Tam, Lok Man (SFC:BPV002) 譚樂敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2020-07-27 | 2023-02-20 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2020-07-27 | 2023-02-20 | Evercore Asia Limited | Rep | 2023-06-07 | 2024-09-27 | KKR Capital Markets Asia II Limited | Rep | 2024-11-28 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Dealing in securities | 2020-07-27 | 2023-02-20 | Evercore Asia Limited | Rep | 2023-06-07 | 2024-09-27 | KKR Capital Markets Asia II Limited | Rep | 2024-11-28 |
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