Chen, Yini (SFC:BAB811) 陳依妮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2012-08-22 | 2016-03-29 |
| 2 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-07-12 | 2016-12-22 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-04-03 | 2022-07-15 |
| 4 | XCap Partners Limited | Rep | Advising on corporate finance | 2024-04-03 | 2026-05-22 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2018-04-03 | 2022-07-15 |
| 6 | XCap Partners Limited | Rep | Advising on securities | 2024-04-03 | 2026-05-22 |
| 7 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2012-08-22 | 2016-03-29 |
| 8 | China Renaissance Securities (Hong Kong) Limited | Rep | Dealing in securities | 2016-07-12 | 2018-01-15 |
| 9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-04-03 | 2022-07-15 |
| 10 | XCap Partners Limited | Rep | Dealing in securities | 2024-04-03 | 2026-05-22 |
| 11 | China Renaissance Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2016-12-22 | 2018-01-15 |
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