Au, Wing Sing (SFC:ARF809) 歐永昇

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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	Organisation	Role	Activity	From	Until
1	RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2008-06-27	2011-01-01
	Citigroup Global Markets Asia Limited	Rep		2015-06-24	2018-06-29
	CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED	Rep		2018-10-03	2020-02-20
	CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED	RO		2020-02-20	2020-08-31
	XCap Partners Limited	Rep		2022-08-26	2025-01-10
2	KOALA SECURITIES LIMITED	Rep	Advising on securities	2020-12-01	2022-07-21
	XCap Partners Limited	Rep		2022-08-18	2023-03-08
	XCap Partners Limited	RO		2023-03-08	2025-01-10
3	KOALA CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2020-12-01	2022-07-21
	XCap Partners Limited	RO		2024-01-12	2025-01-10
4	RBS Asia Corporate Finance Limited	Rep	Dealing in securities	2008-06-27	2011-01-01
	Citigroup Global Markets Asia Limited	Rep		2015-06-24	2018-06-29
	CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED	Rep		2018-10-03	2020-02-20
	CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED	RO		2020-02-20	2020-08-31
	KOALA SECURITIES LIMITED	Rep		2020-12-01	2022-07-21
	XCap Partners Limited	Rep		2022-08-18	2023-03-08
	XCap Partners Limited	RO		2023-03-08	2025-01-10
	XCap Partners Limited	Rep		2026-01-15

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