Zhuzhou CRRC Times Electric Co., Ltd.: H HKD

Exchange Code Listed Last trade Delisted
HK Main 03898  2006-12-20    
Stock code:
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CCASS holding changes from 2012-12-03 to 2012-12-04

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 4,041,161 970,000 0.89 0.21 2012-12-04
2 C00093 BNP PARIBAS 17,792,597 487,039 3.90 0.11 2012-12-04
3 C00100 JPMORGAN CHASE BANK, NATIONAL 1,526,322 316,268 0.33 0.07 2012-12-04
4 B01323 DEUTSCHE SECURITIES ASIA LTD 1,774,396 20,715 0.39 0.00 2012-12-04
5 B01130 BOCI SECURITIES LTD 1,275,000 20,000 0.28 0.00 2012-12-04
6 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 6,756,136 15,000 1.48 0.00 2012-12-04
7 B01673 FULBRIGHT SECURITIES LTD 15,000 5,000 0.00 0.00 2012-12-04
8 B01727 ICBC (ASIA) SECURITIES LTD 211,000 4,000 0.05 0.00 2012-12-04
9 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 3,081 3,078 0.00 0.00 2012-12-04
10 B01086 EVERBRIGHT SECURITIES INVESTMENT 364,000 3,000 0.08 0.00 2012-12-04
11 C00036 CHINA CONSTRUCTION BANK (ASIA) 76,000 2,000 0.02 0.00 2012-12-04
12 B01590 INTERACTIVE BROKERS HONG KONG LTD 52,000 2,000 0.01 0.00 2012-12-04
13 B01842 BOCOM INTERNATIONAL SECURITIES LTD 90,000 1,000 0.02 0.00 2012-12-04
14 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 53,000 1,000 0.01 0.00 2012-12-04
15 C00028 NANYANG COMMERCIAL BANK LTD 405,000 1,000 0.09 0.00 2012-12-04
16 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 4,412,000 -1,000 0.97 -0.00 2012-12-04
17 B01284 HANG SENG SECURITIES LTD 462,000 -1,000 0.10 -0.00 2012-12-04
18 B01209 MASON SECURITIES LTD 59,000 -1,000 0.01 -0.00 2012-12-04
19 B01345 PHILLIP SECURITIES (HONG KONG) LTD 205,000 -1,000 0.04 -0.00 2012-12-04
20 B01740 WIN SECURITIES LTD 235,000 -1,000 0.05 -0.00 2012-12-04
21 B01267 WINFULL SECURITIES LTD 8,000 -1,000 0.00 -0.00 2012-12-04
22 B01119 CELESTIAL SECURITIES LTD 60,000 -2,000 0.01 -0.00 2012-12-04
23 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 141,000 -2,000 0.03 -0.00 2012-12-04
24 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 430,000 -2,000 0.09 -0.00 2012-12-04
25 B01455 NATIONAL RESOURCES SECURITIES LTD 42,000 -3,000 0.01 -0.00 2012-12-04
26 B01121 SG SECURITIES (HK) LTD 90,000 -4,000 0.02 -0.00 2012-12-04
27 C00033 BANK OF CHINA (HONG KONG) LTD 8,999,500 -5,000 1.97 -0.00 2012-12-04
28 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 327,000 -5,000 0.07 -0.00 2012-12-04
29 B01330 NOMURA SECURITIES (HK) LTD 41,205 -7,795 0.01 -0.00 2012-12-04
30 B01829 HUATAI FINANCIAL HOLDINGS (HONG KONG) 6,000 -18,000 0.00 -0.00 2012-12-04
31 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 389,000 -32,000 0.09 -0.01 2012-12-04
32 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 497,000 -70,000 0.11 -0.02 2012-12-04
33 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 20,718,011 -99,989 4.54 -0.02 2012-12-04
34 B01161 UBS SECURITIES HONG KONG LTD 30,204 -139,000 0.01 -0.03 2012-12-04
35 C00010 CITIBANK N.A. 28,034,527 -175,000 6.15 -0.04 2012-12-04
36 B01224 MERRILL LYNCH FAR EAST LTD 2,717,860 -217,783 0.60 -0.05 2012-12-04
37 C00074 DEUTSCHE BANK AG 2,479,000 -328,000 0.54 -0.07 2012-12-04
38 C00019 THE HONGKONG AND SHANGHAI BANKING 236,721,439 -362,414 51.90 -0.08 2012-12-04
39 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 87,881,447 -372,119 19.27 -0.08 2012-12-04
39 Total changed named holdings 429,420,886 0 94.15 0.00
236 Unchanged named holdings 24,317,364 0 5.33 0.00
275 Total named holdings 453,738,250 0 99.48 0.00
37 Unnamed Investor Participants 107,000 0 0.02 0.00
312 Total securities in CCASS 453,845,250 0 99.50 0.00
Securities not in CCASS 2,263,150 0 0.50 0.00
Issued securities 456,108,400 0 100.00 0.00 30-Nov-2012

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2012-11-30
Volume1,993,082
Turnover46,856,110
Average price23.509

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