Golden Solar New Energy Technology Holdings Limited: O HKD

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Exchange	Code	Listed	Last trade	Delisted
HK Main	01121	2011-01-28			Docs

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Stock code:

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CCASS holdings on 2014-09-25

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Summary

Type of holder	Holding	Stake %
Custodians	227,890,000	22.48
Brokers	282,084,323	27.83
Other intermediaries	0	0.00
Intermediaries	509,974,323	50.31
Named investors	0	0.00
Unnamed investors	352,000	0.03
Total in CCASS	510,326,323	50.34
Securities not in CCASS	503,394,510	49.66
Issued securities	1,013,720,833	100.00

Details

Row	CCASS ID	Name	Holding	Last change	Stake %	Cumul. Stake %
1	C00019	THE HONGKONG AND SHANGHAI BANKING	129,654,000	2014-09-24	12.79	12.79
2	B01274	MORGAN STANLEY HONG KONG SECURITIES LTD	85,595,500	2014-06-18	8.44	21.23
3	C00033	BANK OF CHINA (HONG KONG) LTD	45,552,000	2014-09-23	4.49	25.73
4	B01184	QUAM SECURITIES LTD	33,150,000	2014-09-15	3.27	29.00
5	C00010	CITIBANK N.A.	20,922,000	2014-09-03	2.06	31.06
6	B01565	GUOTAI JUNAN SECURITIES (HONG KONG) LTD	20,168,000	2014-09-25	1.99	33.05
7	C00039	STANDARD CHARTERED BANK (HONG KONG) LTD	15,370,000	2014-09-25	1.52	34.57
8	B01156	CMB INTERNATIONAL GLOBAL MARKETS LTD	15,284,000	2014-09-24	1.51	36.07
9	B01668	BRIGHT SMART SECURITIES INTERNATIONAL	9,766,000	2014-09-24	0.96	37.04
10	B01143	HAITONG INTERNATIONAL SECURITIES CO LTD	9,356,000	2014-09-23	0.92	37.96
11	B01284	HANG SENG SECURITIES LTD	9,182,000	2014-09-10	0.91	38.87
12	B01901	CMB INTERNATIONAL SECURITIES LTD	8,972,000	2014-04-11	0.89	39.75
13	B01130	BOCI SECURITIES LTD	7,740,000	2014-09-24	0.76	40.52
14	B01355	CHINA EVERBRIGHT SECURITIES (HK) LTD	6,554,000	2014-09-11	0.65	41.16
15	B01086	EVERBRIGHT SECURITIES INVESTMENT	5,906,000	2014-09-25	0.58	41.74
16	B01570	GOLDENWAY SECURITIES CO LTD	5,126,000	2013-12-18	0.51	42.25
17	B01762	DBS VICKERS (HONG KONG) LTD	4,772,000	2014-09-19	0.47	42.72
18	B01700	REALINK FINANCIAL TRADE LTD	4,370,000	2014-09-23	0.43	43.15
19	B01929	CHINA GALAXY INTERNATIONAL SECURITIES	4,000,000	2014-09-19	0.39	43.55
20	C00100	JPMORGAN CHASE BANK, NATIONAL	3,470,000	2014-09-19	0.34	43.89
21	B01673	FULBRIGHT SECURITIES LTD	2,884,000	2014-09-10	0.28	44.17
22	B01727	ICBC (ASIA) SECURITIES LTD	2,814,000	2014-09-24	0.28	44.45
23	B01118	EAST ASIA SECURITIES CO LTD	2,746,000	2014-09-22	0.27	44.72
24	C00002	BANK OF COMMUNICATIONS TRUSTEE LTD	2,646,000	2014-09-24	0.26	44.98
25	C00015	DBS BANK (HONG KONG) LTD	2,340,000	2014-09-10	0.23	45.21
26	B01123	HING WONG SECURITIES LTD	2,252,000	2014-08-08	0.22	45.44
27	B01345	PHILLIP SECURITIES (HONG KONG) LTD	2,040,000	2014-09-22	0.20	45.64
28	B01825	GUOYUAN SECURITIES BROKERAGE (HONG KONG)	2,010,000	2014-04-16	0.20	45.84
29	B01584	CHIEF SECURITIES LTD	1,986,000	2014-09-24	0.20	46.03
30	C00037	SHANGHAI COMMERCIAL BANK LTD	1,980,000	2014-09-25	0.20	46.23
31	B01768	WINTONE SECURITIES LTD	1,940,000	2014-09-23	0.19	46.42
32	B01373	CHRISTFUND SECURITIES LTD	1,892,000	2014-09-03	0.19	46.60
33	B01228	CITIC SECURITIES BROKERAGE (HK) LTD	1,718,000	2014-09-25	0.17	46.77
34	B01890	GUOSEN SECURITIES (HK) BROKERAGE CO LTD	1,636,000	2014-09-10	0.16	46.94
35	B01610	KGI ASIA LTD	1,636,000	2014-09-12	0.16	47.10
36	C00036	CHINA CONSTRUCTION BANK (ASIA)	1,474,000	2014-09-24	0.15	47.24
37	C00028	NANYANG COMMERCIAL BANK LTD	1,438,000	2014-09-22	0.14	47.38
38	B01183	CHONG HING SECURITIES LTD	1,428,000	2014-09-24	0.14	47.52
39	B01451	GOLDMAN SACHS (ASIA) SECURITIES LTD	1,292,000	2014-09-25	0.13	47.65
40	B01776	AIF SECURITIES LTD	1,250,000	2013-08-05	0.12	47.78
41	B01148	CHINA MERCHANTS SECURITIES (HK) CO LTD	1,224,000	2014-09-10	0.12	47.90
42	B01740	WIN SECURITIES LTD	1,014,000	2014-08-07	0.10	48.00
43	B01607	RHB SECURITIES HONG KONG LTD	1,008,000	2014-05-27	0.10	48.10
44	C00041	OCBC BANK (HONG KONG) LTD	964,000	2014-09-05	0.10	48.19
45	B01115	SHENWAN HONGYUAN SECURITIES (H.K.) LTD	948,000	2014-09-22	0.09	48.28
46	B01818	I-ACCESS INVESTORS LTD	790,000	2014-09-25	0.08	48.36
47	C00088	CHINA MERCHANTS BANK CO LTD	718,000	2014-09-25	0.07	48.43
48	B01882	PING AN OF CHINA SECURITIES (HONG KONG)	710,000	2014-09-03	0.07	48.50
49	B01623	TAI FUNG KUENTAI SECURITIES CO LTD	708,000	2014-09-19	0.07	48.57
50	C00048	CHIYU BANKING CORPORATION LTD	702,000	2014-07-24	0.07	48.64
51	B01438	KINGSTON SECURITIES LTD	698,000	2013-12-04	0.07	48.71
52	B01826	GF SECURITIES (HONG KONG) BROKERAGE LTD	686,000	2014-08-27	0.07	48.78
53	B01842	BOCOM INTERNATIONAL SECURITIES LTD	652,000	2014-09-23	0.06	48.84
54	B01686	FIRST SHANGHAI SECURITIES LTD	632,000	2014-09-03	0.06	48.91
55	B01909	SHENG YUAN SECURITIES LTD	632,000	2013-12-04	0.06	48.97
56	B01119	CELESTIAL SECURITIES LTD	592,000	2014-08-12	0.06	49.03
57	B01590	INTERACTIVE BROKERS HONG KONG LTD	592,000	2014-09-16	0.06	49.08
58	B01563	XINKONG INTERNATIONAL SECURITIES LTD	532,000	2014-09-10	0.05	49.14
59	B01545	TUNG SHING SECURITIES (BROKERS) LTD	524,000	2014-08-27	0.05	49.19
60	C00018	HANG SENG BANK LTD	510,000	2014-07-18	0.05	49.24
61	B01654	CHINA INTERNATIONAL CAPITAL CORPORATION	470,000	2014-09-15	0.05	49.29
62	B01694	MINERVA HOLDING FINANCIAL SECURITIES LTD	400,000	2014-09-12	0.04	49.32
63	B01680	SUCCESS SECURITIES LTD	400,000	2014-08-19	0.04	49.36
64	B01209	MASON SECURITIES LTD	326,000	2014-09-19	0.03	49.40
65	B01866	ICBC INTERNATIONAL SECURITIES LTD	318,000	2014-07-04	0.03	49.43
66	B01129	WOCOM SECURITIES LTD	310,000	2014-08-19	0.03	49.46
67	B01458	YICKO SECURITIES LTD	300,000	2013-02-28	0.03	49.49
68	B01905	SDICS INTERNATIONAL SECURITIES (HONG	288,000	2014-08-14	0.03	49.52
69	B01275	SANFULL SECURITIES LTD	286,000	2014-02-25	0.03	49.54
70	B01891	FUTURE GROWTH FINANCIAL SERVICES LTD	274,000	2014-09-22	0.03	49.57
71	B01265	OCBC SECURITIES BROKERAGE (HK) LTD	252,000	2014-09-22	0.02	49.60
72	B01423	PRUDENTIAL BROKERAGE LTD	246,000	2014-09-19	0.02	49.62
73	B01497	SINOPAC SECURITIES (ASIA) LTD	242,000	2014-03-24	0.02	49.64
74	B01695	DAH SING SECURITIES LTD	230,000	2014-09-19	0.02	49.67
75	B01137	CHOW SANG SANG SECURITIES LTD	226,000	2014-08-21	0.02	49.69
76	B01161	UBS SECURITIES HONG KONG LTD	224,000	2014-09-08	0.02	49.71
77	B01858	YUANTA SECURITIES (HONG KONG) CO LTD	218,000	2014-09-25	0.02	49.73
78	B01940	SOFI SECURITIES (HONG KONG) LTD	216,000	2014-08-26	0.02	49.75
79	B01351	WING FUNG SECURITIES LTD	208,000	2014-09-11	0.02	49.78
80	B01338	EMPEROR SECURITIES LTD	204,000	2014-01-29	0.02	49.80
81	B01231	WINNER INTERNATIONAL SECURITIES LTD	200,000	2014-08-20	0.02	49.82
82	B01493	YARDLEY SECURITIES LTD	200,000	2013-03-13	0.02	49.83
83	B01551	YUE XIU SECURITIES CO LTD	200,000	2014-07-29	0.02	49.85
84	B01843	TELECOM KING SECURITIES LTD	198,000	2014-09-03	0.02	49.87
85	B01454	HAO TIAN INTERNATIONAL SECURITIES LTD	190,000	2014-07-07	0.02	49.89
86	B01433	HING WAI ALLIED SECURITIES LTD	162,000	2014-01-15	0.02	49.91
87	B01329	BLOOMYEARS LTD	160,000	2014-01-03	0.02	49.92
88	B01353	UOB KAY HIAN (HONG KONG) LTD	150,000	2014-03-28	0.01	49.94
89	B01413	CORE PACIFIC - YAMAICHI INTERNATIONAL	146,000	2014-08-26	0.01	49.95
90	B01416	VC BROKERAGE LTD	142,000	2014-07-18	0.01	49.97
91	B01852	ARTA GLOBAL MARKETS LTD	140,000	2011-07-28	0.01	49.98
92	B01715	PRESIDENT SECURITIES (HONG KONG) LTD	140,000	2014-07-08	0.01	50.00
93	B01356	DELTA ASIA SECURITIES LTD	136,000	2014-07-24	0.01	50.01
94	C00003	THE BANK OF EAST ASIA LTD	124,000	2014-08-29	0.01	50.02
95	B01217	TAIPING SECURITIES (HK) CO LTD	122,000	2014-08-18	0.01	50.03
96	B01462	MANGO FINANCIAL LTD	110,000	2014-01-09	0.01	50.04
97	B01649	CINDA INTERNATIONAL SECURITIES LTD	106,000	2014-09-17	0.01	50.05
98	B01460	BERICH BROKERAGE LTD	104,000	2014-02-27	0.01	50.06
99	B01439	TAI TAK SECURITIES (ASIA) LTD	104,000	2013-12-19	0.01	50.07
100	B01277	BRADBURY SECURITIES LTD	100,000	2014-09-10	0.01	50.08
101	B01298	GET NICE SECURITIES LTD	100,000	2014-07-23	0.01	50.09
102	B01831	NERICO BROTHERS LTD	100,000	2014-03-25	0.01	50.10
103	B01922	SUN SECURITIES LTD	100,000	2014-09-25	0.01	50.11
104	B01445	VICTORY SECURITIES CO LTD	100,000	2014-03-28	0.01	50.12
105	B01410	WINGS SECURITIES (HK) LTD	100,000	2014-08-11	0.01	50.13
106	B01347	CGS INTERNATIONAL SECURITIES HK LTD	98,000	2014-05-12	0.01	50.14
107	B01705	HENIK SECURITIES LTD	96,000	2013-01-11	0.01	50.15
108	B01290	SPS SECURITIES LTD	92,000	2014-08-19	0.01	50.16
109	B01756	CHINA SKY SECURITIES LTD	88,000	2014-07-04	0.01	50.17
110	B01289	SOUTH CHINA SECURITIES LTD	88,000	2014-08-20	0.01	50.18
111	B01606	EWARTON SECURITIES LTD	80,000	2013-08-13	0.01	50.19
112	B01600	THOMAS GLOBAL FINANCIAL SERVICES LTD	80,000	2013-06-24	0.01	50.20
113	B01169	PUBLIC FINANCIAL SECURITIES LTD	64,000	2014-07-04	0.01	50.20
114	B01853	CMBC SECURITIES CO LTD	62,000	2014-06-30	0.01	50.21
115	B01472	SUN GROWTH SECURITIES LTD	52,000	2012-05-31	0.01	50.21
116	B01487	CHINA RENAISSANCE BROKING SERVICES (HONG	50,000	2011-05-13	0.00	50.22
117	B01566	K.K.M. SECURITIES LTD	50,000	2013-03-01	0.00	50.22
118	B01779	LEE'S SECURITIES CO LTD (IN LIQUIDATION)	50,000	2014-09-10	0.00	50.23
119	B01470	HUNG SING SECURITIES LTD	40,000	2014-01-10	0.00	50.23
120	B01731	SHUN HENG SECURITIES LTD	40,000	2011-05-23	0.00	50.24
121	B01253	STOCKWELL SECURITIES LTD	40,000	2014-09-11	0.00	50.24
122	B01601	CSC SECURITIES (HK) LTD	38,000	2013-09-12	0.00	50.24
123	B01198	PO KAY SECURITIES & SHARES CO LTD	38,000	2014-02-06	0.00	50.25
124	B01569	TANG PING KONG LTD	34,000	2012-12-17	0.00	50.25
125	B01212	HENYEP SECURITIES LTD	32,000	2014-06-10	0.00	50.25
126	B01407	WIN WONG SECURITIES LTD	32,000	2014-02-06	0.00	50.26
127	B01765	PROMISING SECURITIES CO LTD	28,000	2014-02-11	0.00	50.26
128	C00091	BANK OF SINGAPORE LTD	26,000	2014-09-22	0.00	50.26
129	B01247	KWAI HUNG SECURITIES CO LTD	24,000	2014-02-12	0.00	50.26
130	B01415	TARZAN STOCK & SHARES LTD	24,000	2013-03-26	0.00	50.27
131	B01769	ONE CHINA SECURITIES LTD	20,423	2014-01-15	0.00	50.27
132	B01523	EVER-LONG SECURITIES CO LTD	20,000	2013-04-09	0.00	50.27
133	B01272	FB SECURITIES (HONG KONG) LTD	20,000	2014-05-12	0.00	50.27
134	B01829	HUATAI FINANCIAL HOLDINGS (HONG KONG)	20,000	2014-07-09	0.00	50.27
135	B01514	KARL-THOMSON SECURITIES CO LTD	20,000	2014-04-25	0.00	50.28
136	B01248	KWAN YICK SECURITIES (INTERNATIONAL) LTD	20,000	2013-07-03	0.00	50.28
137	B01576	SIU ON SECURITIES LTD	20,000	2011-02-01	0.00	50.28
138	B01158	SOLID KING SECURITIES LTD	20,000	2013-04-18	0.00	50.28
139	B01320	LUEN FAT SECURITIES CO LTD	18,000	2013-08-26	0.00	50.28
140	B01343	CELETIO INVESTMENTS LTD	14,000	2013-02-08	0.00	50.29
141	B01585	SINO GRADE SECURITIES LTD	14,000	2014-09-03	0.00	50.29
142	B01780	TUNG SHUN SECURITIES LTD	14,000	2012-04-20	0.00	50.29
143	B01813	CCB INTERNATIONAL SECURITIES LTD	12,000	2014-09-10	0.00	50.29
144	B01258	CHINA POINT STOCK BROKERS LTD	12,000	2012-11-30	0.00	50.29
145	B01796	SOO PEI SHAO & CO LTD	12,000	2011-02-07	0.00	50.29
146	B01641	FULL WIN SECURITIES LTD	10,000	2011-05-03	0.00	50.29
147	B01324	FUNDERSTONE SECURITIES LTD	10,000	2013-11-29	0.00	50.29
148	B01666	GLORY SUN SECURITIES LTD	10,000	2012-12-10	0.00	50.30
149	B01260	LAMTEX SECURITIES LTD	10,000	2012-09-12	0.00	50.30
150	B01340	LEHIN SECURITIES LTD	10,000	2014-09-25	0.00	50.30
151	B01392	TAIFAIR SECURITIES LTD	10,000	2014-07-22	0.00	50.30
152	B01509	UNICORN SECURITIES CO LTD	10,000	2013-01-29	0.00	50.30
153	B01425	WELLFULL SECURITIES CO LTD	10,000	2013-09-12	0.00	50.30
154	B01646	TAI NING STOCK CO LTD	8,000	2012-09-14	0.00	50.30
155	B01089	HSBC BROKING SECURITIES (HONG KONG) LTD	6,000	2014-09-05	0.00	50.30
156	B01761	KO'S BROTHER SECURITIES CO LTD	6,000	2013-04-30	0.00	50.30
157	B01543	KWONG FAT HONG (SECURITIES) LTD	6,000	2011-10-07	0.00	50.30
158	B01383	RICH PLEASURE SECURITIES LTD	6,000	2011-01-28	0.00	50.30
159	B01659	CHEER UNION SECURITIES LTD	4,000	2011-07-27	0.00	50.30
160	B01252	CORPORATE BROKERS LTD	4,000	2013-03-01	0.00	50.30
161	B01625	METRO CAPITAL SECURITIES LTD	4,000	2011-01-28	0.00	50.30
162	B01402	PHOENIX CAPITAL SECURITIES LTD	4,000	2011-01-28	0.00	50.30
163	B01266	PRIME CDEX SECURITIES LTD	4,000	2012-09-19	0.00	50.31
164	B01427	TSE'S SECURITIES LTD	4,000	2014-09-23	0.00	50.31
165	B01777	DAIWA CAPITAL MARKETS HONG KONG LTD	2,000	2014-09-10	0.00	50.31
166	B01259	FAIR EAGLE SECURITIES CO LTD	2,000	2014-06-05	0.00	50.31
167	B01558	GOLD FUND SECURITIES CO LTD	2,000	2012-03-23	0.00	50.31
168	B01696	HANTEC SECURITIES CO LTD	2,000	2014-09-03	0.00	50.31
169	B01712	WAH SANG SECURITIES LTD	2,000	2011-11-25	0.00	50.31
170	B01267	WINFULL SECURITIES LTD	2,000	2011-01-28	0.00	50.31
171	B01546	WO FUNG SECURITIES CO LTD	2,000	2014-09-10	0.00	50.31
172	B01443	YING WAH SECURITIES CO LTD	2,000	2011-01-28	0.00	50.31
173	B01240	TSUN CHI YUEN SECURITIES CO LTD	400	2014-03-13	0.00	50.31
173		Total named holdings	509,974,323		50.31
18		Unnamed Investor Partipants	352,000		0.03
191		Total in CCASS	510,326,323		50.34
		Securities not in CCASS	503,394,510		49.66
		Issued securities	1,013,720,833	2014-08-31	100.00

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