CM Energy Tech Co., Ltd.: O HKD

Exchange Code Listed Last trade Delisted
HK GEM 08149  2005-11-28  2009-06-04  2009-06-05
HK Main 00206  2009-06-05    
Stock code:
Show former holders

CCASS holdings on 2009-04-08

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Summary

Type of holder Holding Stake
%
Custodians 111,375,998 19.83
Brokers 368,499,316 65.60
Other intermediaries 0 0.00
Intermediaries 479,875,314 85.43
Named investors 0 0.00
Unnamed investors 10,000 0.00
Total in CCASS 479,885,314 85.43
Securities not in CCASS 81,852,290 14.57
Issued securities 561,737,604 100.00

Details

Row CCASS ID Name Holding Last
change		 Stake
%		 Cumul.
Stake
%
1 C00019 THE HONGKONG AND SHANGHAI BANKING 100,847,800 2009-04-08 17.95 17.95
2 B01184 QUAM SECURITIES LTD 83,600,400 2008-06-24 14.88 32.84
3 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 66,336,800 2008-12-01 11.81 44.64
4 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 51,488,000 2008-12-12 9.17 53.81
5 B01813 CCB INTERNATIONAL SECURITIES LTD 50,000,000 2008-07-28 8.90 62.71
6 B01762 DBS VICKERS (HONG KONG) LTD 43,202,000 2008-12-22 7.69 70.40
7 B01545 TUNG SHING SECURITIES (BROKERS) LTD 16,792,800 2009-04-08 2.99 73.39
8 B01272 FB SECURITIES (HONG KONG) LTD 13,200,000 2007-10-10 2.35 75.74
9 C00010 CITIBANK N.A. 7,446,398 2009-03-09 1.33 77.07
10 B01584 CHIEF SECURITIES LTD 6,986,400 2009-03-30 1.24 78.31
11 B01592 PLATINUM BROKING CO LTD 5,085,600 2008-02-11 0.91 79.22
12 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 4,636,600 2009-03-27 0.83 80.04
13 B01464 PIPER JAFFRAY ASIA SECURITIES LTD 4,138,400 2009-03-31 0.74 80.78
14 B01607 RHB SECURITIES HONG KONG LTD 3,780,000 2009-03-19 0.67 81.45
15 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 3,029,000 2009-03-31 0.54 81.99
16 B01130 BOCI SECURITIES LTD 2,904,000 2009-04-06 0.52 82.51
17 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 2,650,400 2009-02-25 0.47 82.98
18 B01289 SOUTH CHINA SECURITIES LTD 2,581,600 2009-01-21 0.46 83.44
19 B01386 SBI CHINA CAPITAL FINANCIAL SERVICES LTD 2,393,400 2008-09-02 0.43 83.86
20 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 1,813,000 2009-02-25 0.32 84.19
21 B01523 EVER-LONG SECURITIES CO LTD 1,470,000 2008-09-30 0.26 84.45
22 B01284 HANG SENG SECURITIES LTD 1,247,000 2009-04-08 0.22 84.67
23 C00033 BANK OF CHINA (HONG KONG) LTD 717,000 2009-04-08 0.13 84.80
24 B01740 WIN SECURITIES LTD 672,000 2007-10-10 0.12 84.92
25 B01778 UNITED WORLD ONLINE LTD 529,000 2009-04-08 0.09 85.01
26 B01837 ETRADE SECURITIES (HONG KONG) LTD 220,000 2009-01-21 0.04 85.05
27 C00065 HSBC PRIVATE BANK (SUISSE) SA 217,000 2009-03-25 0.04 85.09
28 B01423 PRUDENTIAL BROKERAGE LTD 192,000 2009-04-08 0.03 85.12
29 B01086 EVERBRIGHT SECURITIES INVESTMENT 190,000 2009-02-20 0.03 85.16
30 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 179,800 2009-04-01 0.03 85.19
31 B01353 UOB KAY HIAN (HONG KONG) LTD 136,000 2008-10-23 0.02 85.21
32 B01169 PUBLIC FINANCIAL SECURITIES LTD 121,200 2008-12-17 0.02 85.24
33 B01345 PHILLIP SECURITIES (HONG KONG) LTD 120,200 2009-03-26 0.02 85.26
34 B01224 MERRILL LYNCH FAR EAST LTD 100,000 2009-02-26 0.02 85.28
35 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 99,200 2008-07-03 0.02 85.29
36 B01727 ICBC (ASIA) SECURITIES LTD 90,000 2009-04-07 0.02 85.31
37 B01773 TOYO SECURITIES ASIA LTD 71,000 2008-09-02 0.01 85.32
38 B01610 KGI ASIA LTD 65,000 2008-08-12 0.01 85.33
39 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 55,000 2009-01-12 0.01 85.34
40 C00018 HANG SENG BANK LTD 46,000 2009-02-13 0.01 85.35
41 C00028 NANYANG COMMERCIAL BANK LTD 45,000 2009-02-26 0.01 85.36
42 B01324 FUNDERSTONE SECURITIES LTD 44,000 2008-11-07 0.01 85.37
43 B01347 CGS INTERNATIONAL SECURITIES HK LTD 40,000 2009-03-23 0.01 85.37
44 B01599 POLARIS SECURITIES (HONG KONG) LTD 40,000 2008-01-07 0.01 85.38
45 B01264 MIB SECURITIES (HONG KONG) LTD 36,000 2008-06-10 0.01 85.39
46 C00037 SHANGHAI COMMERCIAL BANK LTD 32,000 2009-03-27 0.01 85.39
47 B01183 CHONG HING SECURITIES LTD 20,000 2008-12-19 0.00 85.40
48 C00015 DBS BANK (HONG KONG) LTD 20,000 2008-12-19 0.00 85.40
49 B01141 FE SECURITIES LTD 20,000 2009-03-27 0.00 85.40
50 B01796 SOO PEI SHAO & CO LTD 20,000 2008-12-29 0.00 85.41
51 B01698 LUEN SING SECURITIES LTD 16,000 2008-07-15 0.00 85.41
52 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 12,000 2008-11-25 0.00 85.41
53 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 12,000 2008-05-29 0.00 85.41
54 C00003 THE BANK OF EAST ASIA LTD 12,000 2009-02-11 0.00 85.42
55 B01252 CORPORATE BROKERS LTD 10,000 2008-12-01 0.00 85.42
56 B01320 LUEN FAT SECURITIES CO LTD 9,600 2007-06-26 0.00 85.42
57 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 9,000 2009-04-07 0.00 85.42
58 B01818 I-ACCESS INVESTORS LTD 4,000 2008-05-07 0.00 85.42
59 B01300 OCBC SECURITIES (HONG KONG) LTD 4,000 2008-07-04 0.00 85.42
60 B01318 OKASAN INTERNATIONAL (ASIA) LTD 4,000 2008-02-04 0.00 85.42
61 B01497 SINOPAC SECURITIES (ASIA) LTD 4,000 2007-11-07 0.00 85.42
62 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 2,400 2008-07-03 0.00 85.43
63 B01150 MTF SECURITIES LTD 2,000 2009-04-01 0.00 85.43
64 B01789 HO FUNG SHARES INVESTMENT LTD 1,874 2009-03-31 0.00 85.43
65 B01590 INTERACTIVE BROKERS HONG KONG LTD 1,600 2007-12-18 0.00 85.43
66 B01843 TELECOM KING SECURITIES LTD 1,000 2008-12-22 0.00 85.43
67 B01769 ONE CHINA SECURITIES LTD 842 2008-10-03 0.00 85.43
68 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 800 2007-08-24 0.00 85.43
69 B01340 LEHIN SECURITIES LTD 800 2009-02-13 0.00 85.43
70 B01240 TSUN CHI YUEN SECURITIES CO LTD 400 2009-03-31 0.00 85.43
70 Total named holdings 479,875,314 85.43
1 Unnamed Investor Partipants 10,000 0.00
71 Total in CCASS 479,885,314 85.43
Securities not in CCASS 81,852,290 14.57
Issued securities 561,737,604 2009-03-31 100.00

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