Zhuzhou CRRC Times Electric Co., Ltd.: H HKD

Exchange Code Listed Last trade Delisted
HK Main 03898  2006-12-20    
Stock code:
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CCASS holding changes from 2013-03-14 to 2013-03-15

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00100 JPMORGAN CHASE BANK, NATIONAL 93,251,464 1,091,068 20.45 0.24 2013-03-15
2 C00093 BNP PARIBAS 13,512,702 579,100 2.96 0.13 2013-03-15
3 B01161 UBS SECURITIES HONG KONG LTD 572,224 567,000 0.13 0.12 2013-03-15
4 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 2,418,131 242,905 0.53 0.05 2013-03-15
5 B01130 BOCI SECURITIES LTD 1,175,000 164,000 0.26 0.04 2013-03-15
6 B01376 PUBLIC SECURITIES LTD 1,856,000 107,000 0.41 0.02 2013-03-15
7 B01284 HANG SENG SECURITIES LTD 280,000 78,000 0.06 0.02 2013-03-15
8 B01839 RABO BROKERAGE HK LTD 192,444 54,000 0.04 0.01 2013-03-15
9 C00048 CHIYU BANKING CORPORATION LTD 407,000 50,000 0.09 0.01 2013-03-15
10 B01086 EVERBRIGHT SECURITIES INVESTMENT 954,000 50,000 0.21 0.01 2013-03-15
11 B01727 ICBC (ASIA) SECURITIES LTD 291,000 42,000 0.06 0.01 2013-03-15
12 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 223,000 38,000 0.05 0.01 2013-03-15
13 B01818 I-ACCESS INVESTORS LTD 71,000 37,000 0.02 0.01 2013-03-15
14 C00037 SHANGHAI COMMERCIAL BANK LTD 953,000 34,000 0.21 0.01 2013-03-15
15 B01853 CMBC SECURITIES CO LTD 32,880 30,000 0.01 0.01 2013-03-15
16 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 328,000 29,000 0.07 0.01 2013-03-15
17 B01584 CHIEF SECURITIES LTD 232,000 26,000 0.05 0.01 2013-03-15
18 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 474,000 21,000 0.10 0.00 2013-03-15
19 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 504,000 21,000 0.11 0.00 2013-03-15
20 B01118 EAST ASIA SECURITIES CO LTD 624,000 21,000 0.14 0.00 2013-03-15
21 B01843 TELECOM KING SECURITIES LTD 77,000 21,000 0.02 0.00 2013-03-15
22 B01324 FUNDERSTONE SECURITIES LTD 49,000 20,000 0.01 0.00 2013-03-15
23 B01695 DAH SING SECURITIES LTD 241,000 19,000 0.05 0.00 2013-03-15
24 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 331,911 18,000 0.07 0.00 2013-03-15
25 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 93,000 16,000 0.02 0.00 2013-03-15
26 B01183 CHONG HING SECURITIES LTD 206,000 16,000 0.05 0.00 2013-03-15
27 C00036 CHINA CONSTRUCTION BANK (ASIA) 132,000 13,000 0.03 0.00 2013-03-15
28 B01264 MIB SECURITIES (HONG KONG) LTD 500,000 13,000 0.11 0.00 2013-03-15
29 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 3,204,000 12,000 0.70 0.00 2013-03-15
30 B01320 LUEN FAT SECURITIES CO LTD 13,000 11,000 0.00 0.00 2013-03-15
31 B01423 PRUDENTIAL BROKERAGE LTD 48,000 11,000 0.01 0.00 2013-03-15
32 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 81,000 11,000 0.02 0.00 2013-03-15
33 B01289 SOUTH CHINA SECURITIES LTD 58,000 10,000 0.01 0.00 2013-03-15
34 C00003 THE BANK OF EAST ASIA LTD 69,000 10,000 0.02 0.00 2013-03-15
35 B01546 WO FUNG SECURITIES CO LTD 23,000 10,000 0.01 0.00 2013-03-15
36 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 216,000 8,000 0.05 0.00 2013-03-15
37 C00015 DBS BANK (HONG KONG) LTD 294,000 6,000 0.06 0.00 2013-03-15
38 B01673 FULBRIGHT SECURITIES LTD 16,000 6,000 0.00 0.00 2013-03-15
39 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 919,000 6,000 0.20 0.00 2013-03-15
40 B01472 SUN GROWTH SECURITIES LTD 12,000 6,000 0.00 0.00 2013-03-15
41 B01901 CMB INTERNATIONAL SECURITIES LTD 45,000 5,000 0.01 0.00 2013-03-15
42 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 408,000 5,000 0.09 0.00 2013-03-15
43 B01166 KING FOOK SECURITIES CO LTD 19,000 5,000 0.00 0.00 2013-03-15
44 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 167,000 5,000 0.04 0.00 2013-03-15
45 B01421 ONEPLATFORM SECURITIES LTD 5,000 5,000 0.00 0.00 2013-03-15
46 B01646 TAI NING STOCK CO LTD 55,000 5,000 0.01 0.00 2013-03-15
47 B01181 FOSUN INTERNATIONAL SECURITIES LTD 5,000 4,000 0.00 0.00 2013-03-15
48 B01298 GET NICE SECURITIES LTD 20,000 4,000 0.00 0.00 2013-03-15
49 B01571 KARFORD SECURITIES LTD 4,000 4,000 0.00 0.00 2013-03-15
50 B01310 TUNG TAK SECURITIES (H.K.) CO LTD 11,000 4,000 0.00 0.00 2013-03-15
51 B01119 CELESTIAL SECURITIES LTD 70,000 3,000 0.02 0.00 2013-03-15
52 B01686 FIRST SHANGHAI SECURITIES LTD 62,000 3,000 0.01 0.00 2013-03-15
53 B01469 KAISER SECURITIES LTD 4,000 3,000 0.00 0.00 2013-03-15
54 B01308 M&F ASSET MANAGEMENT LTD 6,000 3,000 0.00 0.00 2013-03-15
55 B01150 MTF SECURITIES LTD 10,000 3,000 0.00 0.00 2013-03-15
56 B01345 PHILLIP SECURITIES (HONG KONG) LTD 215,000 3,000 0.05 0.00 2013-03-15
57 B01427 TSE'S SECURITIES LTD 8,000 3,000 0.00 0.00 2013-03-15
58 B01685 ARK SECURITIES (HONG KONG) LTD 8,000 2,000 0.00 0.00 2013-03-15
59 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 715,000 2,000 0.16 0.00 2013-03-15
60 B01356 DELTA ASIA SECURITIES LTD 38,000 2,000 0.01 0.00 2013-03-15
61 B01340 LEHIN SECURITIES LTD 4,537 2,000 0.00 0.00 2013-03-15
62 B01275 SANFULL SECURITIES LTD 10,000 2,000 0.00 0.00 2013-03-15
63 B01680 SUCCESS SECURITIES LTD 4,000 2,000 0.00 0.00 2013-03-15
64 B01416 VC BROKERAGE LTD 14,000 2,000 0.00 0.00 2013-03-15
65 B01425 WELLFULL SECURITIES CO LTD 28,000 2,000 0.01 0.00 2013-03-15
66 B01338 EMPEROR SECURITIES LTD 56,000 1,000 0.01 0.00 2013-03-15
67 B01696 HANTEC SECURITIES CO LTD 26,000 1,000 0.01 0.00 2013-03-15
68 B01158 SOLID KING SECURITIES LTD 2,000 1,000 0.00 0.00 2013-03-15
69 B01545 TUNG SHING SECURITIES (BROKERS) LTD 161,000 1,000 0.04 0.00 2013-03-15
70 B01353 UOB KAY HIAN (HONG KONG) LTD 268,000 1,000 0.06 0.00 2013-03-15
71 B01769 ONE CHINA SECURITIES LTD 8,869 210 0.00 0.00 2013-03-15
72 B01758 CHINA RESERVE SECURITIES LTD 22,000 -1,000 0.00 -0.00 2013-03-15
73 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 657,000 -1,000 0.14 -0.00 2013-03-15
74 B01610 KGI ASIA LTD 271,000 -1,000 0.06 -0.00 2013-03-15
75 B01700 REALINK FINANCIAL TRADE LTD 26,000 -1,000 0.01 -0.00 2013-03-15
76 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 517,000 -1,000 0.11 -0.00 2013-03-15
77 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 27,000 -1,000 0.01 -0.00 2013-03-15
78 B01121 SG SECURITIES (HK) LTD 79,000 -2,000 0.02 -0.00 2013-03-15
79 B01940 SOFI SECURITIES (HONG KONG) LTD 324,000 -2,000 0.07 -0.00 2013-03-15
80 B01740 WIN SECURITIES LTD 209,000 -2,000 0.05 -0.00 2013-03-15
81 B01330 NOMURA SECURITIES (HK) LTD 40,210 -3,000 0.01 -0.00 2013-03-15
82 B01842 BOCOM INTERNATIONAL SECURITIES LTD 116,000 -4,000 0.03 -0.00 2013-03-15
83 B01590 INTERACTIVE BROKERS HONG KONG LTD 88,000 -4,000 0.02 -0.00 2013-03-15
84 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 6,504 -5,860 0.00 -0.00 2013-03-15
85 B01525 KEE CHEONG SECURITIES CO LTD 0 -8,000 0.00 -0.00 2013-03-15
86 C00028 NANYANG COMMERCIAL BANK LTD 484,000 -8,000 0.11 -0.00 2013-03-15
87 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 20,078,114 -9,000 4.40 -0.00 2013-03-15
88 B01762 DBS VICKERS (HONG KONG) LTD 2,231,000 -10,000 0.49 -0.00 2013-03-15
89 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 410,000 -10,000 0.09 -0.00 2013-03-15
90 B01470 HUNG SING SECURITIES LTD 10,000 -12,000 0.00 -0.00 2013-03-15
91 C00033 BANK OF CHINA (HONG KONG) LTD 7,171,500 -55,000 1.57 -0.01 2013-03-15
92 B01224 MERRILL LYNCH FAR EAST LTD 2,463,362 -61,696 0.54 -0.01 2013-03-15
93 C00010 CITIBANK N.A. 28,699,953 -521,600 6.29 -0.11 2013-03-15
94 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 83,077,507 -631,850 18.21 -0.14 2013-03-15
95 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 439,800 -653,041 0.10 -0.14 2013-03-15
96 C00019 THE HONGKONG AND SHANGHAI BANKING 167,299,015 -757,604 36.68 -0.17 2013-03-15
97 B01323 DEUTSCHE SECURITIES ASIA LTD 955,897 -847,632 0.21 -0.19 2013-03-15
97 Total changed named holdings 443,095,024 -1,000 97.15 -0.00
185 Unchanged named holdings 10,667,226 0 2.34 0.00
282 Total named holdings 453,762,250 -1,000 99.49 0.00
37 Unnamed Investor Participants 113,000 1,000 0.02 0.00
319 Total securities in CCASS 453,875,250 0 99.51 0.00
Securities not in CCASS 2,233,150 0 0.49 0.00
Issued securities 456,108,400 0 100.00 0.00 28-Feb-2013

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2013-03-13
Volume5,531,510
Turnover130,292,447
Average price23.555

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