management (Hong Kong) Limited Tang, Yingxi 唐瑩曦 +Rep 2026-06-15
339 ICBC INTERNATIONAL CAPITAL LIMITED Fang, Yingjian 方英健 +Rep 2026-06-09
340   Zhong, Wenwei 鍾文未 +Rep 2026-06-11
341 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Yu, Ying (SFC:BMR095) 虞穎 -Rep 2025-12-05 2026-06-08
342 ICBC INTERNATIONAL SECURITIES LIMITED Fang, Yingjian 方英健 +Rep 2026-06-09
343   Ho, Man Ho (SFC:BUP013) 何文浩 +Rep 2026-06-09
344   Zhong, Wenwei 鍾文未 +Rep 2026-06-11
345 Interactive Brokers Hong Kong Limited Chiu, Ka Chun (SFC:BGM282) 趙嘉俊 -Rep 2020-07-16 2026-06-12
346 INVESCO HONG KONG LIMITED Schroeder, Paul John Cheol +Rep 2026-06-12
347 IPP Financial Advisers Limited Chung, Nga Hong 鍾雅匡 -Rep 2025-04-16 2026-06-11
348 iSAM Securities (HK) Limited Zha, Zhenbang 查振邦 -Rep 2023-07-05 2026-06-10
349 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Yeung, Sailung 楊世龍 +Rep 2026-06-11
350 JANCHOR PARTNERS LIMITED Yen, Pin Chen 顏品禎 +Rep 2026-06-09
351 Jane Street Asia Pacific Limited Puranik, Sharvaree Praveen +Rep 2026-06-15
352 JANE STREET HONG KONG LIMITED   +Rep 2026-06-15
353 Jefferies Hong Kong Limited Kobayashi, Ryo (SFC:BYE312) +Rep 2026-06-11
354 Jin Yi Financial Group Limited Guo, Vincent Guo Sheng 郭鎧 +Rep 2026-06-11
355 JMC Capital HK Limited Li, Shiyan (SFC:BKK506) 李世艷 +Rep 2026-06-11
356 JPMorgan Asset Management (Asia Pacific) Limited Lam, Claude Lai Ting 林澧廷 -Rep 2019-09-23 2026-06-11
357 JVSakk Asset Management Limited Wong, Justin Kai-Wei 王凱緯 -RO 2019-01-28 2026-06-12
358     +Rep 2026-06-12
359 Keypoint Asset Management Company Limited Zhang, Yingqi (SFC:BYC400) 張瑛琦 +Rep 2026-06-10
360 Keyrock Capital Management Limited Chen, Gordon (SFC:BOR359) -Rep 2021-03-16 2026-06-12
361 KGI ASIA LIMITED Law, Giggs 羅憲淳 -Rep 2017-12-20 2026-06-12
362   Yau, Patrick (SFC:AFT664) 尤必正 -Rep 2026-05-22 2026-06-11
363 KGI Asset Management Limited Zhou, Yi (SFC:BWA577) 周易 +Rep 2026-06-15
364 Leo Capital Corp (Hong Kong) Limited Netzer, Nicholas Adam +Rep 2026-06-10
365 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED Suhner, Laura Carolina -Rep 2026-04-13 2026-06-12
366     +Rep 2026-06-15
367 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Tang, Siu Yee Connie 鄧兆怡 +Rep 2026-06-15
368 LMR Partners Limited Zhou, Qian (SFC:BXA805) 周前 -Rep 2025-11-04 2026-06-09
369 Longqi Scientific (Hong Kong) Limited Wang, Herbert Chris +Rep 2026-06-11
370 Longrising Asset Management Co., Limited Chen, Qi (SFC:BYD786) 陈琦 +Rep 2026-06-15
371 Lugard Capital Limited Meng, Ziqing 孟子清 +Rep 2026-06-11
372 LYFE Capital Investment Management (Hong Kong) Limited Chen, Long (SFC:BXH407) +RO 2026-06-12
373   Li, Yuan (SFC:BXH408) +RO 2026-06-12
374 Manford Financial Limited Cheng, Wu Long 鄭武隆 +Rep 2026-06-12
375 Manulife Investment Management (Hong Kong) Limited Tang, Oi Yuk 鄧愛玉 +Rep 2026-06-09
376   Wong, Ho Ming 王豪銘 +Rep 2026-06-15
377 MapleElm Capital Limited Shum, Chun (SFC:AMO639) 沈震 +Rep 2026-06-10
378 Marex Financial Services Hong Kong Limited Kok, Samuel Joe Sum 谷祖森 +Rep 2026-06-12
379   Sebban, Shimon Meir (SFC:AWH872) -RO 2018-06-27 2026-06-12
380     +Rep 2026-06-12
381 MARSHALL WACE ASIA LIMITED Cheng, Yifan (SFC:BYC562) 程亦凡 +Rep 2026-06-12
382 Maytree Asset Management Limited Wang, Jian (SFC:BYE561) 王键 +Rep 2026-06-12
383 MCM Asia Limited Page, Christophe Cedric Pascal +Rep 2026-06-10
384 MCM INVESTMENT PARTNERS LIMITED   +Rep 2026-06-10
385 Merrill Lynch (Asia Pacific) Limited Cao, Lei (SFC:BHX612) 曹磊 -Rep 2026-06-09 2026-06-12
386   Kimura, Hana -Rep 2026-06-05 2026-06-12
387   Magerand, Arnaud Eric Marcel Georges +Rep 2026-06-09
388   Mamegano, Koichi +Rep 2026-06-12
389   Schwender, Carmen +Rep 2026-06-12
390   Tao, Xiaoying 陶晓影 -Rep 2017-07-18 2026-06-08
391 Merrill Lynch Far East Limited Cao, Lei (SFC:BHX612) 曹磊 -Rep 2026-06-09 2026-06-12
392   Gasqueres, Eric Yuya Francis -Rep 2026-06-09 2026-06-12
393   Kimura, Hana -Rep 2026-06-05 2026-06-12
394   Magerand, Arnaud Eric Marcel Georges +Rep 2026-06-09
395 MFG Limited (HK) Liu, Simon Sai Ho 廖世浩 -Rep 2026-02-24 2026-06-12
396     +RO 2026-06-12
397 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Chen, Weixin (SFC:BTV087) 陈炜欣 -Rep 2023-06-09 2026-06-16
398   Liu, Yixi (SFC:BML636) 劉怡汐 -Rep 2024-08-30 2026-06-15
399   Zhu, Yuan (SFC:BEJ395) 朱遠 +Rep 2026-06-08
400 Minority Asset Management Limited Xi, Wenting 奚雯婷 +Rep 2026-06-10
401 Mirae Asset Securities (HK) Limited Huang, Xinyi (SFC:BOE864) 黃心怡 -Rep 2025-10-02 2026-06-10
402     +RO 2026-06-10
403 MIZUHO SECURITIES ASIA LIMITED Wong, Kam Tung 王金東 +Rep 2026-06-09
404 MOELIS & COMPANY ASIA LIMITED Wong, Justin Wayne 黃向榮 -Rep 2017-06-07 2026-06-08
405 Mont Avenir Capital Limited Chiu, Benjamin Chee Keung 招子強 +Rep 2026-06-12
406   Wong, Wun Yuen 黃煥沅 -RO 2024-06-25 2026-06-14
407 Morgan Stanley Asia Limited Baxter, Melinda Kate +Rep 2026-06-15
408   Gabriel, Alain -Rep 2026-06-05 2026-06-09
409   Hung, Jen-Yi 洪任毅 +Rep 2026-06-12
410   Kumar, Neha (SFC:BSK263) 古麗霞 -Rep 2022-05-06 2026-06-08
411   Matsuo (Sakima), Scott -Rep 2026-06-05 2026-06-12
412   Mitsuda, Keishi -Rep 2026-06-05 2026-06-12
413   Monsarrat, Remi Sylvain Antoine +Rep 2026-06-15
414   Osada, Hinako +Rep 2026-06-12
415   Wang, Jialin (SFC:BWV932) 王佳琳 +Rep 2026-06-15
416 Morgan Stanley Hong Kong Securities Limited Fung, Hei Lok Jonathan 馮希樂 +Rep 2026-06-15
417   Ma, Mingyue 馬明玥 +Rep 2026-06-08
418   Monsarrat, Remi Sylvain Antoine +Rep 2026-06-15
419   Osada, Hinako +Rep 2026-06-12
420 Morningstar Investment Management Asia Limited Naito, Makoto -Rep 2025-08-25 2026-06-11
421 Neo-Criterion Capital Limited Sit, Wang Lok 薛宏爍 +Rep 2026-06-08
422 NewBX Limited Jiang, Bo (SFC:BXY517) 蔣波 +Rep 2026-06-08
423   Wu, Zheng (SFC:BXY518) 武铮 +Rep 2026-06-08
424 Nine Masts Capital Limited Irle, Pratik -Rep 2024-12-17 2026-06-08
425 NOMURA INTERNATIONAL (HONG KONG) LIMITED Guguen, Bryan Hubert Yann 高焯晞 +Rep 2026-06-11
426   Matsumoto, Milena Tikako -Rep 2026-06-04 2026-06-12
427   Wang, Beichen 王北辰 +Rep 2026-06-15
428 North Rock Capital Management (HK) Limited Zhu, Yiqing (SFC:BNF384) 朱一青 -Rep 2025-06-16 2026-06-09
429 Oaktree Capital (Hong Kong) Limited Kook, Soonwoong -Rep 2018-08-06 2026-06-09
430 OP INVESTMENT MANAGEMENT LIMITED Jang, Yohan +Rep 2026-06-09
431 Optimas Capital Limited Wang, Yinuo (SFC:BRT469) 王一諾 -Rep 2021-11-15 2026-06-10
432   Zhang, Rui (SFC:BOE234) 張蕊 +Rep 2026-06-09
433 Optimus Prime Asset Management Company Limited Wu, Sida (SFC:BTT238) 吴思达 +RO 2026-06-08
434 ORIENT SECURITIES (HONG KONG) LIMITED Zhang, Kaifeng (SFC:BYB679) 张凯烽 +Rep 2026-06-11
435 ORIENTAL PATRON SECURITIES LIMITED Nang, Qi (SFC:BTU827) 曩麒 -Rep 2023-06-19 2026-06-09
436     +RO 2026-06-09
437 OSL Digital Securities Limited Law, Ka Ming 羅嘉銘 -Rep 2025-06-19 2026-06-12
438   Lyu, Qinwen 呂沁汶 -Rep 2025-12-09 2026-06-09
439   Zhang, Shun (SFC:BXV694) 張順 +Rep 2026-06-08
440 OUTSET GLOBAL (HONG KONG) LIMITED Leong, Lillian -Rep 2026-04-08 2026-06-09
441     +RO 2026-06-09
442 Ovata Capital Management Limited Ng, Lap Kiu 伍立喬 -Rep 2024-10-02 2026-06-09
443     +RO 2026-06-09
444 Peakhouse Asset Management Limited Pech Leung, Patsy Pui Sze 梁珮詩 +Rep 2026-06-08
445 Petrus Asset Management Limited Jiang, Xinran 蔣欣然 -Rep 2024-08-20 2026-06-09
446 Pictet Asset Management (Hong Kong) Limited Liu, Wei Pam (SFC:BUD586) -Rep 2026-06-05 2026-06-12
447 PIMCO Asia Limited Karoui, Lotfi -Rep 2026-06-08 2026-06-09
448 PineBridge Investments Asia Limited Lew, Kyunghyun 柳炅鉉 -Rep 2024-02-29 2026-06-12
449 PineBridge Investments Hong Kong Limited   -Rep 2024-02-29 2026-06-12
450 Pinestone Capital Asset Management Limited Loo, Brandon Dominic 卢敬尧 -Rep 2025-07-03 2026-06-12
451 PINESTONE SECURITIES LIMITED   -Rep 2025-07-03 2026-06-12
452 Pinpoint Asset Management Limited Ng, Billy Hay Ling 吳希凌 -Rep 2022-12-22 2026-06-08
453 Point72 Hong Kong Limited Hao, Ruochen 郝若尘 +Rep 2026-06-08
454   Lombard, Jean-Christophe Roland Firmin +Rep 2026-06-12
455 Polymer Capital Management (HK) Limited Lee, Wai Yin (SFC:AFZ879) 李慧妍 +Rep 2026-06-12
456   Wu, Xinlei 鄔欣雷 -Rep 2026-02-26 2026-06-08
457 PRIME SECURITIES LIMITED (HK) Cheung, Wing Huen 張詠萱 +Rep 2026-06-11
458 Prominence Investment Management Limited Yang, Chia Shen 楊佳升 -RO 2023-08-23 2026-06-12
459     +Rep 2026-06-12
460 Provident Futures (Hong Kong) Limited Lam, Wai Chun (SFC:BBN869) 林維雋 -Rep 2026-05-07 2026-06-08
461     +RO 2026-06-08
462 Qiao Group Limited Fok, Ronald King Man 霍敬文 +Rep 2026-06-12
463 R.J. O'Brien & Associates HK Limited Lee, Mickey Wing Tak 李永德 -RO 2011-03-08 2026-06-12
464 Raffles Assets Management (HK) Co. Limited Chiang, Sin Yu 姜心愉 +Rep 2026-06-12
465   Lam, Kwun Man 林冠汶 +Rep 2026-06-08
466 Red South Investment Management Limited Law, Chi Pang 羅志鵬 -Rep 2026-05-05 2026-06-15
467     +RO 2026-06-15
468 RP ASSET MANAGEMENT LIMITED Ko, Hin Ting James 高軒庭 +RO 2026-06-08
469 Ruiheng Securities Limited Liu, Songtao (SFC:BRH666) 劉松濤 +Rep 2026-06-11
470 RuiLian Financial Group Company Limited Lui, Stefan Chun Wai 呂駿暐 +RO 2026-06-10
471 Sage Partners Limited Tan, Qiaowei 譚橋威 +Rep 2026-06-10
472 Sanford C. Bernstein (Hong Kong) Limited Chhugani, Gautam Prakash -Rep 2026-06-10 2026-06-11
473   Imazu, Nanako +Rep 2026-06-15
474   Sogi, Miki +Rep 2026-06-15
475 SANFULL SECURITIES LIMITED Koke, Pei Yuen 曲佩弦 -Rep 2016-07-21 2026-06-11
476 SDIC Securities Futures (Hong Kong) Limited Wu, Dan (SFC:BVW990) 吳丹 +Rep 2026-06-12
477 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED Ng, Joey Yuk Hang 吳玉衡 +Rep 2026-06-09
478   Wong, Ho Lam (SFC:BYD829) 黃皓琳 +Rep 2026-06-10
479 SG SECURITIES (HK) LIMITED Wan, Xicen 萬璽岑 +Rep 2026-06-15
480 SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED Liu, Ya (SFC:BXJ313) 劉婭 -Rep 2026-05-11 2026-06-08
481 SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED Wang, Xi (SFC:BYB335) 王璽 +Rep 2026-06-15
482   Yan, Yuen Cheung 甄琬翔 -Rep 2025-03-05 2026-06-12
483 SHANXI SECURITIES INTERNATIONAL LIMITED Liu, Ya (SFC:BXJ313) 劉婭 -Rep 2026-05-11 2026-06-08
484   Wang, Xi (SFC:BYB335) 王璽 +Rep 2026-06-15
485   Yan, Yuen Cheung 甄琬翔 -Rep 2025-03-05 2026-06-12
486 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Chen, Yixin (SFC:BYC768) 陳以心 +Rep 2026-06-11
487 SIIC Capital (Hong Kong) Investment Management Company Limited Ma, Siying 馬思穎 +Rep 2026-06-10
488   Ma, Yifang 马一方 +Rep 2026-06-12
489 SILVER NILE GLOBAL INVESTMENTS LIMITED Zhou, Haowen +Rep 2026-06-09
490 SILVERBRICKS SECURITIES COMPANY LIMITED Mo, Jun Heem 武晉謙 +RO 2026-06-15
491 SILVERSTONE INVESTMENTS LIMITED (HK) Liu, Yingjie (SFC:BWH317) 劉英杰 +RO 2026-06-09
492 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Chen, Chao (SFC:BXY348) 谌超 +Rep 2026-06-08
493   Wang, Cheng (SFC:BXN413) 王程 +Rep 2026-06-09
494 Sirenia Capital Limited Chan, Hiu Shun 陳曉信 -RO 2024-11-07 2026-06-15
495   Ng, Chun Hei (SFC:BMO281) 伍駿晞 -Rep 2026-04-16 2026-06-12
496     +RO 2026-06-12
497 SMBC Nikko Securities (Hong Kong) Limited Chen, Penghao 陈鹏昊 +Rep 2026-06-12
498   Shen, Xinyao 沈新尧 +Rep 2026-06-09
499 Solo Asset Management Limited Chan, Sze Ho (SFC:AHO252) 陳詩豪 -Rep 2018-02-20 2026-06-11
500 Solo Futures Limited   -Rep 2017-02-02 2026-06-11
501 Solo Securities Limited   -Rep 2017-02-02 2026-06-11
502 Somerley Capital Limited Lin, Zihan (SFC:BYB099) 林子涵 +Rep 2026-06-08
503 Standard Chartered Trustee (Hong Kong) Limited Tse, Hiu Man 謝曉敏 +Rep 2026-06-15
504 STAR RIVER SECURITIES LIMITED Li, Jiatong (SFC:BXX923) 李佳瞳 +Rep 2026-06-15
505 STATE STREET GLOBAL ADVISORS ASIA LIMITED Boscia, Louis Anthony +RO 2026-06-10
506   Papkov, Ksenia +Rep 2026-06-11
507 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED Boscia, Louis Anthony +RO 2026-06-10
508 Still Water Capital Management Limited Li, Meng Lu 李夢璐 -Rep 2023-11-20 2026-06-09
509     +RO 2026-06-09
510 SUNFINE ASSET MANAGEMENT (HONG KONG) LIMITED Zhang, Xiongfei 张雄飞 +RO 2026-06-12
511 SunRiver International Asset Management Limited Chen, Qing (SFC:BVR061) 陳慶 -Rep 2025-02-19 2026-06-08
512 SunRiver International Securities Group Limited Huang, Qin (SFC:BYA753) 黄沁 +Rep 2026-06-15
513 Symmetry Investments (Hong Kong) Limited Samadhiya, Ritesh +Rep 2026-06-09
514 T.F.S. Derivatives HK Limited Lougare, Thibaud Jean-Marie +Rep 2026-06-15
515 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Li, Boyang (SFC:BYC941) 李帛洋 +Rep 2026-06-10
516 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED Ruan, Zhou 阮洲 -Rep 2025-08-25 2026-06-14
517 TARGET CAPITAL MANAGEMENT LIMITED (HK) Chen, Chih Che 陳志哲 -Rep 2019-11-01 2026-06-12
518 TFI Securities and Futures Limited Jin, Jiaqi (SFC:BNN353) 靳佳琦 +Rep 2026-06-15
519   Li, Hong Yuet 李航悦 +Rep 2026-06-10
520   Zhao, Zhe (SFC:BYC753) 赵哲 +Rep 2026-06-11
521 Theia Securities Limited Leung, Barry Ho Cheong 梁浩鏘 -Rep 2025-09-01 2026-06-09
522 UBS SECURITIES ASIA LIMITED Aon, Rwibhu +Rep 2026-06-12
523   Baig, Mirza Faham Ali (SFC:BUT642) +Rep 2026-06-12
524   Buchanan, Thomas Matthew +Rep 2026-06-12
525   Chang, Kai-Jung -Rep 2026-05-22 2026-06-11
526   Collins, Samuel McGregor -Rep 2026-06-09 2026-06-13
527   Cousins, Shaun Robert +Rep 2026-06-15
528   Francis, Joy Godwin -Rep 2026-06-10 2026-06-12
529   Liu, Yuxuan (SFC:BYE172) 劉宇軒 +Rep 2026-06-15
530   Mesomeris, Spyros +Rep 2026-06-12
531 UBS SECURITIES HONG KONG LIMITED Liu, Yuxuan (SFC:BYE172) 劉宇軒 +Rep 2026-06-15
532 UOB KAY HIAN (HONG KONG) LIMITED Yeung, Ying Hung 楊映紅 +Rep 2026-06-15
533 uSmart Securities Limited Cheng, Kian Teng +Rep 2026-06-12
534   Fan, Xiongwen 凡雄文 +Rep 2026-06-08
535   Mok, Shing Hin 莫承軒 +Rep 2026-06-10
536   Wong, Kok Ho (SFC:BSX197) 黃國豪 -Rep 2024-09-09 2026-06-12
537 VALUE PARTNERS HONG KONG LIMITED Cai, Shaojun (SFC:BFL054) +Rep 2026-06-09
538   Ng, Joey Yuk Hang 吳玉衡 +Rep 2026-06-09
539   Wong, Ho Lam (SFC:BYD829) 黃皓琳 +Rep 2026-06-10
540 VALUE PARTNERS LIMITED Cai, Shaojun (SFC:BFL054) +Rep 2026-06-09
541   Ng, Joey Yuk Hang 吳玉衡 +Rep 2026-06-09
542   Wong, Ho Lam (SFC:BYD829) 黃皓琳 +Rep 2026-06-10
543 Value Partners Private Equity Limited Cai, Shaojun (SFC:BFL054) +Rep 2026-06-09
544   Ng, Joey Yuk Hang 吳玉衡 +Rep 2026-06-09
545 VICTORY SECURITIES COMPANY LIMITED Ding, Jin (SFC:BUI963) 丁進 -Rep 2026-04-28 2026-06-12
546 VisionGain Capital Limited Cong, Xuefeng 丛雪峰 -Rep 2025-01-24 2026-06-09
547     +RO 2026-06-09
548 Welwing Capital Group Limited Tatlow, William James +Rep 2026-06-08
549 WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED Tao, Sijing 陶斯靜 +Rep 2026-06-08
550 Winco Securities Company Limited Tse, Terry Tak Li 謝德利 +Rep 2026-06-15
551 WISDOM ALPHA ASSET MANAGEMENT LIMITED Feng, Ziyue 馮子悅 +Rep 2026-06-08
552 XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED Lee, Wai Keung (SFC:ANT413) 李偉強 -Rep 2025-08-25 2026-06-09
553 XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED   -Rep 2025-08-25 2026-06-09
554 XinXi Asset Management (Hong Kong) Limited Chen, Yanxun 陈妍珣 +Rep 2026-06-08
555 Yan Yun Family Office (HK) Limited Lam, Chin Ting Mandy 林芊廷 -Rep 2023-06-13 2026-06-10
556 Yellow River Securities Limited Zhang, Zhang (SFC:BVS592) 張章 +Rep 2026-06-10
557 Yiyi Capital Limited Ko, Fu-Rong 柯傅蓉 +Rep 2026-06-11
558 Yuanta Securities (Hong Kong) Company Limited Liu, Tien Li 劉天立 +Rep 2026-06-11
559 YUE XIU SECURITIES COMPANY LIMITED Chiu, Benjamin Chee Keung 招子強 -Rep 2018-05-08 2026-06-09
560 Zero2IPO Capital Limited Lok, Ka Fai (SFC:AYL132) 駱嘉暉 -Rep 2026-01-26 2026-06-15
561     +RO 2026-06-15
562 Zero2IPO Securities Limited   -Rep 2026-01-26 2026-06-15
563     +RO 2026-06-15
564 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED Dai, Shuning 戴樞檸 -Rep 2026-01-05 2026-06-12
565   Tu, Zheyu 涂喆禹 -Rep 2024-11-04 2026-06-14
566 Zhong Ou Asset Management International Limited Feng, Jin (SFC:BTY555) 馮晋 -Rep 2024-07-05 2026-06-13
567 ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED Song, Yulin (SFC:BMW915) 宋雨霖 +Rep 2026-06-11
568 ZHONGTAI INTERNATIONAL SECURITIES LIMITED Xia, Hongye 夏鴻曄 +Rep 2026-06-15
569   Zhang, Xin (SFC:BXD659) 章鑫 +Rep 2026-06-09
570 ZhongYi Investment Managers Limited Pham, John Le Hien -Rep 2019-06-25 2026-06-08
571 Zijing Capital Limited Leung, Laurent Kin Cheong 梁健昌 -RO 2022-02-21 2026-06-11
572 Zircon Securities (HK) Limited Cho, Kai Man 曹繼文 +Rep 2026-06-15

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