Tong, Nga Lai 唐雅麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | XCap Partners Limited | Rep | Advising on corporate finance | 2021-09-08 | 2025-07-17 | Rep | Advising on securities | 2021-09-08 | 2025-07-17 | Rep | Dealing in securities | 2021-09-08 | 2025-07-17 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-11-26 | 2021-05-31 | Rep | Advising on securities | 2018-11-26 | 2021-05-31 | Rep | Dealing in securities | 2018-11-26 | 2021-05-31 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2025-08-11 | |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-05-09 | 2012-01-31 |
| 5 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2011-05-09 | 2018-09-18 | Rep | Dealing in securities | 2011-05-09 | 2018-09-18 |
| 6 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2025-08-11 | Rep | Advising on securities | 2025-08-11 |
| 7 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2007-09-20 | 2011-04-09 |
| 8 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2007-09-20 | 2011-04-09 | Rep | Dealing in securities | 2007-09-20 | 2011-04-09 |
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