CM Energy Tech Co., Ltd.: O HKD

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Exchange	Code	Listed	Last trade	Delisted
HK GEM	08149	2005-11-28	2009-06-04	2009-06-05	Docs
HK Main	00206	2009-06-05			Docs

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• Custodians
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Stock code:

Show former holders

CCASS holdings on 2013-09-10

Hit the stake to see the history.

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Summary

Type of holder	Holding	Stake %
Custodians	225,262,723	32.80
Brokers	380,245,581	55.36
Other intermediaries	0	0.00
Intermediaries	605,508,304	88.16
Named investors	0	0.00
Unnamed investors	64,000	0.01
Total in CCASS	605,572,304	88.16
Securities not in CCASS	81,291,900	11.84
Issued securities	686,864,204	100.00

Details

Row	CCASS ID	Name	Holding	Last change	Stake %	Cumul. Stake %
1	C00019	THE HONGKONG AND SHANGHAI BANKING	188,388,130	2013-09-10	27.43	27.43
2	B01274	MORGAN STANLEY HONG KONG SECURITIES LTD	93,170,000	2013-09-10	13.56	40.99
3	B01143	HAITONG INTERNATIONAL SECURITIES CO LTD	66,839,800	2013-09-05	9.73	50.72
4	B01184	QUAM SECURITIES LTD	27,981,800	2013-09-10	4.07	54.80
5	B01565	GUOTAI JUNAN SECURITIES (HONG KONG) LTD	26,727,000	2013-09-06	3.89	58.69
6	B01510	ORIENTAL PATRON SECURITIES LTD	26,348,000	2013-08-19	3.84	62.52
7	B01825	GUOYUAN SECURITIES BROKERAGE (HONG KONG)	19,288,000	2013-09-06	2.81	65.33
8	B01148	CHINA MERCHANTS SECURITIES (HK) CO LTD	15,660,200	2013-09-10	2.28	67.61
9	B01451	GOLDMAN SACHS (ASIA) SECURITIES LTD	15,264,000	2013-08-20	2.22	69.83
10	B01272	FB SECURITIES (HONG KONG) LTD	13,201,000	2013-06-07	1.92	71.76
11	C00010	CITIBANK N.A.	8,808,593	2013-09-09	1.28	73.04
12	B01686	FIRST SHANGHAI SECURITIES LTD	8,504,000	2013-08-20	1.24	74.28
13	C00065	HSBC PRIVATE BANK (SUISSE) SA	8,000,000	2013-06-03	1.16	75.44
14	B01610	KGI ASIA LTD	8,000,000	2013-09-10	1.16	76.61
15	C00039	STANDARD CHARTERED BANK (HONG KONG) LTD	7,921,800	2013-09-10	1.15	77.76
16	B01491	CREDIT SUISSE SECURITIES (HONG KONG) LTD	7,739,000	2013-09-09	1.13	78.89
17	B01284	HANG SENG SECURITIES LTD	7,516,000	2013-09-04	1.09	79.98
18	C00033	BANK OF CHINA (HONG KONG) LTD	7,020,000	2013-09-10	1.02	81.00
19	B01089	HSBC BROKING SECURITIES (HONG KONG) LTD	6,326,000	2013-08-30	0.92	81.92
20	B01654	CHINA INTERNATIONAL CAPITAL CORPORATION	6,006,000	2013-08-30	0.87	82.80
21	B01217	TAIPING SECURITIES (HK) CO LTD	4,575,000	2013-07-19	0.67	83.46
22	B01264	MIB SECURITIES (HONG KONG) LTD	3,250,000	2013-04-03	0.47	83.94
23	B01584	CHIEF SECURITIES LTD	3,217,600	2013-09-02	0.47	84.41
24	B01130	BOCI SECURITIES LTD	3,167,000	2013-09-05	0.46	84.87
25	B01416	VC BROKERAGE LTD	3,033,000	2013-09-02	0.44	85.31
26	B01289	SOUTH CHINA SECURITIES LTD	2,771,600	2013-08-29	0.40	85.71
27	B01323	DEUTSCHE SECURITIES ASIA LTD	1,500,000	2013-08-01	0.22	85.93
28	C00028	NANYANG COMMERCIAL BANK LTD	1,233,000	2013-08-19	0.18	86.11
29	C00018	HANG SENG BANK LTD	1,113,000	2013-04-19	0.16	86.27
30	B01829	HUATAI FINANCIAL HOLDINGS (HONG KONG)	880,000	2013-09-02	0.13	86.40
31	B01590	INTERACTIVE BROKERS HONG KONG LTD	846,600	2013-09-09	0.12	86.52
32	C00002	BANK OF COMMUNICATIONS TRUSTEE LTD	818,200	2013-09-02	0.12	86.64
33	B01890	GUOSEN SECURITIES (HK) BROKERAGE CO LTD	734,000	2013-09-10	0.11	86.75
34	B01115	SHENWAN HONGYUAN SECURITIES (H.K.) LTD	711,000	2013-08-27	0.10	86.85
35	B01905	SDICS INTERNATIONAL SECURITIES (HONG	636,000	2013-09-09	0.09	86.95
36	C00088	CHINA MERCHANTS BANK CO LTD	631,000	2013-09-03	0.09	87.04
37	B01673	FULBRIGHT SECURITIES LTD	455,000	2013-09-10	0.07	87.10
38	B01826	GF SECURITIES (HONG KONG) BROKERAGE LTD	422,000	2013-09-02	0.06	87.16
39	C00036	CHINA CONSTRUCTION BANK (ASIA)	421,000	2013-08-07	0.06	87.23
40	B01228	CITIC SECURITIES BROKERAGE (HK) LTD	401,000	2013-09-03	0.06	87.28
41	C00100	JPMORGAN CHASE BANK, NATIONAL	396,000	2013-06-10	0.06	87.34
42	B01224	MERRILL LYNCH FAR EAST LTD	394,576	2013-08-29	0.06	87.40
43	B01345	PHILLIP SECURITIES (HONG KONG) LTD	391,400	2013-09-03	0.06	87.46
44	B01523	EVER-LONG SECURITIES CO LTD	354,000	2013-04-02	0.05	87.51
45	B01086	EVERBRIGHT SECURITIES INVESTMENT	338,000	2013-09-03	0.05	87.56
46	B01118	EAST ASIA SECURITIES CO LTD	325,000	2013-09-02	0.05	87.60
47	B01938	CHINA INDUSTRIAL SECURITIES	240,000	2013-09-10	0.03	87.64
48	C00003	THE BANK OF EAST ASIA LTD	233,000	2013-07-15	0.03	87.67
49	B01695	DAH SING SECURITIES LTD	225,000	2013-09-09	0.03	87.71
50	B01668	BRIGHT SMART SECURITIES INTERNATIONAL	217,000	2013-09-05	0.03	87.74
51	B01901	CMB INTERNATIONAL SECURITIES LTD	190,000	2013-08-27	0.03	87.77
52	B01423	PRUDENTIAL BROKERAGE LTD	187,000	2013-08-30	0.03	87.79
53	C00041	OCBC BANK (HONG KONG) LTD	170,000	2013-07-12	0.02	87.82
54	B01882	PING AN OF CHINA SECURITIES (HONG KONG)	160,000	2013-04-08	0.02	87.84
55	B01940	SOFI SECURITIES (HONG KONG) LTD	152,600	2013-09-10	0.02	87.86
56	B01762	DBS VICKERS (HONG KONG) LTD	151,000	2013-09-03	0.02	87.88
57	B01156	CMB INTERNATIONAL GLOBAL MARKETS LTD	148,000	2013-09-10	0.02	87.91
58	B01959	ZHONGTAI INTERNATIONAL SECURITIES LTD	135,000	2013-08-02	0.02	87.93
59	B01773	TOYO SECURITIES ASIA LTD	127,600	2013-07-24	0.02	87.94
60	B01727	ICBC (ASIA) SECURITIES LTD	96,000	2013-09-05	0.01	87.96
61	B01355	CHINA EVERBRIGHT SECURITIES (HK) LTD	80,000	2013-07-02	0.01	87.97
62	B01353	UOB KAY HIAN (HONG KONG) LTD	78,000	2013-08-06	0.01	87.98
63	B01875	GUODU SECURITIES (HONG KONG) LTD	75,000	2013-08-12	0.01	87.99
64	B01939	SOOCHOW SECURITIES INTERNATIONAL	63,000	2013-07-25	0.01	88.00
65	B01183	CHONG HING SECURITIES LTD	60,000	2013-09-02	0.01	88.01
66	C00074	DEUTSCHE BANK AG	60,000	2013-09-10	0.01	88.02
67	B01638	KILMOREY SECURITIES LTD (IN LIQUIDATION)	60,000	2011-03-31	0.01	88.03
68	B01413	CORE PACIFIC - YAMAICHI INTERNATIONAL	59,000	2013-08-27	0.01	88.04
69	B01740	WIN SECURITIES LTD	57,800	2013-09-03	0.01	88.04
70	B01342	WAH THAI SECURITIES LTD	50,000	2013-06-04	0.01	88.05
71	B01623	TAI FUNG KUENTAI SECURITIES CO LTD	48,000	2013-07-10	0.01	88.06
72	B01347	CGS INTERNATIONAL SECURITIES HK LTD	40,000	2013-05-27	0.01	88.07
73	B01649	CINDA INTERNATIONAL SECURITIES LTD	40,000	2013-06-04	0.01	88.07
74	B01545	TUNG SHING SECURITIES (BROKERS) LTD	40,000	2013-07-08	0.01	88.08
75	B01858	YUANTA SECURITIES (HONG KONG) CO LTD	40,000	2013-06-10	0.01	88.08
76	B01256	SINOLINK SECURITIES (HONG KONG) CO LTD	38,000	2013-03-28	0.01	88.09
77	B01373	CHRISTFUND SECURITIES LTD	37,000	2013-07-16	0.01	88.09
78	B01818	I-ACCESS INVESTORS LTD	33,000	2013-08-19	0.00	88.10
79	B01427	TSE'S SECURITIES LTD	30,000	2013-04-02	0.00	88.10
80	B01497	SINOPAC SECURITIES (ASIA) LTD	28,000	2013-06-05	0.00	88.11
81	B01842	BOCOM INTERNATIONAL SECURITIES LTD	20,000	2013-09-05	0.00	88.11
82	B01338	EMPEROR SECURITIES LTD	20,000	2013-08-12	0.00	88.11
83	B01633	ENLIGHTEN SECURITIES LTD	20,000	2013-04-02	0.00	88.12
84	B01567	PRIME SECURITIES LTD	20,000	2009-12-01	0.00	88.12
85	B01731	SHUN HENG SECURITIES LTD	20,000	2013-08-28	0.00	88.12
86	B01407	WIN WONG SECURITIES LTD	20,000	2013-07-25	0.00	88.12
87	B01428	HIP HING SECURITIES LTD	19,000	2013-07-23	0.00	88.13
88	C00015	DBS BANK (HONG KONG) LTD	18,000	2013-06-20	0.00	88.13
89	C00037	SHANGHAI COMMERCIAL BANK LTD	17,000	2013-07-08	0.00	88.13
90	B01252	CORPORATE BROKERS LTD	16,000	2013-04-15	0.00	88.13
91	C00048	CHIYU BANKING CORPORATION LTD	14,000	2013-07-23	0.00	88.14
92	B01777	DAIWA CAPITAL MARKETS HONG KONG LTD	14,000	2012-12-19	0.00	88.14
93	B01581	KINGSWAY FINANCIAL SERVICES GROUP LTD	13,800	2013-04-02	0.00	88.14
94	B01843	TELECOM KING SECURITIES LTD	11,000	2013-08-30	0.00	88.14
95	B01340	LEHIN SECURITIES LTD	10,500	2013-09-09	0.00	88.14
96	B01324	FUNDERSTONE SECURITIES LTD	10,000	2013-07-31	0.00	88.15
97	B01265	OCBC SECURITIES BROKERAGE (HK) LTD	10,000	2013-07-22	0.00	88.15
98	B01511	TAT LEE SECURITIES CO LTD	10,000	2013-07-18	0.00	88.15
99	B01632	WAI FAT SECURITIES LTD	10,000	2010-12-06	0.00	88.15
100	B01607	RHB SECURITIES HONG KONG LTD	9,000	2013-08-16	0.00	88.15
101	B01921	GONG PING SECURITIES LTD	8,000	2013-06-07	0.00	88.15
102	B01351	WING FUNG SECURITIES LTD	6,000	2013-08-29	0.00	88.15
103	B01119	CELESTIAL SECURITIES LTD	5,000	2013-07-17	0.00	88.15
104	B01425	WELLFULL SECURITIES CO LTD	5,000	2013-08-09	0.00	88.15
105	B01209	MASON SECURITIES LTD	3,000	2013-08-13	0.00	88.15
106	B01699	MASTERLINK SECURITIES (HONG KONG)	3,000	2011-09-30	0.00	88.16
107	B01769	ONE CHINA SECURITIES LTD	776	2013-07-24	0.00	88.16
108	B01789	HO FUNG SHARES INVESTMENT LTD	758	2013-05-10	0.00	88.16
109	B01853	CMBC SECURITIES CO LTD	600	2013-04-02	0.00	88.16
110	B01386	SBI CHINA CAPITAL FINANCIAL SERVICES LTD	400	2010-09-16	0.00	88.16
111	B01240	TSUN CHI YUEN SECURITIES CO LTD	171	2013-03-07	0.00	88.16
111		Total named holdings	605,508,304		88.16
4		Unnamed Investor Partipants	64,000		0.01
115		Total in CCASS	605,572,304		88.16
		Securities not in CCASS	81,291,900		11.84
		Issued securities	686,864,204	2013-08-31	100.00

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