Xi'an Haitian Antenna Technologies Co., Ltd.: H HKD

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Exchange	Code	Listed	Last trade	Delisted
HK GEM	08227	2003-11-05			Docs

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Stock code:

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CCASS holdings on 2013-12-06

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Summary

Type of holder	Holding	Stake %
Custodians	35,144,000	21.73
Brokers	125,016,606	77.28
Other intermediaries	0	0.00
Intermediaries	160,160,606	99.01
Named investors	0	0.00
Unnamed investors	1,600,000	0.99
Total in CCASS	161,760,606	100.00
Securities not in CCASS	4,100	0.00
Issued securities	161,764,706	100.00

Details

Row	CCASS ID	Name	Holding	Last change	Stake %	Cumul. Stake %
1	B01855	VISION FINANCE (SECURITIES) LTD	29,660,000	2012-01-17	18.34	18.34
2	B01413	CORE PACIFIC - YAMAICHI INTERNATIONAL	23,840,000	2013-09-19	14.74	33.07
3	C00019	THE HONGKONG AND SHANGHAI BANKING	18,132,000	2013-12-06	11.21	44.28
4	B01284	HANG SENG SECURITIES LTD	7,962,000	2013-11-14	4.92	49.20
5	B01345	PHILLIP SECURITIES (HONG KONG) LTD	6,988,000	2013-11-27	4.32	53.52
6	B01565	GUOTAI JUNAN SECURITIES (HONG KONG) LTD	6,948,000	2013-11-28	4.30	57.82
7	C00033	BANK OF CHINA (HONG KONG) LTD	6,208,000	2013-11-27	3.84	61.66
8	B01143	HAITONG INTERNATIONAL SECURITIES CO LTD	5,784,000	2013-11-29	3.58	65.23
9	C00039	STANDARD CHARTERED BANK (HONG KONG) LTD	4,732,000	2013-12-06	2.93	68.16
10	B01829	HUATAI FINANCIAL HOLDINGS (HONG KONG)	4,276,000	2013-12-06	2.64	70.80
11	B01148	CHINA MERCHANTS SECURITIES (HK) CO LTD	3,736,000	2013-11-14	2.31	73.11
12	B01564	ABCI SECURITIES CO LTD	3,600,000	2010-09-06	2.23	75.34
13	B01130	BOCI SECURITIES LTD	3,228,000	2013-12-06	2.00	77.33
14	B01511	TAT LEE SECURITIES CO LTD	3,076,000	2013-05-28	1.90	79.23
15	B01545	TUNG SHING SECURITIES (BROKERS) LTD	2,908,000	2013-10-03	1.80	81.03
16	C00018	HANG SENG BANK LTD	2,872,000	2007-12-05	1.78	82.81
17	B01633	ENLIGHTEN SECURITIES LTD	2,584,000	2013-11-28	1.60	84.40
18	B01579	APRICOT CAPITAL (HONG KONG) LTD	2,100,000	2013-11-01	1.30	85.70
19	B01905	SDICS INTERNATIONAL SECURITIES (HONG	2,056,000	2013-09-12	1.27	86.97
20	C00036	CHINA CONSTRUCTION BANK (ASIA)	1,732,000	2013-08-05	1.07	88.04
21	B01584	CHIEF SECURITIES LTD	1,596,000	2013-11-21	0.99	89.03
22	B01773	TOYO SECURITIES ASIA LTD	1,108,000	2013-06-14	0.68	89.71
23	B01086	EVERBRIGHT SECURITIES INVESTMENT	924,000	2013-10-17	0.57	90.29
24	B01610	KGI ASIA LTD	916,000	2013-11-14	0.57	90.85
25	B01669	FIRST SECURITIES (HK) LTD	880,000	2011-07-12	0.54	91.40
26	B01668	BRIGHT SMART SECURITIES INTERNATIONAL	872,000	2013-11-27	0.54	91.93
27	B01727	ICBC (ASIA) SECURITIES LTD	820,000	2013-10-22	0.51	92.44
28	B01826	GF SECURITIES (HONG KONG) BROKERAGE LTD	764,000	2013-11-27	0.47	92.91
29	B01089	HSBC BROKING SECURITIES (HONG KONG) LTD	700,000	2011-03-17	0.43	93.35
30	B01184	QUAM SECURITIES LTD	700,000	2013-08-01	0.43	93.78
31	C00037	SHANGHAI COMMERCIAL BANK LTD	620,000	2013-11-25	0.38	94.16
32	B01777	DAIWA CAPITAL MARKETS HONG KONG LTD	588,000	2013-10-04	0.36	94.53
33	B01700	REALINK FINANCIAL TRADE LTD	584,000	2013-12-06	0.36	94.89
34	B01938	CHINA INDUSTRIAL SECURITIES	572,000	2013-11-25	0.35	95.24
35	B01228	CITIC SECURITIES BROKERAGE (HK) LTD	536,000	2013-10-02	0.33	95.57
36	B01423	PRUDENTIAL BROKERAGE LTD	460,000	2011-03-16	0.28	95.86
37	B01940	SOFI SECURITIES (HONG KONG) LTD	412,000	2013-11-22	0.25	96.11
38	C00010	CITIBANK N.A.	388,000	2013-11-14	0.24	96.35
39	B01445	VICTORY SECURITIES CO LTD	360,000	2013-05-21	0.22	96.57
40	B01133	RBC INVESTMENT SERVICES (ASIA) LTD	344,000	2010-11-08	0.21	96.79
41	B01183	CHONG HING SECURITIES LTD	300,000	2013-11-15	0.19	96.97
42	C00041	OCBC BANK (HONG KONG) LTD	300,000	2013-05-27	0.19	97.16
43	B01695	DAH SING SECURITIES LTD	236,000	2013-11-14	0.15	97.30
44	B01858	YUANTA SECURITIES (HONG KONG) CO LTD	200,000	2013-08-01	0.12	97.43
45	B01606	EWARTON SECURITIES LTD	196,000	2013-11-22	0.12	97.55
46	B01818	I-ACCESS INVESTORS LTD	172,000	2013-12-06	0.11	97.65
47	B01289	SOUTH CHINA SECURITIES LTD	152,000	2013-09-13	0.09	97.75
48	B01623	TAI FUNG KUENTAI SECURITIES CO LTD	152,000	2013-11-15	0.09	97.84
49	B01265	OCBC SECURITIES BROKERAGE (HK) LTD	148,000	2013-11-21	0.09	97.93
50	B01765	PROMISING SECURITIES CO LTD	140,000	2013-02-06	0.09	98.02
51	B01740	WIN SECURITIES LTD	140,000	2013-11-25	0.09	98.11
52	C00002	BANK OF COMMUNICATIONS TRUSTEE LTD	100,000	2011-03-17	0.06	98.17
53	B01355	CHINA EVERBRIGHT SECURITIES (HK) LTD	100,000	2011-03-30	0.06	98.23
54	B01450	DL BROKERAGE LTD	100,000	2010-03-11	0.06	98.29
55	B01646	TAI NING STOCK CO LTD	100,000	2007-06-26	0.06	98.35
56	B01843	TELECOM KING SECURITIES LTD	100,000	2013-11-07	0.06	98.42
57	B01280	WING FAT SECURITIES LTD	100,000	2007-06-26	0.06	98.48
58	B01115	SHENWAN HONGYUAN SECURITIES (H.K.) LTD	92,000	2012-11-05	0.06	98.53
59	B01156	CMB INTERNATIONAL GLOBAL MARKETS LTD	88,000	2013-11-14	0.05	98.59
60	B01842	BOCOM INTERNATIONAL SECURITIES LTD	80,000	2013-11-14	0.05	98.64
61	B01272	FB SECURITIES (HONG KONG) LTD	80,000	2011-07-07	0.05	98.69
62	B01769	ONE CHINA SECURITIES LTD	80,000	2013-11-27	0.05	98.74
63	B01762	DBS VICKERS (HONG KONG) LTD	64,000	2012-11-28	0.04	98.78
64	B01376	PUBLIC SECURITIES LTD	56,000	2013-03-01	0.03	98.81
65	B01590	INTERACTIVE BROKERS HONG KONG LTD	52,000	2013-11-22	0.03	98.84
66	B01563	XINKONG INTERNATIONAL SECURITIES LTD	52,000	2010-03-23	0.03	98.88
67	B01866	ICBC INTERNATIONAL SECURITIES LTD	40,000	2013-07-31	0.02	98.90
68	B01891	FUTURE GROWTH FINANCIAL SERVICES LTD	24,000	2013-08-05	0.01	98.92
69	B01318	OKASAN INTERNATIONAL (ASIA) LTD	24,000	2011-06-23	0.01	98.93
70	C00048	CHIYU BANKING CORPORATION LTD	20,000	2009-11-19	0.01	98.94
71	B01673	FULBRIGHT SECURITIES LTD	20,000	2013-08-27	0.01	98.95
72	C00100	JPMORGAN CHASE BANK, NATIONAL	20,000	2012-09-17	0.01	98.97
73	C00028	NANYANG COMMERCIAL BANK LTD	20,000	2011-03-17	0.01	98.98
74	B01921	GONG PING SECURITIES LTD	16,000	2013-11-27	0.01	98.99
75	B01882	PING AN OF CHINA SECURITIES (HONG KONG)	12,000	2010-08-26	0.01	99.00
76	B01821	GETTA SECURITIES LTD	8,000	2013-03-27	0.00	99.00
77	B01581	KINGSWAY FINANCIAL SERVICES GROUP LTD	8,000	2011-06-23	0.00	99.01
78	B01240	TSUN CHI YUEN SECURITIES CO LTD	2,606	2008-03-20	0.00	99.01
78		Total named holdings	160,160,606		99.01
3		Unnamed Investor Partipants	1,600,000		0.99
81		Total in CCASS	161,760,606		100.00
		Securities not in CCASS	4,100		0.00
		Issued securities	161,764,706	2013-11-30	100.00

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