Penton, Dominic Jon (SFC:ABM263)
Please note that due to the planned shutdown of Webb-site.com,
the directors, officers and advisers of HK-listed companies will cease to be updated effective 2025-03-31. Appointments
and resignations effective on or before that date will be recorded, as will advisers recorded in annual reports
filed on or before that date. We intend to make a data dump available after processing the final filings.
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED (b1985-05-17) | Resp OffResponsible Officer | 2003-09-04 | ||
| RepRepresentative | 2003-09-10 | 2004-03-15 | |||
| Resp OffResponsible Officer | 2004-03-15 | 2005-05-05 | |||
| 2 | LEHMAN BROTHERS SECURITIES ASIA LIMITED (b1987-11-17) | Resp OffResponsible Officer | 2003-09-04 | ||
| RepRepresentative | 2003-09-10 | 2004-03-15 | |||
| Resp OffResponsible Officer | 2004-03-15 | 2005-05-05 | |||
| 3 | Merrill Lynch (Asia Pacific) Limited | RepRepresentative | 2005-07-04 | 2016-06-01 | |
| 4 | Merrill Lynch Far East Limited | RepRepresentative | 2005-07-04 | 2016-06-01 | |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | RepRepresentative | 2008-05-16 | 2010-09-06 |
Some data are hidden to fit your display. Rotate?
Copyright & disclaimer, Privacy policy