Shanghai Fudan Microelectronics Group Company Limited: H HKD

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Exchange	Code	Listed	Last trade	Delisted
HK GEM	08102	2000-08-04	2014-01-07	2014-01-08	Docs
HK Main	01385	2014-01-08			Docs

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• Snapshot
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• CCASS total
• Non-CCASS

Stock code:

Show former holders

CCASS holdings on 2013-04-26

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Summary

Type of holder	Holding	Stake %
Custodians	59,751,600	24.66
Brokers	182,122,340	75.15
Other intermediaries	0	0.00
Intermediaries	241,873,940	99.81
Named investors	0	0.00
Unnamed investors	78,000	0.03
Total in CCASS	241,951,940	99.84
Securities not in CCASS	378,060	0.16
Issued securities	242,330,000	100.00

Details

Row	CCASS ID	Name	Holding	Last change	Stake %	Cumul. Stake %
1	C00019	THE HONGKONG AND SHANGHAI BANKING	37,432,200	2013-04-26	15.45	15.45
2	B01148	CHINA MERCHANTS SECURITIES (HK) CO LTD	36,534,000	2013-04-26	15.08	30.52
3	B01491	CREDIT SUISSE SECURITIES (HONG KONG) LTD	29,848,000	2010-07-06	12.32	42.84
4	B01762	DBS VICKERS (HONG KONG) LTD	23,592,000	2013-03-15	9.74	52.58
5	B01686	FIRST SHANGHAI SECURITIES LTD	14,578,000	2013-04-26	6.02	58.59
6	C00033	BANK OF CHINA (HONG KONG) LTD	10,567,000	2013-04-26	4.36	62.95
7	B01130	BOCI SECURITIES LTD	8,118,000	2013-04-25	3.35	66.30
8	B01451	GOLDMAN SACHS (ASIA) SECURITIES LTD	7,920,000	2013-04-26	3.27	69.57
9	B01565	GUOTAI JUNAN SECURITIES (HONG KONG) LTD	7,234,000	2013-04-26	2.99	72.56
10	B01256	SINOLINK SECURITIES (HONG KONG) CO LTD	6,554,000	2013-03-18	2.70	75.26
11	B01275	SANFULL SECURITIES LTD	4,466,000	2013-03-07	1.84	77.10
12	B01089	HSBC BROKING SECURITIES (HONG KONG) LTD	3,312,000	2013-04-17	1.37	78.47
13	C00010	CITIBANK N.A.	3,280,400	2013-04-22	1.35	79.82
14	B01842	BOCOM INTERNATIONAL SECURITIES LTD	3,180,000	2013-04-26	1.31	81.14
15	B01274	MORGAN STANLEY HONG KONG SECURITIES LTD	3,000,000	2013-04-15	1.24	82.37
16	B01825	GUOYUAN SECURITIES BROKERAGE (HONG KONG)	2,970,000	2013-04-25	1.23	83.60
17	B01826	GF SECURITIES (HONG KONG) BROKERAGE LTD	2,926,000	2013-01-14	1.21	84.81
18	B01413	CORE PACIFIC - YAMAICHI INTERNATIONAL	2,552,000	2013-03-25	1.05	85.86
19	B01143	HAITONG INTERNATIONAL SECURITIES CO LTD	2,544,000	2013-04-12	1.05	86.91
20	C00039	STANDARD CHARTERED BANK (HONG KONG) LTD	2,322,000	2013-04-17	0.96	87.87
21	B01727	ICBC (ASIA) SECURITIES LTD	2,260,000	2013-04-26	0.93	88.80
22	B01115	SHENWAN HONGYUAN SECURITIES (H.K.) LTD	2,210,000	2013-03-08	0.91	89.71
23	C00018	HANG SENG BANK LTD	2,150,000	2011-09-01	0.89	90.60
24	B01434	BEEVEST SECURITIES LTD	2,082,000	2010-12-10	0.86	91.46
25	B01610	KGI ASIA LTD	1,854,000	2013-04-26	0.77	92.22
26	B01901	CMB INTERNATIONAL SECURITIES LTD	1,372,000	2013-01-29	0.57	92.79
27	B01590	INTERACTIVE BROKERS HONG KONG LTD	1,335,200	2013-04-26	0.55	93.34
28	B01890	GUOSEN SECURITIES (HK) BROKERAGE CO LTD	1,264,000	2013-04-26	0.52	93.86
29	B01284	HANG SENG SECURITIES LTD	1,211,000	2013-03-27	0.50	94.36
30	B01777	DAIWA CAPITAL MARKETS HONG KONG LTD	1,072,000	2013-04-09	0.44	94.80
31	C00095	EFG BANK AG	1,028,000	2012-08-01	0.42	95.23
32	C00088	CHINA MERCHANTS BANK CO LTD	912,000	2013-04-26	0.38	95.61
33	B01086	EVERBRIGHT SECURITIES INVESTMENT	836,000	2013-04-26	0.34	95.95
34	B01654	CHINA INTERNATIONAL CAPITAL CORPORATION	658,000	2013-04-26	0.27	96.22
35	B01905	SDICS INTERNATIONAL SECURITIES (HONG	588,000	2013-04-09	0.24	96.46
36	B01156	CMB INTERNATIONAL GLOBAL MARKETS LTD	452,000	2013-04-17	0.19	96.65
37	C00028	NANYANG COMMERCIAL BANK LTD	448,000	2012-11-13	0.18	96.84
38	B01740	WIN SECURITIES LTD	448,000	2013-03-01	0.18	97.02
39	B01556	LUK FOOK SECURITIES (HK) LTD	400,000	2011-11-17	0.17	97.19
40	B01773	TOYO SECURITIES ASIA LTD	378,000	2013-04-26	0.16	97.34
41	B01345	PHILLIP SECURITIES (HONG KONG) LTD	376,000	2013-04-26	0.16	97.50
42	C00048	CHIYU BANKING CORPORATION LTD	336,000	2012-03-26	0.14	97.64
43	C00036	CHINA CONSTRUCTION BANK (ASIA)	308,000	2013-03-14	0.13	97.76
44	B01829	HUATAI FINANCIAL HOLDINGS (HONG KONG)	292,000	2012-08-23	0.12	97.88
45	C00002	BANK OF COMMUNICATIONS TRUSTEE LTD	282,000	2013-04-11	0.12	98.00
46	B01875	GUODU SECURITIES (HONG KONG) LTD	264,000	2010-12-29	0.11	98.11
47	C00074	DEUTSCHE BANK AG	238,000	2013-03-15	0.10	98.21
48	B01353	UOB KAY HIAN (HONG KONG) LTD	230,000	2013-03-20	0.09	98.30
49	B01858	YUANTA SECURITIES (HONG KONG) CO LTD	204,000	2013-03-26	0.08	98.39
50	B01940	SOFI SECURITIES (HONG KONG) LTD	198,000	2013-04-26	0.08	98.47
51	B01753	FORTUNE (HK) SECURITIES LTD	176,000	2011-05-30	0.07	98.54
52	C00097	ABN AMRO BANK N.V.	172,000	2013-02-27	0.07	98.61
53	B01581	KINGSWAY FINANCIAL SERVICES GROUP LTD	166,000	2012-10-17	0.07	98.68
54	B01298	GET NICE SECURITIES LTD	160,000	2013-04-25	0.07	98.75
55	B01224	MERRILL LYNCH FAR EAST LTD	152,000	2013-04-22	0.06	98.81
56	B01272	FB SECURITIES (HONG KONG) LTD	132,000	2011-02-28	0.05	98.86
57	B01355	CHINA EVERBRIGHT SECURITIES (HK) LTD	122,000	2013-03-14	0.05	98.91
58	B01183	CHONG HING SECURITIES LTD	118,000	2011-03-01	0.05	98.96
59	C00100	JPMORGAN CHASE BANK, NATIONAL	118,000	2012-09-17	0.05	99.01
60	B01738	CES CAPITAL INTERNATIONAL (HONG KONG) CO	116,000	2010-11-05	0.05	99.06
61	B01450	DL BROKERAGE LTD	112,000	2007-06-26	0.05	99.10
62	B01710	SINO-RICH SECURITIES & FUTURES LTD	108,000	2013-03-07	0.04	99.15
63	B01525	KEE CHEONG SECURITIES CO LTD	90,000	2012-11-02	0.04	99.19
64	C00040	INDUSTRIAL AND COMMERCIAL BANK OF CHINA	80,000	2008-07-08	0.03	99.22
65	B01198	PO KAY SECURITIES & SHARES CO LTD	80,000	2011-01-17	0.03	99.25
66	B01497	SINOPAC SECURITIES (ASIA) LTD	80,000	2011-11-10	0.03	99.29
67	B01423	PRUDENTIAL BROKERAGE LTD	76,000	2013-03-21	0.03	99.32
68	B01338	EMPEROR SECURITIES LTD	68,000	2010-09-20	0.03	99.34
69	B01119	CELESTIAL SECURITIES LTD	66,000	2013-04-23	0.03	99.37
70	B01184	QUAM SECURITIES LTD	60,000	2013-03-12	0.02	99.40
71	B01780	TUNG SHUN SECURITIES LTD	60,000	2010-07-19	0.02	99.42
72	B01118	EAST ASIA SECURITIES CO LTD	56,000	2012-12-14	0.02	99.44
73	B01289	SOUTH CHINA SECURITIES LTD	56,000	2011-07-15	0.02	99.47
74	B01684	WANG ON SECURITIES LTD	52,000	2010-11-25	0.02	99.49
75	B01209	MASON SECURITIES LTD	48,000	2012-04-24	0.02	99.51
76	B01563	XINKONG INTERNATIONAL SECURITIES LTD	44,000	2013-03-11	0.02	99.53
77	B01318	OKASAN INTERNATIONAL (ASIA) LTD	40,000	2011-06-30	0.02	99.54
78	C00037	SHANGHAI COMMERCIAL BANK LTD	36,000	2013-03-05	0.01	99.56
79	B01340	LEHIN SECURITIES LTD	28,715	2010-12-29	0.01	99.57
80	B01460	BERICH BROKERAGE LTD	28,000	2011-08-02	0.01	99.58
81	B01141	FE SECURITIES LTD	28,000	2012-10-24	0.01	99.59
82	B01698	LUEN SING SECURITIES LTD	24,000	2007-06-26	0.01	99.60
83	B01444	YUEXING SECURITIES COMPANY LTD	24,000	2010-08-31	0.01	99.61
84	B01347	CGS INTERNATIONAL SECURITIES HK LTD	22,000	2012-11-12	0.01	99.62
85	C00015	DBS BANK (HONG KONG) LTD	22,000	2012-06-08	0.01	99.63
86	B01228	CITIC SECURITIES BROKERAGE (HK) LTD	20,000	2013-04-25	0.01	99.64
87	C00016	DBS BANK LTD	20,000	2012-07-10	0.01	99.65
88	B01523	EVER-LONG SECURITIES CO LTD	20,000	2009-12-08	0.01	99.66
89	B01673	FULBRIGHT SECURITIES LTD	20,000	2010-11-25	0.01	99.66
90	B01575	MASTER TRADEMORE SECURITIES LTD	20,000	2009-12-16	0.01	99.67
91	B01788	SUNRISE SECURITIES LTD	20,000	2008-01-23	0.01	99.68
92	B01238	TAI YIP STOCK CO LTD	20,000	2007-06-26	0.01	99.69
93	B01545	TUNG SHING SECURITIES (BROKERS) LTD	18,000	2013-04-26	0.01	99.70
94	B01668	BRIGHT SMART SECURITIES INTERNATIONAL	16,000	2013-04-03	0.01	99.70
95	B01702	BLACK MARBLE SECURITIES LTD	12,000	2007-06-26	0.00	99.71
96	B01137	CHOW SANG SANG SECURITIES LTD	12,000	2013-02-05	0.00	99.71
97	B01252	CORPORATE BROKERS LTD	12,000	2011-08-30	0.00	99.72
98	B01524	GOLDEN HILL INVESTMENT CO LTD	12,000	2007-06-26	0.00	99.72
99	B01657	JS CRESVALE SECURITIES INTERNATIONAL LTD	12,000	2010-09-15	0.00	99.73
100	B01642	KMT SECURITIES LTD	12,000	2009-12-07	0.00	99.73
101	B01217	TAIPING SECURITIES (HK) CO LTD	12,000	2011-10-06	0.00	99.74
102	B01425	WELLFULL SECURITIES CO LTD	12,000	2013-04-18	0.00	99.74
103	B01818	I-ACCESS INVESTORS LTD	10,000	2013-04-26	0.00	99.75
104	B01300	OCBC SECURITIES (HONG KONG) LTD	10,000	2013-03-08	0.00	99.75
105	B01564	ABCI SECURITIES CO LTD	8,000	2010-09-14	0.00	99.75
106	B01414	EVERHOT SECURITIES LTD	8,000	2007-06-26	0.00	99.76
107	B01519	GOOD HARVEST SECURITIES CO LTD	8,000	2007-06-26	0.00	99.76
108	B01212	HENYEP SECURITIES LTD	8,000	2007-09-12	0.00	99.76
109	B01638	KILMOREY SECURITIES LTD (IN LIQUIDATION)	8,000	2011-04-06	0.00	99.77
110	B01699	MASTERLINK SECURITIES (HONG KONG)	8,000	2010-06-10	0.00	99.77
111	B01401	MEGABASE SECURITIES LTD	8,000	2007-06-26	0.00	99.77
112	B01510	ORIENTAL PATRON SECURITIES LTD	8,000	2011-01-20	0.00	99.78
113	B01508	SOUTHWEST SECURITIES (HK) BROKERAGE LTD	8,000	2010-11-15	0.00	99.78
114	B01427	TSE'S SECURITIES LTD	8,000	2012-10-31	0.00	99.78
115	B01904	VALUABLE CAPITAL LTD	8,000	2010-10-08	0.00	99.79
116	B01267	WINFULL SECURITIES LTD	8,000	2007-09-12	0.00	99.79
117	B01280	WING FAT SECURITIES LTD	8,000	2007-09-17	0.00	99.79
118	B01551	YUE XIU SECURITIES CO LTD	8,000	2010-02-03	0.00	99.80
119	B01677	ANUENUE SECURITIES LTD	4,000	2007-06-26	0.00	99.80
120	B01343	CELETIO INVESTMENTS LTD	4,000	2007-06-26	0.00	99.80
121	B01584	CHIEF SECURITIES LTD	4,000	2013-04-26	0.00	99.80
122	B01708	ROSA SECURITIES LTD	4,000	2010-04-29	0.00	99.80
123	B01473	SUNNY WORLD INVESTMENT LTD	4,000	2007-06-26	0.00	99.81
124	B01310	TUNG TAK SECURITIES (H.K.) CO LTD	4,000	2009-09-25	0.00	99.81
125	B01220	WING ON CHEONG SECURITIES CO LTD	4,000	2010-03-19	0.00	99.81
126	B01665	WINSOME STOCK CO LTD	4,000	2007-06-26	0.00	99.81
127	B01789	HO FUNG SHARES INVESTMENT LTD	1,722	2011-10-11	0.00	99.81
128	B01853	CMBC SECURITIES CO LTD	1,650	2011-10-06	0.00	99.81
129	B01240	TSUN CHI YUEN SECURITIES CO LTD	31	2010-12-08	0.00	99.81
130	B01769	ONE CHINA SECURITIES LTD	22	2012-07-10	0.00	99.81
130		Total named holdings	241,873,940		99.81
5		Unnamed Investor Partipants	78,000		0.03
135		Total in CCASS	241,951,940		99.84
		Securities not in CCASS	378,060		0.16
		Issued securities	242,330,000	2013-03-31	100.00

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