Poon, Cho Fai 潘祖輝

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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	Organisation	Role	Activity	From	Until
1	Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance		2004-05-31
	Citigroup Global Markets Asia Limited	RO		2009-01-15	2017-09-27
	XCap Partners Limited	RO		2020-07-02
2	Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities		2004-05-31
	XCap Partners Limited	RO		2020-07-02
3	Merrill Lynch (Asia Pacific) Limited	Rep	Asset management		2004-05-31
	XCap Partners Limited	RO		2024-01-12
4	Merrill Lynch (Asia Pacific) Limited	Rep	Automated trading services		2004-05-31
5	Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities		2004-05-31
	Citigroup Global Markets Asia Limited	Rep		2004-06-18	2005-06-02
	CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep		2004-06-18	2005-06-02
	Citigroup Global Markets Asia Limited	RO		2005-06-02	2017-09-27
	CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	RO		2005-06-02	2012-01-31
	SHUN LOONG SECURITIES COMPANY LIMITED	Rep		2019-09-10	2020-06-16
	XCap Partners Limited	RO		2020-07-02

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