SOUND GLOBAL LTD.: O HKD

Exchange Code Listed Last trade Delisted
HK Main 00967  2010-09-30  2016-04-12  2022-09-13
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CCASS holding changes from 2014-09-24 to 2014-09-25

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00033 BANK OF CHINA (HONG KONG) LTD 3,250,943 342,350 0.22 0.02 2014-09-25
2 B01161 UBS SECURITIES HONG KONG LTD 15,099,679 303,000 1.03 0.02 2014-09-25
3 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 10,956,000 271,000 0.75 0.02 2014-09-25
4 B01901 CMB INTERNATIONAL SECURITIES LTD 363,000 233,000 0.02 0.02 2014-09-25
5 B01416 VC BROKERAGE LTD 215,000 215,000 0.01 0.01 2014-09-25
6 C00037 SHANGHAI COMMERCIAL BANK LTD 499,000 175,000 0.03 0.01 2014-09-25
7 C00100 JPMORGAN CHASE BANK, NATIONAL 81,595,398 173,000 5.56 0.01 2014-09-25
8 B01224 MERRILL LYNCH FAR EAST LTD 952,746 147,000 0.06 0.01 2014-09-25
9 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 464,000 108,000 0.03 0.01 2014-09-25
10 B01284 HANG SENG SECURITIES LTD 1,181,000 107,000 0.08 0.01 2014-09-25
11 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 56,089,446 100,000 3.82 0.01 2014-09-25
12 B01686 FIRST SHANGHAI SECURITIES LTD 478,000 93,000 0.03 0.01 2014-09-25
13 C00010 CITIBANK N.A. 174,991,726 92,700 11.93 0.01 2014-09-25
14 B01762 DBS VICKERS (HONG KONG) LTD 60,936,505 88,000 4.15 0.01 2014-09-25
15 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 364,000 87,000 0.02 0.01 2014-09-25
16 B01894 MFG LIMITED 83,000 83,000 0.01 0.01 2014-09-25
17 B01130 BOCI SECURITIES LTD 2,634,000 73,000 0.18 0.00 2014-09-25
18 B01649 CINDA INTERNATIONAL SECURITIES LTD 570,000 66,000 0.04 0.00 2014-09-25
19 B01939 SOOCHOW SECURITIES INTERNATIONAL 523,000 64,000 0.04 0.00 2014-09-25
20 C00018 HANG SENG BANK LTD 78,000 63,000 0.01 0.00 2014-09-25
21 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 361,000 60,000 0.02 0.00 2014-09-25
22 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 573,000 58,000 0.04 0.00 2014-09-25
23 B01323 DEUTSCHE SECURITIES ASIA LTD 39,308,493 44,000 2.68 0.00 2014-09-25
24 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 1,420,000 39,000 0.10 0.00 2014-09-25
25 B01118 EAST ASIA SECURITIES CO LTD 149,000 38,000 0.01 0.00 2014-09-25
26 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 499,000 35,000 0.03 0.00 2014-09-25
27 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 50,844,000 33,000 3.47 0.00 2014-09-25
28 B01212 HENYEP SECURITIES LTD 30,000 30,000 0.00 0.00 2014-09-25
29 C00003 THE BANK OF EAST ASIA LTD 50,000 25,000 0.00 0.00 2014-09-25
30 C00088 CHINA MERCHANTS BANK CO LTD 48,000 20,000 0.00 0.00 2014-09-25
31 B01266 PRIME CDEX SECURITIES LTD 50,000 20,000 0.00 0.00 2014-09-25
32 B01407 WIN WONG SECURITIES LTD 30,000 20,000 0.00 0.00 2014-09-25
33 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 936,000 13,000 0.06 0.00 2014-09-25
34 B01231 WINNER INTERNATIONAL SECURITIES LTD 13,000 13,000 0.00 0.00 2014-09-25
35 B01584 CHIEF SECURITIES LTD 395,000 12,000 0.03 0.00 2014-09-25
36 B01842 BOCOM INTERNATIONAL SECURITIES LTD 548,000 10,000 0.04 0.00 2014-09-25
37 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 155,000 10,000 0.01 0.00 2014-09-25
38 B01137 CHOW SANG SANG SECURITIES LTD 65,000 10,000 0.00 0.00 2014-09-25
39 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 102,000 10,000 0.01 0.00 2014-09-25
40 B01272 FB SECURITIES (HONG KONG) LTD 19,000 10,000 0.00 0.00 2014-09-25
41 B01173 RIFA SECURITIES LTD 111,000 10,000 0.01 0.00 2014-09-25
42 B01676 TAI SHING STOCK INVESTMENT CO LTD 10,000 10,000 0.00 0.00 2014-09-25
43 B01183 CHONG HING SECURITIES LTD 77,000 7,000 0.01 0.00 2014-09-25
44 B01610 KGI ASIA LTD 511,000 7,000 0.03 0.00 2014-09-25
45 C00028 NANYANG COMMERCIAL BANK LTD 96,000 7,000 0.01 0.00 2014-09-25
46 B01119 CELESTIAL SECURITIES LTD 40,000 5,000 0.00 0.00 2014-09-25
47 B01373 CHRISTFUND SECURITIES LTD 5,000 5,000 0.00 0.00 2014-09-25
48 B01727 ICBC (ASIA) SECURITIES LTD 186,000 5,000 0.01 0.00 2014-09-25
49 B01353 UOB KAY HIAN (HONG KONG) LTD 1,882,000 5,000 0.13 0.00 2014-09-25
50 B01564 ABCI SECURITIES CO LTD 14,000 4,000 0.00 0.00 2014-09-25
51 B01493 YARDLEY SECURITIES LTD 4,000 4,000 0.00 0.00 2014-09-25
52 B01695 DAH SING SECURITIES LTD 29,000 3,000 0.00 0.00 2014-09-25
53 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 772,000 3,000 0.05 0.00 2014-09-25
54 B01818 I-ACCESS INVESTORS LTD 78,000 3,000 0.01 0.00 2014-09-25
55 B01963 TFI SECURITIES AND FUTURES LTD 3,000 3,000 0.00 0.00 2014-09-25
56 B01948 CAITONG INTERNATIONAL SECURITIES CO LTD 2,000 2,000 0.00 0.00 2014-09-25
57 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 210,000 2,000 0.01 0.00 2014-09-25
58 B01787 SOO PUI CHEN SECURITIES LTD 10,000 2,000 0.00 0.00 2014-09-25
59 B01392 TAIFAIR SECURITIES LTD 2,000 2,000 0.00 0.00 2014-09-25
60 B01590 INTERACTIVE BROKERS HONG KONG LTD 2,891,000 1,000 0.20 0.00 2014-09-25
61 B01769 ONE CHINA SECURITIES LTD 758 -50 0.00 -0.00 2014-09-25
62 C00074 DEUTSCHE BANK AG 10,604,300 -1,000 0.72 -0.00 2014-09-25
63 B01882 PING AN OF CHINA SECURITIES (HONG KONG) 0 -1,000 0.00 -0.00 2014-09-25
64 B01351 WING FUNG SECURITIES LTD 27,000 -1,000 0.00 -0.00 2014-09-25
65 C00015 DBS BANK (HONG KONG) LTD 56,000 -2,000 0.00 -0.00 2014-09-25
66 B01423 PRUDENTIAL BROKERAGE LTD 177,000 -2,000 0.01 -0.00 2014-09-25
67 B01680 SUCCESS SECURITIES LTD 3,000 -2,000 0.00 -0.00 2014-09-25
68 B01794 INTERCONTINENT SECURITIES CO LTD 7,000 -3,000 0.00 -0.00 2014-09-25
69 B01340 LEHIN SECURITIES LTD 4,500 -3,000 0.00 -0.00 2014-09-25
70 B01831 NERICO BROTHERS LTD 3,000 -4,000 0.00 -0.00 2014-09-25
71 B01347 CGS INTERNATIONAL SECURITIES HK LTD 902,000 -5,000 0.06 -0.00 2014-09-25
72 B01258 CHINA POINT STOCK BROKERS LTD 0 -5,000 0.00 -0.00 2014-09-25
73 B01673 FULBRIGHT SECURITIES LTD 85,000 -5,000 0.01 -0.00 2014-09-25
74 B01252 CORPORATE BROKERS LTD 4,000 -8,000 0.00 -0.00 2014-09-25
75 B01345 PHILLIP SECURITIES (HONG KONG) LTD 1,215,000 -9,000 0.08 -0.00 2014-09-25
76 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 125,000 -10,000 0.01 -0.00 2014-09-25
77 B01264 MIB SECURITIES (HONG KONG) LTD 587,000 -10,000 0.04 -0.00 2014-09-25
78 B01402 PHOENIX CAPITAL SECURITIES LTD 4,000 -10,000 0.00 -0.00 2014-09-25
79 B01563 XINKONG INTERNATIONAL SECURITIES LTD 0 -10,000 0.00 -0.00 2014-09-25
80 C00041 OCBC BANK (HONG KONG) LTD 51,000 -11,000 0.00 -0.00 2014-09-25
81 B01955 FUTU SECURITIES INTERNATIONAL 18,000 -18,000 0.00 -0.00 2014-09-25
82 B01086 EVERBRIGHT SECURITIES INVESTMENT 271,000 -22,000 0.02 -0.00 2014-09-25
83 B01843 TELECOM KING SECURITIES LTD 24,000 -25,000 0.00 -0.00 2014-09-25
84 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 191,984,386 -38,000 13.08 -0.00 2014-09-25
85 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 5,369,000 -214,000 0.37 -0.01 2014-09-25
86 C00093 BNP PARIBAS 11,017,700 -274,000 0.75 -0.02 2014-09-25
87 C00019 THE HONGKONG AND SHANGHAI BANKING 344,330,379 -977,000 23.47 -0.07 2014-09-25
88 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 24,239,600 -1,814,000 1.65 -0.12 2014-09-25
88 Total changed named holdings 1,104,962,559 0 75.31 0.00
65 Unchanged named holdings 356,962,384 0 24.33 0.00
153 Total named holdings 1,461,924,943 0 99.63 0.00
5 Unnamed Investor Participants 63,000 0 0.00 0.00
158 Total securities in CCASS 1,461,987,943 0 99.64 0.00
Securities not in CCASS 5,308,933 0 0.36 0.00
Issued securities 1,467,296,876 0 100.00 0.00 31-Aug-2014

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2014-09-23
Volume5,973,050
Turnover49,755,745
Average price8.330

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