Fu, Yan (SFC:BBT112) 付岩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2013-08-15 | 2021-03-26 |
| 2 | CMB International Capital Limited | Rep | Advising on corporate finance | 2021-07-23 | 2024-06-07 |
| 3 | XCap Partners Limited | Rep | Advising on corporate finance | 2025-02-04 | 2025-04-08 |
| 4 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2025-09-02 | 2026-07-07 |
| 5 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2013-08-15 | 2021-03-26 |
| 6 | XCap Partners Limited | Rep | Advising on securities | 2025-02-04 | 2025-04-08 |
| 7 | XCap Partners Limited | Rep | Asset management | 2025-02-04 | 2025-04-08 |
| 8 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2013-08-15 | 2021-03-26 |
| 9 | CMB International Capital Limited | Rep | Dealing in securities | 2021-07-23 | 2024-06-07 |
| 10 | XCap Partners Limited | Rep | Dealing in securities | 2025-02-04 | 2025-04-08 |
| 11 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2025-09-02 | |
| 12 | GUOTAI JUNAN CAPITAL LIMITED | RO | Advising on corporate finance | 2026-07-07 |
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