Garcia, Michael Anthony

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 Virtu ITG Securities (Asia) Limited RO Advising on corporate finance 2003-04-25
2 Virtu ITG Securities (Asia) Limited RO Advising on securities 2003-04-25
3 Virtu ITG Securities (Asia) Limited RO Asset management 2003-04-25
4 Virtu ITG Securities (Asia) Limited RO Dealing in securities 2003-04-25
5 Virtu ITG Hong Kong Limited RO Dealing in securities 2004-02-12
6 Virtu ITG Hong Kong Limited RO Automated trading services 2003-05-12 2004-02-12
7 Merrill Lynch (Asia Pacific) Limited Rep Advising on securities 2004-03-16 2005-04-23
8 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2004-03-16 2010-05-12
9 Merrill Lynch Far East Limited Rep Dealing in securities 2005-04-23 2010-05-12
10 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-05-16 2010-05-12
11 BARCLAYS CAPITAL ASIA LIMITED Rep Dealing in futures contracts 2010-08-24 2013-03-28
12 BARCLAYS CAPITAL ASIA LIMITED Rep Dealing in securities 2010-08-24 2013-03-28
13 Standard Chartered Securities (Hong Kong) Limited Rep Advising on securities 2013-07-15 2015-01-08
14 Standard Chartered Securities (Hong Kong) Limited Rep Dealing in securities 2013-07-15 2015-01-08
15 Daiwa Capital Markets Hong Kong Limited Rep Dealing in futures contracts 2015-04-13 2019-07-13
16 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2015-04-13 2019-07-13
17 Artisan Partners Hong Kong Limited RO Dealing in securities 2023-10-19 2025-05-20

Copyright & disclaimer, Privacy policy

Webb-site.com was originally created by David M Webb MBE

We are committed to maintaining high quality and expanding the database with additional data and insight.

Back to top