CM Energy Tech Co., Ltd.: O HKD

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Exchange	Code	Listed	Last trade	Delisted
HK GEM	08149	2005-11-28	2009-06-04	2009-06-05	Docs
HK Main	00206	2009-06-05			Docs

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• Snapshot
• Custodians
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• CCASS total
• Non-CCASS

Stock code:

Show former holders

CCASS holdings on 2013-02-08

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Summary

Type of holder	Holding	Stake %
Custodians	192,510,923	28.12
Brokers	408,095,205	59.60
Other intermediaries	0	0.00
Intermediaries	600,606,128	87.72
Named investors	0	0.00
Unnamed investors	64,000	0.01
Total in CCASS	600,670,128	87.73
Securities not in CCASS	84,039,076	12.27
Issued securities	684,709,204	100.00

Details

Row	CCASS ID	Name	Holding	Last change	Stake %	Cumul. Stake %
1	C00019	THE HONGKONG AND SHANGHAI BANKING	135,103,330	2013-02-08	19.73	19.73
2	B01274	MORGAN STANLEY HONG KONG SECURITIES LTD	92,818,000	2013-02-08	13.56	33.29
3	B01451	GOLDMAN SACHS (ASIA) SECURITIES LTD	81,575,800	2013-02-08	11.91	45.20
4	B01143	HAITONG INTERNATIONAL SECURITIES CO LTD	54,471,800	2013-02-08	7.96	53.16
5	B01510	ORIENTAL PATRON SECURITIES LTD	30,048,000	2013-01-10	4.39	57.55
6	B01184	QUAM SECURITIES LTD	28,186,800	2013-02-08	4.12	61.66
7	B01565	GUOTAI JUNAN SECURITIES (HONG KONG) LTD	18,964,000	2013-02-08	2.77	64.43
8	B01491	CREDIT SUISSE SECURITIES (HONG KONG) LTD	13,797,001	2013-02-07	2.02	66.45
9	B01272	FB SECURITIES (HONG KONG) LTD	13,243,000	2013-02-07	1.93	68.38
10	C00100	JPMORGAN CHASE BANK, NATIONAL	12,950,000	2013-02-08	1.89	70.27
11	B01148	CHINA MERCHANTS SECURITIES (HK) CO LTD	11,344,200	2013-02-07	1.66	71.93
12	C00039	STANDARD CHARTERED BANK (HONG KONG) LTD	10,515,800	2013-02-08	1.54	73.46
13	C00033	BANK OF CHINA (HONG KONG) LTD	10,417,000	2013-02-08	1.52	74.99
14	B01284	HANG SENG SECURITIES LTD	9,709,000	2013-02-08	1.42	76.40
15	C00065	HSBC PRIVATE BANK (SUISSE) SA	9,575,000	2011-08-09	1.40	77.80
16	C00010	CITIBANK N.A.	7,808,593	2013-02-08	1.14	78.94
17	B01607	RHB SECURITIES HONG KONG LTD	6,687,000	2012-12-10	0.98	79.92
18	B01545	TUNG SHING SECURITIES (BROKERS) LTD	6,109,000	2013-02-08	0.89	80.81
19	B01584	CHIEF SECURITIES LTD	3,918,600	2013-02-08	0.57	81.38
20	B01686	FIRST SHANGHAI SECURITIES LTD	3,398,000	2013-01-11	0.50	81.88
21	B01264	MIB SECURITIES (HONG KONG) LTD	3,246,000	2012-11-23	0.47	82.35
22	B01130	BOCI SECURITIES LTD	3,141,000	2013-02-08	0.46	82.81
23	B01289	SOUTH CHINA SECURITIES LTD	2,885,600	2013-01-28	0.42	83.23
24	B01416	VC BROKERAGE LTD	2,644,000	2013-02-08	0.39	83.62
25	B01825	GUOYUAN SECURITIES BROKERAGE (HONG KONG)	2,438,000	2013-02-07	0.36	83.98
26	B01089	HSBC BROKING SECURITIES (HONG KONG) LTD	2,125,000	2013-01-29	0.31	84.29
27	C00002	BANK OF COMMUNICATIONS TRUSTEE LTD	2,050,200	2013-02-08	0.30	84.59
28	B01890	GUOSEN SECURITIES (HK) BROKERAGE CO LTD	1,187,000	2013-02-08	0.17	84.76
29	C00018	HANG SENG BANK LTD	1,143,000	2012-07-26	0.17	84.93
30	C00028	NANYANG COMMERCIAL BANK LTD	1,097,000	2013-01-28	0.16	85.09
31	B01086	EVERBRIGHT SECURITIES INVESTMENT	1,024,000	2013-02-08	0.15	85.24
32	B01727	ICBC (ASIA) SECURITIES LTD	968,000	2013-02-01	0.14	85.38
33	B01905	SDICS INTERNATIONAL SECURITIES (HONG	868,000	2013-02-06	0.13	85.50
34	B01224	MERRILL LYNCH FAR EAST LTD	806,000	2013-02-08	0.12	85.62
35	B01115	SHENWAN HONGYUAN SECURITIES (H.K.) LTD	737,000	2013-02-07	0.11	85.73
36	B01610	KGI ASIA LTD	727,000	2013-02-08	0.11	85.84
37	C00088	CHINA MERCHANTS BANK CO LTD	711,000	2013-02-07	0.10	85.94
38	B01228	CITIC SECURITIES BROKERAGE (HK) LTD	706,200	2013-02-08	0.10	86.04
39	B01900	ORIENT SECURITIES (HONG KONG) LTD	630,000	2013-02-05	0.09	86.13
40	B01345	PHILLIP SECURITIES (HONG KONG) LTD	526,400	2013-02-08	0.08	86.21
41	B01762	DBS VICKERS (HONG KONG) LTD	520,000	2013-01-21	0.08	86.29
42	B01118	EAST ASIA SECURITIES CO LTD	506,000	2013-01-29	0.07	86.36
43	B01829	HUATAI FINANCIAL HOLDINGS (HONG KONG)	491,000	2013-01-24	0.07	86.43
44	B01654	CHINA INTERNATIONAL CAPITAL CORPORATION	476,000	2012-03-12	0.07	86.50
45	B01668	BRIGHT SMART SECURITIES INTERNATIONAL	417,000	2013-02-08	0.06	86.56
46	B01183	CHONG HING SECURITIES LTD	384,000	2013-02-08	0.06	86.62
47	B01842	BOCOM INTERNATIONAL SECURITIES LTD	373,000	2013-02-06	0.05	86.67
48	B01940	SOFI SECURITIES (HONG KONG) LTD	359,600	2013-02-08	0.05	86.73
49	C00003	THE BANK OF EAST ASIA LTD	358,000	2013-02-08	0.05	86.78
50	B01523	EVER-LONG SECURITIES CO LTD	305,000	2012-03-22	0.04	86.82
51	B01355	CHINA EVERBRIGHT SECURITIES (HK) LTD	297,000	2013-01-15	0.04	86.87
52	B01156	CMB INTERNATIONAL GLOBAL MARKETS LTD	288,000	2013-02-05	0.04	86.91
53	B01826	GF SECURITIES (HONG KONG) BROKERAGE LTD	273,000	2013-01-18	0.04	86.95
54	C00041	OCBC BANK (HONG KONG) LTD	250,000	2012-12-10	0.04	86.99
55	B01576	SIU ON SECURITIES LTD	220,000	2011-02-22	0.03	87.02
56	B01875	GUODU SECURITIES (HONG KONG) LTD	210,000	2013-01-25	0.03	87.05
57	B01695	DAH SING SECURITIES LTD	200,000	2013-02-08	0.03	87.08
58	B01732	WINTECH SECURITIES LTD	200,000	2013-01-10	0.03	87.11
59	B01590	INTERACTIVE BROKERS HONG KONG LTD	190,600	2013-01-18	0.03	87.13
60	B01901	CMB INTERNATIONAL SECURITIES LTD	188,000	2013-01-15	0.03	87.16
61	B01413	CORE PACIFIC - YAMAICHI INTERNATIONAL	180,000	2013-02-08	0.03	87.19
62	B01423	PRUDENTIAL BROKERAGE LTD	178,000	2013-01-24	0.03	87.21
63	C00037	SHANGHAI COMMERCIAL BANK LTD	177,000	2013-02-08	0.03	87.24
64	B01209	MASON SECURITIES LTD	153,000	2013-02-01	0.02	87.26
65	B01556	LUK FOOK SECURITIES (HK) LTD	151,000	2013-02-08	0.02	87.28
66	B01443	YING WAH SECURITIES CO LTD	140,000	2013-01-23	0.02	87.31
67	B01700	REALINK FINANCIAL TRADE LTD	130,000	2013-02-08	0.02	87.32
68	B01773	TOYO SECURITIES ASIA LTD	128,400	2013-01-03	0.02	87.34
69	B01673	FULBRIGHT SECURITIES LTD	123,000	2013-02-08	0.02	87.36
70	B01353	UOB KAY HIAN (HONG KONG) LTD	106,000	2013-02-08	0.02	87.38
71	B01265	OCBC SECURITIES BROKERAGE (HK) LTD	101,000	2013-02-08	0.01	87.39
72	C00074	DEUTSCHE BANK AG	100,000	2011-02-01	0.01	87.41
73	B01801	KIN FUNG STOCK CO LTD	100,000	2012-03-22	0.01	87.42
74	B01460	BERICH BROKERAGE LTD	90,000	2013-01-23	0.01	87.43
75	C00048	CHIYU BANKING CORPORATION LTD	90,000	2013-01-30	0.01	87.45
76	B01818	I-ACCESS INVESTORS LTD	90,000	2013-02-08	0.01	87.46
77	C00015	DBS BANK (HONG KONG) LTD	87,000	2013-01-09	0.01	87.47
78	B01427	TSE'S SECURITIES LTD	85,000	2013-02-07	0.01	87.48
79	B01119	CELESTIAL SECURITIES LTD	80,000	2013-02-08	0.01	87.50
80	C00036	CHINA CONSTRUCTION BANK (ASIA)	78,000	2013-01-25	0.01	87.51
81	B01271	HANG TAI SECURITIES LTD	70,000	2013-02-08	0.01	87.52
82	B01740	WIN SECURITIES LTD	64,200	2013-01-11	0.01	87.53
83	B01638	KILMOREY SECURITIES LTD (IN LIQUIDATION)	60,000	2011-03-31	0.01	87.54
84	B01298	GET NICE SECURITIES LTD	55,000	2013-02-07	0.01	87.54
85	B01570	GOLDENWAY SECURITIES CO LTD	50,000	2013-01-24	0.01	87.55
86	B01362	JOSPA INVESTMENT CO LTD	50,000	2012-12-20	0.01	87.56
87	B01511	TAT LEE SECURITIES CO LTD	50,000	2013-01-09	0.01	87.57
88	B01858	YUANTA SECURITIES (HONG KONG) CO LTD	50,000	2013-02-08	0.01	87.57
89	B01347	CGS INTERNATIONAL SECURITIES HK LTD	40,000	2013-01-10	0.01	87.58
90	B01373	CHRISTFUND SECURITIES LTD	40,000	2013-01-04	0.01	87.59
91	B01181	FOSUN INTERNATIONAL SECURITIES LTD	40,000	2013-01-24	0.01	87.59
92	B01623	TAI FUNG KUENTAI SECURITIES CO LTD	39,000	2013-01-23	0.01	87.60
93	B01252	CORPORATE BROKERS LTD	36,000	2013-02-01	0.01	87.60
94	B01351	WING FUNG SECURITIES LTD	33,000	2013-01-11	0.00	87.61
95	B01831	NERICO BROTHERS LTD	31,000	2013-02-08	0.00	87.61
96	B01853	CMBC SECURITIES CO LTD	30,600	2013-01-25	0.00	87.62
97	B01329	BLOOMYEARS LTD	30,000	2013-01-04	0.00	87.62
98	B01649	CINDA INTERNATIONAL SECURITIES LTD	30,000	2013-01-04	0.00	87.62
99	B01789	HO FUNG SHARES INVESTMENT LTD	26,758	2013-02-04	0.00	87.63
100	B01563	XINKONG INTERNATIONAL SECURITIES LTD	25,000	2013-02-08	0.00	87.63
101	B01581	KINGSWAY FINANCIAL SERVICES GROUP LTD	24,800	2013-01-09	0.00	87.64
102	B01161	UBS SECURITIES HONG KONG LTD	24,000	2013-01-22	0.00	87.64
103	B01685	ARK SECURITIES (HONG KONG) LTD	20,000	2013-01-11	0.00	87.64
104	B01447	BETA INTERNATIONAL SECURITIES LIMITED	20,000	2012-12-27	0.00	87.64
105	B01809	CHINA SYSTEM SECURITIES LTD	20,000	2013-02-08	0.00	87.65
106	B01771	CVP SECURITIES LTD (IN LIQUIDATION)	20,000	2013-01-25	0.00	87.65
107	B01633	ENLIGHTEN SECURITIES LTD	20,000	2013-01-21	0.00	87.65
108	B01606	EWARTON SECURITIES LTD	20,000	2013-01-09	0.00	87.66
109	B01567	PRIME SECURITIES LTD	20,000	2009-12-01	0.00	87.66
110	B01376	PUBLIC SECURITIES LTD	20,000	2013-01-03	0.00	87.66
111	B01710	SINO-RICH SECURITIES & FUTURES LTD	20,000	2013-02-08	0.00	87.67
112	B01680	SUCCESS SECURITIES LTD	20,000	2013-01-17	0.00	87.67
113	B01749	TANG KEE SECURITIES LTD	20,000	2013-01-08	0.00	87.67
114	B01415	TARZAN STOCK & SHARES LTD	20,000	2013-01-09	0.00	87.67
115	B01458	YICKO SECURITIES LTD	20,000	2013-01-08	0.00	87.68
116	B01497	SINOPAC SECURITIES (ASIA) LTD	17,000	2013-01-09	0.00	87.68
117	B01514	KARL-THOMSON SECURITIES CO LTD	16,000	2013-01-10	0.00	87.68
118	B01169	PUBLIC FINANCIAL SECURITIES LTD	15,000	2012-12-27	0.00	87.68
119	B01439	TAI TAK SECURITIES (ASIA) LTD	15,000	2013-01-23	0.00	87.69
120	B01777	DAIWA CAPITAL MARKETS HONG KONG LTD	14,000	2012-12-19	0.00	87.69
121	B01438	KINGSTON SECURITIES LTD	12,000	2013-01-10	0.00	87.69
122	B01247	KWAI HUNG SECURITIES CO LTD	12,000	2013-01-09	0.00	87.69
123	B01340	LEHIN SECURITIES LTD	10,500	2013-01-04	0.00	87.69
124	B01356	DELTA ASIA SECURITIES LTD	10,000	2013-01-22	0.00	87.69
125	B01338	EMPEROR SECURITIES LTD	10,000	2012-10-19	0.00	87.70
126	B01921	GONG PING SECURITIES LTD	10,000	2013-01-03	0.00	87.70
127	B01123	HING WONG SECURITIES LTD	10,000	2013-01-03	0.00	87.70
128	B01428	HIP HING SECURITIES LTD	10,000	2011-04-28	0.00	87.70
129	B01404	HONG KONG STOCK LINK SECURITIES LTD	10,000	2013-02-06	0.00	87.70
130	B01421	ONEPLATFORM SECURITIES LTD	10,000	2012-12-20	0.00	87.70
131	B01198	PO KAY SECURITIES & SHARES CO LTD	10,000	2013-01-22	0.00	87.71
132	B01731	SHUN HENG SECURITIES LTD	10,000	2013-01-31	0.00	87.71
133	B01632	WAI FAT SECURITIES LTD	10,000	2010-12-06	0.00	87.71
134	B01407	WIN WONG SECURITIES LTD	10,000	2013-02-08	0.00	87.71
135	B01280	WING FAT SECURITIES LTD	10,000	2013-01-30	0.00	87.71
136	B01150	MTF SECURITIES LTD	8,000	2013-01-17	0.00	87.71
137	B01664	ROOFER SECURITIES LTD	8,000	2013-01-03	0.00	87.71
138	B01843	TELECOM KING SECURITIES LTD	7,000	2013-02-08	0.00	87.71
139	B01425	WELLFULL SECURITIES CO LTD	5,000	2011-01-18	0.00	87.72
140	B01300	OCBC SECURITIES (HONG KONG) LTD	4,000	2008-07-04	0.00	87.72
141	B01137	CHOW SANG SANG SECURITIES LTD	3,000	2013-01-03	0.00	87.72
142	B01699	MASTERLINK SECURITIES (HONG KONG)	3,000	2011-09-30	0.00	87.72
143	B01929	CHINA GALAXY INTERNATIONAL SECURITIES	2,000	2013-02-06	0.00	87.72
144	B01769	ONE CHINA SECURITIES LTD	775	2012-02-22	0.00	87.72
145	B01386	SBI CHINA CAPITAL FINANCIAL SERVICES LTD	400	2010-09-16	0.00	87.72
146	B01240	TSUN CHI YUEN SECURITIES CO LTD	171	2012-08-07	0.00	87.72
146		Total named holdings	600,606,128		87.72
4		Unnamed Investor Partipants	64,000		0.01
150		Total in CCASS	600,670,128		87.73
		Securities not in CCASS	84,039,076		12.27
		Issued securities	684,709,204	2013-01-31	100.00

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